Development Economics: Macro Issues

MIT 14.772; Harvard Economics EC2390C

Spring 2006

(Last update: Wednesday, February 8, 2006)

 

 

 

Schedule

Before Spring break Professor Townsend will teach the class at MIT

Classes will be held on Mondays and Wednesdays from 4:00-5:30pm, in Building E51, Room 149

Recitations will be held on Fridays from 4:00-5:30pm, in Building E51, Room 376 

 

Faculty

Professor Robert Townsend: MIT, E52-251a, rtownsen@uchicago.edu

Professor Philippe Aghion: Harvard, Littauer Center 231, paghion@fas.harvard.edu

 

Teaching Assistants

MIT Teaching Assistant:          

Guy Michaels, Office: MIT, E52-354, guym@mit.edu

Harvard teaching Assistants:

Dan Wood, Harvard, Office TBA, dhwood@gmail.com

Q-A Do, Office: G27, Littauer basement, do@fas.harvard.edu

 

Websites

Web Page at MIT (for the first part of the course): http://web.mit.edu/14.772/www/

Web Page at Harvard: TBA

 

Requirements

This class contributes to the fulfillment of requirements for the development field for Economics Ph.D. students at both Harvard and MIT. People other than Economics Ph.D. students should consult with the instructors before enrolling.

 

1.      Professors Townsend’s part:

a.       A midterm exam, which will be held on Wednesday, March 22, will count for 50 percent of the grade for this part of the course.

b.      Problem sets will count towards 25 percent of the grade for this part of the course.

c.       A referee report will count towards 25 percent of the grade for this part of the course.

2.      Professor Aghion’s part:

a.       2 referee reports on two required papers (no more than 2-3 pages, double spaced): 2/3 of the grade for this part of the course.

b.      1-2 paragraph comment on a paper every week (To be submitted to the Harvard teaching assistants by email): 1/3 of the grade for this part of the course.

 

Readings: * required reading


Reading List for Professor Townsend’s Section

 

 

Please be advised that to use the links to readings from the course webpage, you must agree to the following:

The copyright law of the United States (Title 17, United States Code) governs the making of photocopies or other reproductions of copyrighted materials. Under certain conditions specified in the law, libraries and archives are authorized to furnish a photocopy or other reproduction. One of these specified conditions is that the photocopy or reproduction is not to be "used for any purpose other than private study, scholarship, or research." If a user makes a request for, or later uses, a photocopy or reproduction for purposes in excess of "fair use," that user may be liable for copyright infringement.

 

 

1. Introduction: Growth, Inequality, Poverty and the Evaluation of Financial Systems (1 lecture)

* Townsend, Robert, The Thai Economy, Chapter 0 and Chapter 1

 

Townsend, Robert, Selected slides regarding Mexico and Spain

 

 

2. Conceptual Frameworks for Measurement (1/2 to 1 lecture)

* Townsend, Robert, The Thai Economy, Chapter 2

 

* US Department of Commerce (1985) “An Introduction to National Economic Accounting, methodology paper: US National Income and Product Accounts

 

* Samphantharak, Krislert and Townsend, Robert (2006) “Households as Corporate Firms

 

Lim, Youngjae and Townsend, Robert, “General Equilibrium Models of Financial Systems: Theory and Measurement in Village Economies”, Review of Economic Dynamics, January 1998, v. 1, iss. 1, pp. 59-118

 

Deaton, Angus (1997), The Analysis of Household Surveys, John Hopkins

 

Deaton, M. (2005) “Measuring Poverty in a Growing World (or measuring growth in a poor world)”, Review of Economics and Statistics, with comments by F. Bourguignon and M. Kremer

 

Bertrand, M., Mehta, P. and Mullainathan, S. (2002), “Ferreting Out Tunneling: An Application to Indian Business Groups,” Quarterly Journal of Economics, 117(1), 121-148.

