Introduction

Welcome to “The Rust Programming Language,” an introductory book about Rust.

Rust is a programming language that helps you write faster, more reliable software. High-level ergonomics and low-level control are often at odds with each other in programming language design; Rust stands to challenge that. Through balancing powerful technical capacity and a great developer experience, Rust gives you the option to control low-level details (such as memory usage) without all the hassle traditionally associated with such control.

Who Rust is For

Rust is great for many people for a variety of reasons. Let’s discuss a few of the most important groups.

Teams of Developers

Rust is proving to be a productive tool for collaborating among large teams of developers with varying levels of systems programming knowledge. Low-level code is prone to a variety of subtle bugs, which in most other languages can only be caught through extensive testing and careful code review by experienced developers. In Rust, the compiler plays a gatekeeper role by refusing to compile code with these kinds of bugs--including concurrency bugs. By working alongside the compiler, the team can spend more time focusing on the logic of the program rather than chasing down bugs.

Rust also brings contemporary developer tools to the systems programming world:

  • Cargo, the included dependency manager and build tool, makes adding, compiling, and managing dependencies painless and consistent across the Rust ecosystem.
  • Rustfmt ensures a consistent coding style across developers.
  • The Rust Language Server powers IDE integration for code completion and inline error messages.

By using these and other tools in the Rust ecosystem, developers can be productive while writing systems-level code.

Students

Rust is for students and people who are interested in learning about systems concepts. Many people have learned about topics like operating systems development through Rust. The community is happy to answer student questions. Through efforts such as this book, the Rust teams want to make systems concepts more accessible to more people, especially those getting started with programming.

Companies

Rust is used in production by hundreds of companies, large and small, for a variety of tasks, such as command line tools, web services, DevOps tooling, embedded devices, audio and video analysis and transcoding, cryptocurrencies, bioinformatics, search engines, internet of things applications, machine learning, and even major parts of the Firefox web browser.

Open Source Developers

Rust is for people who want to build the Rust programming language, community, developer tools, and libraries. We’d love for you to contribute to the Rust language.

People Who Value Speed and Stability

By speed, we mean both the speed of the programs that Rust lets you create and the speed at which Rust lets you write them. The Rust compiler’s checks ensure stability through feature additions and refactoring, as opposed to brittle legacy code in languages without these checks that developers are afraid to modify. By striving for zero-cost abstractions, higher level features that compile to lower level code as fast as code written manually, Rust endeavors to make safe code be fast code as well.

This isn’t a complete list of everyone the Rust language hopes to support, but these are some of the biggest stakeholders. Overall, Rust’s greatest ambition is to take trade-offs that have been accepted by programmers for decades and eliminate the dichotomy. Safety and productivity. Speed and ergonomics. Give Rust a try, and see if its choices work for you.

Who This Book is For

This book assumes that you’ve written code in some other programming language, but doesn’t make any assumptions about which one. We’ve tried to make the material broadly accessible to those from a wide variety of programming backgrounds. We don’t spend a lot of time talking about what programming is or how to think about it; someone new to programming entirely would be better served by reading a book specifically providing an introduction to programming.

How to Use This Book

This book generally assumes that you’re reading it front-to-back, that is, later chapters build on top of concepts in earlier chapters, and earlier chapters may not dig into details on a topic, revisiting the topic in a later chapter.

There are two kinds of chapters in this book: concept chapters, and project chapters. In concept chapters, you’ll learn about an aspect of Rust. In the project chapters, we’ll build small programs together, applying what we’ve learned so far. Chapters 2, 12, and 20 are project chapters; the rest are concept chapters.

Additionally, Chapter 2 is a hands-on introduction to Rust as a language. We’ll cover concepts at a high level, and later chapters will go into them in detail. If you’re the kind of person who likes to get their hands dirty right away, Chapter 2 is great for that. If you’re really that kind of person, you may even wish to skip over Chapter 3, which covers features that are very similar to other programming languages, and go straight to Chapter 4 to learn about Rust’s ownership system. By contrast, if you’re a particularly meticulous learner who prefers to learn every detail before moving onto the next, you may want to skip Chapter 2 and go straight to Chapter 3.

In the end, there’s no wrong way to read a book: if you want to skip ahead, go for it! You may have to jump back if you find things confusing. Do whatever works for you.

An important part of the process of learning Rust is learning how to read the error messages that the compiler gives you. As such, we’ll be showing a lot of code that doesn’t compile, and the error message the compiler will show you in that situation. As such, if you pick a random example, it may not compile! Please read the surrounding text to make sure that you didn’t happen to pick one of the in-progress examples.

Finally, there are some appendices. These contain useful information about the language in a more reference-like format.

Contributing to the Book

This book is open source. If you find an error, please don’t hesitate to file an issue or send a pull request on GitHub. Please see CONTRIBUTING.md for more details.

Installation

The first step to using Rust is to install it. You’ll need an internet connection to run the commands in this chapter, as we’ll be downloading Rust from the internet. We’ll actually be installing Rust using rustup, a command-line tool for managing Rust versions and associated tools.

The following steps will install the latest stable version of the Rust compiler. The examples and output shown in this book used stable Rust 1.21.0. Due to Rust’s stability guarantees, which we’ll discuss further in the “How Rust is Made” section later in this chapter, all of the examples that compile will continue to compile with newer versions of Rust. The output may differ slightly as error messages and warnings are often improved. In other words, the newer, stable version of Rust you will install with these steps should work as expected with the content of this book.

Command Line Notation

We’ll be showing off a number of commands using a terminal, and those lines all start with $. You don’t need to type in the $ character; they are there to indicate the start of each command. You’ll see many tutorials and examples around the web that follow this convention: $ for commands run as a regular user, and # for commands you should be running as an administrator. Lines that don’t start with $ are typically showing the output of the previous command. Additionally, PowerShell specific examples will use > rather than $.

Installing Rustup on Linux or Mac

If you’re on Linux or a Mac, 99% of what you need to do is open a terminal and type this:

$ curl https://sh.rustup.rs -sSf | sh

This will download a script and start the installation of the rustup tool, which installs the latest stable version of Rust. You may be prompted for your password. If it all goes well, you’ll see this appear:

Rust is installed now. Great!

Of course, if you distrust using curl URL | sh to install software, you can download, inspect, and run the script however you like.

The installation script automatically adds Rust to your system PATH after your next login. If you want to start using Rust right away, run the following command in your shell:

$ source $HOME/.cargo/env

Alternatively, add the following line to your ~/.bash_profile:

$ export PATH="$HOME/.cargo/bin:$PATH"

Finally, you’ll need a linker of some kind. You likely have one installed. If not, when you compile a Rust program, you’ll get errors that a linker could not be executed. Check your platform’s documentation for how to install a C compiler; they usually come with the correct linker as well, given that C needs one. You may want to install a C compiler regardless of your need for only a linker; some common Rust packages depend on C code and will need a C compiler too.

Installing Rustup on Windows

On Windows, go to https://www.rust-lang.org/en-US/install.html and follow the instructions. You’ll also need the C++ build tools for Visual Studio 2013 or later. The easiest way to acquire the build tools is by installing Build Tools for Visual Studio 2017 which provides only the Visual C++ build tools. Alternately, you can install Visual Studio 2017, Visual Studio 2015, or Visual Studio 2013 and during installation select the desktop development with C++ workload.

The rest of this book will use commands that work in both cmd.exe and PowerShell. If there are specific differences, we’ll explain which to use.

Custom Installations Without Rustup

If you have reasons for preferring not to use rustup, please see the Rust installation page for other options.

Updating

Once you have Rust installed via rustup, updating to the latest version is easy. From your shell, run the update script:

$ rustup update

Uninstalling

Uninstalling Rust and Rustup is as easy as installing them. From your shell, run the uninstall script:

$ rustup self uninstall

Troubleshooting

To check that you have Rust installed, you can open up a shell and type this:

$ rustc --version

You should see the version number, commit hash, and commit date in a format similar to this for the latest stable version at the time you install:

rustc x.y.z (abcabcabc yyyy-mm-dd)

If you see this, Rust has been installed successfully! Congrats!

If you don’t and you’re on Windows, check that Rust is in your %PATH% system variable.

If it still isn’t working, there are a number of places where you can get help. The easiest is the #rust IRC channel on irc.mozilla.org, which you can access through Mibbit. Go to that address, and you’ll be chatting with other Rustaceans (a silly nickname we call ourselves) who can help you out. Other great resources include the Users forum and Stack Overflow.

Local Documentation

The installer also includes a copy of the documentation locally, so you can read it offline. Run rustup doc to open the local documentation in your browser.

Any time there’s a type or function provided by the standard library and you’re not sure what it does or how to use it, use the API (Application Programming Interface) documentation to find out!

Hello, World!

Now that you have Rust installed, let’s write your first Rust program. It’s traditional when learning a new language to write a little program to print the text “Hello, world!” to the screen, and in this section, we’ll follow that tradition.

Note: This book assumes basic familiarity with the command line. Rust itself makes no specific demands about your editing, tooling, or where your code lives, so if you prefer an IDE (Integrated Development Environment) to the command line, feel free to use your favorite IDE. Many IDEs now have some degree of Rust support; check the IDE’s documentation for details. Enabling great IDE support has been a recent focus of the Rust team, and progress has been made rapidly on that front!

Creating a Project Directory

First, make a directory to put your Rust code in. Rust doesn’t care where your code lives, but for this book, we’d suggest making a projects directory in your home directory and keeping all your projects there. Open a terminal and enter the following commands to make a projects directory and a directory inside that for the “Hello, world!” project:

Linux and Mac:

$ mkdir ~/projects
$ cd ~/projects
$ mkdir hello_world
$ cd hello_world

Windows CMD:

> mkdir "%USERPROFILE%\projects"
> cd /d "%USERPROFILE%\projects"
> mkdir hello_world
> cd hello_world

Windows PowerShell:

> mkdir $env:USERPROFILE\projects
> cd $env:USERPROFILE\projects
> mkdir hello_world
> cd hello_world

Writing and Running a Rust Program

Next, make a new source file and call it main.rs. Rust files always end with the .rs extension. If you’re using more than one word in your filename, use an underscore to separate them. For example, you’d use hello_world.rs rather than helloworld.rs.

Now open the main.rs file you just created, and enter the code shown in Listing 1-1:

Filename: main.rs

fn main() {
    println!("Hello, world!");
}

Listing 1-1: A program that prints “Hello, world!”

Save the file, and go back to your terminal window. On Linux or macOS, enter the following commands:

$ rustc main.rs
$ ./main
Hello, world!

On Windows, use .\main.exe instead of ./main.

> rustc main.rs
> .\main.exe
Hello, world!

Regardless of your operating system, you should see the string Hello, world! print to the terminal. If you did, then congratulations! You’ve officially written a Rust program. That makes you a Rust programmer! Welcome!

Anatomy of a Rust Program

Now, let’s go over what just happened in your “Hello, world!” program in detail. Here’s the first piece of the puzzle:

fn main() {

}

These lines define a function in Rust. The main function is special: it’s the first code that is run for every executable Rust program. The first line declares a function named main that has no parameters and returns nothing. If there were parameters, their names would go inside the parentheses, ( and ).

Also note that the function body is wrapped in curly brackets, { and }. Rust requires these around all function bodies. It’s considered good style to put the opening curly bracket on the same line as the function declaration, with one space in between.

At the time of writing, an automatic formatter, rustfmt, is under development. If you’d like to stick to a standard style across Rust projects, rustfmt is a tool that will format your code in a particular style. The plan is to eventually include it with the standard Rust distribution, like rustc, so depending on when you read this book, you may have it already installed! Check the online documentation for more details.

Inside the main function, we have this code:


# #![allow(unused_variables)]
#fn main() {
    println!("Hello, world!");
#}

This line does all of the work in this little program: it prints text to the screen. There are a number of details to notice here. The first is that Rust style is to indent with four spaces, not a tab.

The second important part is println!. This is calling a Rust macro, which is how metaprogramming is done in Rust. If it were calling a function instead, it would look like this: println (without the !). We’ll discuss Rust macros in more detail in Appendix D, but for now you just need to know that when you see a ! that means that you’re calling a macro instead of a normal function.

Why println! is a Macro

There are multiple reasons why println! is a macro rather than a function, and we haven’t really explained Rust yet, so it’s not exactly obvious. Here are the reasons:

  • The string passed to println! can have formatting specifiers in it, and those are checked at compile-time.
  • Rust functions can only have a fixed number of arguments, but println! (and macros generally) can take a variable number.
  • The formatting specifiers can have named arguments, which Rust functions cannot.
  • It implicitly takes its arguments by reference even when they’re passed by value.

If none of this makes sense, don’t worry about it. We’ll cover these concepts in more detail later.

Next is "Hello, world!" which is a string. We pass this string as an argument to println!, which prints the string to the screen. Easy enough!

The line ends with a semicolon (;). The ; indicates that this expression is over, and the next one is ready to begin. Most lines of Rust code end with a ;.

Compiling and Running Are Separate Steps

In the “Writing and Running a Rust Program” section, we showed you how to run a newly created program. We’ll break that process down and examine each step now.

Before running a Rust program, you have to compile it. You can use the Rust compiler by entering the rustc command and passing it the name of your source file, like this:

$ rustc main.rs

If you come from a C or C++ background, you’ll notice that this is similar to gcc or clang. After compiling successfully, Rust outputs a binary executable.

On Linux, Mac, and PowerShell on Windows, you can see the executable by entering the ls command in your shell as follows:

$ ls
main  main.rs

With CMD on Windows, you’d enter:

> dir /B %= the /B option says to only show the file names =%
main.exe
main.pdb
main.rs

This shows we have two files: the source code, with the .rs extension, and the executable (main.exe on Windows, main everywhere else). All that’s left to do from here is run the main or main.exe file, like this:

$ ./main  # or .\main.exe on Windows

If main.rs were your “Hello, world!” program, this would print Hello, world! to your terminal.

If you come from a dynamic language like Ruby, Python, or JavaScript, you may not be used to compiling and running a program being separate steps. Rust is an ahead-of-time compiled language, which means that you can compile a program, give the executable to someone else, and they can run it even without having Rust installed. If you give someone a .rb, .py, or .js file, on the other hand, they need to have a Ruby, Python, or JavaScript implementation installed (respectively), but you only need one command to both compile and run your program. Everything is a tradeoff in language design.

Just compiling with rustc is fine for simple programs, but as your project grows, you’ll want to be able to manage all of the options your project has and make it easy to share your code with other people and projects. Next, we’ll introduce you to a tool called Cargo, which will help you write real-world Rust programs.

Hello, Cargo!

Cargo is Rust’s build system and package manager, and Rustaceans use Cargo to manage their Rust projects because it makes a lot of tasks easier. For example, Cargo takes care of building your code, downloading the libraries your code depends on, and building those libraries. We call libraries your code needs dependencies.

The simplest Rust programs, like the one we’ve written so far, don’t have any dependencies, so right now, you’d only be using the part of Cargo that can take care of building your code. As you write more complex Rust programs, you’ll want to add dependencies, and if you start off using Cargo, that will be a lot easier to do.

As the vast majority of Rust projects use Cargo, we will assume that you’re using it for the rest of the book. Cargo comes installed with Rust itself, if you used the official installers as covered in the “Installation” section. If you installed Rust through some other means, you can check if you have Cargo installed by typing the following into your terminal:

$ cargo --version

If you see a version number, great! If you see an error like command not found, then you should look at the documentation for your method of installation to determine how to install Cargo separately.

Creating a Project with Cargo

Let’s create a new project using Cargo and look at how it differs from our project in hello_world. Go back to your projects directory (or wherever you decided to put your code):

Linux, Mac, and PowerShell:

$ cd ~/projects

CMD for Windows:

> cd \d "%USERPROFILE%\projects"

And then on any operating system run:

$ cargo new hello_cargo --bin
$ cd hello_cargo

We passed the --bin argument to cargo new because our goal is to make an executable application, as opposed to a library. Executables are binary executable files often called just binaries. We’ve given hello_cargo as the name for our project, and Cargo creates its files in a directory of the same name that we can then go into.

If we list the files in the hello_cargo directory, we can see that Cargo has generated two files and one directory for us: a Cargo.toml and a src directory with a main.rs file inside. It has also initialized a new git repository in the hello_cargo directory for us, along with a .gitignore file. Git is a common version control system. You can change cargo new to use a different version control system, or no version control system, by using the --vcs flag. Run cargo new --help to see the available options.

Open up Cargo.toml in your text editor of choice. It should look similar to the code in Listing 1-2:

Filename: Cargo.toml

[package]
name = "hello_cargo"
version = "0.1.0"
authors = ["Your Name <you@example.com>"]

[dependencies]

Listing 1-2: Contents of Cargo.toml generated by cargo new

This file is in the TOML (Tom’s Obvious, Minimal Language) format. TOML is used as Cargo’s configuration format.

The first line, [package], is a section heading that indicates that the following statements are configuring a package. As we add more information to this file, we’ll add other sections.

The next three lines set the three bits of configuration that Cargo needs to see in order to know that it should compile your program: its name, what version it is, and who wrote it. Cargo gets your name and email information from your environment. If it’s not correct, go ahead and fix that and save the file.

The last line, [dependencies], is the start of a section for you to list any crates (which is what we call packages of Rust code) that your project will depend on so that Cargo knows to download and compile those too. We won’t need any other crates for this project, but we will in the guessing game tutorial in Chapter 2.

Now let’s look at src/main.rs:

Filename: src/main.rs

fn main() {
    println!("Hello, world!");
}

Cargo has generated a “Hello World!” for you, just like the one we wrote in Listing 1-1! So that part is the same. The differences between our previous project and the project generated by Cargo that we’ve seen so far are:

  • Our code goes in the src directory
  • The top level contains a Cargo.toml configuration file

Cargo expects your source files to live inside the src directory so that the top-level project directory is just for READMEs, license information, configuration files, and anything else not related to your code. In this way, using Cargo helps you keep your projects nice and tidy. There’s a place for everything, and everything is in its place.

