Classicists
have an unusual perspective on many of the arguments about the
history of the book. Many critics who lament the passing of
the literate world into which they were born often frame their
concerns in such narrow historical terms that they can unintentionally
trivialize the changes that fear are overwhelming us. Clifford
Stoll's Silicon Snake Oil [1] fiercely critiques the
virtual existence offered by the brave new electronic world,
but almost all of these criticisms were leveled at book culture
as well. Sven Birkert's Gutenberg Elegies [2] has established
itself as a focal point for resistance, but, telling as many
of his points may be and sympathetic as I find many of his intellectual
values, his work seems to delight in its limitations.
The intellectual
world upon which he draws scarcely extends beyond the lifetime
of a single human being. The earliest book that he cites in
this collection of essays was published in 1929 -- not a single
publication was old enough to have forced its way into the public
domain. The Gutenberg Elegies laments the putative end
of an intellectual world that is anchored in the past two generations
-- precisely that period in which in which film, radio and television
have savaged eroded the culture of the book and in which book
culture has attracted many who enjoy the position of marginalized
intellectuals surrounded by the barbarian hordes of "mall
culture."
Those who
have most closely studied both new technology and the broader
history of intellectual life seem, for the most part, less fretful
about the future. Richard Lanham rightly traces modern debates
about the role of technology back to the arguments of rhetoric
vs. truth that centered around Isocrates and Plato in the fourth
century BCE. George Landow and Janet Murray, trained as experts
in Victorian literature and immersed in the textuality of the
nineteenth century, have emerged among the most sympathetic
and serious analysts of hypertext. Jerome McGann, an eminent
textual critic and thus expert in the most genuinely (and constructively)
conservative practice of the humanities, has found in the new
medium both a way to publish the works of Dante Gabriel Rossetti
more effectively than he could in print and a challenge to the
ways in which we conceive of textuality itself. Jerome McGann's
colleague at the University of Virginia, John Unsworth, the
founding editor of PostModern Culture, is, as director of the
Institute for Advanced Technology in the Humanities, actively
supporting a range of humanistic research projects that range
from the classical antiquity to modern culture.
As a specialist
in classical Greek literature and especially as a classicist
at a university largely dominated by engineers, MD-Phds, social
scientists and "humanists" deeply suspicious of the
label "humanism" and of all traditional culture, I
understand the position of marginalized intellectual all too
well, but I am, in many ways, more interested in the general
public than I am in my professional colleagues. Those of us
who have been so fortunate as to win permanent jobs depend for
our continued existence upon a consensus among non-professionals
that what we do matters. The National Endowment for the Humanities
almost vanished, in large measure because many American citizens
believed, and not wholly without reason, that humanists had
little interest in, and even disdain for, those outside of the
academy. Decimated, the NEH survived, but its troubles suggested
that we in the humanities must reestablish the relationship
between our work and society at large. Whatever the fate of
the NEH and whether or not we depend upon NEH's support for
our research, the NEH drew fire that was aimed squarely at all
of us in the humanities. Electronic media -- whether self-standing
artifacts like CD-ROMs and Digital Video Disks or distributed
hypertexts like the World Wide Web -- constitute a new vernacular,
much as Italian or Chaucer's English. It is our responsibility,
as humanists, not only to master this vernacular but to foster
its development. The greatest challenge that we face over the
coming years is the need to adapt ourselves to the new media
and the new media to those intellectual and cultural values
that we cherish.
Classicists
as a group certainly have their share of techno-angst and the
achievements of our discipline in adapting digital tools to
our use have not assuaged the fears that many of our colleagues
still share. Nevertheless, those trained in classics who have
thought seriously about the technology often seem much less
anxious than many of their post-modern colleagues: a generation
ago, the classicist Eric Havelock earned a prominent position
beside Marshall McCluhan and Walter Ong as a pioneer in the
study of media and culture. More recently, Jay Bolter and James
O'Donnell have emerged among the most creative analysts of the
changes around us. Richard Lanham's insights derive much of
their strength from his sense of history and from this recognition
that debates about electronic media now raging continue discussions
underway since the continuous European tradition of literate
culture took shape in the fifth-century BCE.
The enthusiasm
with which many classicists have embraced the new technology
has several causes. First, the book-- the physical object with
two covers and rectangular pages bound together -- has been
grossly misrepresented. The codex is a relatively late product
and our earliest references to the codex appear in the poems
of Martial during the late first century CE, after the Greeks
and the Romans had built up more than eight hundred years of
an intensely felt textual culture. The great library of Alexandria,
when in the first century BCE it caught fire for the first time,
was therefore stuffed full of scrolls and not books.
Vergil,
writing in the first century BCE, was one of the most influential
intellectual figures and successful poets who ever lived. He
produced poems that played to a passionate immersion in and
commitment to literary texts. But Vergil lived in a world of
scrolls -- he probably never saw a book in his entire life.
I have yet to see any cogent argument that the arrival of the
codex improved the quality of literature or made possible more
keenly felt literary sensibilities than those that we can, by
dint of much hard work and skill, recover from the work of Vergil
or the Hellenistic Greek poets who preceded him. I have no desire
to play off Vergil against Dante, or Homer against Shakespeare
or to argue that the cultures of the codex or that of print
are inferior to that which was in place when the codex first
began to appear. But I see no basis at all for an argument that
book culture per se allowed human beings to reach higher levels
of literary creativity or to participate in a richer intellectual
world than the written culture that preceded it.
Second,
it is not at all clear that the effects of the codex upon reading
were, on the balance, at all good for that intense linear reading
which we celebrate as the starting point of literary experience.
The comparison between printed book and later twentieth century
computer screen has not carried us very far. The real comparison
should be between the codex and the scroll.