 

 

3. Regional Economies (1/2 to 1 lecture)

* Townsend, Robert, The Thai Economy, Chapter 3

 

*Danny Quah (1993), “Empirical Cross-Section Dynamics in Economic Growth”, European Economic Review, April 1993, v. 37, iss. 2-3, pp. 426-34

 

* Barro, R, and X. Sala-i-Martin (2004), Economic Growth, MIT Press, pp. 31-32, Chapter 11, Chapter 12

 

John Felkner, GIS handout, Florida presentation

 

Michael W. Binford, Tae Jeong Lee and Robert M. Townsend (2003) “Sampling Design for an Integrated Socio-Economic and Ecologic Survey Using Satellite Remote Sensing and Ordination,” published in PNAS

 

Liu Yang (2004) “Unequal Provinces But Equal Families? An Analysis of Inequality and Migration in Thailand

 

Townsend, Robert (1995), “Consumption Insurance: An Evaluation of Risk-Bearing Systems in Low-Income Economies.” Journal of Economic Perspectives 9(3), 83–102.

 

Paxson, Christina H. (1992) “Using weather variability to estimate the response of savings to transitory income in Thailand.” American Economic Review 82(1), 15–33.

 

Blundell, Richard; Pistaferri, Luigi and Preston, Ian (2004), “Consumption inequality and partial insurance,” Institute for Fiscal Studies, IFS Working Papers: W04/28

 

Vickery, James Ian and Townsend, Robert “Commodity Price Shocks, Consumption and Risk Sharing in Rural Thailand

 

MEXICO

Chiquiar, Daniel and Hanson, Gordon H. (2005) “International Migration, Self-Selection, and the Distribution of Wages: Evidence from Mexico and the United States,” Journal of Political Economy, April 2005, v. 113, iss. 2, pp. 239-81

 

Garcia Verdú, Rodrigo (2005) “Income, Mortality, and Literacy Distribution Dynamics Across States in Mexico: 1940-2000” Cuadernos De Economia Cuadernos de Economía, Vol. 42 (Mayo), pp. 165-192

 

Chiquiar Cikurel, Daniel (2002) “Why Mexico’s regional income convergence broke down?”, working paper, Department of Economics University of California, San Diego

 

McKenzie, David J. (2003) How Do Households Cope with Aggregate Shocks? Evidence from the Mexican Peso Crisis,” World Development, July 2003, v. 31, iss. 7, pp. 1179-99

 

 

 4. Decompositions: Macro TFP and Micro Kuznets (1/2 to 1 lecture)

*Townsend, The Thai Economy, Chapter 4

 

* “Bourguignon, Francois; Ferreira, Francisco H. G.; Lustig, Nora, eds. (2005), “The microeconomics of income distribution dynamics in East Asia and Latin America,” Washington, D.C.: World Bank; Oxford and New York: Oxford University Press. “Decomposing Changes in the Distribution of Household Incomes: Methodological Aspects,” pp. 17-47

 

* Cunha, F. and J. J. Heckman (2005) “A framework for the analysis of inequality,” Journal of Macroeconomics, forthcoming.

 

Sergio Samuel Urzua (2004), “Poverty and Inequality: A Review

 

Banerjee, Abhijit, and Esther Duflo (2003), “Inequality and growth: What can the data say?” Journal of Economic Growth, 8(3): 267-299.

 

Young, Alwyn  (1995) “The Tyranny of Numbers: Confronting the Statistical Realities of the East Asian Growth Experience”, Quarterly Journal of Economics, v. 110, iss. 3, pp. 641-80

 

Barro, R, and X. Sala-i-Martin (2004), Economic Growth, MIT Press, pp. 346-347 and Chapter 10 more generally

 

Hyeok Jeong (2001) "An Assessment of Relationship Between Growth and Inequality Using Micro Data from Thailand,”

 

Gollin, Douglas (2002) “Getting Income Shares Right,” Journal of Political Economy, v. 110, iss. 2, pp. 458-74

 

MEXICO:

 

Orozco, Monica, and Baez, Sirenia “Inequality in Mexico,” notes in progress

 

Santaella , Julio A. (1998) “Economic Growth in Mexico: Searching for clues of its slowdown

 

Bouillon, Cesar Patricio; Legovini, Arianna; Lustig, Nora (2003) “Rising Inequality in Mexico: Household Characteristics and Regional Effects,” Journal of Development Studies, April 2003, v. 39, iss. 4, pp. 112-33

 