If you started a project that doesn’t use Cargo, as we did with our project in the hello_world directory, you can convert it to a project that does use Cargo by moving your code into the src directory and creating an appropriate Cargo.toml.

Building and Running a Cargo Project

Now let’s look at what’s different about building and running your Hello World program through Cargo! To do so, enter the following commands:

$ cargo build
   Compiling hello_cargo v0.1.0 (file:///projects/hello_cargo)
    Finished dev [unoptimized + debuginfo] target(s) in 2.85 secs

This creates an executable file in target/debug/hello_cargo (or target\debug\hello_cargo.exe on Windows), which you can run with this command:

$ ./target/debug/hello_cargo # or .\target\debug\hello_cargo.exe on Windows
Hello, world!

Bam! If all goes well, Hello, world! should print to the terminal once more.

Running cargo build for the first time also causes Cargo to create a new file at the top level called Cargo.lock. Cargo uses Cargo.lock to keep track of the exact versions of dependencies used to build your project. This project doesn’t have dependencies, so the file is a bit sparse. You won’t ever need to touch this file yourself; Cargo will manage its contents for you.

We just built a project with cargo build and ran it with ./target/debug/hello_cargo, but we can also use cargo run to compile and then run:

$ cargo run
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running `target/debug/hello_cargo`
Hello, world!

Notice that this time, we didn’t see the output telling us that Cargo was compiling hello_cargo. Cargo figured out that the files haven’t changed, so it just ran the binary. If you had modified your source code, Cargo would have rebuilt the project before running it, and you would have seen output like this:

$ cargo run
   Compiling hello_cargo v0.1.0 (file:///projects/hello_cargo)
    Finished dev [unoptimized + debuginfo] target(s) in 0.33 secs
     Running `target/debug/hello_cargo`
Hello, world!

Finally, there’s cargo check. This will quickly check your code to make sure that it compiles, but not bother producing an executable:

$ cargo check
   Compiling hello_cargo v0.1.0 (file:///projects/hello_cargo)
    Finished dev [unoptimized + debuginfo] target(s) in 0.32 secs

Why would you not want an executable? cargo check is often much faster than cargo build, because Cargo can skip the entire step of producing the executable. If we’re checking our work throughout the process of writing the code, this will speed things up! As such, many Rustaceans run cargo check as they write their program to make sure that it compiles, and then run cargo build once they’re ready to give it a spin themselves.

So a few more differences we’ve now seen:

  • Instead of using rustc, build a project using cargo build or cargo check (or build and run it in one step with cargo run).
  • Instead of the result of the build being put in the same directory as our code, Cargo will put it in the target/debug directory.

The other advantage of using Cargo is that the commands are the same no matter what operating system you’re on, so at this point we will no longer be providing specific instructions for Linux and Mac versus Windows.

Building for Release

When your project is finally ready for release, you can use cargo build --release to compile your project with optimizations. This will create an executable in target/release instead of target/debug. These optimizations make your Rust code run faster, but turning them on makes your program take longer to compile. This is why there are two different profiles: one for development when you want to be able to rebuild quickly and often, and one for building the final program you’ll give to a user that won’t be rebuilt and that we want to run as fast as possible. If you’re benchmarking the running time of your code, be sure to run cargo build --release and benchmark with the executable in target/release.

Cargo as Convention

With simple projects, Cargo doesn’t provide a whole lot of value over just using rustc, but it will prove its worth as you continue. With complex projects composed of multiple crates, it’s much easier to let Cargo coordinate the build. With Cargo, you can just run cargo build, and it should work the right way.

Even though the hello_cargo project is simple, it now uses much of the real tooling you’ll use for the rest of your Rust career. In fact, you can get started with virtually all Rust projects you want to work on with the following commands to check out the code using Git, change into the project directory, and build:

$ git clone someurl.com/someproject
$ cd someproject
$ cargo build

If you want to look at Cargo in more detail, check out its documentation, which covers all of its features.

How Rust is Made and “Nightly Rust”

Before we dive into the language itself, we’d like to finish up the introductory chapter by talking about how Rust is made, and how that affects you as a Rust developer. We mentioned in the “Installation” section that the output in this book was generated by stable Rust 1.21.0, but any examples that compile should continue to compile in any stable version of Rust greater than that. This section is to explain how we ensure this is true!

Stability Without Stagnation

As a language, Rust cares a lot about the stability of your code. We want Rust to be a rock-solid foundation you can build on, and if things were constantly changing, that would be impossible. At the same time, if we can’t experiment with new features, we may not find out important flaws until after their release, when we can no longer change things.

Our solution to this problem is what we call “stability without stagnation” and is the way we can change and improve Rust while making sure that using Rust stays nice, stable, and boring.

Our guiding principle for Rust releases is this: you should never have to fear upgrading to a new version of stable Rust. Each upgrade should be painless. At the same time, the upgrade should bring you new features, fewer bugs, and faster compile times.

Choo, Choo! Release Channels and Riding the Trains

Rust development operates on a train schedule. That is, all development is done on the master branch of the Rust repository. Releases follow a software release train model, which has been used by Cisco IOS and other software projects. There are three release channels for Rust:

  • Nightly
  • Beta
  • Stable

Most Rust developers primarily use the stable channel, but those who want to try out experimental new features may use nightly or beta.

Here’s an example of how the development and release process works: let’s assume that the Rust team is working on the release of Rust 1.5. That release happened in December of 2015, but it will provide us with realistic version numbers. A new feature is added to Rust: a new commit lands on the master branch. Each night, a new nightly version of Rust is produced. Every day is a release day, and these releases are created by our release infrastructure automatically. So as time passes, our releases look like this, once a night:

nightly: * - - * - - *

Every six weeks, it’s time to prepare a new release! The beta branch of the Rust repository branches off from the master branch used by nightly. Now, there are two releases:

nightly: * - - * - - *
                     |
beta:                *

Most Rust users do not use beta releases actively, but test against beta in their CI system to help Rust discover possible regressions. In the meantime, there’s still a nightly release every night:

nightly: * - - * - - * - - * - - *
                     |
beta:                *

Let’s say a regression is found. Good thing we had some time to test the beta release before the regression snuck into a stable release! The fix is applied to master, so that nightly is fixed, and then the fix is backported to the beta branch, and a new release of beta is produced:

nightly: * - - * - - * - - * - - * - - *
                     |
beta:                * - - - - - - - - *

Six weeks after the first beta was created, it’s time for a stable release! The stable branch is produced from the beta branch:

nightly: * - - * - - * - - * - - * - - * - * - *
                     |
beta:                * - - - - - - - - *
                                       |
stable:                                *

Hooray! Rust 1.5 is done! However, we’ve forgotten one thing: because the six weeks have gone by, we also need a new beta of the next version of Rust, 1.6. So after stable branches off of beta, the next version of beta branches off of nightly again:

nightly: * - - * - - * - - * - - * - - * - * - *
                     |                         |
beta:                * - - - - - - - - *       *
                                       |
stable:                                *

This is called the “train model” because every six weeks, a release “leaves the station”, but still has to take a journey through the beta channel before it arrives as a stable release.

Rust releases every six weeks, like clockwork. If you know the date of one Rust release, you can know the date of the next one: it’s six weeks later. A nice aspect of having releases scheduled every six weeks is that the next train is coming soon. If a feature happens to miss a particular release, there’s no need to worry: another one is happening in a short time! This helps reduce pressure to sneak possibly unpolished features in close to the release deadline.

Thanks to this process, you can always check out the next build of Rust and verify for yourself that it’s easy to upgrade to: if a beta release doesn’t work as expected, you can report it to the team and get it fixed before the next stable release happens! Breakage in a beta release is relatively rare, but rustc is still a piece of software, and bugs do exist.

Unstable Features

There’s one more catch with this release model: unstable features. Rust uses a technique called “feature flags” to determine what features are enabled in a given release. If a new feature is under active development, it lands on master, and therefore, in nightly, but behind a feature flag. If you, as a user, wish to try out the work-in-progress feature, you can, but you must be using a nightly release of Rust and annotate your source code with the appropriate flag to opt in.

If you’re using a beta or stable release of Rust, you can’t use any feature flags. This is the key that allows us to get practical use with new features before we declare them stable forever. Those who wish to opt into the bleeding edge can do so, and those who want a rock-solid experience can stick with stable and know that their code won’t break. Stability without stagnation.

This book only contains information about stable features, as in-progress features are still changing, and surely they’ll be different between when this book was written and when they get enabled in stable builds. You can find documentation for nightly-only features online.

Rustup and the Role of Rust Nightly

Rustup makes it easy to change between different release channels of Rust, on a global or per-project basis. By default, you’ll have stable Rust installed. To install nightly, for example:

$ rustup install nightly

You can see all of the toolchains (releases of Rust and associated components) you have installed with rustup as well. Here’s an example on one of your authors’ computers:

> rustup toolchain list
stable-x86_64-pc-windows-msvc (default)
beta-x86_64-pc-windows-msvc
nightly-x86_64-pc-windows-msvc

As you can see, the stable toolchain is the default. Most Rust users use stable most of the time. You might want to use stable most of the time, but use nightly on a specific project, because you care about a cutting-edge feature. To do so, you can use rustup override in that project’s directory to set the nightly toolchain as the one rustup should use when you’re in that directory:

$ cd ~/projects/needs-nightly
$ rustup override add nightly

Now, every time you call rustc or cargo inside of ~/projects/needs-nightly, rustup will make sure that you are using nightly Rust, rather than your default of stable Rust. This comes in handy when you have a lot of Rust projects!

The RFC Process and Teams

So how do you learn about these new features? Rust’s development model follows a Request For Comments (RFC) process. If you’d like an improvement in Rust, you can write up a proposal, called an RFC.

Anyone can write RFCs to improve Rust, and the proposals are reviewed and discussed by the Rust team, which is comprised of many topic subteams. There’s a full list of the teams on Rust’s website, which includes teams for each area of the project: language design, compiler implementation, infrastructure, documentation, and more. The appropriate team reads the proposal and the comments, writes some comments of their own, and eventually, there’s consensus to accept or reject the feature.

If the feature is accepted, an issue is opened on the Rust repository, and someone can implement it. The person who implements it very well may not be the person who proposed the feature in the first place! When the implementation is ready, it lands on the master branch behind a feature gate, as we discussed in the “Unstable Features” section.

After some time, once Rust developers who use nightly releases have been able to try out the new feature, team members will discuss the feature, how it’s worked out on nightly, and decide if it should make it into stable Rust or not. If the decision is to move forward, the feature gate is removed, and the feature is now considered stable! It rides the trains into a new stable release of Rust.

Summary

You’re already off to a great start on your Rust journey! In this chapter, you’ve:

  • Learned what makes Rust unique
  • Installed the latest stable version of Rust
  • Written a “Hello, world!” program using both rustc directly and using the conventions of cargo
  • Found out about how Rust is developed

This is a great time to build a more substantial program, to get used to reading and writing Rust code. In the next chapter, we’ll build a guessing game program. If you’d rather start by learning about how common programming concepts work in Rust, see Chapter 3.

Guessing Game

Let’s jump into Rust by working through a hands-on project together! This chapter introduces you to a few common Rust concepts by showing you how to use them in a real program. You’ll learn about let, match, methods, associated functions, using external crates, and more! The following chapters will explore these ideas in more detail. In this chapter, you’ll practice the fundamentals.

We’ll implement a classic beginner programming problem: a guessing game. Here’s how it works: the program will generate a random integer between 1 and 100. It will then prompt the player to enter a guess. After entering a guess, it will indicate whether the guess is too low or too high. If the guess is correct, the game will print congratulations and exit.

Setting Up a New Project

To set up a new project, go to the projects directory that you created in Chapter 1, and make a new project using Cargo, like so:

$ cargo new guessing_game --bin
$ cd guessing_game

The first command, cargo new, takes the name of the project (guessing_game) as the first argument. The --bin flag tells Cargo to make a binary project, similar to the one in Chapter 1. The second command changes to the new project’s directory.

Look at the generated Cargo.toml file:

Filename: Cargo.toml

[package]
name = "guessing_game"
version = "0.1.0"
authors = ["Your Name <you@example.com>"]

[dependencies]

If the author information that Cargo obtained from your environment is not correct, fix that in the file and save it again.

As you saw in Chapter 1, cargo new generates a “Hello, world!” program for you. Check out the src/main.rs file:

Filename: src/main.rs

fn main() {
    println!("Hello, world!");
}

Now let’s compile this “Hello, world!” program and run it in the same step using the cargo run command:

$ cargo run
   Compiling guessing_game v0.1.0 (file:///projects/guessing_game)
    Finished dev [unoptimized + debuginfo] target(s) in 1.50 secs
     Running `target/debug/guessing_game`
Hello, world!

The run command comes in handy when you need to rapidly iterate on a project, and this game is such a project: we want to quickly test each iteration before moving on to the next one.

Reopen the src/main.rs file. You’ll be writing all the code in this file.

Processing a Guess

The first part of the program will ask for user input, process that input, and check that the input is in the expected form. To start, we’ll allow the player to input a guess. Enter the code in Listing 2-1 into src/main.rs.

Filename: src/main.rs

use std::io;

fn main() {
    println!("Guess the number!");

    println!("Please input your guess.");

    let mut guess = String::new();

    io::stdin().read_line(&mut guess)
        .expect("Failed to read line");

    println!("You guessed: {}", guess);
}

Listing 2-1: Code to get a guess from the user and print it out

This code contains a lot of information, so let’s go over it bit by bit. To obtain user input and then print the result as output, we need to bring the io (input/output) library into scope. The io library comes from the standard library (which is known as std):

use std::io;

By default, Rust brings only a few types into the scope of every program in the prelude. If a type you want to use isn’t in the prelude, you have to bring that type into scope explicitly with a use statement. Using the std::io library provides you with a number of useful io-related features, including the functionality to accept user input.

As you saw in Chapter 1, the main function is the entry point into the program:

fn main() {

The fn syntax declares a new function, the () indicate there are no parameters, and { starts the body of the function.

As you also learned in Chapter 1, println! is a macro that prints a string to the screen:

println!("Guess the number!");

println!("Please input your guess.");

This code is printing a prompt stating what the game is and requesting input from the user.

Storing Values with Variables

Next, we’ll create a place to store the user input, like this:

let mut guess = String::new();

Now the program is getting interesting! There’s a lot going on in this little line. Notice that this is a let statement, which is used to create variables. Here’s another example:

let foo = bar;

This line will create a new variable named foo and bind it to the value bar. In Rust, variables are immutable by default. The following example shows how to use mut before the variable name to make a variable mutable:


# #![allow(unused_variables)]
#fn main() {
let foo = 5; // immutable
let mut bar = 5; // mutable
#}

Note: The // syntax starts a comment that continues until the end of the line. Rust ignores everything in comments.

Now you know that let mut guess will introduce a mutable variable named guess. On the other side of the equal sign (=) is the value that guess is bound to, which is the result of calling String::new, a function that returns a new instance of a String. String is a string type provided by the standard library that is a growable, UTF-8 encoded bit of text.

The :: syntax in the ::new line indicates that new is an associated function of the String type. An associated function is implemented on a type, in this case String, rather than on a particular instance of a String. Some languages call this a static method.

This new function creates a new, empty String. You’ll find a new function on many types, because it’s a common name for a function that makes a new value of some kind.

To summarize, the let mut guess = String::new(); line has created a mutable variable that is currently bound to a new, empty instance of a String. Whew!

Recall that we included the input/output functionality from the standard library with use std::io; on the first line of the program. Now we’ll call an associated function, stdin, on io:

io::stdin().read_line(&mut guess)
    .expect("Failed to read line");

If we didn’t have the use std::io line at the beginning of the program, we could have written this function call as std::io::stdin. The stdin function returns an instance of std::io::Stdin, which is a type that represents a handle to the standard input for your terminal.

The next part of the code, .read_line(&mut guess), calls the read_line method on the standard input handle to get input from the user. We’re also passing one argument to read_line: &mut guess.

The job of read_line is to take whatever the user types into standard input and place that into a string, so it takes that string as an argument. The string argument needs to be mutable so the method can change the string’s content by adding the user input.

The & indicates that this argument is a reference, which gives you a way to let multiple parts of your code access one piece of data without needing to copy that data into memory multiple times. References are a complex feature, and one of Rust’s major advantages is how safe and easy it is to use references. You don’t need to know a lot of those details to finish this program: Chapter 4 will explain references more thoroughly. For now, all you need to know is that like variables, references are immutable by default. Hence, we need to write &mut guess rather than &guess to make it mutable.

We’re not quite done with this line of code. Although it’s a single line of text, it’s only the first part of the single logical line of code. The second part is this method:

.expect("Failed to read line");

When you call a method with the .foo() syntax, it’s often wise to introduce a newline and other whitespace to help break up long lines. We could have written this code as:

io::stdin().read_line(&mut guess).expect("Failed to read line");

However, one long line is difficult to read, so it’s best to divide it, two lines for two method calls. Now let’s discuss what this line does.

Handling Potential Failure with the Result Type

As mentioned earlier, read_line puts what the user types into the string we’re passing it, but it also returns a value—in this case, an io::Result. Rust has a number of types named Result in its standard library: a generic Result as well as specific versions for submodules, such as io::Result.

The Result types are enumerations, often referred to as enums. An enumeration is a type that can have a fixed set of values, and those values are called the enum’s variants. Chapter 6 will cover enums in more detail.

For Result, the variants are Ok or Err. Ok indicates the operation was successful, and inside the Ok variant is the successfully generated value. Err means the operation failed, and Err contains information about how or why the operation failed.

The purpose of these Result types is to encode error handling information. Values of the Result type, like any type, have methods defined on them. An instance of io::Result has an expect method that you can call. If this instance of io::Result is an Err value, expect will cause the program to crash and display the message that you passed as an argument to expect. If the read_line method returns an Err, it would likely be the result of an error coming from the underlying operating system. If this instance of io::Result is an Ok value, expect will take the return value that Ok is holding and return just that value to you so you could use it. In this case, that value is the number of bytes in what the user entered into standard input.

