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                  Fundamentals of Public Policy

17.30j Syllabus

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UG(1)   HASS-CI
Credit:  
4-0-8

                            Fall 2004

 

Lecture:       Mon & Wed 3:00-4:30

                        Bldg. & Room.: 2-105

                Recitation:         sections

 

Professor David Laws
   Department of Urban Studies
   9-326
   Phone: 253-2084

Email:  dlaws@mit.edu

 

 

Professor Stephen M. Meyer
   Department of Political Science
   E53-402
   Phone: 253-8078

Email: smmeyer@mit.edu

This Course is Administered through its STELLAR WEB PAGE:

http://stellar.mit.edu/S/course/11/fa04/11.002j/index.html

 

COURSE OBJECTIVES AND SCOPE:

Fundamentals of Public Policy is an introductory course that explores policy-making as both a problem-solving process and a political process. We look at policy-making from the perspective of different focal actors and institutions, including: administrative agencies, legislators, the courts, the mass public, interest groups, and the media. We examine the interplay between policy development and institutions, and review normative and empirical models of policy-making.

Exploring these issues will require us to address questions like: How and why does something come to be seen as a "public problem" requiring a governmental response, while others fail to get attention? Why do we need public policies? What determines the content and nature of public policies? Who decides public policy priorities? Does public policy every accomplish anything worthwhile?

 ORGANIZATION:


This course is organized around the two weekly lecture sessions and a 1-hour recitation section. The lecture classes will delve into the primary topic for the week, covering theoretical and analytical issues as well as the substantive questions raised in the reading material. In particular, the discussion will emphasize alternative ways of examining a given topic. Students are encouraged to ask questions and offer comments in class.

 READINGS:

Three textbooks should be purchased at the MIT COOP:

bulletCarl E. Van Horn, Donald C. Baumer, and William T. Gormley, Jr. eds. (2001) Politics and Public Policy 4th Edition (CQ Press)

Other assigned readings can be found at the course STELLAR WebSite http://stellar.mit.edu/S/course/11/fa03/11.002j/index.html

Students are also required to read the daily press, choosing among: The Boston Globe, The New York Times, or the Wall Street Journal.

All the readings assignments relevant to a given week's class discussion must be read prior to that class.

REQUIREMENTS & GRADING

Criteria for HASS CI Subjects: Communication intensive subjects in the humanities, arts, and social sciences should require at least 20 pages of writing divided among 3-5 assignments. Of these 3-5 assignments, at least one should be revised and resubmitted. HASS CI subjects should further offer students substantial opportunity for oral expression, through presentations, student-led discussion, or class participation. In order to guarantee sufficient attention to student writing and substantial opportunity for oral expression, the maximum number of students per section in a HASS CI subject is 18, except in the case of a subject taught without sections (where the faculty member in charge is the only instructor). In that case, enrollments can rise to 25, if a writing fellow is attached to the subject.

Grades will be determined by student performance on all of the following:

1. Class participation:

Students are required to attend all class sessions. Missing more that two classes without prior permission will result in automatic failure of the course regardless of other grades. Quizzes may be given at the discretion of the instructors.

Both lecture and recitation section will involve extensive student oral participation, commenting, questioning, and probing of arguments and ideas.  Students will be required to prepare a group oral presentation as part of a policy exercise(see below).

25%

2. Four Topical Papers & Policy Exercise (totalling about 20 pages):

Paper topics will be assigned. Specific due dates for the papers are noted in the syllabus and late papers will be reduced 1/2 grade per day

The first paper will involve a rewriting exercise, with the grade being assigned after completion of the rewrite.

Policy Exercise

The final paper will include a policy exercise.  The exercise focuses on the implementation stage of policy-making and is designed to give students direct experience in a policy arena that interests them.  Students work in groups to conduct interviews with local individuals and organizations involved in implementing policy, collectively analyze the results of their research, and communicate their findings in an oral presentation.  The policy exercise is organized through the sections where guidance will be provided to help students identify appropriate topics, organize and analyze their research, and present their findings.  Further guidance will be distributed. 