It would be interesting to perform experiments comparing the
experience of readers working through a continuous text, from
beginning to end, in a codex and in a continuous scroll. It
would not be easy to design a convincing experiment that probed
these differences if all of the participants in this experiment
had grown up in book cultures: we would have to compare the
impressions of those who grew up handling scrolls to those whose
parents had, as impressionable children, had listened to their
own parents read codices to them in bed. I suspect that a published
essay called "The Aristotle Elegies," lamenting the
fall of that scroll culture which the great Athenian intellectual
had helped to define, would have found a sympathetic audience
in the second century CE.
First, the
codex was successful not for literary but for utilitarian reasons.
First, the book, with its flat pages laid on top of one another,
takes up less space than a scroll: codices take up less "shelf-space."
Second, because codices readily support writing on both sides,
they could store roughly twice as much information per square
inch. Despite the wastage that comes from having bottom and
top margins and empty space near the binding, codices are essentially
a double-density storage medium -- a savings especially significant
before the development of inexpensive paper. Third, even in
manuscript form and before the settled conventions of running
headers, standard page numbers, tables of contents, indices
and other aids solidified in the age of print, books are far
better suited to random access than scrolls. It is hard to imagine
that you could ever unroll a lengthy scroll as quickly as you
can flip the pages of the codex.
It was the
codex that encouraged a culture of rapid, silent reading. Readers
of a scroll expected to read slowly. Words were run together
and paragraphs were not marked -- storage media was expensive
but processing time was less of a concern because readers expected
to spend a more time working their way through the document:
silent (and thus rapid) reading was a relatively late development.
Readers who sounded out the words before them experienced the
text both visually and aurally -- thus drawing upon more than
one sense at a time and anticipating a learning practice that
cognitive scientists encourage. Full-blown book culture -- which
married the codex to mechanical reproduction -- produced a world
of vast documents, quickly written and even more quickly consumed.
Concentrated, self-consciously literary novelists such as Proust,
James and, of course, Joyce, wrote against this tendency, saturating
the ultimate codex genre, the novel, with that density of meaning
and of reference which we can find already in Vergil (and, indeed,
in the haunting prose of Thucydides). The great novelists were
thus renewing, in a different medium and genre, that literary
intensity which writing allows us to trace thousands of years
further back. They were trying to charge the non-linear and
rapidly-read codex with the literary texture that emerged with
the texture of the linear and slowly-read scroll.
The preeminent
literary genre of the book may well be the novel, but the preeminent
genre of the book is the utilitarian reference tool -- the accountant's
ledger, the maintenance manual, and, above all, the bulging
filing cabinet (itself nothing less than a mass of fluid codices).
To sacralize the book as an object in the defense of a literary
or cultural ideal is thus a losing cause for two reasons. First,
the book itself is part of the problem, for if we accept the
book in place of the scroll, then we have reinforced that utilitarian
logic that leads to the electronic hypertext is an entirely
logical and defensible continuation.
Second,
if we, as defenders of books and book culture, do not take into
consideration the culture that precedes the book, we open ourselves
to severe criticisms on both scientific and traditional grounds.
Not only is our argument profoundly flawed but, if our understanding
of history and literature is so shallow that we are oblivious
to almost a millenium of Greco-Roman literary achievement, then
how can we expect anyone else to respect the past? We certainly
cannot all spend years studying Greek and Latin, but, if we
entirely ignore Greco-Roman antiquity, we weaken the cause of
all cultural memory and of that culture to which the scroll,
the codex and the printed books have all contributed.
Media constrain
the intellectual paths that we can and do pursue, but human
creativity can sooner or later exploit the potential of any
medium flexible enough to permeate a society. Different forms
of media are relatively neutral: the printed book gave us not
only the novel and the massive reading audience but tabloids
that cynically play to the seamiest instincts that North American
mass culture can tolerate -- and academic publications just
as cynically aimed at reviewers and at the tenure/promotion/better
jobs etc. that these reviewers will confer. To attribute such
phenomena to a relentless technological determinism is a self-defeating
strategy, because it can justify the role of querulously superior
bystander.
But if media
are relatively neutral with respect to one another and susceptible
to development in various ways, media themselves are not neutral.
Once we transfer our ideas from the wetware between our ears
and inscribe them in some artificial medium, whether a Sumerian
clay tablet or an expert system for analyzing Greek morphology,
storing our ideas over time and transmitting them to people
whom we have never physically seen, we have entered a new world.
The most cogent issues that we face today were already striking
sparks classical Greece -- long before computers, printing presses
or the codex. On the one hand, classical literary texts exhibit
a technological boosterism comparable with which the capital
hungry modern entrepreneur should sympathize. The lyric poet
Pindar, a professional well paid for his skills and for the
celebrity that he could confer, begins one poem by thumbing
his nose at the sculptors with whom he competed for contracts
to perpetuate the memory of the rich and successful: I am not
a sculptor, to make statues that stand motionless on the same
pedestal. Sweet song, go on every merchant-ship and rowboat
that leaves Aegina, and announce that Lampon's powerful son
Pytheas [5] won the victory garland for the pancratium at the
Nemean games, a boy whose cheeks do not yet show the tender
season that is mother to the dark blossom. (Pind. Nem. 5.1-6
(tr. Svarlien))
The famous
athlete may erect a statue commemorating his deeds at Delphi
and Olympia -- these sites were, by the end of antiquity, crammed
with statues and functioned very much like modern sports halls
of fame -- but statutes, however imposing, can only be in one
place at one time. When Pindar composed a poem, the text generally
consisted of a few hundred words that could be readily copied
and that could spread on every ship, great and small, throughout
a Greek speaking world that extended from Spain to Russia. Neither
Pindar nor his patrons had ever heard of copyright -- nor is
it likely that they would have found much to commend this modern
concept. Poet and patron alike depended for their success on
the furious, uncontrolled circulation of the written text. The
poet accumulated wealth by receiving generous gifts in exchange
for each poem, and the cumulative fame of prior work lead to
the next job -- in this regard, the poet earned money much more
like a modern architect than author. The patron paid the poet
because he wanted his name to be known as broadly as possible
in space and as deeply as possible in time to come -- in the
case of Lampon, surely one of the more successful investments
in history, since we still possess the poem above, recalling
Lampon and his son Pytheas each time that we read it.