If we don’t call expect, the program will compile, but we’ll get a warning:

$ cargo build
   Compiling guessing_game v0.1.0 (file:///projects/guessing_game)
warning: unused `std::result::Result` which must be used
  --> src/main.rs:10:5
   |
10 |     io::stdin().read_line(&mut guess);
   |     ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^
   |
   = note: #[warn(unused_must_use)] on by default

Rust warns that we haven’t used the Result value returned from read_line, indicating that the program hasn’t handled a possible error. The right way to suppress the warning is to actually write error handling, but since we want to crash this program when a problem occurs, we can use expect. You’ll learn about recovering from errors in Chapter 9.

Printing Values with println! Placeholders

Aside from the closing curly brackets, there’s only one more line to discuss in the code added so far, which is the following:

println!("You guessed: {}", guess);

This line prints out the string we saved the user’s input in. The set of {} is a placeholder that holds a value in place. You can print more than one value using {}: the first set of {} holds the first value listed after the format string, the second set holds the second value, and so on. Printing out multiple values in one call to println! would look like this:


# #![allow(unused_variables)]
#fn main() {
let x = 5;
let y = 10;

println!("x = {} and y = {}", x, y);
#}

This code would print out x = 5 and y = 10.

Testing the First Part

Let’s test the first part of the guessing game. You can run it using cargo run:

$ cargo run
   Compiling guessing_game v0.1.0 (file:///projects/guessing_game)
    Finished dev [unoptimized + debuginfo] target(s) in 2.53 secs
     Running `target/debug/guessing_game`
Guess the number!
Please input your guess.
6
You guessed: 6

At this point, the first part of the game is done: we’re getting input from the keyboard and then printing it.

Generating a Secret Number

Next, we need to generate a secret number that the user will try to guess. The secret number should be different every time so the game is fun to play more than once. Let’s use a random number between 1 and 100 so the game isn’t too difficult. Rust doesn’t yet include random number functionality in its standard library. However, the Rust team does provide a rand crate.

Using a Crate to Get More Functionality

Remember that a crate is a package of Rust code. The project we’ve been building is a binary crate, which is an executable. The rand crate is a library crate, which contains code intended to be used in other programs.

Cargo’s use of external crates is where it really shines. Before we can write code that uses rand, we need to modify the Cargo.toml file to include the rand crate as a dependency. Open that file now and add the following line to the bottom beneath the [dependencies] section header that Cargo created for you:

Filename: Cargo.toml

[dependencies]

rand = "0.3.14"

In the Cargo.toml file, everything that follows a header is part of a section that continues until another section starts. The [dependencies] section is where you tell Cargo which external crates your project depends on and which versions of those crates you require. In this case, we’ll specify the rand crate with the semantic version specifier 0.3.14. Cargo understands Semantic Versioning (sometimes called SemVer), which is a standard for writing version numbers. The number 0.3.14 is actually shorthand for ^0.3.14, which means “any version that has a public API compatible with version 0.3.14.”

Now, without changing any of the code, let’s build the project, as shown in Listing 2-2:

$ cargo build
    Updating registry `https://github.com/rust-lang/crates.io-index`
 Downloading rand v0.3.14
 Downloading libc v0.2.14
   Compiling libc v0.2.14
   Compiling rand v0.3.14
   Compiling guessing_game v0.1.0 (file:///projects/guessing_game)
    Finished dev [unoptimized + debuginfo] target(s) in 2.53 secs

Listing 2-2: The output from running cargo build after adding the rand crate as a dependency

You may see different version numbers (but they will all be compatible with the code, thanks to SemVer!), and the lines may be in a different order.

Now that we have an external dependency, Cargo fetches the latest versions of everything from the registry, which is a copy of data from Crates.io. Crates.io is where people in the Rust ecosystem post their open source Rust projects for others to use.

After updating the registry, Cargo checks the [dependencies] section and downloads any you don’t have yet. In this case, although we only listed rand as a dependency, Cargo also grabbed a copy of libc, because rand depends on libc to work. After downloading them, Rust compiles them and then compiles the project with the dependencies available.

If you immediately run cargo build again without making any changes, you won’t get any output. Cargo knows it has already downloaded and compiled the dependencies, and you haven’t changed anything about them in your Cargo.toml file. Cargo also knows that you haven’t changed anything about your code, so it doesn’t recompile that either. With nothing to do, it simply exits. If you open up the src/main.rs file, make a trivial change, then save it and build again, you’ll only see two lines of output:

$ cargo build
   Compiling guessing_game v0.1.0 (file:///projects/guessing_game)
    Finished dev [unoptimized + debuginfo] target(s) in 2.53 secs

These lines show Cargo only updates the build with your tiny change to the src/main.rs file. Your dependencies haven’t changed, so Cargo knows it can reuse what it has already downloaded and compiled for those. It just rebuilds your part of the code.

The Cargo.lock File Ensures Reproducible Builds

Cargo has a mechanism that ensures you can rebuild the same artifact every time you or anyone else builds your code: Cargo will use only the versions of the dependencies you specified until you indicate otherwise. For example, what happens if next week version v0.3.15 of the rand crate comes out and contains an important bug fix but also contains a regression that will break your code?

The answer to this problem is the Cargo.lock file, which was created the first time you ran cargo build and is now in your guessing_game directory. When you build a project for the first time, Cargo figures out all the versions of the dependencies that fit the criteria and then writes them to the Cargo.lock file. When you build your project in the future, Cargo will see that the Cargo.lock file exists and use the versions specified there rather than doing all the work of figuring out versions again. This lets you have a reproducible build automatically. In other words, your project will remain at 0.3.14 until you explicitly upgrade, thanks to the Cargo.lock file.

Updating a Crate to Get a New Version

When you do want to update a crate, Cargo provides another command, update, which will:

  1. Ignore the Cargo.lock file and figure out all the latest versions that fit your specifications in Cargo.toml.
  2. If that works, Cargo will write those versions to the Cargo.lock file.

But by default, Cargo will only look for versions larger than 0.3.0 and smaller than 0.4.0. If the rand crate has released two new versions, 0.3.15 and 0.4.0, you would see the following if you ran cargo update:

$ cargo update
    Updating registry `https://github.com/rust-lang/crates.io-index`
    Updating rand v0.3.14 -> v0.3.15

At this point, you would also notice a change in your Cargo.lock file noting that the version of the rand crate you are now using is 0.3.15.

If you wanted to use rand version 0.4.0 or any version in the 0.4.x series, you’d have to update the Cargo.toml file to look like this instead:

[dependencies]

rand = "0.4.0"

The next time you run cargo build, Cargo will update the registry of crates available and reevaluate your rand requirements according to the new version you specified.

There’s a lot more to say about Cargo and its ecosystem that Chapter 14 will discuss, but for now, that’s all you need to know. Cargo makes it very easy to reuse libraries, so Rustaceans are able to write smaller projects that are assembled from a number of packages.

Generating a Random Number

Let’s start using rand. The next step is to update src/main.rs, as shown in Listing 2-3:

Filename: src/main.rs

extern crate rand;

use std::io;
use rand::Rng;

fn main() {
    println!("Guess the number!");

    let secret_number = rand::thread_rng().gen_range(1, 101);

    println!("The secret number is: {}", secret_number);

    println!("Please input your guess.");

    let mut guess = String::new();

    io::stdin().read_line(&mut guess)
        .expect("Failed to read line");

    println!("You guessed: {}", guess);
}

Listing 2-3: Code changes needed in order to generate a random number

We’re adding a extern crate rand; line to the top that lets Rust know we’ll be using that external dependency. This also does the equivalent of calling use rand, so now we can call anything in the rand crate by prefixing it with rand::.

Next, we’re adding another use line: use rand::Rng. Rng is a trait that defines methods that random number generators implement, and this trait must be in scope for us to use those methods. Chapter 10 will cover traits in detail.

Also, we’re adding two more lines in the middle. The rand::thread_rng function will give us the particular random number generator that we’re going to use: one that is local to the current thread of execution and seeded by the operating system. Next, we call the gen_range method on the random number generator. This method is defined by the Rng trait that we brought into scope with the use rand::Rng statement. The gen_range method takes two numbers as arguments and generates a random number between them. It’s inclusive on the lower bound but exclusive on the upper bound, so we need to specify 1 and 101 to request a number between 1 and 100.

Knowing which traits to use and which functions and methods to call from a crate isn’t something that you’ll just know. Instructions for using a crate are in each crate’s documentation. Another neat feature of Cargo is that you can run the cargo doc --open command that will build documentation provided by all of your dependencies locally and open it in your browser. If you’re interested in other functionality in the rand crate, for example, run cargo doc --open and click rand in the sidebar on the left.

The second line that we added to the code prints the secret number. This is useful while we’re developing the program to be able to test it, but we’ll delete it from the final version. It’s not much of a game if the program prints the answer as soon as it starts!

Try running the program a few times:

$ cargo run
   Compiling guessing_game v0.1.0 (file:///projects/guessing_game)
    Finished dev [unoptimized + debuginfo] target(s) in 2.53 secs
     Running `target/debug/guessing_game`
Guess the number!
The secret number is: 7
Please input your guess.
4
You guessed: 4
$ cargo run
     Running `target/debug/guessing_game`
Guess the number!
The secret number is: 83
Please input your guess.
5
You guessed: 5

You should get different random numbers, and they should all be numbers between 1 and 100. Great job!

Comparing the Guess to the Secret Number

Now that we have user input and a random number, we can compare them. That step is shown in Listing 2-4:

Filename: src/main.rs

extern crate rand;

use std::io;
use std::cmp::Ordering;
use rand::Rng;

fn main() {
    println!("Guess the number!");

    let secret_number = rand::thread_rng().gen_range(1, 101);

    println!("The secret number is: {}", secret_number);

    println!("Please input your guess.");

    let mut guess = String::new();

    io::stdin().read_line(&mut guess)
        .expect("Failed to read line");

    println!("You guessed: {}", guess);

    match guess.cmp(&secret_number) {
        Ordering::Less => println!("Too small!"),
        Ordering::Greater => println!("Too big!"),
        Ordering::Equal => println!("You win!"),
    }
}

Listing 2-4: Handling the possible return values of comparing two numbers

The first new bit here is another use, bringing a type called std::cmp::Ordering into scope from the standard library. Ordering is another enum, like Result, but the variants for Ordering are Less, Greater, and Equal. These are the three outcomes that are possible when you compare two values.

Then we add five new lines at the bottom that use the Ordering type:

match guess.cmp(&secret_number) {
    Ordering::Less => println!("Too small!"),
    Ordering::Greater => println!("Too big!"),
    Ordering::Equal => println!("You win!"),
}

The cmp method compares two values and can be called on anything that can be compared. It takes a reference to whatever you want to compare with: here it’s comparing the guess to the secret_number. cmp returns a variant of the Ordering enum we brought into scope with the use statement. We use a match expression to decide what to do next based on which variant of Ordering was returned from the call to cmp with the values in guess and secret_number.

A match expression is made up of arms. An arm consists of a pattern and the code that should be run if the value given to the beginning of the match expression fits that arm’s pattern. Rust takes the value given to match and looks through each arm’s pattern in turn. The match construct and patterns are powerful features in Rust that let you express a variety of situations your code might encounter and helps ensure that you handle them all. These features will be covered in detail in Chapter 6 and Chapter 18, respectively.

Let’s walk through an example of what would happen with the match expression used here. Say that the user has guessed 50, and the randomly generated secret number this time is 38. When the code compares 50 to 38, the cmp method will return Ordering::Greater, because 50 is greater than 38. Ordering::Greater is the value that the match expression gets. It looks at the first arm’s pattern, Ordering::Less, but the value Ordering::Greater does not match Ordering::Less, so it ignores the code in that arm and moves to the next arm. The next arm’s pattern, Ordering::Greater, does match Ordering::Greater! The associated code in that arm will execute and print Too big! to the screen. The match expression ends because it has no need to look at the last arm in this particular scenario.

However, the code in Listing 2-4 won’t compile yet. Let’s try it:

$ cargo build
   Compiling guessing_game v0.1.0 (file:///projects/guessing_game)
error[E0308]: mismatched types
  --> src/main.rs:23:21
   |
23 |     match guess.cmp(&secret_number) {
   |                     ^^^^^^^^^^^^^^ expected struct `std::string::String`, found integral variable
   |
   = note: expected type `&std::string::String`
   = note:    found type `&{integer}`

error: aborting due to previous error
Could not compile `guessing_game`.

The core of the error states that there are mismatched types. Rust has a strong, static type system. However, it also has type inference. When we wrote let guess = String::new(), Rust was able to infer that guess should be a String and didn’t make us write the type. The secret_number, on the other hand, is a number type. A few number types can have a value between 1 and 100: i32, a 32-bit number; u32, an unsigned 32-bit number; i64, a 64-bit number; as well as others. Rust defaults to an i32, which is the type of secret_number unless we add type information elsewhere that would cause Rust to infer a different numerical type. The reason for the error is that Rust will not compare a string and a number type.

Ultimately, we want to convert the String the program reads as input into a real number type so we can compare it to the guess numerically. We can do that by adding the following two lines to the main function body:

Filename: src/main.rs

extern crate rand;

use std::io;
use std::cmp::Ordering;
use rand::Rng;

fn main() {
    println!("Guess the number!");

    let secret_number = rand::thread_rng().gen_range(1, 101);

    println!("The secret number is: {}", secret_number);

    println!("Please input your guess.");

    let mut guess = String::new();

    io::stdin().read_line(&mut guess)
        .expect("Failed to read line");

    let guess: u32 = guess.trim().parse()
        .expect("Please type a number!");

    println!("You guessed: {}", guess);

    match guess.cmp(&secret_number) {
        Ordering::Less => println!("Too small!"),
        Ordering::Greater => println!("Too big!"),
        Ordering::Equal => println!("You win!"),
    }
}

The two new lines are:

let guess: u32 = guess.trim().parse()
    .expect("Please type a number!");

We create a variable named guess. But wait, doesn’t the program already have a variable named guess? It does, but Rust allows us to shadow the previous value of guess with a new one. This feature is often used in similar situations in which you want to convert a value from one type to another type. Shadowing lets us reuse the guess variable name rather than forcing us to create two unique variables, like guess_str and guess for example. (Chapter 3 covers shadowing in more detail.)

We bind guess to the expression guess.trim().parse(). The guess in the expression refers to the original guess that was a String with the input in it. The trim method on a String instance will eliminate any whitespace at the beginning and end. u32 can only contain numerical characters, but the user must press the enter key to satisfy read_line. When the user presses enter, a newline character is added to the string. For example, if the user types 5 and presses enter, guess looks like this: 5\n. The \n represents “newline,” the enterkey. The trim method eliminates \n, resulting in just 5.

The parse method on strings parses a string into some kind of number. Because this method can parse a variety of number types, we need to tell Rust the exact number type we want by using let guess: u32. The colon (:) after guess tells Rust we’ll annotate the variable’s type. Rust has a few built-in number types; the u32 seen here is an unsigned, 32-bit integer. It’s a good default choice for a small positive number. You’ll learn about other number types in Chapter 3. Additionally, the u32 annotation in this example program and the comparison with secret_number means that Rust will infer that secret_number should be a u32 as well. So now the comparison will be between two values of the same type!

The call to parse could easily cause an error. If, for example, the string contained A👍%, there would be no way to convert that to a number. Because it might fail, the parse method returns a Result type, much like the read_line method does as discussed earlier in “Handling Potential Failure with the Result Type”. We’ll treat this Result the same way by using the expect method again. If parse returns an Err Result variant because it couldn’t create a number from the string, the expect call will crash the game and print the message we give it. If parse can successfully convert the string to a number, it will return the Ok variant of Result, and expect will return the number that we want from the Ok value.

Let’s run the program now!

$ cargo run
   Compiling guessing_game v0.1.0 (file:///projects/guessing_game)
    Finished dev [unoptimized + debuginfo] target(s) in 0.43 secs
     Running `target/guessing_game`
Guess the number!
The secret number is: 58
Please input your guess.
  76
You guessed: 76
Too big!

Nice! Even though spaces were added before the guess, the program still figured out that the user guessed 76. Run the program a few times to verify the different behavior with different kinds of input: guess the number correctly, guess a number that is too high, and guess a number that is too low.

We have most of the game working now, but the user can make only one guess. Let’s change that by adding a loop!

Allowing Multiple Guesses with Looping

The loop keyword gives us an infinite loop. Add that now to give users more chances at guessing the number:

Filename: src/main.rs

extern crate rand;

use std::io;
use std::cmp::Ordering;
use rand::Rng;

fn main() {
    println!("Guess the number!");

    let secret_number = rand::thread_rng().gen_range(1, 101);

    println!("The secret number is: {}", secret_number);

    loop {
        println!("Please input your guess.");

        let mut guess = String::new();

        io::stdin().read_line(&mut guess)
            .expect("Failed to read line");

        let guess: u32 = guess.trim().parse()
            .expect("Please type a number!");

        println!("You guessed: {}", guess);

        match guess.cmp(&secret_number) {
            Ordering::Less => println!("Too small!"),
            Ordering::Greater => println!("Too big!"),
            Ordering::Equal => println!("You win!"),
        }
    }
}

As you can see, we’ve moved everything into a loop from the guess input prompt onward. Be sure to indent those lines another four spaces each, and run the program again. Notice that there is a new problem because the program is doing exactly what we told it to do: ask for another guess forever! It doesn’t seem like the user can quit!