Cesar Patricio Bouillon, Arianna Legovini and Nora Lustig, rising Inequality in Mexico: Household Characteristics and Regional Effects Sept 2001 and “Can Education Explain Changes in Income Inequality in Mexico” April 2001

 

Rodrigo Garcia-Verdu (2005) “Factor Shares from Household Survey Data,” working paper, Banco de Mexico

 

 

5. Driving Forces: Occupation, Financial Access, Education (1 lecture)

* Townsend, The Thai Economy, Chapter 5

 

Townsend, Robert M. and Yaron, Jacob (2001) “The Credit Risk-Contingency System of an Asian Development Bank,” Federal Reserve Bank of Chicago Economic Perspectives, v. 25, iss. 3, pp. 31-48

 

International Monetary Fund (2003) “Tanzania: Financial System Stability Assessment, including Reports on the Observance of Standards and Codes on Banking Supervision

 

MEXICO

 

Bancarization- notes

 

* International Monetary Fund (2001) “Mexico: Financial System Stability Assessment, including Reports on the Observance of Standards and Codes on the following topics: Monetary and Financial Policy Transparency; Payment Systems; Banking Supervision; Securities Regulation; and Insurance Supervision

 

* Cuevas, Carlos E. and Campos, PilarRural Finance: Savings Mobilization Potential and Deposit Instruments in Marginal

Areas in Mexico

 

World Bank (2005) “Mexico: Broadening Access to Financial Services Among The Urban Population: Mexico City’s Unbanked

 

 

6. Integrated Micro/Macro Models with Dual Financial Sectors (2 lectures)

* Townsend, The Thai Economy, Chapter 6

 

Townsend (1978) “Intermediation with Costly Bilateral Exchange,” Review of Economic Studies, v. 45, iss. 3, pp. 417-25

 

Bond, Philip (2004) “Bank and Nonbank Financial Intermediation,” Journal of Finance, v. 59, iss. 6, pp. 2489-2529

 

* Jeong, Hyeok and Townsend, Robert M. (2005) “Sources of TFP Growth: Occupation choice and Financial Deepening

 

* Banerjee, Abhijit and Esther Duflo, “Growth theory through the lens of development economics”

 

Gine, Xavier; Townsend, Robert M. (2004) “Evaluation of Financial Liberalization: A General Equilibrium Model with Constrained Occupation Choice,” Journal of Development Economics, v. 74, iss. 2, pp. 269-307

 

Piketty, Thomas (1997) “The Dynamics of the Wealth Distribution and the Interest Rate with Credit Rationing,” Review of Economic Studies, v. 64, iss. 2, pp. 173-89

 

Evans, David S.; Jovanovic, Boyan (1989) “An Estimated Model of Entrepreneurial Choice under Liquidity Constraints,” Journal of Political Economy, v. 97, iss. 4, pp. 808-27

 

Lloyd-Ellis, Huw; Bernhardt, Dan (2000) “Enterprise, Inequality and Economic Development,” Review of Economic Studies, v. 67, iss. 1, pp. 147-68

 

Matsuyama, Kiminori (2001) “On the Rise and Fall of Class Societies,”

 

Banerjee, A. and A. Newman, “Occupational Choice and the Process of DevelopmentJournal of Political Economy, 101 (2), 1993, pp. 274-298.

 

Galor, O. and J. Zeira, “Income Distribution and Macroeconomics”, Review of Economic Studies, 60 (1), 1993, pp. 35-52.

 

Greenwood, Jeremy; Jovanovic, Boyan (1990) “Financial Development, Growth, and the Distribution of Income,” Journal of Political Economy, Part 1, October 1990, v. 98, iss. 5, pp. 1076-1107

 

Townsend, Robert M; Ueda, Kenichi (2003) “Financial Deepening, Inequality, and Growth: A Model-Based Quantitative Evaluation,” forthcoming Review of Economic Studies 

 

Acemoglu, Daron; Zilibotti, Fabrizio (1997) “Was Prometheus Unbound by Chance? Risk, Diversification, and Growth,” Journal of Political Economy, August 1997, v. 105, iss. 4, pp. 709-51

King, Robert G.; Levine, Ross (1993) “Finance and Growth: Schumpeter Might Be Right,” Quarterly Journal of Economics, v. 108, iss. 3, pp. 717-37

 

Bencivenga, Valerie R.; Smith, Bruce D. (1991) “Financial Intermediation and Endogenous Growth,” Review of Economic Studies, v. 58, iss. 2, pp. 195-209

 

Forbes, Kristin J. (2000) “A reassessment of the relationship between inequality and growth,” American Economic Review 90(4), 869–887.