The tragic
drama Prometheus Bound is even more audacious. Zeus has
punished Prometheus for giving mortals the gift of fire. At
the center of this play stands a speech in which Prometheus
recounts the many benefits that he had conferred on mortals:
"But I do not speak of this; for my tale would tell you
nothing except what you know. Still, listen to the miseries
that beset mankind -- how they were witless before and I made
them have sense and endowed them with reason. [445] I will not
speak to upbraid mankind but to set forth the friendly purpose
that inspired my blessing."
"First
of all, though they had eyes to see, they saw to no avail; they
had ears, but they did not understand; but, just as shapes in
dreams, throughout their length of days, [450] without purpose
they wrought all things in confusion. They had neither knowledge
of houses built of bricks and turned to face the sun nor yet
of work in wood; but dwelt beneath the ground like swarming
ants, in sunless caves. They had no sign either of winter [455]
or of flowery spring or of fruitful summer, on which they could
depend but managed everything without judgment, until I taught
them to discern the risings of the stars and their settings,
which are difficult to distinguish."
"Yes,
and numbers, too, chiefest of sciences, [460] I invented for
them, and the combining of letters, creative mother of the Muses'
arts, with which to hold all things in memory." (Aesch.
PB 447-461)
Ostentatiously
turning its back on earlier visions of a glorious heroic age
(such as we see in Hesiod and Homer), this fifth-century Prometheus
envisions a near Hobbesian early man whose life is nasty, brutish
and short: before Prometheus, men had been helpless, utterly
at the mercy of their environment. The speech goes on at some
length cataloguing the various technical skills for which Prometheus
was responsible, including (in the passage quoted above) architecture,
an astronomically based calendar, and (in subsequent sections)
domestication of animals, sea-faring, medicine, and metallurgy.
At the core of Prometheus' gifts stand numbers, mathematics
and writing -- the mother of the Muses' arts, which holds all
things in memory.
Fifth-century
Greeks were acutely sensitive to the impact that an artificial
storage system had exerted upon their culture. Their society
remained, for the most part, oral:[3] contracts were pronounced
before witnesses rather than signed and writing occupied a position
closer to computer programming (i.e., a technical skill, fully
mastered by a relative few) than modern writing (i.e., a fundamental
skill which society expects, at least, all its members to acquire).
Greeks did not have to be literature themselves to recognize
that writing was something new and different.
Certainly,
the power of (then) modern information technology provoked,
in classical Athens, anxiety as well as triumphalist visions.
Euripides' Phaedra committed suicide but left behind a letter
falsely accusing Hippolytus, her step-son, had sexually assaulted
her (Eur. Hipp. 885-886): Theseus, Phaedra's husband, takes
the message at face value. Hippolytus, confronted by a written
message but, unable to interrogate the writer (Eur. Hipp. 1021ff.),
is unable to defend himself. His father, to the dismay of the
chorus, puts more credence in the uninterrogated writing of
Phaedra than in a solemn oath sworn by Hippolytus (Eur. Hipp.
1036-1037), thus dramatizing the dangers of transferring authority
from speech and to contemporary information technology -- we
might compare the modern image of an innocent trapped by misinformation
that had "gotten into the computer." Writing both
subverted and conferred authority: written law was, at least
in the letter, fixed and, in theory, could be reviewed by all.
Writing thus reduced the leeway of judges and of those who were
expert in traditional wisdom. At the same time, writing allowed
new laws to take on an instant authority that only usage over
time could confer in a traditional society. Someone embroiled
in a court case could appeal to the fact that a law was still
agraphos, unwritten, to defend himself (e.g., Andoc. 1.85-86),
but Athenians, who, like contemporary Americans, were remarkable
for their reliance upon new media, were also deeply skeptical
of these technologies. The Thucydidean Perikles, in his idealizing
description of Athenian society, boasts that his fellow-citizens
pay particular attention to those laws which are unwritten (agraphos:
Thuc. 2.37.3). Elsewhere we hear that Perikles was especially
scrupulous to respect these unwritten laws which constituted
the traditional culture and morality of Greek culture (Lys.
6.10).
Sophocles'
Antigone, of course, turns upon the ambiguities of written
law and on the overzealous legislation of an (initially at least)
progressive leader. Creon begins by following the most enlightened
and indeed radical strand of Greek political thought when he
asserts that he will subordinate his own personal interests
and affections to those of the city-state (Soph. Ant. 163-210),
but he ultimately wilts before Antigone and her stubborn defense
of "unwritten laws" (Soph. Ant. 450ff.).[4] The play
critiques modern ideas (esp. those of Protagoras) and the modern
technology of writing at once.