The user could always halt the program by using the keyboard shortcut ctrl-c. But there’s another way to escape this insatiable monster that we mentioned in the parse discussion in “Comparing the Guess to the Secret Number”: if the user enters a non-number answer, the program will crash. The user can take advantage of that in order to quit, as shown here:

$ cargo run
   Compiling guessing_game v0.1.0 (file:///projects/guessing_game)
     Running `target/guessing_game`
Guess the number!
The secret number is: 59
Please input your guess.
45
You guessed: 45
Too small!
Please input your guess.
60
You guessed: 60
Too big!
Please input your guess.
59
You guessed: 59
You win!
Please input your guess.
quit
thread 'main' panicked at 'Please type a number!: ParseIntError { kind: InvalidDigit }', src/libcore/result.rs:785
note: Run with `RUST_BACKTRACE=1` for a backtrace.
error: Process didn't exit successfully: `target/debug/guess` (exit code: 101)

Typing quit actually quits the game, but so will any other non-number input. However, this is suboptimal to say the least. We want the game to automatically stop when the correct number is guessed.

Quitting After a Correct Guess

Let’s program the game to quit when the user wins by adding a break:

Filename: src/main.rs

extern crate rand;

use std::io;
use std::cmp::Ordering;
use rand::Rng;

fn main() {
    println!("Guess the number!");

    let secret_number = rand::thread_rng().gen_range(1, 101);

    println!("The secret number is: {}", secret_number);

    loop {
        println!("Please input your guess.");

        let mut guess = String::new();

        io::stdin().read_line(&mut guess)
            .expect("Failed to read line");

        let guess: u32 = guess.trim().parse()
            .expect("Please type a number!");

        println!("You guessed: {}", guess);

        match guess.cmp(&secret_number) {
            Ordering::Less => println!("Too small!"),
            Ordering::Greater => println!("Too big!"),
            Ordering::Equal => {
                println!("You win!");
                break;
            }
        }
    }
}

By adding the break line after You win!, the program will exit the loop when the user guesses the secret number correctly. Exiting the loop also means exiting the program, because the loop is the last part of main.

Handling Invalid Input

To further refine the game’s behavior, rather than crashing the program when the user inputs a non-number, let’s make the game ignore a non-number so the user can continue guessing. We can do that by altering the line where guess is converted from a String to a u32:

let guess: u32 = match guess.trim().parse() {
    Ok(num) => num,
    Err(_) => continue,
};

Switching from an expect call to a match expression is how you generally move from crash on error to actually handling the error. Remember that parse returns a Result type, and Result is an enum that has the variants Ok or Err. We’re using a match expression here, like we did with the Ordering result of the cmp method.

If parse is able to successfully turn the string into a number, it will return an Ok value that contains the resulting number. That Ok value will match the first arm’s pattern, and the match expression will just return the num value that parse produced and put inside the Ok value. That number will end up right where we want it in the new guess variable we’re creating.

If parse is not able to turn the string into a number, it will return an Err value that contains more information about the error. The Err value does not match the Ok(num) pattern in the first match arm, but it does match the Err(_) pattern in the second arm. The _ is a catchall value; in this example, we’re saying we want to match all Err values, no matter what information they have inside them. So the program will execute the second arm’s code, continue, which means to go to the next iteration of the loop and ask for another guess. So effectively, the program ignores all errors that parse might encounter!

Now everything in the program should work as expected. Let’s try it by running cargo run:

$ cargo run
   Compiling guessing_game v0.1.0 (file:///projects/guessing_game)
     Running `target/guessing_game`
Guess the number!
The secret number is: 61
Please input your guess.
10
You guessed: 10
Too small!
Please input your guess.
99
You guessed: 99
Too big!
Please input your guess.
foo
Please input your guess.
61
You guessed: 61
You win!

Awesome! With one tiny final tweak, we will finish the guessing game: recall that the program is still printing out the secret number. That worked well for testing, but it ruins the game. Let’s delete the println! that outputs the secret number. Listing 2-5 shows the final code:

Filename: src/main.rs

extern crate rand;

use std::io;
use std::cmp::Ordering;
use rand::Rng;

fn main() {
    println!("Guess the number!");

    let secret_number = rand::thread_rng().gen_range(1, 101);

    loop {
        println!("Please input your guess.");

        let mut guess = String::new();

        io::stdin().read_line(&mut guess)
            .expect("Failed to read line");

        let guess: u32 = match guess.trim().parse() {
            Ok(num) => num,
            Err(_) => continue,
        };

        println!("You guessed: {}", guess);

        match guess.cmp(&secret_number) {
            Ordering::Less => println!("Too small!"),
            Ordering::Greater => println!("Too big!"),
            Ordering::Equal => {
                println!("You win!");
                break;
            }
        }
    }
}

Listing 2-5: Complete code of the guessing game

Summary

At this point, you’ve successfully built the guessing game! Congratulations!

This project was a hands-on way to introduce you to many new Rust concepts: let, match, methods, associated functions, using external crates, and more. In the next few chapters, you’ll learn about these concepts in more detail. Chapter 3 covers concepts that most programming languages have, such as variables, data types, and functions, and shows how to use them in Rust. Chapter 4 explores ownership, which is a Rust feature that is most different from other languages. Chapter 5 discusses structs and method syntax, and Chapter 6 endeavors to explain enums.

Common Programming Concepts

This chapter covers concepts that appear in almost every programming language and how they work in Rust. Many programming languages have much in common at their core. None of the concepts presented in this chapter are unique to Rust, but we’ll discuss them in the context of Rust and explain their conventions.

Specifically, you’ll learn about variables, basic types, functions, comments, and control flow. These foundations will be in every Rust program, and learning them early will give you a strong core to start from.

Keywords

The Rust language has a set of keywords that have been reserved for use by the language only, much like other languages do. Keep in mind that you cannot use these words as names of variables or functions. Most of the keywords have special meanings, and you’ll be using them to do various tasks in your Rust programs; a few have no current functionality associated with them but have been reserved for functionality that might be added to Rust in the future. You can find a list of the keywords in Appendix A.

Variables and Mutability

As mentioned in Chapter 2, by default variables are immutable. This is one of many nudges in Rust that encourages you to write your code in a way that takes advantage of the safety and easy concurrency that Rust offers. However, you still have the option to make your variables mutable. Let’s explore how and why Rust encourages you to favor immutability, and why you might want to opt out.

When a variable is immutable, that means once a value is bound to a name, you can’t change that value. To illustrate, let’s generate a new project called variables in your projects directory by using cargo new --bin variables.

Then, in your new variables directory, open src/main.rs and replace its code with the following:

Filename: src/main.rs

fn main() {
    let x = 5;
    println!("The value of x is: {}", x);
    x = 6;
    println!("The value of x is: {}", x);
}

Save and run the program using cargo run. You should receive an error message, as shown in this output:

error[E0384]: cannot assign twice to immutable variable `x`
 --> src/main.rs:4:5
  |
2 |     let x = 5;
  |         - first assignment to `x`
3 |     println!("The value of x is: {}", x);
4 |     x = 6;
  |     ^^^^^ cannot assign twice to immutable variable

This example shows how the compiler helps you find errors in your programs. Even though compiler errors can be frustrating, they only mean your program isn’t safely doing what you want it to do yet; they do not mean that you’re not a good programmer! Experienced Rustaceans still get compiler errors.

The error indicates that the cause of the error is that we cannot assign twice to immutable variable x, because we tried to assign a second value to the immutable x variable.

It’s important that we get compile-time errors when we attempt to change a value that we previously designated as immutable because this very situation can lead to bugs. If one part of our code operates on the assumption that a value will never change and another part of our code changes that value, it’s possible that the first part of the code won’t do what it was designed to do. This cause of bugs can be difficult to track down after the fact, especially when the second piece of code changes the value only sometimes.

In Rust the compiler guarantees that when we state that a value won’t change, it really won’t change. That means that when you’re reading and writing code, you don’t have to keep track of how and where a value might change, which can make code easier to reason about.

But mutability can be very useful. Variables are immutable only by default; we can make them mutable by adding mut in front of the variable name. In addition to allowing this value to change, it conveys intent to future readers of the code by indicating that other parts of the code will be changing this variable value.

For example, change src/main.rs to the following:

Filename: src/main.rs

fn main() {
    let mut x = 5;
    println!("The value of x is: {}", x);
    x = 6;
    println!("The value of x is: {}", x);
}

When we run this program, we get the following:

$ cargo run
   Compiling variables v0.1.0 (file:///projects/variables)
    Finished dev [unoptimized + debuginfo] target(s) in 0.30 secs
     Running `target/debug/variables`
The value of x is: 5
The value of x is: 6

Using mut, we’re allowed to change the value that x binds to from 5 to 6. In some cases, you’ll want to make a variable mutable because it makes the code more convenient to write than an implementation that only uses immutable variables.

There are multiple trade-offs to consider, in addition to the prevention of bugs. For example, in cases where you’re using large data structures, mutating an instance in place may be faster than copying and returning newly allocated instances. With smaller data structures, creating new instances and writing in a more functional programming style may be easier to reason about, so the lower performance might be a worthwhile penalty for gaining that clarity.

Differences Between Variables and Constants

Being unable to change the value of a variable might have reminded you of another programming concept that most other languages have: constants. Like immutable variables, constants are also values that are bound to a name and are not allowed to change, but there are a few differences between constants and variables.

First, we aren’t allowed to use mut with constants: constants aren’t only immutable by default, they’re always immutable.

We declare constants using the const keyword instead of the let keyword, and the type of the value must be annotated. We’re about to cover types and type annotations in the next section, “Data Types,” so don’t worry about the details right now, just know that we must always annotate the type.

Constants can be declared in any scope, including the global scope, which makes them useful for values that many parts of code need to know about.

The last difference is that constants may only be set to a constant expression, not the result of a function call or any other value that could only be computed at runtime.

Here’s an example of a constant declaration where the constant’s name is MAX_POINTS and its value is set to 100,000. (Rust constant naming convention is to use all upper case with underscores between words):


# #![allow(unused_variables)]
#fn main() {
const MAX_POINTS: u32 = 100_000;
#}

Constants are valid for the entire time a program runs, within the scope they were declared in, making them a useful choice for values in your application domain that multiple parts of the program might need to know about, such as the maximum number of points any player of a game is allowed to earn or the speed of light.

Naming hardcoded values used throughout your program as constants is useful in conveying the meaning of that value to future maintainers of the code. It also helps to have only one place in your code you would need to change if the hardcoded value needed to be updated in the future.

Shadowing

As we saw in the guessing game tutorial in Chapter 2, we can declare a new variable with the same name as a previous variable, and the new variable shadows the previous variable. Rustaceans say that the first variable is shadowed by the second, which means that the second variable’s value is what we’ll see when we use the variable. We can shadow a variable by using the same variable’s name and repeating the use of the let keyword as follows:

Filename: src/main.rs

fn main() {
    let x = 5;

    let x = x + 1;

    let x = x * 2;

    println!("The value of x is: {}", x);
}

This program first binds x to a value of 5. Then it shadows x by repeating let x =, taking the original value and adding 1 so the value of x is then 6. The third let statement also shadows x, taking the previous value and multiplying it by 2 to give x a final value of 12. When you run this program, it will output the following:

$ cargo run
   Compiling variables v0.1.0 (file:///projects/variables)
    Finished dev [unoptimized + debuginfo] target(s) in 0.31 secs
     Running `target/debug/variables`
The value of x is: 12

This is different than marking a variable as mut, because unless we use the let keyword again, we’ll get a compile-time error if we accidentally try to reassign to this variable. We can perform a few transformations on a value but have the variable be immutable after those transformations have been completed.

The other difference between mut and shadowing is that because we’re effectively creating a new variable when we use the let keyword again, we can change the type of the value, but reuse the same name. For example, say our program asks a user to show how many spaces they want between some text by inputting space characters, but we really want to store that input as a number:


# #![allow(unused_variables)]
#fn main() {
let spaces = "   ";
let spaces = spaces.len();
#}

This construct is allowed because the first spaces variable is a string type, and the second spaces variable, which is a brand-new variable that happens to have the same name as the first one, is a number type. Shadowing thus spares us from having to come up with different names, like spaces_str and spaces_num; instead, we can reuse the simpler spaces name. However, if we try to use mut for this, as shown here, we’ll get a compile-time error:

let mut spaces = "   ";
spaces = spaces.len();

The error says we’re not allowed to mutate a variable’s type:

error[E0308]: mismatched types
 --> src/main.rs:3:14
  |
3 |     spaces = spaces.len();
  |              ^^^^^^^^^^^^ expected &str, found usize
  |
  = note: expected type `&str`
             found type `usize`

Now that we’ve explored how variables work, let’s look at more data types they can have.

Data Types

Every value in Rust is of a certain type, which tells Rust what kind of data is being specified so it knows how to work with that data. In this section, we’ll look at a number of types that are built into the language. We split the types into two subsets: scalar and compound.

Throughout this section, keep in mind that Rust is a statically typed language, which means that it must know the types of all variables at compile time. The compiler can usually infer what type we want to use based on the value and how we use it. In cases when many types are possible, such as when we converted a String to a numeric type using parse in Chapter 2, we must add a type annotation, like this:


# #![allow(unused_variables)]
#fn main() {
let guess: u32 = "42".parse().expect("Not a number!");
#}

If we don’t add the type annotation here, Rust will display the following error, which means the compiler needs more information from us to know which possible type we want to use:

error[E0282]: type annotations needed
 --> src/main.rs:2:9
  |
2 |     let guess = "42".parse().expect("Not a number!");
  |         ^^^^^
  |         |
  |         cannot infer type for `_`
  |         consider giving `guess` a type

You’ll see different type annotations as we discuss the various data types.

Scalar Types

A scalar type represents a single value. Rust has four primary scalar types: integers, floating-point numbers, Booleans, and characters. You’ll likely recognize these from other programming languages, but let’s jump into how they work in Rust.

Integer Types

An integer is a number without a fractional component. We used one integer type earlier in this chapter, the u32 type. This type declaration indicates that the value it’s associated with should be an unsigned integer (signed integer types start with i instead of u) that takes up 32 bits of space. Table 3-1 shows the built-in integer types in Rust. Each variant in the Signed and Unsigned columns (for example, i16) can be used to declare the type of an integer value.

Table 3-1: Integer Types in Rust

Length Signed Unsigned
8-bit i8 u8
16-bit i16 u16
32-bit i32 u32
64-bit i64 u64
arch isize usize

Each variant can be either signed or unsigned and has an explicit size. Signed and unsigned refers to whether it’s possible for the number to be negative or positive; in other words, whether the number needs to have a sign with it (signed) or whether it will only ever be positive and can therefore be represented without a sign (unsigned). It’s like writing numbers on paper: when the sign matters, a number is shown with a plus sign or a minus sign; however, when it’s safe to assume the number is positive, it’s shown with no sign. Signed numbers are stored using two’s complement representation (if you’re unsure what this is, you can search for it online; an explanation is outside the scope of this book).

Each signed variant can store numbers from -(2n - 1) to 2n - 1 - 1 inclusive, where n is the number of bits that variant uses. So an i8 can store numbers from -(27) to 27 - 1, which equals -128 to 127. Unsigned variants can store numbers from 0 to 2n - 1, so a u8 can store numbers from 0 to 28 - 1, which equals 0 to 255.

Additionally, the isize and usize types depend on the kind of computer your program is running on: 64-bits if you’re on a 64-bit architecture and 32-bits if you’re on a 32-bit architecture.

You can write integer literals in any of the forms shown in Table 3-2. Note that all number literals except the byte literal allow a type suffix, such as 57u8, and _ as a visual separator, such as 1_000.

Table 3-2: Integer Literals in Rust

Number literals Example
Decimal 98_222
Hex 0xff
Octal 0o77
Binary 0b1111_0000
Byte (u8 only) b'A'

So how do you know which type of integer to use? If you’re unsure, Rust’s defaults are generally good choices, and integer types default to i32: it’s generally the fastest, even on 64-bit systems. The primary situation in which you’d use isize or usize is when indexing some sort of collection.

Floating-Point Types

Rust also has two primitive types for floating-point numbers, which are numbers with decimal points. Rust’s floating-point types are f32 and f64, which are 32 bits and 64 bits in size, respectively. The default type is f64 because on modern CPUs it’s roughly the same speed as f32 but is capable of more precision.

Here’s an example that shows floating-point numbers in action:

Filename: src/main.rs

fn main() {
    let x = 2.0; // f64

    let y: f32 = 3.0; // f32
}

Floating-point numbers are represented according to the IEEE-754 standard. The f32 type is a single-precision float, and f64 has double precision.

Numeric Operations

Rust supports the usual basic mathematical operations you’d expect for all of the number types: addition, subtraction, multiplication, division, and remainder. The following code shows how you’d use each one in a let statement:

Filename: src/main.rs

fn main() {
    // addition
    let sum = 5 + 10;

    // subtraction
    let difference = 95.5 - 4.3;

    // multiplication
    let product = 4 * 30;

    // division
    let quotient = 56.7 / 32.2;

    // remainder
    let remainder = 43 % 5;
}

Each expression in these statements uses a mathematical operator and evaluates to a single value, which is then bound to a variable. Appendix B contains a list of all operators that Rust provides.

The Boolean Type

As in most other programming languages, a Boolean type in Rust has two possible values: true and false. The Boolean type in Rust is specified using bool. For example:

Filename: src/main.rs

fn main() {
    let t = true;

    let f: bool = false; // with explicit type annotation
}

The main way to consume Boolean values is through conditionals, such as an if expression. We’ll cover how if expressions work in Rust in the “Control Flow” section.

The Character Type

So far we’ve only worked with numbers, but Rust supports letters too. Rust’s char type is the language’s most primitive alphabetic type, and the following code shows one way to use it. Note that the char type is specified with single quotes, as opposed to strings that use double quotes:

Filename: src/main.rs

fn main() {
   let c = 'z';
   let z = 'ℤ';
   let heart_eyed_cat = '😻';
}

Rust’s char type represents a Unicode Scalar Value, which means it can represent a lot more than just ASCII. Accented letters, Chinese/Japanese/Korean ideographs, emoji, and zero width spaces are all valid char types in Rust. Unicode Scalar Values range from U+0000 to U+D7FF and U+E000 to U+10FFFF inclusive. However, a “character” isn’t really a concept in Unicode, so your human intuition for what a “character” is may not match up with what a char is in Rust. We’ll discuss this topic in detail in the “Strings” section in Chapter 8.