 

Burgess, Robin; Pande, Rohini (2004) “Do Rural Banks Matter? Evidence from the Indian Social Banking Experiment,” C.E.P.R. Discussion Papers, CEPR Discussion Papers: 4211

 

Felkner, John and Townsend, Robert M., " The Wealth of Villages: An Application of GIS and Spatial Statistics to Economic Models," August 2004 

Jeong, H. and R.M. Townsend, "Growth and Inequality: Model Evaluation Based on an Estimation-Strategy" mimeo, University of Chicago, September 2003

 

 

7. Neoclassical Benchmarks and Anomalies for Those with Access (1 lecture)

* Townsend, The Thai Economy, Chapter 7

 

* Townsend, Robert (1995), “Financial Systems in Northern Thai villages,” Quarterly Journal of Economics 110(4), 1011–1046.

 

Schulhofer-Wohl, Sam “Testing for credit constraints in Entrepreneurship,” August 2004, manuscript

 

Townsend, Robert (1994), “Risk and Insurance in Village India.” Econometrica 62(3), 539–591

 

* Kaplan, Steven N.; Zingales, Luigi (1997) “Do Investment-Cash Flow Sensitivities Provide Useful Measures of Financing Constraints,” Quarterly Journal of Economics, February 1997, v. 112, iss. 1, pp. 169-215

 

Comment: Fazzari, Steven M.; Hubbard, R. Glenn; Petersen, Bruce C. (2000) “Investment-Cash Flow Sensitivities are Useful: A Comment,” Quarterly Journal of Economics, v. 115, iss. 2, pp. 695-705

 

Rejoinder: Kaplan, Steven N.; Zingales, Luigi, (2000) “Investment-Cash Flow Sensitivities are Not Valid Measures of Financing Constraints,” Quarterly Journal of Economics, v. 115, iss. 2, pp. 707-12

 

Alem Mauro and Robert M. Townsend (2004) “An Evaluation of  Safety Nets and Financial  Institutions in Crisis  and  Growth”

 

Samphantharak, Krislert (2002) “Internal Capital Markets in Business Groups”

 

Suri, Tavneet (2005) “Spillovers in Village Consumption: Testing the Extent of Partial Insurance”

 

Fafchamp, Marcel and Lund, Susan (1997) “Risk Sharing Networks in Phillipines

 

Browning, Martin and Pierre-Andre Chiappori (1998), "Efficient Intra-household Allocations: A General Characterization and Empirical Tests," Econometrica, Vol. 66 (6), pp. 1241-1278.

 

Duflo, Esther and Christopher Udry (2001), "Intrahousehold Resource Allocation in Côte d'Ivoire: Social Norms, Separate Accounts and Consumption Choices," NBER WP #10498

 

Sam Schulhofer-Wohl (2006) “A Test of Consumption Insurance With Heterogeneous Preferences”

 

MEXICO

Rodrigo Garcia-Verdu (2002) “An Evaluation of Conditional Income Support Programs: the Case of Progressa in Mexico”, Univesity of Chicago PhD thesis

 

Attanasio, Orazio P. and Székely, Miguel (2001) “Wage Shocks and Consumption Variability in Mexico during the 1990s,” Inter-American Development Bank, Research department, Working Paper #451

 

McKenzie, David J. and Woodruff, Christopher (2003) “Do Entry Costs Provide an Empirical Basis for Poverty Traps? Evidence from Mexican Microenterprises

 

 

8. Impact: experimental and econometric program evaluation (2 lectures)

* Townsend, The Thai Economy, Chapter 8

 

Kaboski, J. and Townsend, R. (2004) “The Impact of Credit: An Early Evaluation of a Large-Scale Government Credit Injection”, mimeo, University of Chicago

 

Kaboski, Joseph P.; Townsend, Robert M. (2005) “Policies and Impact: An Analysis of Village-Level Microfinance Institutions,” Journal of the European Economic Association, v. 3, iss. 1, pp. 1-50

 

Tambunlertchai, Suchanan (2004) “The Government’s Helping Hand: A Study of Thailand’s Agricultural Debt Moratorium,” Senior Honors Thesis, Harvard

 

Maksimovic, Vojislav; Demirguc-Kunt, Asli, and Beck, Thorsten (2002) “Financial and legal constraints to firm growth - Does size matter?”