Thucydides,
the Athenian writer who did much to invent not only history
but also the academic monograph, offers perhaps the most sustained
and interesting example of that excitement which some Greeks
felt for the new technology of his time. Herodotus published
what may have been the first "book-length" prose work
in the continuous tradition of Western tradition,[5] but Thucydides
played D. W. Griffith to Herodotus' Edison, for, just as Griffith
is credited with inventing film as a medium in its own right
and not an imitation of stage, Thucydides produced a prose work
that was conceived as a written document rather than a script
for, or transcript of, performance. Thus, after a description
of his methodology and of the pains that he took in collecting
his data, Thucydides contrasts his work with that of his predecessors:
"The absence of romance in my history will, I fear, detract
somewhat from its interest; but if it be judged useful by those
inquirers who desire an exact knowledge of the past as an aid
to the interpretation of the future, which in the course of
human things must resemble if it does not reflect it, I shall
be content. In fine, have written my work, not as an essay which
is to win the applause of the moment, but as a possession for
all time. (Thuc. 1.22.4)
Thucydides
did not write for performance -- perhaps to underscore this
point, he wrote many passages that are so complex and impenetrable
in language that ancient speakers of Greek (like Dionysius of
Halikarnassos) could scarcely understand them. Thucydides wrote
prose that needs to be studied and that no general audience
could ever grasp from a single, oral performance. He defied
the glibness of style and the laxness of method that he attributed
to those who had gone before him, creating a refined prose work
designed to withstand generations of close study. And in this
he was spectacularly successful. Thucydides' History of the
Peloponnesian War remains a staple not only in ancient history,
but in political philosophy and international relations as well.
Robert Strassler's 1996 Landmark edition of Thucydides,[6] undertaken
as a labor of love by an investment banker, became an unexpected
hit, striking a chord of interest that no one -- least of all
Strassler -- had anticipated.
But if Thucydides
affected an austerely intellectual rigor and refused to appeal
to the popular culture of his time, he nevertheless saw in his
written work the source for an emotional engagement that would
exceed in intensity and outlast cheap sensationalism. The Funeral
Oration which Thucydides attributes to Perikles presents an
idealized vision of Athens. Perikles does not claim that Athenian
temporal power would be permanent -- he does not even anticipate
a thousand year Reich. He does, however, boast that Athens'
reputation would never die. At the climax of his oration, delivered
in honor of those who had died fighting Sparta and its allies
(and the direct cultural ancestor of the Gettysburg Address[7]),
Perikles articulates his vision of Athenian greatness: [2] For
this offering of their lives made in common by them all they
each of them individually received that renown which never grows
old, and for a sepulchre, not so much that in which their bones
have been deposited, but that noblest of shrines wherein their
glory is laid up to be eternally remembered upon every occasion
on which deed or story shall fall for its commemoration. [3]
For heroes have the whole earth for their tomb; and in lands
far from their own, where the column with its epitaph declares
it, there is enshrined in every breast a record unwritten with
no tablet to preserve it, except that of the heart. (Thuc. 2.43)
The above passage is remarkable for its apparent dismissal of
writing. Athenian glory only has real existence insofar as it
penetrates individual hearts and as real human beings emotionally
embrace the memory of Athens. Written documents themselves are
nothing. Human recognition -- and especially a recognition that
includes heart as well as head -- is the only true form of glory.
Nevertheless,
there is no contradiction between the austerity of Thucydides'
own rejection of sensationalism and the vision laid out by the
Thucydidean Perikles. Athens' glory will endure over time and
it will fire the minds of those who come after, but largely
because Thucydides has composed, in cool written form, his best
exposition of what really happened. The written history, subject
to scrutiny and criticism for all time, would be the seed from
which profound emotion would grow. And, indeed, this is precisely
what has happened, for it is through Thucydides that we still
must largely view the Athens of empire and democracy.
In Thucydides'
view, the austerity of his work was not so much a rejection
of passion and emotion as it was a tactical retreat from sensationalism
and a foundation for emotions that would be deeper and more
firmly rooted. Thucydides, for all the dour realism that his
writing affects, pursues an optimistic intellectual goal that
is progressive in the truest sense of the word.
But if the
methodology that Thucyides espouses in the opening of his history,
the vision of Athens that his Perikles unfolds after one year
of war, and even Athenian material power point towards a progressive
vision of history, events themselves follow a more ambiguous
course. Athens, the sea-power and financial center, falls to
the supposedly obsolescent Sparta and its allies. A terrible
plague claims Perikles among its victims, and venal leaders
who cannot maintain Athenian greatness arise. The historian
himself makes it clear that he can describe, but not assuage,
such problems as plague (2.48.3) and the collapse into barbarium
(3.82.2).
Above all, the austere utilitarianism with which the (otherwise
unknown) Diodotus prevents Athens from committing genocide at
Mitylene degenerates into the brutal reasoning and pitiless
slaughter on the island of Melos. Neither writing nor money
-- two fundamental indices of fifth-century modernism and keys
to Athenian culture -- could prevent a perceived social collapse
as war dragged on for almost thirty years.
Thucydides
lived through a period of bitter disillusion that the British
elites after the "Great War" or their American counterparts
after Vietnam would quickly reckon. Plato spent his life trying
to resolve the problems that Thucydides articulates in his history,
above all the notion that "might makes right" and
the justice is an ideological illusion. His greatest work, the
Republic, takes its departure from the crass power politics
and brutal realism that we find in Thucydides' Melian dialogue
and establishes for justice a value that transcends any utilitarian
measures. Born into the highest reaches of Athenian society,
Plato grew up as the values which had defined his class weakened
and an international, in many ways attractive, society, centuries
old, seemed to be dissolving around him. The central problem
for Plato was the same as that which ultimately confronted Thucydides:
the technology and social "progress" of the fifth
century failed to sustain itself. But where Thucydides was a
grown man before war tore his world apart, Plato was born into
a world of slaughter, plague and anxiety. He never experienced
a "Periklean age," where Athens, however anxious about
the future, dominated the Greek world. He grew up among the
intellectual wreckage of a "lost generation." Plato,
in other words, confronted a world readily comparable to that
of the late twentieth century industrialized democracies.