Compound Types

Compound types can group multiple values of other types into one type. Rust has two primitive compound types: tuples and arrays.

Grouping Values into Tuples

A tuple is a general way of grouping together some number of other values with a variety of types into one compound type.

We create a tuple by writing a comma-separated list of values inside parentheses. Each position in the tuple has a type, and the types of the different values in the tuple don’t have to be the same. We’ve added optional type annotations in this example:

Filename: src/main.rs

fn main() {
    let tup: (i32, f64, u8) = (500, 6.4, 1);
}

The variable tup binds to the entire tuple, since a tuple is considered a single compound element. To get the individual values out of a tuple, we can use pattern matching to destructure a tuple value, like this:

Filename: src/main.rs

fn main() {
    let tup = (500, 6.4, 1);

    let (x, y, z) = tup;

    println!("The value of y is: {}", y);
}

This program first creates a tuple and binds it to the variable tup. It then uses a pattern with let to take tup and turn it into three separate variables, x, y, and z. This is called destructuring, because it breaks the single tuple into three parts. Finally, the program prints the value of y, which is 6.4.

In addition to destructuring through pattern matching, we can also access a tuple element directly by using a period (.) followed by the index of the value we want to access. For example:

Filename: src/main.rs

fn main() {
    let x: (i32, f64, u8) = (500, 6.4, 1);

    let five_hundred = x.0;

    let six_point_four = x.1;

    let one = x.2;
}

This program creates a tuple, x, and then makes new variables for each element by using their index. As with most programming languages, the first index in a tuple is 0.

Arrays

Another way to have a collection of multiple values is with an array. Unlike a tuple, every element of an array must have the same type. Arrays in Rust are different than arrays in some other languages because arrays in Rust have a fixed length: once declared, they cannot grow or shrink in size.

In Rust, the values going into an array are written as a comma-separated list inside square brackets:

Filename: src/main.rs

fn main() {
    let a = [1, 2, 3, 4, 5];
}

Arrays are useful when you want your data allocated on the stack rather than the heap (we will discuss the stack and the heap more in Chapter 4), or when you want to ensure you always have a fixed number of elements. They aren’t as flexible as the vector type, though. The vector type is a similar collection type provided by the standard library that is allowed to grow or shrink in size. If you’re unsure whether to use an array or a vector, you should probably use a vector: Chapter 8 discusses vectors in more detail.

An example of when you might want to use an array rather than a vector is in a program that needs to know the names of the months of the year. It’s very unlikely that such a program will need to add or remove months, so you can use an array because you know it will always contain 12 items:


# #![allow(unused_variables)]
#fn main() {
let months = ["January", "February", "March", "April", "May", "June", "July",
              "August", "September", "October", "November", "December"];
#}
Accessing Array Elements

An array is a single chunk of memory allocated on the stack. We can access elements of an array using indexing, like this:

Filename: src/main.rs

fn main() {
    let a = [1, 2, 3, 4, 5];

    let first = a[0];
    let second = a[1];
}

In this example, the variable named first will get the value 1, because that is the value at index [0] in the array. The variable named second will get the value 2 from index [1] in the array.

Invalid Array Element Access

What happens if you try to access an element of an array that is past the end of the array? Say you change the example to the following code, which will compile but exit with an error when it runs:

Filename: src/main.rs

fn main() {
    let a = [1, 2, 3, 4, 5];
    let index = 10;

    let element = a[index];

    println!("The value of element is: {}", element);
}

Running this code using cargo run produces the following result:

$ cargo run
   Compiling arrays v0.1.0 (file:///projects/arrays)
    Finished dev [unoptimized + debuginfo] target(s) in 0.31 secs
     Running `target/debug/arrays`
thread '<main>' panicked at 'index out of bounds: the len is 5 but the index is
 10', src/main.rs:6
note: Run with `RUST_BACKTRACE=1` for a backtrace.

The compilation didn’t produce any errors, but the program results in a runtime error and didn’t exit successfully. When you attempt to access an element using indexing, Rust will check that the index you’ve specified is less than the array length. If the index is greater than the length, Rust will panic, which is the term Rust uses when a program exits with an error.

This is the first example of Rust’s safety principles in action. In many low-level languages, this kind of check is not done, and when you provide an incorrect index, invalid memory can be accessed. Rust protects you against this kind of error by immediately exiting instead of allowing the memory access and continuing. Chapter 9 discusses more of Rust’s error handling.

How Functions Work

Functions are pervasive in Rust code. You’ve already seen one of the most important functions in the language: the main function, which is the entry point of many programs. You’ve also seen the fn keyword, which allows you to declare new functions.

Rust code uses snake case as the conventional style for function and variable names. In snake case, all letters are lowercase and underscores separate words. Here’s a program that contains an example function definition:

Filename: src/main.rs

fn main() {
    println!("Hello, world!");

    another_function();
}

fn another_function() {
    println!("Another function.");
}

Function definitions in Rust start with fn and have a set of parentheses after the function name. The curly brackets tell the compiler where the function body begins and ends.

We can call any function we’ve defined by entering its name followed by a set of parentheses. Because another_function is defined in the program, it can be called from inside the main function. Note that we defined another_function after the main function in the source code; we could have defined it before as well. Rust doesn’t care where you define your functions, only that they’re defined somewhere.

Let’s start a new binary project named functions to explore functions further. Place the another_function example in src/main.rs and run it. You should see the following output:

$ cargo run
   Compiling functions v0.1.0 (file:///projects/functions)
    Finished dev [unoptimized + debuginfo] target(s) in 0.28 secs
     Running `target/debug/functions`
Hello, world!
Another function.

The lines execute in the order in which they appear in the main function. First, the “Hello, world!” message prints, and then another_function is called and its message is printed.

Function Parameters

Functions can also be defined to have parameters, which are special variables that are part of a function’s signature. When a function has parameters, we can provide it with concrete values for those parameters. Technically, the concrete values are called arguments, but in casual conversation people tend to use the words “parameter” and “argument” interchangeably for either the variables in a function’s definition or the concrete values passed in when you call a function.

The following rewritten version of another_function shows what parameters look like in Rust:

Filename: src/main.rs

fn main() {
    another_function(5);
}

fn another_function(x: i32) {
    println!("The value of x is: {}", x);
}

Try running this program; you should get the following output:

$ cargo run
   Compiling functions v0.1.0 (file:///projects/functions)
    Finished dev [unoptimized + debuginfo] target(s) in 1.21 secs
     Running `target/debug/functions`
The value of x is: 5

The declaration of another_function has one parameter named x. The type of x is specified as i32. When 5 is passed to another_function, the println! macro puts 5 where the pair of curly brackets were in the format string.

In function signatures, you must declare the type of each parameter. This is a deliberate decision in Rust’s design: requiring type annotations in function definitions means the compiler almost never needs you to use them elsewhere in the code to figure out what you mean.

When you want a function to have multiple parameters, separate the parameter declarations with commas, like this:

Filename: src/main.rs

fn main() {
    another_function(5, 6);
}

fn another_function(x: i32, y: i32) {
    println!("The value of x is: {}", x);
    println!("The value of y is: {}", y);
}

This example creates a function with two parameters, both of which are i32 types. The function then prints out the values in both of its parameters. Note that function parameters don’t all need to be the same type, they just happen to be in this example.

Let’s try running this code. Replace the program currently in your functions project’s src/main.rs file with the preceding example, and run it using cargo run:

$ cargo run
   Compiling functions v0.1.0 (file:///projects/functions)
    Finished dev [unoptimized + debuginfo] target(s) in 0.31 secs
     Running `target/debug/functions`
The value of x is: 5
The value of y is: 6

Because we called the function with 5 as the value for x and 6 is passed as the value for y, the two strings are printed with these values.

Function Bodies

Function bodies are made up of a series of statements optionally ending in an expression. So far, we’ve only covered functions without an ending expression, but we have seen expressions as parts of statements. Because Rust is an expression-based language, this is an important distinction to understand. Other languages don’t have the same distinctions, so let’s look at what statements and expressions are and how their differences affect the bodies of functions.

Statements and Expressions

We’ve actually already used statements and expressions. Statements are instructions that perform some action and do not return a value. Expressions evaluate to a resulting value. Let’s look at some examples.

Creating a variable and assigning a value to it with the let keyword is a statement. In Listing 3-1, let y = 6; is a statement:

Filename: src/main.rs

fn main() {
    let y = 6;
}

Listing 3-1: A main function declaration containing one statement.

Function definitions are also statements; the entire preceding example is a statement in itself.

Statements do not return values. Therefore, you can’t assign a let statement to another variable, as the following code tries to do; you’ll get an error:

Filename: src/main.rs

fn main() {
    let x = (let y = 6);
}

When you run this program, the error you’ll get looks like this:

$ cargo run
   Compiling functions v0.1.0 (file:///projects/functions)
error: expected expression, found statement (`let`)
 --> src/main.rs:2:14
  |
2 |     let x = (let y = 6);
  |              ^^^
  |
  = note: variable declaration using `let` is a statement

The let y = 6 statement does not return a value, so there isn’t anything for x to bind to. This is different than in other languages, such as C and Ruby, where the assignment returns the value of the assignment. In those languages, you can write x = y = 6 and have both x and y have the value 6; that is not the case in Rust.

Expressions evaluate to something and make up most of the rest of the code that you’ll write in Rust. Consider a simple math operation, such as 5 + 6, which is an expression that evaluates to the value 11. Expressions can be part of statements: in Listing 3-1 that had the statement let y = 6;, 6 is an expression that evaluates to the value 6. Calling a function is an expression. Calling a macro is an expression. The block that we use to create new scopes, {}, is an expression, for example:

Filename: src/main.rs

fn main() {
    let x = 5;

    let y = {
        let x = 3;
        x + 1
    };

    println!("The value of y is: {}", y);
}

This expression:

{
    let x = 3;
    x + 1
}

is a block that, in this case, evaluates to 4. That value gets bound to y as part of the let statement. Note the x + 1 line without a semicolon at the end, unlike most of the lines you’ve seen so far. Expressions do not include ending semicolons. If you add a semicolon to the end of an expression, you turn it into a statement, which will then not return a value. Keep this in mind as you explore function return values and expressions next.

Functions with Return Values

Functions can return values to the code that calls them. We don’t name return values, but we do declare their type after an arrow (->). In Rust, the return value of the function is synonymous with the value of the final expression in the block of the body of a function. You can return early from a function by using the return keyword and specifying a value, but most functions return the last expression implicitly. Here’s an example of a function that returns a value:

Filename: src/main.rs

fn five() -> i32 {
    5
}

fn main() {
    let x = five();

    println!("The value of x is: {}", x);
}

There are no function calls, macros, or even let statements in the five function—just the number 5 by itself. That’s a perfectly valid function in Rust. Note that the function’s return type is specified, too, as -> i32. Try running this code; the output should look like this:

$ cargo run
   Compiling functions v0.1.0 (file:///projects/functions)
    Finished dev [unoptimized + debuginfo] target(s) in 0.30 secs
     Running `target/debug/functions`
The value of x is: 5

The 5 in five is the function’s return value, which is why the return type is i32. Let’s examine this in more detail. There are two important bits: first, the line let x = five(); shows that we’re using the return value of a function to initialize a variable. Because the function five returns a 5, that line is the same as the following:


# #![allow(unused_variables)]
#fn main() {
let x = 5;
#}

Second, the five function has no parameters and defines the type of the return value, but the body of the function is a lonely 5 with no semicolon because it’s an expression whose value we want to return. Let’s look at another example:

Filename: src/main.rs

fn main() {
    let x = plus_one(5);

    println!("The value of x is: {}", x);
}

fn plus_one(x: i32) -> i32 {
    x + 1
}

Running this code will print The value of x is: 6. What happens if we place a semicolon at the end of the line containing x + 1, changing it from an expression to a statement? We’ll get an error:

Filename: src/main.rs

fn main() {
    let x = plus_one(5);

    println!("The value of x is: {}", x);
}

fn plus_one(x: i32) -> i32 {
    x + 1;
}

Running this code produces an error, as follows:

error[E0308]: mismatched types
 --> src/main.rs:7:28
  |
7 |   fn plus_one(x: i32) -> i32 {
  |  ____________________________^
8 | |     x + 1;
  | |          - help: consider removing this semicolon
9 | | }
  | |_^ expected i32, found ()
  |
  = note: expected type `i32`
             found type `()`

The main error message, “mismatched types,” reveals the core issue with this code. The definition of the function plus_one says that it will return an i32, but statements don’t evaluate to a value, which is expressed by (), the empty tuple. Therefore, nothing is returned, which contradicts the function definition and results in an error. In this output, Rust provides a message to possibly help rectify this issue: it suggests removing the semicolon, which would fix the error.

Comments

All programmers strive to make their code easy to understand, but sometimes extra explanation is warranted. In these cases, programmers leave notes, or comments, in their source code that the compiler will ignore but people reading the source code may find useful.

Here’s a simple comment:


# #![allow(unused_variables)]
#fn main() {
// Hello, world.
#}

In Rust, comments must start with two slashes and continue until the end of the line. For comments that extend beyond a single line, you’ll need to include // on each line, like this:


# #![allow(unused_variables)]
#fn main() {
// So we’re doing something complicated here, long enough that we need
// multiple lines of comments to do it! Whew! Hopefully, this comment will
// explain what’s going on.
#}

Comments can also be placed at the end of lines containing code:

Filename: src/main.rs

fn main() {
    let lucky_number = 7; // I’m feeling lucky today.
}

But you’ll more often see them used in this format, with the comment on a separate line above the code it’s annotating:

Filename: src/main.rs

fn main() {
    // I’m feeling lucky today.
    let lucky_number = 7;
}

Rust also has another kind of comment, documentation comments, which we’ll discuss in Chapter 14.

Control Flow

Deciding whether or not to run some code depending on if a condition is true or deciding to run some code repeatedly while a condition is true are basic building blocks in most programming languages. The most common constructs that let you control the flow of execution of Rust code are if expressions and loops.

if Expressions

An if expression allows us to branch our code depending on conditions. We provide a condition and then state, “If this condition is met, run this block of code. If the condition is not met, do not run this block of code.”

Create a new project called branches in your projects directory to explore the if expression. In the src/main.rs file, input the following:

Filename: src/main.rs

fn main() {
    let number = 3;

    if number < 5 {
        println!("condition was true");
    } else {
        println!("condition was false");
    }
}

All if expressions start with the keyword if, which is followed by a condition. In this case, the condition checks whether or not the variable number has a value less than 5. The block of code we want to execute if the condition is true is placed immediately after the condition inside curly brackets. Blocks of code associated with the conditions in if expressions are sometimes called arms, just like the arms in match expressions that we discussed in the “Comparing the Guess to the Secret Number” section of Chapter 2. Optionally, we can also include an else expression, which we chose to do here, to give the program an alternative block of code to execute should the condition evaluate to false. If you don’t provide an else expression and the condition is false, the program will just skip the if block and move on to the next bit of code.

Try running this code; you should see the following output:

$ cargo run
   Compiling branches v0.1.0 (file:///projects/branches)
    Finished dev [unoptimized + debuginfo] target(s) in 0.31 secs
     Running `target/debug/branches`
condition was true

Let’s try changing the value of number to a value that makes the condition false to see what happens:

let number = 7;

Run the program again, and look at the output:

$ cargo run
   Compiling branches v0.1.0 (file:///projects/branches)
    Finished dev [unoptimized + debuginfo] target(s) in 0.31 secs
     Running `target/debug/branches`
condition was false

It’s also worth noting that the condition in this code must be a bool. If the condition isn’t a bool, we’ll get an error. For example, try running the following code:

Filename: src/main.rs

fn main() {
    let number = 3;

    if number {
        println!("number was three");
    }
}

The if condition evaluates to a value of 3 this time, and Rust throws an error:

error[E0308]: mismatched types
 --> src/main.rs:4:8
  |
4 |     if number {
  |        ^^^^^^ expected bool, found integral variable
  |
  = note: expected type `bool`
             found type `{integer}`

The error indicates that Rust expected a bool but got an integer. Rust will not automatically try to convert non-Boolean types to a Boolean, unlike languages such as Ruby and JavaScript. You must be explicit and always provide if with a Boolean as its condition. If we want the if code block to run only when a number is not equal to 0, for example, we can change the if expression to the following:

Filename: src/main.rs

fn main() {
    let number = 3;

    if number != 0 {
        println!("number was something other than zero");
    }
}

Running this code will print number was something other than zero.

Multiple Conditions with else if

We can have multiple conditions by combining if and else in an else if expression. For example:

Filename: src/main.rs

fn main() {
    let number = 6;

    if number % 4 == 0 {
        println!("number is divisible by 4");
    } else if number % 3 == 0 {
        println!("number is divisible by 3");
    } else if number % 2 == 0 {
        println!("number is divisible by 2");
    } else {
        println!("number is not divisible by 4, 3, or 2");
    }
}

This program has four possible paths it can take. After running it, you should see the following output:

$ cargo run
   Compiling branches v0.1.0 (file:///projects/branches)
    Finished dev [unoptimized + debuginfo] target(s) in 0.31 secs
     Running `target/debug/branches`
number is divisible by 3

When this program executes, it checks each if expression in turn and executes the first body for which the condition holds true. Note that even though 6 is divisible by 2, we don’t see the output number is divisible by 2, nor do we see the number is not divisible by 4, 3, or 2 text from the else block. The reason is that Rust will only execute the block for the first true condition, and once it finds one, it won’t even check the rest.

Using too many else if expressions can clutter your code, so if you have more than one, you might want to refactor your code. Chapter 6 describes a powerful Rust branching construct called match for these cases.