 

48%

3. Final Exam (3 hour exam)  27%

 

 

LECTURE SCHEDULE

September 8: Introduction to the Course

Why bother taking this class?

September 13:

 

Fish Banks Simulation

We begin with an in-class simulation illustrating the public problems that can arise through private actions in the market place.

Required Reading:

bullet Judy Layzer (2002) "The New England Groundfish Crisis," in The Environmental Case .  (Washington D.C.: CQ Press), pp.183-208
bullet Background Materials on the New England Fisheries Crisis
bullet CLF Brief History of the Crisis
bullet NOAA History of the New England Fisheries Industry

Recommended Reading:
bullet

 

September 15:

Fish Banks Simulation (continued)
 

September 20

 

What are "Public Policies?"

What is this thing we call "public policy" and why does it exist?  Is there more to the "public interest" than the aggregation of self-interests or finding solutions to common problems?  What is a public problem?  What did we experience in the Fish Banks simulation?  What could have been done to improve the outcome?

Required Reading:

bullet

Gary R. Orren (1988), "Beyond Self-Interest," in Reich, ed. The Power of Public Ideas, pp. 13-29.

bullet

Steven Kelman (1988), Why Public Ideas Matter," Reich, ed. The Power of Public Ideas, pp. 31-53.

bullet

Policy Tools News Clippings [articles from the press]

 

September 22:4: 1st Draft of Paper 1 Due

Write a 1000 word op-ed essay on the lessons of the FishBanks simulation for the Boston Globe.

September 22 

 

Designing Government?

Governments come in infinite varieties.  If we could design a government from scratch, what characteristics would we like to see?  How should it be organized?  What "institutions" would we want to create?  The American Model of governance serves as the foundation for this discussion and the rest of the course.  We look at the design, distribution of authority, and relationships among legislatures, executive agencies, and the courts in the context of American federalism. 

Required Reading:

bullet

Federalist Papers 10, 47, 51, & 78

bullet

Selected News Clippings.

Recommended Reading:
bullet

*William Kelso, (1978) "Three Types of Pluralism," in American Democratic Theory: Pluralism and Its Critics, (Westport, CT: Greenwood), pp. 12-29. [18p]

bullet

Robert Dahl. (1961) Who Governs? (New Haven, CT: Yale University Press).

bullet

Philip P. Heymann, (1988) "How Government Expresses Public Ideas," in Reich, ed. The Power of Public Ideas, chapter 4 [25p].

bullet

Robert Reich, (1988). "Policy Making in a Democracy," in Reich, ed. The Power of Public Ideas, chapter 6. [35p]

bullet

Milton & Rose Friedman, (1980) Free to Choose (New York: Harcourt Brace)

bullet

C. Wright Mills (1956) The Power Elite (Oxford University Press).

bullet

Mancur Olson (1965, 1971) The Logic of Collective Action  (Cambridge: Harvard University Press).

bullet

David Truman, (1970) "Interest Groups and the Nature of the State" in M. Zeitlin (ed) American Society Inc. (New York: Markaham Publishing.)

bullet

Robert Putnam ((1976) "Introduction: The Comparative Study of Political Elites," in The Comparative Study of Political Elites (Englewood Cliffs, NJ: Prentice-Hall), pp. 2-19. [18p]

bullet

Jack Walker (1966) "A Critique of the Elitist Theory of Democracy," American Political

 

September 27:

 

Models of Public Policy Decision Making

In thinking about formulating public policy, we begin by approaching the task as an exercise in technical problem solving.  What is the problem?  What are the most promising solutions?  We then expand our thinking to include other -- sometimes powerful -- considerations that influence the choice of solutions.