Plato also
exhibits a much more nuanced view of contemporary information
technology than his older contemporary. Just as Plato, in the
opening of the Republic recapitulates ideas about power
politics that we find in Thucydides, he summarizes in the Phaedrus
the same optimism that we can trace in the Prometheus Bound
and in Thucydides. Plato's Socrates recounts the story of Theuth,
an Egyptian Prometheus, who invented numbers and arithmetic
and geometry and astronomy, also draughts and dice, and, most
important of all, letters (Plat. Phaedr. 274d):
The story goes that Thamus said many things to Theuth in praise
or blame of the various arts, which it would take too long to
repeat; but when they came to the letters, "This invention,
O king," said Theuth, "will make the Egyptians wiser
and will improve their memories; for it is a drug (pharmakon)
of memory and wisdom that I have discovered." (Plat. Pheadr.
274e)
This, of
course, is essentially the same argument that we encountered
in the Prometheus Bound. Writing constitutes artificial
memory and extends the range of human intelligence. It accompanies
the other applied arts and that culture on which upon which
these applied arts depend. Thucydides would apply this notion
far more subtly, demonstrating in his history concretely how
a scientific, written account of events could immortalize the
events of his time and extend the subsequent memory of humankind.
Plato, however, only introduces the conventional boasts of writing
so that the Egyptian king Thamus can critique them:
But Thamus
replied, "Most ingenious Theuth, one man has the ability
to beget arts, but the ability to judge of their usefulness
or harmfulness to their users belongs to another; [275a] and
now you, who are the father of letters, have been led by your
affection to ascribe to them a power the opposite of that which
they really possess. For this invention will produce forgetfulness
in the minds of those who learn to use it, because they will
not practice their memory. Their trust in writing, produced
by external characters which are no part of themselves, will
discourage the use of their own memory within them. You have
invented a drug (pharmakon) not of memory, but of reminding;
and you offer your pupils the appearance of wisdom, not true
wisdom, for they will read many things without instruction and
will therefore seem [275b] to know many things, when they are
for the most part ignorant and hard to get along with, since
they are not wise, but only appear wise. (Plat. Phaedr. 274e-275a)
Jacques
Derrida made this passage of the Phaedrus famous in literary
studies: the ambiguities of the Greek word are very similar
to those of Greek pharmakon, and Derrida was able to use the
issues involved here to help dramatize the ambiguities of language.
This paragraph, for all its apparent simplicity, is extremely
dense, alluding backwards to a range of themes from earlier
Greek literature, while at the same time anticipating the fundamental
objection to modern media. On the one hand, writing externalizes
knowledge, giving that knowledge an existence outside the human
brain and thus allowing that knowledge to outlive frail biological
wetware, but knowledge externalized, available on demand for
casual access, never wholly absorbed or internalized in any
one mind, becomes information -- a commodity that anyone can
acquire -- rather than knowledge, much less wisdom -- the studied
and cultivated ability to apply knowledge judiciously. Plato
is directly attacking that optimism that we can see in Thucydides,
but the attack is tactical rather than strategic. Thucydides
envisions a world in which his austere written history will
excite human wonder and passion. Plato looks to a world of couch
potatoes who cannot remember what passed through their minds
a day before and of slick consultants who market a veneer of
expertise.
Thucydides
and Plato differ in their emphases: Thucydides, for all the
overt pessimism that runs through much of his history, in his
practices implies an optimism over the value, if not the utility,
of written history: whether or not we learn from the past to
control the future, we can lose ourselves in the reasoned contemplation
of Athens and its struggles. Plato focuses instead upon the
effect of writing as artificial memory, as knowledge disembodied
from the human brain. If Plato focuses upon the negative consequences
of writing and thus pushes in a direction different from that
of Thucydides, the contrast emerges precisely because both writers
share the same values: each measures the value of writing according
to the impact that it has upon the reader.
The shared
values of Thucydides and Plato animate the best of the critique
aimed against information technology, twenty five hundred years
ago and today. But, of course, any argument about technology
derives its force from some larger context, in this case the
general purpose of education. Two attitudes have contended furiously
for as long as we can trace arguments about education. According
to one position, conventionally associated with Plato, knowledge
has value in and of itself. This argument can take an abstract
form in which some transcendent Truth, perhaps scientific, perhaps
philosophical, perhaps religious, is the source of all value.
Conversely, this argument can be relentlessly practical: education
is valuable because it produces useful knowledge, i.e., knowledge
that allows us to better master our environment, to preserve
or restore our health, to satisfy our physical needs and appetites
of all kinds etc. These two variations of this attitude are,
of course, generally related -- they struggle ceaselessly, for
example, within the US National Science Foundation, as the proponents
of basic and applied science compete for resources. Nevertheless,
for the pure mathematician and the engineer, information technology
-- writing, print, electronic storage -- is essential because
it allows us to create shared structures of knowledge far greater
than any one brain could encompass.
According
to the second attitude, education has value not so much because
of the knowledge that it produces as because of the impact that
it exerts upon human character. This position, like its counterpart,
has both an abstract and an applied wing. All systems for the
perfection of human character, whether the Christian quest for
salvation, the Confucian drive towards self-improvement or the
Buddhist yearning for transcendence, order the disparate impulses
and conditions of human life in a grand quest for some transcendent
project. In its more applied form, this education leads to a
republican rhetorical tradition in which neither abstract truth
nor even, contrary to general perception, short term successes
are the object.
The republican
rhetorical tradition has little to do with bamboozling yokels;
it assumes, instead, a contest of words and eloquence among
equals, all of whom quickly learn the cheap tricks of argumentation
and who, as a group, set de facto standards for discourse. The
republican rhetorical tradition, from Perikles and Cicero to
Lincoln and Churchill, challenges its practitioners to perfect
their command of language and their understanding of the values
which their fellows share. Such speakers depend for the success
both upon the eloquence of what they say and upon the moral
authority which they accumulate over time. At their best, they
redefine their societies, winning consent for bold ideas and
for shared efforts that renew and invigorate their societies.