Using if in a let statement

Because if is an expression, we can use it on the right side of a let statement, for instance in Listing 3-2:

Filename: src/main.rs

fn main() {
    let condition = true;
    let number = if condition {
        5
    } else {
        6
    };

    println!("The value of number is: {}", number);
}

Listing 3-2: Assigning the result of an if expression to a variable

The number variable will be bound to a value based on the outcome of the if expression. Run this code to see what happens:

$ cargo run
   Compiling branches v0.1.0 (file:///projects/branches)
    Finished dev [unoptimized + debuginfo] target(s) in 0.30 secs
     Running `target/debug/branches`
The value of number is: 5

Remember that blocks of code evaluate to the last expression in them, and numbers by themselves are also expressions. In this case, the value of the whole if expression depends on which block of code executes. This means the values that have the potential to be results from each arm of the if must be the same type; in Listing 3-2, the results of both the if arm and the else arm were i32 integers. If the types are mismatched, as in the following example, we’ll get an error:

Filename: src/main.rs

fn main() {
    let condition = true;

    let number = if condition {
        5
    } else {
        "six"
    };

    println!("The value of number is: {}", number);
}

When we try to run this code, we’ll get an error. The if and else arms have value types that are incompatible, and Rust indicates exactly where to find the problem in the program:

error[E0308]: if and else have incompatible types
 --> src/main.rs:4:18
  |
4 |       let number = if condition {
  |  __________________^
5 | |         5
6 | |     } else {
7 | |         "six"
8 | |     };
  | |_____^ expected integral variable, found reference
  |
  = note: expected type `{integer}`
             found type `&str`

The expression in the if block evaluates to an integer, and the expression in the else block evaluates to a string. This won’t work because variables must have a single type. Rust needs to know at compile time what type the number variable is, definitively, so it can verify at compile time that its type is valid everywhere we use number. Rust wouldn’t be able to do that if the type of number was only determined at runtime; the compiler would be more complex and would make fewer guarantees about the code if it had to keep track of multiple hypothetical types for any variable.

Repetition with Loops

It’s often useful to execute a block of code more than once. For this task, Rust provides several loops. A loop runs through the code inside the loop body to the end and then starts immediately back at the beginning. To experiment with loops, let’s make a new project called loops.

Rust has three kinds of loops: loop, while, and for. Let’s try each one.

Repeating Code with loop

The loop keyword tells Rust to execute a block of code over and over again forever or until you explicitly tell it to stop.

As an example, change the src/main.rs file in your loops directory to look like this:

Filename: src/main.rs

fn main() {
    loop {
        println!("again!");
    }
}

When we run this program, we’ll see again! printed over and over continuously until we stop the program manually. Most terminals support a keyboard shortcut, ctrl-c, to halt a program that is stuck in a continual loop. Give it a try:

$ cargo run
   Compiling loops v0.1.0 (file:///projects/loops)
    Finished dev [unoptimized + debuginfo] target(s) in 0.29 secs
     Running `target/debug/loops`
again!
again!
again!
again!
^Cagain!

The symbol ^C represents where you pressed ctrl-c . You may or may not see the word again! printed after the ^C, depending on where the code was in the loop when it received the halt signal.

Fortunately, Rust provides another, more reliable way to break out of a loop. You can place the break keyword within the loop to tell the program when to stop executing the loop. Recall that we did this in the guessing game in the “Quitting After a Correct Guess” section of Chapter 2 to exit the program when the user won the game by guessing the correct number.

Conditional Loops with while

It’s often useful for a program to evaluate a condition within a loop. While the condition is true, the loop runs. When the condition ceases to be true, you call break, stopping the loop. This loop type could be implemented using a combination of loop, if, else, and break; you could try that now in a program, if you’d like.

However, this pattern is so common that Rust has a built-in language construct for it, and it’s called a while loop. The following example uses while: the program loops three times, counting down each time. Then, after the loop, it prints another message and exits:

Filename: src/main.rs

fn main() {
    let mut number = 3;

    while number != 0 {
        println!("{}!", number);

        number = number - 1;
    }

    println!("LIFTOFF!!!");
}

This construct eliminates a lot of nesting that would be necessary if you used loop, if, else, and break, and it’s clearer. While a condition holds true, the code runs; otherwise, it exits the loop.

Looping Through a Collection with for

You could use the while construct to loop over the elements of a collection, such as an array. For example, let’s look at Listing 3-3:

Filename: src/main.rs

fn main() {
    let a = [10, 20, 30, 40, 50];
    let mut index = 0;

    while index < 5 {
        println!("the value is: {}", a[index]);

        index = index + 1;
    }
}

Listing 3-3: Looping through each element of a collection using a while loop

Here, the code counts up through the elements in the array. It starts at index 0, and then loops until it reaches the final index in the array (that is, when index < 5 is no longer true). Running this code will print out every element in the array:

$ cargo run
   Compiling loops v0.1.0 (file:///projects/loops)
    Finished dev [unoptimized + debuginfo] target(s) in 0.32 secs
     Running `target/debug/loops`
the value is: 10
the value is: 20
the value is: 30
the value is: 40
the value is: 50

All five array values appear in the terminal, as expected. Even though index will reach a value of 5 at some point, the loop stops executing before trying to fetch a sixth value from the array.

But this approach is error prone; we could cause the program to panic if the index length is incorrect. It’s also slow, because the compiler adds runtime code to perform the conditional check on every element on every iteration through the loop.

As a more concise alternative, you can use a for loop and execute some code for each item in a collection. A for loop looks like this code in Listing 3-4:

Filename: src/main.rs

fn main() {
    let a = [10, 20, 30, 40, 50];

    for element in a.iter() {
        println!("the value is: {}", element);
    }
}

Listing 3-4: Looping through each element of a collection using a for loop

When we run this code, we’ll see the same output as in Listing 3-3. More importantly, we’ve now increased the safety of the code and eliminated the chance of bugs that might result from going beyond the end of the array or not going far enough and missing some items.

For example, in the code in Listing 3-3, if you removed an item from the a array but forgot to update the condition to while index < 4, the code would panic. Using the for loop, you don’t need to remember to change any other code if you changed the number of values in the array.

The safety and conciseness of for loops make them the most commonly used loop construct in Rust. Even in situations in which you want to run some code a certain number of times, as in the countdown example that used a while loop in Listing 3-3, most Rustaceans would use a for loop. The way to do that would be to use a Range, which is a type provided by the standard library that generates all numbers in sequence starting from one number and ending before another number.

Here’s what the countdown would look like using a for loop and another method we’ve not yet talked about, rev, to reverse the range:

Filename: src/main.rs

fn main() {
    for number in (1..4).rev() {
        println!("{}!", number);
    }
    println!("LIFTOFF!!!");
}

This code is a bit nicer, isn’t it?

Summary

You made it! That was a sizable chapter: you learned about variables, scalar and if expressions, and loops! If you want to practice with the concepts discussed in this chapter, try building programs to do the following:

  • Convert temperatures between Fahrenheit and Celsius.
  • Generate the nth Fibonacci number.
  • Print the lyrics to the Christmas carol “The Twelve Days of Christmas,” taking advantage of the repetition in the song.

When you’re ready to move on, we’ll talk about a concept in Rust that doesn’t commonly exist in other programming languages: ownership.

Understanding Ownership

Ownership is Rust’s most unique feature, and it enables Rust to make memory safety guarantees without needing a garbage collector. Therefore, it’s important to understand how ownership works in Rust. In this chapter we’ll talk about ownership as well as several related features: borrowing, slices, and how Rust lays data out in memory.

What Is Ownership?

Rust’s central feature is ownership. Although the feature is straightforward to explain, it has deep implications for the rest of the language.

All programs have to manage the way they use a computer’s memory while running. Some languages have garbage collection that constantly looks for no longer used memory as the program runs; in other languages, the programmer must explicitly allocate and free the memory. Rust uses a third approach: memory is managed through a system of ownership with a set of rules that the compiler checks at compile time. No run-time costs are incurred for any of the ownership features.

Because ownership is a new concept for many programmers, it does take some time to get used to. The good news is that the more experienced you become with Rust and the rules of the ownership system, the more you’ll be able to naturally develop code that is safe and efficient. Keep at it!

When you understand ownership, you’ll have a solid foundation for understanding the features that make Rust unique. In this chapter, you’ll learn ownership by working through some examples that focus on a very common data structure: strings.

The Stack and the Heap

In many programming languages, we don’t have to think about the stack and the heap very often. But in a systems programming language like Rust, whether a value is on the stack or the heap has more of an effect on how the language behaves and why we have to make certain decisions. We’ll describe parts of ownership in relation to the stack and the heap later in this chapter, so here is a brief explanation in preparation.

Both the stack and the heap are parts of memory that is available to your code to use at runtime, but they are structured in different ways. The stack stores values in the order it gets them and removes the values in the opposite order. This is referred to as last in, first out. Think of a stack of plates: when you add more plates, you put them on top of the pile, and when you need a plate, you take one off the top. Adding or removing plates from the middle or bottom wouldn’t work as well! Adding data is called pushing onto the stack, and removing data is called popping off the stack.

The stack is fast because of the way it accesses the data: it never has to search for a place to put new data or a place to get data from because that place is always the top. Another property that makes the stack fast is that all data on the stack must take up a known, fixed size.

For data with a size unknown to us at compile time or a size that might change, we can store data on the heap instead. The heap is less organized: when we put data on the heap, we ask for some amount of space. The operating system finds an empty spot somewhere in the heap that is big enough, marks it as being in use, and returns to us a pointer, which is the address of that location. This process is called allocating on the heap, and sometimes we abbreviate the phrase as just “allocating.” Pushing values onto the stack is not considered allocating. Because the pointer is a known, fixed size, we can store the pointer on the stack, but when we want the actual data, we have to follow the pointer.

Think of being seated at a restaurant. When you enter, you state the number of people in your group, and the staff finds an empty table that fits everyone and leads you there. If someone in your group comes late, they can ask where you’ve been seated to find you.

Accessing data in the heap is slower than accessing data on the stack because we have to follow a pointer to get there. Contemporary processors are faster if they jump around less in memory. Continuing the analogy, consider a server at a restaurant taking orders from many tables. It’s most efficient to get all the orders at one table before moving on to the next table. Taking an order from table A, then an order from table B, then one from A again, and then one from B again would be a much slower process. By the same token, a processor can do its job better if it works on data that’s close to other data (as it is on the stack) rather than farther away (as it can be on the heap). Allocating a large amount of space on the heap can also take time.

When our code calls a function, the values passed into the function (including, potentially, pointers to data on the heap) and the function’s local variables get pushed onto the stack. When the function is over, those values get popped off the stack.

Keeping track of what parts of code are using what data on the heap, minimizing the amount of duplicate data on the heap, and cleaning up unused data on the heap so we don’t run out of space are all problems that ownership addresses. Once you understand ownership, you won’t need to think about the stack and the heap very often, but knowing that managing heap data is why ownership exists can help explain why it works the way it does.

Ownership Rules

First, let’s take a look at the ownership rules. Keep these rules in mind as we work through the examples that illustrate the rules:

  1. Each value in Rust has a variable that’s called its owner.
  2. There can only be one owner at a time.
  3. When the owner goes out of scope, the value will be dropped.

Variable Scope

We’ve walked through an example of a Rust program already in Chapter 2. Now that we’re past basic syntax, we won’t include all the fn main() { code in examples, so if you’re following along, you’ll have to put the following examples inside a main function manually. As a result, our examples will be a bit more concise, letting us focus on the actual details rather than boilerplate code.

As a first example of ownership, we’ll look at the scope of some variables. A scope is the range within a program for which an item is valid. Let’s say we have a variable that looks like this:


# #![allow(unused_variables)]
#fn main() {
let s = "hello";
#}

The variable s refers to a string literal, where the value of the string is hardcoded into the text of our program. The variable is valid from the point at which it’s declared until the end of the current scope. Listing 4-1 has comments annotating where the variable s is valid:


# #![allow(unused_variables)]
#fn main() {
{                      // s is not valid here, it’s not yet declared
    let s = "hello";   // s is valid from this point forward

    // do stuff with s
}                      // this scope is now over, and s is no longer valid
#}

Listing 4-1: A variable and the scope in which it is valid

In other words, there are two important points in time here:

  1. When s comes into scope, it is valid.
  2. It remains so until it goes out of scope.

At this point, the relationship between scopes and when variables are valid is similar to other programming languages. Now we’ll build on top of this understanding by introducing the String type.

The String Type

To illustrate the rules of ownership, we need a data type that is more complex than the ones we covered in Chapter 3. The types covered in the “Data Types” section are all stored on the stack and popped off the stack when their scope is over, but we want to look at data that is stored on the heap and explore how Rust knows when to clean up that data.

We’ll use String as the example here and concentrate on the parts of String that relate to ownership. These aspects also apply to other complex data types provided by the standard library and that you create. We’ll discuss String in more depth in Chapter 8.

We’ve already seen string literals, where a string value is hardcoded into our program. String literals are convenient, but they aren’t always suitable for every situation in which you want to use text. One reason is that they’re immutable. Another is that not every string value can be known when we write our code: for example, what if we want to take user input and store it? For these situations, Rust has a second string type, String. This type is allocated on the heap and as such is able to store an amount of text that is unknown to us at compile time. You can create a String from a string literal using the from function, like so:


# #![allow(unused_variables)]
#fn main() {
let s = String::from("hello");
#}

The double colon (::) is an operator that allows us to namespace this particular from function under the String type rather than using some sort of name like string_from. We’ll discuss this syntax more in the “Method Syntax” section of Chapter 5 and when we talk about namespacing with modules in Chapter 7.

This kind of string can be mutated:


# #![allow(unused_variables)]
#fn main() {
let mut s = String::from("hello");

s.push_str(", world!"); // push_str() appends a literal to a String

println!("{}", s); // This will print `hello, world!`
#}

So, what’s the difference here? Why can String be mutated but literals cannot? The difference is how these two types deal with memory.

Memory and Allocation

In the case of a string literal, we know the contents at compile time so the text is hardcoded directly into the final executable, making string literals fast and efficient. But these properties only come from its immutability. Unfortunately, we can’t put a blob of memory into the binary for each piece of text whose size is unknown at compile time and whose size might change while running the program.

With the String type, in order to support a mutable, growable piece of text, we need to allocate an amount of memory on the heap, unknown at compile time, to hold the contents. This means:

  1. The memory must be requested from the operating system at runtime.
  2. We need a way of returning this memory to the operating system when we’re done with our String.

That first part is done by us: when we call String::from, its implementation requests the memory it needs. This is pretty much universal in programming languages.

However, the second part is different. In languages with a garbage collector (GC), the GC keeps track and cleans up memory that isn’t being used anymore, and we, as the programmer, don’t need to think about it. Without a GC, it’s the programmer’s responsibility to identify when memory is no longer being used and call code to explicitly return it, just as we did to request it. Doing this correctly has historically been a difficult programming problem. If we forget, we’ll waste memory. If we do it too early, we’ll have an invalid variable. If we do it twice, that’s a bug too. We need to pair exactly one allocate with exactly one free.

Rust takes a different path: the memory is automatically returned once the variable that owns it goes out of scope. Here’s a version of our scope example from Listing 4-1 using a String instead of a string literal:


# #![allow(unused_variables)]
#fn main() {
{
    let s = String::from("hello"); // s is valid from this point forward

    // do stuff with s
}                                  // this scope is now over, and s is no
                                   // longer valid
#}

There is a natural point at which we can return the memory our String needs to the operating system: when s goes out of scope. When a variable goes out of scope, Rust calls a special function for us. This function is called drop, and it’s where the author of String can put the code to return the memory. Rust calls drop automatically at the closing }.

Note: In C++, this pattern of deallocating resources at the end of an item’s lifetime is sometimes called Resource Acquisition Is Initialization (RAII). The drop function in Rust will be familiar to you if you’ve used RAII patterns.

This pattern has a profound impact on the way Rust code is written. It may seem simple right now, but the behavior of code can be unexpected in more complicated situations when we want to have multiple variables use the data we’ve allocated on the heap. Let’s explore some of those situations now.

Ways Variables and Data Interact: Move

Multiple variables can interact with the same data in different ways in Rust. Let’s look at an example using an integer in Listing 4-2:


# #![allow(unused_variables)]
#fn main() {
let x = 5;
let y = x;
#}

Listing 4-2: Assigning the integer value of variable x to y

We can probably guess what this is doing based on our experience with other languages: “Bind the value 5 to x; then make a copy of the value in x and bind it to y.” We now have two variables, x and y, and both equal 5. This is indeed what is happening because integers are simple values with a known, fixed size, and these two 5 values are pushed onto the stack.

Now let’s look at the String version:


# #![allow(unused_variables)]
#fn main() {
let s1 = String::from("hello");
let s2 = s1;
#}

This looks very similar to the previous code, so we might assume that the way it works would be the same: that is, the second line would make a copy of the value in s1 and bind it to s2. But this isn’t quite what happens.

To explain this more thoroughly, let’s look at what String looks like under the covers in Figure 4-1. A String is made up of three parts, shown on the left: a pointer to the memory that holds the contents of the string, a length, and a capacity. This group of data is stored on the stack. On the right is the memory on the heap that holds the contents.

String in memory

Figure 4-1: Representation in memory of a String holding the value "hello" bound to s1

The length is how much memory, in bytes, the contents of the String is currently using. The capacity is the total amount of memory, in bytes, that the String has received from the operating system. The difference between length and capacity matters, but not in this context, so for now, it’s fine to ignore the capacity.

When we assign s1 to s2, the String data is copied, meaning we copy the pointer, the length, and the capacity that are on the stack. We do not copy the data on the heap that the pointer refers to. In other words, the data representation in memory looks like Figure 4-2.

s1 and s2 pointing to the same value

Figure 4-2: Representation in memory of the variable s2 that has a copy of the pointer, length, and capacity of s1

The representation does not look like Figure 4-3, which is what memory would look like if Rust instead copied the heap data as well. If Rust did this, the operation s2 = s1 could potentially be very expensive in terms of runtime performance if the data on the heap was large.

s1 and s2 to two places

Figure 4-3: Another possibility of what s2 = s1 might do if Rust copied the heap data as well

Earlier, we said that when a variable goes out of scope, Rust automatically calls the drop function and cleans up the heap memory for that variable. But Figure 4-2 shows both data pointers pointing to the same location. This is a problem: when s2 and s1 go out of scope, they will both try to free the same memory. This is known as a double free error and is one of the memory safety bugs we mentioned previously. Freeing memory twice can lead to memory corruption, which can potentially lead to security vulnerabilities.