Required Reading:
bullet

Van Horn, et al, Politics & Public Policy, introduction & chapters 1 & 2. [55p]

bullet Brian Hansen (2001) "Nuclear Waste," in CQ Researcher.

Recommended Reading:
bullet

Whiteman, David.  1985.  “The Fate of Policy Analysis in Congressional Decision Making: Three Types of Use in Committees,” Western Political Quarterly 38(2), 295-296.

bullet

Mooney, Christopher Z.  1992.  “Putting it on Paper: The Content of Written Information Used in State Lawmaking.”  American Politics Quarterly 20(3): 359.

 

September 29:

 

National Security Policy -- Foreign Threats

Providing security from external threats is the historical role of government.  We examine "who" makes national security policy

Required Reading:

bullet

Mary H. Cooper (2004) "New Defense Priorities," in Issues for Debate in American- Public Policy, pp. 299-317.

bullet

Mary H. Cooper (2004) "North Korean Crisis," in Issues for Debate in American- Public Policy, pp. 279-297.

bullet

North Korea News Clippings

bullet

Van Horn, et al. (2001) "Chief Executive Politics," Politics & Public Policy, pp 157-192.

Recommended Reading:
bullet

Gordon Adams  (1997) "The Business of Defense" in Hays, Vallance, & Van Tassel, American Defense Policy, pp. 151-159.

 

October 4: Revised Paper #1 due

Revise your original paper as  per the comments from your instructor

 

October 4:

 

National Security Policy -- Domestic Threats

Does the "technical approach" really capture all the important elements of good public policy?

We examine the basic concepts of security and liberty exploring how they are used to argue, validate, and legitimize policy claims.  We introduce the idea of policy tradeoffs.

Required Reading:

bullet

David Masci and Patrick Marshall (2004) "Civil Liberties in Wartime," in Issues for Debate in American Public Policy, pp. 179-197 

bullet

National Security & Civil Liberties News Clippings

bullet

Congressional Research Service (2002) Summary of U.S. Patriot Act

Recommended Reading:
bullet

Congressional Research Service (2002) The U.S. Patriot Act: A Legal Analysis

bullet

"Democracy Forum: Do Rights Handcuff Democracy," Boston Review, April/May 1999

bullet

*Hugh Heclo, (1978) "Issues Networks and the Executive Establishment, " in Anthony King, ed. The New American Political System, (Washington D.C.: American Enterprise Institute), pp. 87-124. [37p]

 

October 6:

Trade and Development Policy

We move on to the basic concepts of equity, fairness, and efficiency exploring how they are used to argue, validate, and legitimize policy claims. 

 

Required Reading:
bullet

Mary H. Cooper (2000) “World Trade,” CQ Researcher June 9, 2000 • Volume 10, Number 22

bullet

 Gary P. Sampson (2001):“Overview,” in Gary P. Sampson (ed) The Role of the World Trade Organization in Global Governance (Tokyo, New York, Paris: United Nations University Press)

bullet

Rubens Ricupero (2001): “Rebuilding confidence in the multilateral trading system: Closing the 'legitimacy gap," in Gary P. Sampson (ed) The Role of the World Trade Organization in Global Governance (Tokyo, New York, Paris: United Nations University Press)

Recommended Reading:
bullet

Kofi Annan (2001): "Laying the foundations of a fair and free world trade system," in Gary P. Sampson (ed) The Role of the World Trade Organization in Global Governance (Tokyo, New York, Paris: United Nations University Press)

 

October 11 No Class -- Columbus Day

 

October 13:

 