Promulgating drivel or barbarism may succeed in the short term
but ultimately undermines the republican system, leading to
chaos or an authoritarian society, both of which squelch the
rough give-and-take among political peers.
Of course,
there are few who purely embody either position, but Plato is
remarkable precisely because he manages at once to champion
both education as the source for truth and as the engine for
moral perfection. (Post-modern society, conversely, comes to
close to rejecting both, insofar as it dismisses notions of
transcendent truth and undercuts any notion of moral perfection.)
The arguments that swirl about the transformation of the book
depend largely upon the dichotomy between these two attitudes.
Those who most enthusiastically champion new technology often
do so because their eyes have fixed upon the expanded edifice
of knowledge that we can construct in this brave new digital
world. Whether their visions focus more upon the beauty of a
vast new shared society of knowledge or upon the material benefits
to society (or themselves) that such new knowledge may bring,
for them artificial memory and, ultimately, artificial intelligence
are attractive precisely because they separate elements of intellection
from the warm tissues of the human body.
We humanists,
insofar as we are humanists, belong to the second tradition.
Ultimately, the ideas that we pursue do not add to our scientific
understanding or produce new mechanisms for the manipulation
of the physical world. Insofar as we are humanists, we have
forsworn such tangible and practical goals. Our ideas have no
value if they do not, as ideas, command attention and interest
of other living beings. Insofar as we are humanists, we have
also forsworn theology and do not, in our professional capacities,
further the awesome religious movements that have proven uniquely
capable of moving humanity. Insofar as we are humanists, we
dedicate ourselves to the life of the mind, whether Aristotle's'
life of contemplation or Cecil's struggles in the forum of our
own time. None of these categories is, in practice, absolute.
Those of us who study past cultures must also contribute to
our knowledge of the subject, while our colleagues in science
and engineering believe that character and intellect must develop
together. If we in the humanities do not passionately explore
our fields, then we are not true humanists but priests of a
static dogma. If scientists and engineers do not develop moral
or rhetorical skills, they will become corrupt or ineffective.
Nevertheless, the federal government does not invest vast sums
of money into scientific research to develop character or to
foster civic republicanism, and the production of knowledge
in the humanities matters only insofar as it affects, directly
or indirectly, the undergraduate curriculum or some audience
beyond the specialists.
Digital
libraries have captured the imagination of researchers in classics,
old and young, conservative and radical, for over a generation:
after receiving the endorsement of an international body of
scholars, the Thesaurus Linguae Graecae (TLG) at UC Irvine began
in 1972 to build a database of all early Greek literature --
for us, the TLG allows us to explore our core data in ways that
had been physically impossible and, insofar as we value the
production of knowledge, we have long admired the TLG and its
electronically transmogrified books. Nevertheless, the real
value of this new technology lies less in how it enhances our
research and the sheltered conversation of specialist with specialist
as it allows us to redefine the relationship between researchers
and the rest of the world. We need to ask two basic questions,
one quantitative, the other qualitative: what effect does the
new technology have on the raw number of those intellectually
engaged with antiquity (or in any area of the humanities) and
on the quality of that engagement. If no one were to study some
area in the humanities except specialists, then the game is
up for that area and its days as identifiable sub-discipline
are probably numbered. On the other hand, it is not clear what
value we offer if we worry only about engaging non-specialists
and reduce ourselves to entertainment: if we subordinate ourselves
wholly to popular tastes and do not challenge our audience to
rise above the passivity of network television or even mass
produced weekly magazines, then we may add to the quantity of
content available but we will become just another category of
programming. Our goal must be to demonstrate that culture extends
beyond the market-driven popular culture of our time and that
even the Discovery Channel and Time Magazine constitute can
do no more than arouse interest in larger topics that require
more extensive thought.
The quantitative
argument is easy to address. A reasonably successful academic
publication might sell 1,000 copies, most of which will normally
sit unused in university libraries or faculty offices. The potential
audience on the Internet is at least 10,000,000 machines, four
orders of magnitude larger -- since the average sales of academic
publications is certainly not rising and the number of people
with access to the World Wide Web is certainly not shrinking,
this ratio is going to increase during the foreseeable future.
But even if only an infinitesimal percentage of machines ever
visit any given site, the number can readily dwarf that of print:
as of fall 1997, the WWW version of the Perseus digital library
on ancient Greco-Roman culture attracts upwards of 7,000 visitors
per day. Only half of the identifiable Internet addresses come
from higher education (*.edu). A survey of the access logs and
of the mail that we receive makes it clear that we are not only
reaching conventional academics but grade school children and
adult learners resuscitating their knowledge of Greek and Latin.
We are reaching office parks, rural homes, schools, and even
military installations. We have users not only in Europe and
the English speaking world, but in Japan and South America --
where students of Greco-Roman culture had had little contact
with experts on North America and Europe. Virtually nothing
that we, as academics, publish will find its way into the Walden
Books chains or the general school and public library system.
Everything that we now publish freely on the Web is immediately
available in a substantial percentage of classrooms, public
libraries and homes. But, of course, simply making available
documents designed for a print medium and written by professors
for other professors will not get us very far. Redesigning our
publications so that they can reach this wider audience is the
major challenge that confronts the next generation of humanists.
But as soon
as we focus on adapting ourselves to this new audience so that
we can promote the quantitative increases in our audience that
all of us in the humanities desperately need, we must decide
on what our audience will be and what kind of experience we
hope to foster.[8] The greatest danger here is transferring
habits of thought and usage that are the products of print technology
into an electronic environment with different constraints and
possibilities.