To ensure memory safety, there’s one more detail to what happens in this situation in Rust. Instead of trying to copy the allocated memory, Rust considers s1 to no longer be valid and therefore, Rust doesn’t need to free anything when s1 goes out of scope. Check out what happens when you try to use s1 after s2 is created, it won’t work:

let s1 = String::from("hello");
let s2 = s1;

println!("{}, world!", s1);

You’ll get an error like this because Rust prevents you from using the invalidated reference:

error[E0382]: use of moved value: `s1`
 --> src/main.rs:5:28
  |
3 |     let s2 = s1;
  |         -- value moved here
4 |
5 |     println!("{}, world!", s1);
  |                            ^^ value used here after move
  |
  = note: move occurs because `s1` has type `std::string::String`, which does
  not implement the `Copy` trait

If you’ve heard the terms “shallow copy” and “deep copy” while working with other languages, the concept of copying the pointer, length, and capacity without copying the data probably sounds like a shallow copy. But because Rust also invalidates the first variable, instead of calling this a shallow copy, it’s known as a move. Here we would read this by saying that s1 was moved into s2. So what actually happens is shown in Figure 4-4.

s1 moved to s2

Figure 4-4: Representation in memory after s1 has been invalidated

That solves our problem! With only s2 valid, when it goes out of scope, it alone will free the memory, and we’re done.

In addition, there’s a design choice that’s implied by this: Rust will never automatically create “deep” copies of your data. Therefore, any automatic copying can be assumed to be inexpensive in terms of runtime performance.

Ways Variables and Data Interact: Clone

If we do want to deeply copy the heap data of the String, not just the stack data, we can use a common method called clone. We’ll discuss method syntax in Chapter 5, but because methods are a common feature in many programming languages, you’ve probably seen them before.

Here’s an example of the clone method in action:


# #![allow(unused_variables)]
#fn main() {
let s1 = String::from("hello");
let s2 = s1.clone();

println!("s1 = {}, s2 = {}", s1, s2);
#}

This works just fine and is how you can explicitly produce the behavior shown in Figure 4-3, where the heap data does get copied.

When you see a call to clone, you know that some arbitrary code is being executed and that code may be expensive. It’s a visual indicator that something different is going on.

Stack-Only Data: Copy

There’s another wrinkle we haven’t talked about yet. This code using integers, part of which was shown earlier in Listing 4-2, works and is valid:


# #![allow(unused_variables)]
#fn main() {
let x = 5;
let y = x;

println!("x = {}, y = {}", x, y);
#}

But this code seems to contradict what we just learned: we don’t have a call to clone, but x is still valid and wasn’t moved into y.

The reason is that types like integers that have a known size at compile time are stored entirely on the stack, so copies of the actual values are quick to make. That means there’s no reason we would want to prevent x from being valid after we create the variable y. In other words, there’s no difference between deep and shallow copying here, so calling clone wouldn’t do anything differently from the usual shallow copying and we can leave it out.

Rust has a special annotation called the Copy trait that we can place on types like integers that are stored on the stack (we’ll talk more about traits in Chapter 10). If a type has the Copy trait, an older variable is still usable after assignment. Rust won’t let us annotate a type with the Copy trait if the type, or any of its parts, has implemented the Drop trait. If the type needs something special to happen when the value goes out of scope and we add the Copy annotation to that type, we’ll get a compile time error. To learn about how to add the Copy annotation to your type, see Appendix C on Derivable Traits.

So what types are Copy? You can check the documentation for the given type to be sure, but as a general rule, any group of simple scalar values can be Copy, and nothing that requires allocation or is some form of resource is Copy. Here are some of the types that are Copy:

  • All the integer types, like u32.
  • The Boolean type, bool, with values true and false.
  • The character type, char.
  • All the floating point types, like f64.
  • Tuples, but only if they contain types that are also Copy. (i32, i32) is Copy, but (i32, String) is not.

Ownership and Functions

The semantics for passing a value to a function are similar to assigning a value to a variable. Passing a variable to a function will move or copy, just like assignment. Listing 4-3 has an example with some annotations showing where variables go into and out of scope:

Filename: src/main.rs

fn main() {
    let s = String::from("hello");  // s comes into scope.

    takes_ownership(s);             // s's value moves into the function...
                                    // ... and so is no longer valid here.

    let x = 5;                      // x comes into scope.

    makes_copy(x);                  // x would move into the function,
                                    // but i32 is Copy, so it’s okay to still
                                    // use x afterward.

} // Here, x goes out of scope, then s. But since s's value was moved, nothing
  // special happens.

fn takes_ownership(some_string: String) { // some_string comes into scope.
    println!("{}", some_string);
} // Here, some_string goes out of scope and `drop` is called. The backing
  // memory is freed.

fn makes_copy(some_integer: i32) { // some_integer comes into scope.
    println!("{}", some_integer);
} // Here, some_integer goes out of scope. Nothing special happens.

Listing 4-3: Functions with ownership and scope annotated

If we tried to use s after the call to takes_ownership, Rust would throw a compile time error. These static checks protect us from mistakes. Try adding code to main that uses s and x to see where you can use them and where the ownership rules prevent you from doing so.

Return Values and Scope

Returning values can also transfer ownership. Here’s an example with similar annotations to those in Listing 4-3:

Filename: src/main.rs

fn main() {
    let s1 = gives_ownership();         // gives_ownership moves its return
                                        // value into s1.

    let s2 = String::from("hello");     // s2 comes into scope.

    let s3 = takes_and_gives_back(s2);  // s2 is moved into
                                        // takes_and_gives_back, which also
                                        // moves its return value into s3.
} // Here, s3 goes out of scope and is dropped. s2 goes out of scope but was
  // moved, so nothing happens. s1 goes out of scope and is dropped.

fn gives_ownership() -> String {             // gives_ownership will move its
                                             // return value into the function
                                             // that calls it.

    let some_string = String::from("hello"); // some_string comes into scope.

    some_string                              // some_string is returned and
                                             // moves out to the calling
                                             // function.
}

// takes_and_gives_back will take a String and return one.
fn takes_and_gives_back(a_string: String) -> String { // a_string comes into
                                                      // scope.

    a_string  // a_string is returned and moves out to the calling function.
}

The ownership of a variable follows the same pattern every time: assigning a value to another variable moves it. When a variable that includes data on the heap goes out of scope, the value will be cleaned up by drop unless the data has been moved to be owned by another variable.

Taking ownership and then returning ownership with every function is a bit tedious. What if we want to let a function use a value but not take ownership? It’s quite annoying that anything we pass in also needs to be passed back if we want to use it again, in addition to any data resulting from the body of the function that we might want to return as well.

It’s possible to return multiple values using a tuple, like this:

Filename: src/main.rs

fn main() {
    let s1 = String::from("hello");

    let (s2, len) = calculate_length(s1);

    println!("The length of '{}' is {}.", s2, len);
}

fn calculate_length(s: String) -> (String, usize) {
    let length = s.len(); // len() returns the length of a String.

    (s, length)
}

But this is too much ceremony and a lot of work for a concept that should be common. Luckily for us, Rust has a feature for this concept, and it’s called references.

References and Borrowing

The issue with the tuple code at the end of the preceding section is that we have to return the String to the calling function so we can still use the String after the call to calculate_length, because the String was moved into calculate_length.

Here is how you would define and use a calculate_length function that has a reference to an object as a parameter instead of taking ownership of the value:

Filename: src/main.rs

fn main() {
    let s1 = String::from("hello");

    let len = calculate_length(&s1);

    println!("The length of '{}' is {}.", s1, len);
}

fn calculate_length(s: &String) -> usize {
    s.len()
}

First, notice that all the tuple code in the variable declaration and the function return value is gone. Second, note that we pass &s1 into calculate_length, and in its definition, we take &String rather than String.

These ampersands are references, and they allow you to refer to some value without taking ownership of it. Figure 4-5 shows a diagram.

&String s pointing at String s1

Figure 4-5: &String s pointing at String s1

Note: The opposite of referencing by using & is dereferencing, which is accomplished with the dereference operator, *. We’ll see some uses of the dereference operator in Chapter 8 and discuss details of dereferencing in Chapter 15.

Let’s take a closer look at the function call here:


# #![allow(unused_variables)]
#fn main() {
# fn calculate_length(s: &String) -> usize {
#     s.len()
# }
let s1 = String::from("hello");

let len = calculate_length(&s1);
#}

The &s1 syntax lets us create a reference that refers to the value of s1 but does not own it. Because it does not own it, the value it points to will not be dropped when the reference goes out of scope.

Likewise, the signature of the function uses & to indicate that the type of the parameter s is a reference. Let’s add some explanatory annotations:


# #![allow(unused_variables)]
#fn main() {
fn calculate_length(s: &String) -> usize { // s is a reference to a String
    s.len()
} // Here, s goes out of scope. But because it does not have ownership of what
  // it refers to, nothing happens.
#}

The scope in which the variable s is valid is the same as any function parameter’s scope, but we don’t drop what the reference points to when it goes out of scope because we don’t have ownership. Functions that have references as parameters instead of the actual values mean we won’t need to return the values in order to give back ownership, since we never had ownership.

We call having references as function parameters borrowing. As in real life, if a person owns something, you can borrow it from them. When you’re done, you have to give it back.

So what happens if we try to modify something we’re borrowing? Try the code in Listing 4-4. Spoiler alert: it doesn’t work!

Filename: src/main.rs

fn main() {
    let s = String::from("hello");

    change(&s);
}

fn change(some_string: &String) {
    some_string.push_str(", world");
}

Listing 4-4: Attempting to modify a borrowed value

Here’s the error:

error[E0596]: cannot borrow immutable borrowed content `*some_string` as mutable
 --> error.rs:8:5
  |
7 | fn change(some_string: &String) {
  |                        ------- use `&mut String` here to make mutable
8 |     some_string.push_str(", world");
  |     ^^^^^^^^^^^ cannot borrow as mutable

Just as variables are immutable by default, so are references. We’re not allowed to modify something we have a reference to.

Mutable References

We can fix the error in the code from Listing 4-4 with just a small tweak:

Filename: src/main.rs

fn main() {
    let mut s = String::from("hello");

    change(&mut s);
}

fn change(some_string: &mut String) {
    some_string.push_str(", world");
}

First, we had to change s to be mut. Then we had to create a mutable reference with &mut s and accept a mutable reference with some_string: &mut String.

But mutable references have one big restriction: you can only have one mutable reference to a particular piece of data in a particular scope. This code will fail:

Filename: src/main.rs

let mut s = String::from("hello");

let r1 = &mut s;
let r2 = &mut s;

Here’s the error:

error[E0499]: cannot borrow `s` as mutable more than once at a time
 --> borrow_twice.rs:5:19
  |
4 |     let r1 = &mut s;
  |                   - first mutable borrow occurs here
5 |     let r2 = &mut s;
  |                   ^ second mutable borrow occurs here
6 | }
  | - first borrow ends here

This restriction allows for mutation but in a very controlled fashion. It’s something that new Rustaceans struggle with, because most languages let you mutate whenever you’d like. The benefit of having this restriction is that Rust can prevent data races at compile time.

A data race is similar to a race condition and happens when these three behaviors occur:

  1. Two or more pointers access the same data at the same time.
  2. At least one of the pointers is being used to write to the data.
  3. There’s no mechanism being used to synchronize access to the data.

Data races cause undefined behavior and can be difficult to diagnose and fix when you’re trying to track them down at runtime; Rust prevents this problem from happening because it won’t even compile code with data races!

As always, we can use curly brackets to create a new scope, allowing for multiple mutable references, just not simultaneous ones:


# #![allow(unused_variables)]
#fn main() {
let mut s = String::from("hello");

{
    let r1 = &mut s;

} // r1 goes out of scope here, so we can make a new reference with no problems.

let r2 = &mut s;
#}

A similar rule exists for combining mutable and immutable references. This code results in an error:

let mut s = String::from("hello");

let r1 = &s; // no problem
let r2 = &s; // no problem
let r3 = &mut s; // BIG PROBLEM

Here’s the error:

error[E0502]: cannot borrow `s` as mutable because it is also borrowed as
immutable
 --> borrow_thrice.rs:6:19
  |
4 |     let r1 = &s; // no problem
  |               - immutable borrow occurs here
5 |     let r2 = &s; // no problem
6 |     let r3 = &mut s; // BIG PROBLEM
  |                   ^ mutable borrow occurs here
7 | }
  | - immutable borrow ends here

Whew! We also cannot have a mutable reference while we have an immutable one. Users of an immutable reference don’t expect the values to suddenly change out from under them! However, multiple immutable references are okay because no one who is just reading the data has the ability to affect anyone else’s reading of the data.

Even though these errors may be frustrating at times, remember that it’s the Rust compiler pointing out a potential bug early (at compile time rather than at runtime) and showing you exactly where the problem is instead of you having to track down why sometimes your data isn’t what you thought it should be.

Dangling References

In languages with pointers, it’s easy to erroneously create a dangling pointer, a pointer that references a location in memory that may have been given to someone else, by freeing some memory while preserving a pointer to that memory. In Rust, by contrast, the compiler guarantees that references will never be dangling references: if we have a reference to some data, the compiler will ensure that the data will not go out of scope before the reference to the data does.

Let’s try to create a dangling reference, which Rust will prevent with a compile-time error:

Filename: src/main.rs

fn main() {
    let reference_to_nothing = dangle();
}

fn dangle() -> &String {
    let s = String::from("hello");

    &s
}

Here’s the error:

error[E0106]: missing lifetime specifier
 --> dangle.rs:5:16
  |
5 | fn dangle() -> &String {
  |                ^ expected lifetime parameter
  |
  = help: this function's return type contains a borrowed value, but there is
  no value for it to be borrowed from
  = help: consider giving it a 'static lifetime

This error message refers to a feature we haven’t covered yet: lifetimes. We’ll discuss lifetimes in detail in Chapter 10. But, if you disregard the parts about lifetimes, the message does contain the key to why this code is a problem:

this function's return type contains a borrowed value, but there is no value
for it to be borrowed from.

Let’s take a closer look at exactly what’s happening at each stage of our dangle code:

fn dangle() -> &String { // dangle returns a reference to a String

    let s = String::from("hello"); // s is a new String

    &s // we return a reference to the String, s
} // Here, s goes out of scope, and is dropped. Its memory goes away.
  // Danger!

Because s is created inside dangle, when the code of dangle is finished, s will be deallocated. But we tried to return a reference to it. That means this reference would be pointing to an invalid String! That’s no good. Rust won’t let us do this.

The solution here is to return the String directly:


# #![allow(unused_variables)]
#fn main() {
fn no_dangle() -> String {
    let s = String::from("hello");

    s
}
#}

This works without any problems. Ownership is moved out, and nothing is deallocated.

The Rules of References

Let’s recap what we’ve discussed about references:

  1. At any given time, you can have either but not both of:
  • One mutable reference.
  • Any number of immutable references.
  1. References must always be valid.

Next, we’ll look at a different kind of reference: slices.

Slices

Another data type that does not have ownership is the slice. Slices let you reference a contiguous sequence of elements in a collection rather than the whole collection.

Here’s a small programming problem: write a function that takes a string and returns the first word it finds in that string. If the function doesn’t find a space in the string, it means the whole string is one word, so the entire string should be returned.

Let’s think about the signature of this function:

fn first_word(s: &String) -> ?

This function, first_word, has a &String as a parameter. We don’t want ownership, so this is fine. But what should we return? We don’t really have a way to talk about part of a string. However, we could return the index of the end of the word. Let’s try that as shown in Listing 4-5:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
fn first_word(s: &String) -> usize {
    let bytes = s.as_bytes();

    for (i, &item) in bytes.iter().enumerate() {
        if item == b' ' {
            return i;
        }
    }

    s.len()
}
#}

Listing 4-5: The first_word function that returns a byte index value into the String parameter

Let’s break down this code a bit. Because we need to go through the String element by element and check whether a value is a space, we’ll convert our String to an array of bytes using the as_bytes method:

let bytes = s.as_bytes();

Next, we create an iterator over the array of bytes using the iter method:

for (i, &item) in bytes.iter().enumerate() {

We’ll discuss iterators in more detail in Chapter 13. For now, know that iter is a method that returns each element in a collection, and enumerate wraps the result of iter and returns each element as part of a tuple instead. The first element of the returned tuple is the index, and the second element is a reference to the element. This is a bit more convenient than calculating the index ourselves.

Because the enumerate method returns a tuple, we can use patterns to destructure that tuple, just like everywhere else in Rust. So in the for loop, we specify a pattern that has i for the index in the tuple and &item for the single byte in the tuple. Because we get a reference to the element from .iter().enumerate(), we use & in the pattern.

We search for the byte that represents the space by using the byte literal syntax. If we find a space, we return the position. Otherwise, we return the length of the string by using s.len():

    if item == b' ' {
        return i;
    }
}
s.len()

We now have a way to find out the index of the end of the first word in the string, but there’s a problem. We’re returning a usize on its own, but it’s only a meaningful number in the context of the &String. In other words, because it’s a separate value from the String, there’s no guarantee that it will still be valid in the future. Consider the program in Listing 4-6 that uses the first_word function from Listing 4-5:

Filename: src/main.rs

# fn first_word(s: &String) -> usize {
#     let bytes = s.as_bytes();
#
#     for (i, &item) in bytes.iter().enumerate() {
#         if item == b' ' {
#             return i;
#         }
#     }
#
#     s.len()
# }
#
fn main() {
    let mut s = String::from("hello world");

    let word = first_word(&s); // word will get the value 5.

    s.clear(); // This empties the String, making it equal to "".