 

* Rosenzweig, Mark R.; Wolpin, Kenneth I. (2000) “Natural "Natural Experiments" in Economics,” Journal of Economic Literature, v. 38, iss. 4, pp. 827-74

 

* Sergio Samuel Urzua and Robert M. Townsend (2006) “Occupation Choice and the Impact of  Financial  Intermediation: Linking Mechanism Design and Choice Theory with Econometric Practice”

 

Kaboski, Joe and Townsend, Robert M. “Consumption Investment and Saving Under Credit Constaints: Testing Structural Theory Using a Large Scale Micro Finance Experiment”

 

* Imbens, Guido W.; Angrist, Joshua D. (1994) “Identification and Estimation of Local Average Treatment Effects,” Econometrica, March 1994, v. 62, iss. 2, pp. 467-75

 

Heckman, J. and E. Vytlacil (2005) "Structural Equations, Treatment Effects and Econometric Policy Evaluation," Econometrica, May 2005, 73(3): 669-738.

 

MEXICO

Aportela, F. (1998) "Effect of Financial Access on Savings by Low-Income People." mimeo, Massachusetts Institute of Technology

 

Gelos, R. Gaston, and Werner, Alejandro (1999) “Financial liberalization, credit constraints, and collateral: Investment in Mexican manufacturing sector,” International Monetary Fund Research Department Working Paper WP/99/25, March

 

 

9. Obstacles to trade, enhanced models of selection and the impact of policy variation (3 lecturers)

* Townsend, The Thai Economy, Chapter 9

 

Paulson, Anna L.; Townsend, Robert  M. and Karaivanov, Alexander (2006) “Distinguishing Limited Liability from Moral Hazard in a Model of Entrepreneurship,” forthcoming, Journal of Political Economy

 

Karaivanov, Alexander (2001) “Computing Moral Hazard Programs With Lotteries Using Matlab

 

Prescott, Edward S. (1999) “A Primer on Moral-Hazard Models”

 

Aghion, Philippe; Bolton, Patrick (1997) “A Theory of Trickle-Down Growth and Development,” Review of Economic Studies, v. 64, iss. 2, pp. 151-72

 

Phelan, Christopher; Townsend, Robert M. (1991) “Computing Multi-period, Information-Constrained Optima,” Review of Economic Studies, v. 58, iss. 5, pp. 853-81

 

Paulson A., Townsend R., and Karaivanov A. (2006) “Distinguishing Limited Liability from Moral Hazard in a Model of Entrepreneurship,” forthcoming, Journal of Political Economy

 

Buera, Francisco (2002) “A Dynamic Model of Entrepreneurial Choice with borrowing Constraints,” Manuscript, University of Chicago

 

Gine, Xavier (2005) “Access to capital in rural Thailand : an estimated model of formal versus informal credit”

 

Ahlin, Christian and Townsend, Robert (2005) "Using Repayment Data to Test Across Models of Joint Liability Lending,”

 

Banerjee, Abhijit V.; Besley, Timothy; Guinnane, Timothy W. (1994) “Thy Neighbor's Keeper: The Design of a Credit Cooperative with Theory and a Test,” Quarterly Journal of Economics, v. 109, iss. 2, pp. 491-515

 

Besley, Timothy; Coate, Stephen (1995) “Group Lending, Repayment Incentives and Social Collateral,” Journal of Development Economics, v. 46, iss. 1, pp. 1-18

 

Ghatak, Maitreesh (2000) “Screening by the Company You Keep: Joint Liability Lending and the Peer Selection Effect,” Economic Journal, v. 110, iss. 465, pp. 601-31