Technology,
even when revolutionary, generally has an immediate impact upon
the tactical decisions that we make (e.g., how to manage a ship
powered by coal rather than wind) and it may ultimately have
strategic implications (e.g., the need to maintain a world wide
network of coaling bases) but it need not affect the overall
goals involved (e.g., control of the sea). Writing made possible
the historical study of literature, qualitatively changing the
way in which we could interact with the distant past. Subsequent
advances in information technology such as the codex, printing
and electronic systems have revolutionized the way in which
we study literatures of the past, but the Alexandrian scholars
of the third century BCE, transported to the early twentieth
century library of congress or a digital library project would
quickly recognize what their later colleagues were doing.
Nevertheless,
if the possibilities of a new technology allow us to redefine
how we go about pursuing our larger goals and indeed to rethink
which ideal goals we can reasonably pursue, then we must look
for the constraints of a prior technology that we have internalized
into our present work lest we confuse bugs in the system with
features. Classicists, for example, rarely write anything for
a wide audience: the university presses that have published
our major ideas as books and brokered our careers prod us to
write for a general audience, but, in classics, this largely
means that we translate the Greek and Latin, reduce our footnotes,
and explain some of our ideas -- all fairly superficial changes.
Of course, we have very little reason to change the way that
we write: virtually no one outside the academy will ever see
any of our publications and our real audience consists of our
colleagues in classics or (if we are very ambitious) one or
more adjacent academic specialties (e.g., philosophers who have
an interest in Plato). But many of us, enmeshed in the system
of publication, tenure, promotion and the parochial recognition
of our peers, not only overlook the fact that such isolation
renders our field untenable in the long run but even perceive
our isolation not as a terrible weakness and danger to our field
but as a sign of our intellectual rigor and purity. Throughout
academia, the communities that we establish become hostile enclaves,
their inhabitants eager to drive out anyone not fluent in the
local patois.
The study of classical literature -- and this holds true for
classical literatures in China, India, and the Islamic world
-- introduces its audience into a complex, interlocking network
of documents. First, reading classical literatures--Greco-Roman,
Chinese, Islamic--requires mastery of a demanding language no
longer in current usage, but this linguistic mastery, challenging
as it may be, constitutes only the initiation into a textual
world that may be small in size -- all of Greco-Roman literature
can be stored in a single large book-case – but that no
human being can fully master. Second, classical literatures
that have flourished and elicited study over centuries generally
rely upon a core of exceptionally successful works that accomplish
two radically distinct, and often opposed, goals at once. On
the one hand, they can appeal to those with little knowledge
of the field -- Homer, Greek Tragedy and Plato, for example,
continue to be read in English by audiences with little knowledge
of ancient Greek culture; Latin literature may not have quite
the same appeal in English translation, but high school students
continue to struggle through authors such as Vergil and Cicero.
Students
can encounter these works at an early age and enjoy them --
I learned early on in my teaching career from student evaluations,
for example, that whatever my audience thought of my lecture
style, ideas, exams, grading etc., they almost invariably came
to enjoy and admire Greek drama. Nevertheless, these works can
be read and reread throughout a lifetime: a reader intellectually
engaged in the Iliad or the Republic can take away new insights
from each fresh reading from the age of seventeen through advanced
age.
Third, classical
literatures are cumulative: each time that we devote a major
effort to mastering any one author, we enhance our understanding
of many other texts as well. This is certainly true about any
literature -- the more we know about the cultural and literary
context, the more ways in which we can view an individual work.
The more we know about Homer, the better we can understand not
only Vergil but Plato as well, each of whom wrote in the shadow
of the Iliad and the Odyssey. The Homeric Epics
stand at the beginning of European literature and have no surviving
antecedents, but the more we learn about archaic society, the
better we can understand these poems as well. Professional classicists
can expect to increase their intellectual range, studying new
texts for the first time, rereading well known authors with
wholly new sets of questions, and tangibly deepening the experience
of reading any given text. Some texts, such as the Homeric Epics
or Greek Drama, are so rich and complex that sensitive readers
can study them from childhood to old age and still continue
to learn something with each rereading. Even before vast bodies
of information and ideas from archaeology, literary theory,
anthropology, sociology, art history, cognitive science, linguistics
and other disciplines were available to challenge and transform
the way that we study these texts, we had more than enough to
support the life of the mind from childhood onwards.
Insofar
as we only reach students from the ages of roughly eighteen
to twenty-one, we are not living up to our larger mission. We
need, of course, to teach students to think and to prepare them
for their work in later life, but we must never confuse this
aspect of our task with the task as a whole -- our students
(and their parents) already worry far too much about where they
will be at twenty-five or thirty and not nearly enough about
where they will be at forty, sixty or eighty. Ideally, we are
providing our students with a foundation of knowledge upon which
they can draw throughout their lives. Our students may well
have little time in the years after they graduate for much besides
establishing their careers and establishing families, but most
will, sooner or later, begin to hunger for something beyond
their daily lives. The BA in classics may later develop an interest
in twentieth century Latin American literature or Japanese Film,
but reading Homer should provide that BA with a sense of how
to engage artistic creations in a disciplined fashion. Conversely,
we need to be able to support an interest in our fields that
arises long after college.
