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DNA Teaches History a Few Lessons of Its Own
Edward Rothstein
The New York Times "Week in Review"
May 24, 1998
HISTORY, with all its horrors, accidents and
astonishments, has been interpreted as an epic tale of
great men and as a tragic tale of alienated labor. It has
been interpreted through the eyes of religion, psychology
and metaphysics. But now the search for another kind of
history is taking place.
That quest led to the exhumation of the Tomb of the
Unknown Soldier this month, and to the recent
disinterments of Yves Montand and Jesse James. It has
drawn researchers to villages in India seeking saliva
samples. Blood has been drawn from descendants of Thomas
Jefferson and descendants of one of his slaves. Jews who
identify themselves as descendants of the Biblical high
priests have been probed.
The new history is inscribed in strands of DNA. Genetic
researchers assert that there is new information that
history must take into account, new evidence about
once-private events, and that there are new ways of
interpreting the distant human past.
Credit: Associated Press Attorney Robert
"Bob" Cooley, a descendant of former U.S.
President Thomas Jefferson, poses with a
portrait of Jefferson.
The prospect of genetic history has already heightened
some anxieties over what is considered inappropriate
racial analysis, while inspiring speculation about shared
human origins and worldwide migrations.
On the smallest scale, the approach has become
commonplace. Analysis of individual genetic fingerprints
is now a standard forensic tool. DNA testing has also
become crucial in paternity suits (claims of paternity
led to the tests now being conducted on the remains of
Montand).
The Unknown Soldier from the Vietnam War is being tested
after the family of a missing Air Force lieutenant killed
in 1972 argued that the Unknown might well be their
relation. Since the armed forces now keep a registry of
all soldiers' DNA "prints," there may never be an Unknown
Soldier again.
The Thomas Jefferson case is evidence of a broader
historical reach. Did Jefferson father a child with one
of his slaves, Sally Hemings? That has been the oral
tradition among Hemings' descendants, recently accepted
as fact in the Merchant-Ivory movie "Jefferson in Paris,"
though dismissed by many historians. DNA testing is being
used to reveal the probabilities.
But it is also being used for grander historical
interpretation. In a major recent book, "The History and
Geography of Human Genes"(Princeton, 1994), researchers
analyzed nearly a century of genetic information from
isolated communities around the world, arguing that the
data reveal a path of human migrations over the past
200,000 years, beginning in Africa and extending across
Asia to the Americas.
But the principal author, L. Luca Cavalli-Sforza, a
professor of genetics at Stanford University, cautioned
that the genetic data were too crude, including, for
example, information about inherited blood type. Subtle
DNA analysis was just coming into its own.
Now one kind of analysis is based on close examination of
portions of the male Y chromosome, which are, remarkably,
passed from father to son absolutely unchanged, providing
a record of patrilineal descent unaffected by matings or
migrations.
In Cavalli-Sforza's lab, a molecular biologist, Peter
Underhill, and a biochemist, Peter Oefner, found ways to
discern about 150 variations in that strandchanges
that can only be attributed to extremely rare mutations.
Identical changes in different men point to a common
ancestor.
Last year, for example, Michael Hammer, a geneticist at
the University of Arizona, showed that a genetic analysis
of the Y chromosomes of Jewish men who ritualistically
identified themselves as descendants of the Biblical High
Priest Aaron and are known as Cohanim showed a high
transmission of markers that were less prevalent among
Jews who did not identify as Cohanim. This was evidence,
Hammer said, of the accuracy of the oral tradition.
The same analysis of subtle markers has been used to
assert the existence of a single prehistoric Adam, a
human who had a subtle mutation in the Y chromosome whose
descendants left their compatriots in Africa and
populated the rest of the Earth, possibly then returning
to Africa as well. Only a few living men don't have that
markersome Ethiopians, Sudanese and Khoisan people in
southern Africa. Analyses of DNA markers passed
exclusively from mother to daughter have reached similar
conclusions about a proto-Eve and her African origins.
Such markers can be valuable in discerning other
historical migrations as well. The Wall Street Journal
reported recently that two researchers are trying to
determine whether historical accounts of ancient Jews
migrating east after the destruction of their temple in
the sixth century B.C. are accurate. They are testing
inhabitants of villages in India, where some communities
retain an oral tradition of Israelite origins.
There have also been new kinds of historical speculation
and interpretation based on genetic data. Henry C.
Harpending, a University of Utah anthropologist, has
argued that mathematical analysis of contemporary genetic
variability shows that the original human community
probably had a population no larger than 10,000, at a
single site. This site, he suggested in an interview,
could be searched for by archaeologists.
Other researchers have made suggestions that reinterpret
ancient hunter-gatherer societies. Apparently, women's
genetic information has been geographically dispersed
more widely than men'scontradicting the accepted
evidence that men traveled more. The new hypothesis is
that women encountered by men on their travels tended to
return home with them, bearing children far from their
birthplaces.
There is some nervousness about the genetic retelling of
history, partly because, as Cavalli-Sforza points out in
his book, racism has been an ancient part of historical
conflict and has, in modern times, become particularly
pernicious in its association with genetics. Moreover,
genetic research is most fruitful within groups that have
maintained long-term cohesion or isolationlike Jews,
Basques, Native Americans or American blacksgroups
that have characteristics associated with "race." This
has led to some worry about the possible misuse of
research, for example, among Jews taking part in tests
about inherited disease.
But Cavalli-Sforza argues that genetic analysis of
history has nothing to do with race. In fact, it proves
that race is an illusion: variability within "races," he
points out, is greater than genetic variability between
"races."
More important, the markers now being used to trace
history have no association with appearance or with known
characteristics. Underhill pointed out that this is why
they are so important: they have no apparent evolutionary
or social value.
These markers trace events rather than help cause them.
They thus seem to be the objective witnesses to history
that historians have long sought, providing evidence of
the most private acts of procreationnew data upon
which historians are beginning to work their interpretive
art.
Copyright 1998 The New York Times Company
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