 

Ahlin, Christian and Townsend, Robert (2004) "Selection into and across Credit Contracts: Theory and Field Research,” forthcoming Journal of Econometrics

 

Prescott, Edward Simpson; Townsend, Robert M. (2002) “Collective Organizations versus Relative Performance Contracts: Inequality, Risk Sharing, and Moral Hazard,” Journal of Economic Theory, April 2002, v. 103, iss. 2, pp. 282-310

 

Stiglitz, Joseph E. (1990) “Peer Monitoring and Credit Markets,” World Bank Economic Review, v. 4, iss. 3, pp. 351-66

 

Holmstrom, Bengt; Milgrom, Paul (1990) “Regulating Trade among Agents,” Journal of Institutional and Theoretical Economics, v. 146, iss. 1, pp. 85-105

 

Prescott, Edward Simpson and Townsend, Robert M. (2005) “Firms as Clubs in Walrasian Markets with Private Information”

 

Legros, Patrick; Newman, Andrew F. (1996) “Wealth Effects, Distribution, and the Theory of Organization,” Journal of Economic Theory, v. 70, iss. 2, pp. 312-41

 

Kilenthong, Tee Weerachart (2005) “Collateralized Contracts as a Risk Sharing Mechanism”

 

 

Karaivanov, Alex and Townsend, Robert M. (2005) “Repeated Moral Hazard with Investment”

 

Doepke, Matthias; Townsend, Robert M (2004) “Dynamic Mechanism Design with Hidden Income and Hidden Auctions,” Forthcoming, JET

 

Lehnert, Andreas; Ligon, Ethan; Townsend, Robert M. (1999) “Liquidity Constraints and Incentive Contracts,” Macroeconomic Dynamics, v. 3, iss. 1, pp. 1-47

 

Madeira, Gabriel A. and Townsend, Robert M. (2005) “Endogenous Risk Sharing Groups and Dynamic Selection in Mechanism Design”, manuscript

 

MEXICO

 

Attanasio, OP, Meghir, C. and Santiago A. (2004) “Education Choices in Mexico: Using a Structural Model and a Randomized Experiment to evaluate Progresa

 

Todd, Petra and Wolpin, Kenneth I. (2003) “Using Experimental Data to Validate a Dynamic Behavioral Model of Child Schooling and Fertility,” memo, University of Pennsylvania

 

Supplementary Readings for working group

 

Alvarez, Fernando; Jermann, Urban J. (2000) “Efficiency, Equilibrium, and Asset Pricing with Risk of Default” Econometrica, v. 68, iss. 4, pp. 775-97

 

Bond, Philip; Krishnamurthy, Arvind (2004) “Regulating Exclusion from Financial Markets,” Review of Economic Studies, v. 71, iss. 3, pp. 681-707

 

Ligon, Ethan; Thomas, Jonathan P.; Worrall, Tim (2000) “Mutual Insurance, Individual Savings, and Limited Commitment,” Review of Economic Dynamics, v. 3, iss. 2, pp. 216-46

 

Caballero, Richardo J.; Krishnamurthy, Arvind (2001) “International and Domestic Collateral Constraints in a Model of Emerging Market Crises,” Journal of Monetary Economics, v. 48, iss. 3, pp. 513-48

 

Geanakoplos, John (2002) “Liquidity, Default and Crashes: Endogenous Contracts in General Equilibrium,” Cowles Foundation, Yale University, Cowles Foundation Discussion Papers: 1316R2

 

Demarzo, Peter M. and Fishman M. J. (2002) “Optimal Long Term Financial Contracting with Privately Observed Cash Flows, working paper

 

Allen, Franklin; Gale, Douglas (2004) “Financial Intermediaries and Markets,” Econometrica, v. 72, iss. 4, pp. 1023-61

 

Boyd, John H.; Prescott, Edward C. (1986) “Financial Intermediary-Coalitions,” Journal of Economic Theory, v. 38, iss. 2, pp. 211-32

 

Wallace, Neil (1996) “Narrow Banking Meets the Diamond-Dybvig Model,” Federal Reserve Bank of Minneapolis Quarterly Review, v. 20, iss. 1, pp. 3-13