Book culture
has served professional academics and intellectuals well --
or at least those who have access to major libraries -- but
it has had much more limited success in helping a wider audience
cultivate sustained interests over a long period of time. Public
libraries, book clubs, mall bookstore chains and other outlets
can only do so much. It is simply impracticable for most of
those outside of a university environment to cultivate sustained
areas of interest -- nowhere outside of academia is that depth
of print information available that can satisfy or stimulate
a voracious interest in most subjects. A curious twelve year
old living in an affluent suburb with a model public library
can quickly exhaust its traditional printed resources on Human
Evolution or Inner Asian History. Her thoughtful fifty-two year
old compatriot may simply not have the time in her schedule
to visit a library with any regularity. The growth of cable
programming on history and science reflects the frustrated hunger
for ideas and the limitations of the traditional print library
in isolation.
Digital
technologies such as CD ROM (which let us disseminate hundreds
of interlinked books) and, of course, the Internet (through
which we can reach millions of documents) are still in their
infancy, but they are already beginning to redefine both what
questions we academics can ask and, more importantly, who can
ask what. We can, for example, see signs of a revolutionary
change in one core area of classics. However well our students
may learn classical languages in their student days, they have
traditionally had little prospect of retaining these skills
later in life, when their careers and family obligations allow
them to broaden their interests and when they are often hungry
to read works such as the Iliad or the Republic again. When
our former students wish to return to Plato or Vergil, their
linguistic knowledge has receded and they lack the support system
to work their way through the language. Now, however, we provide
not only raw access to many Greek and Latin texts on the World
Wide Web but, more importantly, links between source texts and
reading aids of various kinds, including lexica, grammars, commentaries,
and morphological analyses of individual words. In some cases,
we make faster and more widely available functions that could
be done in a library or if the reader had assembled a bookshelf
full of reference works.
In other
cases, we allow readers to perform functions or ask questions
that have never before been possible. While a great deal remains
to be done, we have already been able to transform the way in
which those beyond the academy can interact with Greek and Latin
literature. Already, we have begun to hear from former classics
majors who never expected to read Greek or Latin again and who
are now able to consider resuscitating their knowledge. At the
same time, we can now begin to tell our students that the work
which they do at twenty will serve them again at forty or seventy.
By changing the relationship between our core texts and the
wider public, we change the value that these texts have for
our traditional full-time students.
Millions
of people may not develop a passionate interest in Greek and
Latin language in the immediate future, but numbers are not
the point, since the example of classical languages could be
replicated throughout the intellectual world Every discipline
in the humanities has functions that books can only imperfectly
support. Printed illustrations are very expensive: it is extremely
difficult to study art from books because there are never enough
pictures or enough details. Nor have the weaknesses of print
publication enhanced the value of the original objects -- in
developing a visual database of Greek art we grew accustomed
to curators fearful that digital images, if too good, could
lower interest in the originals. All of our experience to date
indicates that the opposite is true: the better the published
documentation and the fuller the pictures, the greater the interest
in the original. This is the positive side of the "papparazzo
principle."
Likewise,
virtual reconstructions of vanished spaces, especially when
these reconstructions are linked to digital libraries of information
about the culture represented.
Our greatest
goal as intellectuals is to create a seamless web of knowledge
so that the curious may pursue their interests as far their
will and ability take them, rather than as far as traditional
print publication has allowed. The viewer captivated by Branagh's
Hamlet should be able to compare Branagh's Hamlet with that
of Olivier and Zefferelli, survey the kinds of questions experts
on the play have raised, even compare the First Folio edition
with the version of the play as adopted in a given performance.
The technical barriers to such a seamless Web of knowledge are
relatively modest. Simple access to academic publications now
safely ensconced in research libraries will have little affect
because these publications were written by specialists and for
specialists. We must think long and hard about how we write,
cultivating ways to make our ideas more readily accessible to
an open-minded and interested public. Some ideas may be too
complex, but often jargon and academic short-hand needlessly
obscure our main points. Most publications may address minutiae
and points of little general applicability, but the core issues
that we are exploring and a large body of data should be readily
accessible. Such a finely designed Web of knowledge would indeed
help both the general public and researchers. As one colleague
observed, describing the function of an astrolabe in terms comprehensible
to a twelve year old made the description more useful for non-specialist
scholars unfamiliar with astrolabers.
As a humanist,
I see little to lose from a electronic media. We have, like
medieval monks in their monasteries, cultivated and maintained
a magnificent culture of learning in our universities, but it
is our obligation to seize upon every means at our disposal
not only to help our own research but also to reach that wider
audience. Artificial dichotomies between paper and electronic
media only distract us from the question of who does what. As
a classicist, I know full well that print did not create a new
kind of textuality that was qualitatively superior to what went
before but allowed the experience of textuality to reach more
people than scribal culture ever could. We may smile at the
"sweatness and light" that Matthew Arnold saw at the
core of intellectual life -- we are more apt to challenge conventional
pieties and focus upon uncomfortable truths -- and we certainly
have a much broader range of interests than those of Arnold's
Oxford, but our mission is the same: to reach out and communicate
our ideas -- and, equally important, our passionate engagement
with those ideas to the widest possible audience. Our work has
barely begun: while our large goals -- to increase knowledge
and to communicate what we have learned -- may not change, we
must, in the years to come, rethink every aspect of our work.
Bibliography
Birkerts,
S. (1994). The Gutenberg Elegies. Winchester, MA, Faber
and Faber.
Crane, G.
(1989). "Creon and the `Ode to Man' in Sophocles' Antigone."
HSCP 92: 103-116.
Flory, S.
(1980). "Who Read Herodotus' Histories." AJP 101:
12-28.
very nice
discussion of the problems that herod had to consider. the audience
for such a huge book must have been small, and creating this
work in the fifth century was something of a miracle and a selfless
turning away from the mass audience. lots of material to work
with here in this article.
Stoll, C.
(1995). Silicon Snake Oil: Second Thoughts on the Information
Highway. New York, Doubleday.
Thomas,
R. (1989). Oral Tradition and Written Record in Classical
Athens. Cambridge, Cambridge University Press.