Trade and Development Policy

Required Reading:
bullet

Brian Hansen (2001) "Globalization Backlash," CQ Researcher September 28, 2001 • Volume 11, Number 33

bullet

 Robin Broad (2002) "Challenging Corporate Conduct," in Robin Broad (ed) Global Backlash (Lanham, Boulder, New York, Oxford: Rowman and Littlefield)

bullet

Levi Strauss (2002): "Business Partner Terms of Engagement and Guidelines for Country Selection," reprinted in Robin Broad (ed) Global Backlash (Lanham, Boulder, New York, Oxford: Rowman and Littlefield)

bullet

Statement by Jose Bove on February 3, 1998 http://www.semcosh.org/Jose%20Bove.htm

bullet

 Bill Christison, "The Trial of Jose Bove" Motion Magazine August 7, 2000

bullet

Subcommandante Marcos (2002): "Our Word is Our Weapon," in Robin Broad (ed) Global Backlash (Lanham, Boulder, New York, Oxford: Rowman and Littlefield)

Recommended Reading:
bullet

Rose Benz Ericson, "The Conscious Consumer: Promoting Economic Justice through Fair Trade" in Robin Broad (ed) Global Backlash (Lanham, Boulder, New York, Oxford: Rowman and Littlefield)

bullet

Angela Hale (2002): “What Hope for 'Ethical' Trade in the Globalized Garment Industry?” in Robin Broad (ed) Global Backlash (Lanham, Boulder, New York, Oxford: Rowman and Littlefield)

bullet

Iqbal Masih and Blair Underwood (2002): "Presentation and Acceptance of Reebok Youth in Action Award" reprinted in Robin Broad (ed) Global Backlash (Lanham, Boulder, New York, Oxford: Rowman and Littlefield)

bullet

Jane Tanner (2002): “Living Wage Movement,” CQ Researcher September 27, 2002 • Volume 12, Number 33

 

 

October  20:

 

Environmental Policy: Toxics and Environmental Justice

When civil rights and environmental protection clash.

Required Reading:

bullet

David Laws "Introduction to Environmental Justice"

bullet

David Laws and Martin Rein (2003) “Reframing Practice.” in Maarten Hajer and Hendrik Wagenaar (eds) Deliberative Policy Analysis (Cambridge: Cambridge University Press), pp. 180-201

bullet

Mary Cooper (1998) "Environmental Justice," CQ Reporter. Vol. 8, No. 23, pp. 529-552.

 

October 25

 

Environmental Policy: Endangered Species

The history of the endangered species act is a history of collisions among public interests and between public interests and private interests.  How did this law come to be?  What does it tell use about government intent and law making?

Required Reading:

bullet

Charles Mann and Plummer (1995) "The Awful Beast is Back," in Charles Mann and Plummer Noah's Choice (New York:Knopf) pp. 147-175.

bullet

U.S. Supreme Court.  TVA v. Hill (case syllabus)

bullet

U.S. Supreme Court.  Babbit v. Sweet Home. (case syllabus)

bullet

Van Horn, et al, Politics & Public Policy, chapter 4. [33p]

 

October 27 Essay 2 Due

See the Stellar Website Assignments Page: 1600 words

 

November 1:

 

Environmental Policy: Endangered Species

Recommended Reading:
bullet

Anthony Downs (1972) "Up and Down with Ecology: The Issue-Attention Cycle," Public Interest, vol 28., pp. 38-50.

 

November 3:

Environmental & Energy Policy

Government can provide information [mileage, safety]

Required Reading:
bullet

Mary H. Cooper (2004) "The SUV Debate," in Issues for Debate in American Public Policy, 4th ed., pp. 139-157.

bullet

Congressional Research Service (2003) Automobile and Light Truck Fuel Economy: The CAFE Standards, (IB90122).

Recommended Reading:
bullet

Paul Quirk (1995) "Policy Making in the Contemporary Congress," in Landy & Levin, The New Politics of Public Policy, chapter 9.

 

November 8:

 

Health Policy

Intro needed.

Required Reading:

bullet

Keith Epstein (2004) "Covering the Uninsured," in Issues for Debate in American Public Policy, 4th ed., pp. 41-59.

bullet

Adriel Bettelheim - “Medicare Reform,” CQ Researcher , August 22, 2003

Recommended Reading:

 

November 10:

 

Health Policy

Required Reading:
bullet

Alan Greenblatt - “Obesity Epidemic,” CQ Researcher,  January 31, 2003

bullet

Charles Clark (1992) "Crackdown on Smoking," CQ Researcher,  December 4, 1992

Recommended Reading:
bullet

Kenneth Jost (1999) "Closing in on Tobacco," CQ Researcher,  November 12, 1999

 

November 15:

 

Regulating the Economy

Required Reading:
bullet

Kenneth Jost (1998) “Antitrust Policy" CQ Researcher, June 12, 1998

bulletAdriel Bettelheim (2000)  “Utility Deregulation,” CQ Researcher, January 14, 2000.

 

November 15 Essay 3 Due

Health Policy issue 1600 words

November 22

 

Regulating the Economy

Required Reading:
bullet

Kenneth Jost – “Corporate Crime,” CQ Researcher, October 11, 2002

bullet

Kenneth Jost – “Accountants Under Fire,” CQ Researcher, March 22, 2002 -- in Issues or Debate in American Public Policy, 4th ed.

bullet

Van Horn, et al, Politics & Public Policy, chapters 3  [33p]

 

November 24 Social Policy: Allocating Rights

Government can create rights.  Civil rights, property rights, privacy rights are conveyed by the government to its citizens.  These rights shape and constrain policy and may be tested as times change.

Required Reading:

bullet

Kenneth Josh (2004) "Affirmative Action," in Issues for Debate in American- Public Policy, pp. 81-98.

bullet

Balkin_ A History of Brown vs. Board of Ed

bullet

Van Horn, et al, Politics & Public Policy, chapters 7 [39p]

Recommended Reading:
bullet

Martin Linsky (1988) "The Media & Public Deliberation," in Reich, ed. The Power of Public Ideas, chapter 9.

bullet

Ronald Heifetz and Riley Sinder, (1988). "Managing the Public's Problem Solving," in Reich, ed. The Power of Public Ideas, chapter 8. [27p]

 

November 29

Social Policy

Required Reading:

bullet

 Kenneth Jost (2004) "Abortion Debates,"  in Issues for Debate in American Public Policy, 4th ed., pp. 219-237.

bullet

Joan Vennochi (2004) "Abortion Foes Won by Framing Debate," Boston Globe, October 23, 2003.

bullet

Van Horn, et al, Politics & Public Policy, chapters 8 [41p]

Recommended Reading:
bullet

Public opinion & abortion/gay rights

 

 

December 1

Social Policy

Required Reading:
bullet

*Michael Lipsky, (1980)  Street Level Bureaucracy (New York:Russel Sage. 1980.), 
bullet

chapter 1 "The Critical Role of Street Level Bureaucrats," pp. 3-12; and

bullet

chapter 2 "Street Level Bureaucrats as Policy Makers," pp. 13-25.

Recommended Reading
bullet

Sarah Glazer, "Welfare Reform" in Issues for Debate in American Public Policy, pp. 101-125 

 

November 25-26:

Thanksgiving Break

 

  Part IV:   How Do We Know What Works?
 
December 1:

Crime Policy:  A Cost-Benefit Analysis

Using public resources for the greatest public benefit.

Required Reading:

bullet

OMB Circular on Economic Analysis.

bullet

Anne Piehl, Bert Useem, and John Dilulio, Jr. (1999) A Cost Benefit Analysis of Imprisonment in Three States,"  Center for Civic Innovation, pp. 1-15.

Recommended Reading
bulletRaymond J. Kopp, Alan J. Krupnick, and Michael Toman (1997) Cost Benefit Analysis and Regulatory Reform (Washington D.C.: Resources for the Future).
bullet 

 

December 3: Paper #4 due

Street level bureaucracy memo to improve service delivery 1600 words

December 6:

 

Public Health