    // word still has the value 5 here, but there's no more string that
    // we could meaningfully use the value 5 with. word is now totally invalid!
}

Listing 4-6: Storing the result from calling the first_word function then changing the String contents

This program compiles without any errors and also would if we used word after calling s.clear(). word isn’t connected to the state of s at all, so word still contains the value 5. We could use that value 5 with the variable s to try to extract the first word out, but this would be a bug because the contents of s have changed since we saved 5 in word.

Having to worry about the index in word getting out of sync with the data in s is tedious and error prone! Managing these indices is even more brittle if we write a second_word function. Its signature would have to look like this:

fn second_word(s: &String) -> (usize, usize) {

Now we’re tracking a start and an ending index, and we have even more values that were calculated from data in a particular state but aren’t tied to that state at all. We now have three unrelated variables floating around that need to be kept in sync.

Luckily, Rust has a solution to this problem: string slices.

String Slices

A string slice is a reference to part of a String, and looks like this:


# #![allow(unused_variables)]
#fn main() {
let s = String::from("hello world");

let hello = &s[0..5];
let world = &s[6..11];
#}

This is similar to taking a reference to the whole String but with the extra [0..5] bit. Rather than a reference to the entire String, it’s a reference to a portion of the String. The start..end syntax is a range that begins at start and continues up to, but not including, end.

We can create slices using a range within brackets by specifying [starting_index..ending_index], where starting_index is the first position included in the slice and ending_index is one more than the last position included in the slice. Internally, the slice data structure stores the starting position and the length of the slice, which corresponds to ending_index minus starting_index. So in the case of let world = &s[6..11];, world would be a slice that contains a pointer to the 6th byte of s and a length value of 5.

Figure 4-6 shows this in a diagram.

world containing a pointer to the 6th byte of String s and a length 5

Figure 4-6: String slice referring to part of a String

With Rust’s .. range syntax, if you want to start at the first index (zero), you can drop the value before the two periods. In other words, these are equal:


# #![allow(unused_variables)]
#fn main() {
let s = String::from("hello");

let slice = &s[0..2];
let slice = &s[..2];
#}

By the same token, if your slice includes the last byte of the String, you can drop the trailing number. That means these are equal:


# #![allow(unused_variables)]
#fn main() {
let s = String::from("hello");

let len = s.len();

let slice = &s[3..len];
let slice = &s[3..];
#}

You can also drop both values to take a slice of the entire string. So these are equal:


# #![allow(unused_variables)]
#fn main() {
let s = String::from("hello");

let len = s.len();

let slice = &s[0..len];
let slice = &s[..];
#}

Note: String slice range indices must occur at valid UTF-8 character boundaries. If you attempt to create a string slice in the middle of a multibyte character, your program will exit with an error. For the purposes of introducing string slices, we are assuming ASCII only in this section; a more thorough discussion of UTF-8 handling is in the “Strings” section of Chapter 8.

With all this information in mind, let’s rewrite first_word to return a slice. The type that signifies “string slice” is written as &str:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
fn first_word(s: &String) -> &str {
    let bytes = s.as_bytes();

    for (i, &item) in bytes.iter().enumerate() {
        if item == b' ' {
            return &s[0..i];
        }
    }

    &s[..]
}
#}

We get the index for the end of the word in the same way as we did in Listing 4-5, by looking for the first occurrence of a space. When we find a space, we return a string slice using the start of the string and the index of the space as the starting and ending indices.

Now when we call first_word, we get back a single value that is tied to the underlying data. The value is made up of a reference to the starting point of the slice and the number of elements in the slice.

Returning a slice would also work for a second_word function:

fn second_word(s: &String) -> &str {

We now have a straightforward API that’s much harder to mess up, since the compiler will ensure the references into the String remain valid. Remember the bug in the program in Listing 4-6, when we got the index to the end of the first word but then cleared the string so our index was invalid? That code was logically incorrect but didn’t show any immediate errors. The problems would show up later if we kept trying to use the first word index with an emptied string. Slices make this bug impossible and let us know we have a problem with our code much sooner. Using the slice version of first_word will throw a compile time error:

Filename: src/main.rs

fn main() {
    let mut s = String::from("hello world");

    let word = first_word(&s);

    s.clear(); // Error!
}

Here’s the compiler error:

error[E0502]: cannot borrow `s` as mutable because it is also borrowed as immutable
 --> src/main.rs:6:5
  |
4 |     let word = first_word(&s);
  |                            - immutable borrow occurs here
5 |
6 |     s.clear(); // Error!
  |     ^ mutable borrow occurs here
7 | }
  | - immutable borrow ends here

Recall from the borrowing rules that if we have an immutable reference to something, we cannot also take a mutable reference. Because clear needs to truncate the String, it tries to take a mutable reference, which fails. Not only has Rust made our API easier to use, but it has also eliminated an entire class of errors at compile time!

String Literals Are Slices

Recall that we talked about string literals being stored inside the binary. Now that we know about slices, we can properly understand string literals:


# #![allow(unused_variables)]
#fn main() {
let s = "Hello, world!";
#}

The type of s here is &str: it’s a slice pointing to that specific point of the binary. This is also why string literals are immutable; &str is an immutable reference.

String Slices as Parameters

Knowing that you can take slices of literals and Strings leads us to one more improvement on first_word, and that’s its signature:

fn first_word(s: &String) -> &str {

A more experienced Rustacean would write the following line instead because it allows us to use the same function on both Strings and &strs:

fn first_word(s: &str) -> &str {

If we have a string slice, we can pass that directly. If we have a String, we can pass a slice of the entire String. Defining a function to take a string slice instead of a reference to a String makes our API more general and useful without losing any functionality:

Filename: src/main.rs

# fn first_word(s: &str) -> &str {
#     let bytes = s.as_bytes();
#
#     for (i, &item) in bytes.iter().enumerate() {
#         if item == b' ' {
#             return &s[0..i];
#         }
#     }
#
#     &s[..]
# }
fn main() {
    let my_string = String::from("hello world");

    // first_word works on slices of `String`s
    let word = first_word(&my_string[..]);

    let my_string_literal = "hello world";

    // first_word works on slices of string literals
    let word = first_word(&my_string_literal[..]);

    // since string literals *are* string slices already,
    // this works too, without the slice syntax!
    let word = first_word(my_string_literal);
}

Other Slices

String slices, as you might imagine, are specific to strings. But there’s a more general slice type, too. Consider this array:


# #![allow(unused_variables)]
#fn main() {
let a = [1, 2, 3, 4, 5];
#}

Just like we might want to refer to a part of a string, we might want to refer to part of an array and would do so like this:


# #![allow(unused_variables)]
#fn main() {
let a = [1, 2, 3, 4, 5];

let slice = &a[1..3];
#}

This slice has the type &[i32]. It works the same way as string slices do, by storing a reference to the first element and a length. You’ll use this kind of slice for all sorts of other collections. We’ll discuss these collections in detail when we talk about vectors in Chapter 8.

Summary

The concepts of ownership, borrowing, and slices are what ensure memory safety in Rust programs at compile time. The Rust language gives you control over your memory usage like other systems programming languages, but having the owner of data automatically clean up that data when the owner goes out of scope means you don’t have to write and debug extra code to get this control.

Ownership affects how lots of other parts of Rust work, so we’ll talk about these concepts further throughout the rest of the book. Let’s move on to the next chapter and look at grouping pieces of data together in a struct.

Using Structs to Structure Related Data

A struct, or structure, is a custom data type that lets us name and package together multiple related values that make up a meaningful group. If you’re familiar with an object-oriented language, a struct is like an object’s data attributes. In this chapter, we’ll compare and contrast tuples with structs, demonstrate how to use structs, and discuss how to define methods and associated functions to specify behavior associated with a struct’s data. The struct and enum (which is discussed in Chapter 6) concepts are the building blocks for creating new types in your program’s domain to take full advantage of Rust’s compile time type checking.

Defining and Instantiating Structs

Structs are similar to tuples, which were discussed in Chapter 3. Like tuples, the pieces of a struct can be different types. Unlike tuples, we name each piece of data so it’s clear what the values mean. As a result of these names, structs are more flexible than tuples: we don’t have to rely on the order of the data to specify or access the values of an instance.

To define a struct, we enter the keyword struct and name the entire struct. A struct’s name should describe the significance of the pieces of data being grouped together. Then, inside curly brackets, we define the names and types of the pieces of data, which we call fields. For example, Listing 5-1 shows a struct to store information about a user account:


# #![allow(unused_variables)]
#fn main() {
struct User {
    username: String,
    email: String,
    sign_in_count: u64,
    active: bool,
}
#}

Listing 5-1: A User struct definition

To use a struct after we’ve defined it, we create an instance of that struct by specifying concrete values for each of the fields. We create an instance by stating the name of the struct, and then add curly brackets containing key: value pairs where the keys are the names of the fields and the values are the data we want to store in those fields. We don’t have to specify the fields in the same order in which we declared them in the struct. In other words, the struct definition is like a general template for the type, and instances fill in that template with particular data to create values of the type. For example, we can declare a particular user as shown in Listing 5-2:


# #![allow(unused_variables)]
#fn main() {
# struct User {
#     username: String,
#     email: String,
#     sign_in_count: u64,
#     active: bool,
# }
#
let user1 = User {
    email: String::from("someone@example.com"),
    username: String::from("someusername123"),
    active: true,
    sign_in_count: 1,
};
#}

Listing 5-2: Creating an instance of the User struct

To get a specific value from a struct, we can use dot notation. If we wanted just this user’s email address, we can use user1.email wherever we want to use this value. If the instance is mutable, we can change a value by using the dot notation and assigning into a particular field. Listing 5-3 shows how to change the value in the email field of a mutable User instance:


# #![allow(unused_variables)]
#fn main() {
# struct User {
#     username: String,
#     email: String,
#     sign_in_count: u64,
#     active: bool,
# }
#
let mut user1 = User {
    email: String::from("someone@example.com"),
    username: String::from("someusername123"),
    active: true,
    sign_in_count: 1,
};

user1.email = String::from("anotheremail@example.com");
#}

Listing 5-3: Changing the value in the email field of a User instance

Note that the entire instance must be mutable; Rust doesn’t allow us to mark only certain fields as mutable. Also note that as with any expression, we can construct a new instance of the struct as the last expression in the function body to implicitly return that new instance.

Listing 5-4 shows a build_user function that returns a User instance with the given email and username. The active field gets the value of true, and the sign_in_count gets a value of 1.


# #![allow(unused_variables)]
#fn main() {
# struct User {
#     username: String,
#     email: String,
#     sign_in_count: u64,
#     active: bool,
# }
#
fn build_user(email: String, username: String) -> User {
    User {
        email: email,
        username: username,
        active: true,
        sign_in_count: 1,
    }
}
#}

Listing 5-4: A build_user function that takes an email and username and returns a User instance

It makes sense to name the function arguments with the same name as the struct fields, but having to repeat the email and username field names and variables is a bit tedious. If the struct had more fields, repeating each name would get even more annoying. Luckily, there’s a convenient shorthand!

Using the Field Init Shorthand when Variables and Fields Have the Same Name

Because the parameter names and the struct field names are exactly the same in Listing 5-4, we can use the field init shorthand syntax to rewrite build_user so that it behaves exactly the same but doesn’t have the repetition of email and username in the way shown in Listing 5-5.


# #![allow(unused_variables)]
#fn main() {
# struct User {
#     username: String,
#     email: String,
#     sign_in_count: u64,
#     active: bool,
# }
#
fn build_user(email: String, username: String) -> User {
    User {
        email,
        username,
        active: true,
        sign_in_count: 1,
    }
}
#}

Listing 5-5: A build_user function that uses field init shorthand since the email and username parameters have the same name as struct fields

Here, we’re creating a new instance of the User struct, which has a field named email. We want to set the email field’s value to the value in the email parameter of the build_user function. Because the email field and the email parameter have the same name, we only need to write email rather than email: email.

Creating Instances From Other Instances With Struct Update Syntax

It’s often useful to create a new instance of a struct that uses most of an old instance’s values, but changes some. We do this using struct update syntax.

First, Listing 5-6 shows how we create a new User instance in user2 without the update syntax. We set new values for email and username, but otherwise use the same values from user1 that we created in Listing 5-2:


# #![allow(unused_variables)]
#fn main() {
# struct User {
#     username: String,
#     email: String,
#     sign_in_count: u64,
#     active: bool,
# }
#
# let user1 = User {
#     email: String::from("someone@example.com"),
#     username: String::from("someusername123"),
#     active: true,
#     sign_in_count: 1,
# };
#
let user2 = User {
    email: String::from("another@example.com"),
    username: String::from("anotherusername567"),
    active: user1.active,
    sign_in_count: user1.sign_in_count,
};
#}

Listing 5-6: Creating a new User instance using some of the values from user1

Using struct update syntax, we can achieve the same effect with less code, as shown in Listing 5-7. The syntax .. specifies that the remaining fields not explicitly set should have the same value as the fields in the given instance.


# #![allow(unused_variables)]
#fn main() {
# struct User {
#     username: String,
#     email: String,
#     sign_in_count: u64,
#     active: bool,
# }
#
# let user1 = User {
#     email: String::from("someone@example.com"),
#     username: String::from("someusername123"),
#     active: true,
#     sign_in_count: 1,
# };
#
let user2 = User {
    email: String::from("another@example.com"),
    username: String::from("anotherusername567"),
    ..user1
};
#}

Listing 5-7: Using struct update syntax to set new email and username values for a User instance but use the rest of the values from the fields of the instance in the user1 variable

The code in Listing 5-7 also creates an instance in user2 that has a different value for email and username but has the same values for the active and sign_in_count fields from user1.

Tuple Structs without Named Fields to Create Different Types

We can also define structs that look similar to tuples (which were discussed in Chapter 3), called tuple structs, that have the added meaning the struct name provides, but don’t have names associated with their fields; rather, they just have the types of the fields. Tuple structs are useful when you want to give the whole tuple a name and make the tuple be a different type than other tuples, but naming each field as in a regular struct would be verbose or redundant.

To define a tuple struct you start with the struct keyword and the struct name followed by the types in the tuple. For example, here are definitions and usages of two tuple structs named Color and Point:


# #![allow(unused_variables)]
#fn main() {
struct Color(i32, i32, i32);
struct Point(i32, i32, i32);

let black = Color(0, 0, 0);
let origin = Point(0, 0, 0);
#}

Note that the black and origin values are different types, since they’re instances of different tuple structs. Each struct we define is its own type, even though the fields within the struct have the same types. For example, a function that takes a parameter of type Color cannot take a Point as an argument, even though both types are made up of three i32 values. Otherwise, tuple struct instances behave like tuples: you can destructure them into their individual pieces and you can use a . followed by the index to access an individual value, and so on.

Unit-Like Structs without Any Fields

We can also define structs that don’t have any fields! These are called unit-like structs since they behave similarly to (), the unit type. Unit-like structs can be useful in situations such as when you need to implement a trait on some type, but you don’t have any data that you want to store in the type itself. We’ll discuss traits in Chapter 10.

Ownership of Struct Data

In the User struct definition in Listing 5-1, we used the owned String type rather than the &str string slice type. This is a deliberate choice because we want instances of this struct to own all of its data and for that data to be valid for as long as the entire struct is valid.

It’s possible for structs to store references to data owned by something else, but to do so requires the use of lifetimes, a Rust feature that we’ll discuss in Chapter 10. Lifetimes ensure that the data referenced by a struct is valid for as long as the struct is. Let’s say you try to store a reference in a struct without specifying lifetimes, like this:

Filename: src/main.rs

struct User {
    username: &str,
    email: &str,
    sign_in_count: u64,
    active: bool,
}

fn main() {
    let user1 = User {
        email: "someone@example.com",
        username: "someusername123",
        active: true,
        sign_in_count: 1,
    };
}

The compiler will complain that it needs lifetime specifiers:

error[E0106]: missing lifetime specifier
 -->
  |
2 |     username: &str,
  |               ^ expected lifetime parameter

error[E0106]: missing lifetime specifier
 -->
  |
3 |     email: &str,
  |            ^ expected lifetime parameter

In Chapter 10, we’ll discuss how to fix these errors so you can store references in structs, but for now, we’ll fix errors like these using owned types like String instead of references like &str.

An Example Program Using Structs

To understand when we might want to use structs, let’s write a program that calculates the area of a rectangle. We’ll start with single variables, and then refactor the program until we’re using structs instead.

Let’s make a new binary project with Cargo called rectangles that will take the width and height of a rectangle specified in pixels and will calculate the area of the rectangle. Listing 5-8 shows a short program with one way of doing just that in our project’s src/main.rs:

Filename: src/main.rs

fn main() {
    let width1 = 30;
    let height1 = 50;

    println!(
        "The area of the rectangle is {} square pixels.",
        area(width1, height1)
    );
}

fn area(width: u32, height: u32) -> u32 {
    width * height
}

Listing 5-8: Calculating the area of a rectangle specified by its width and height in separate variables

Now, run this program using cargo run:

The area of the rectangle is 1500 square pixels.

Refactoring with Tuples

Even though Listing 5-8 works and figures out the area of the rectangle by calling the area function with each dimension, we can do better. The width and the height are related to each other because together they describe one rectangle.

The issue with this code is evident in the signature of area:

fn area(width: u32, height: u32) -> u32 {

The area function is supposed to calculate the area of one rectangle, but the function we wrote has two parameters. The parameters are related, but that’s not expressed anywhere in our program. It would be more readable and more manageable to group width and height together. We’ve already discussed one way we might do that in the “Grouping Values into Tuples” section of Chapter 3: by using tuples. Listing 5-9 shows another version of our program that uses tuples:

Filename: src/main.rs

fn main() {
    let rect1 = (30, 50);

    println!(
        "The area of the rectangle is {} square pixels.",
        area(rect1)
    );
}

fn area(dimensions: (u32, u32)) -> u32 {
    dimensions.0 * dimensions.1
}

Listing 5-9: Specifying the width and height of the rectangle with a tuple

In one way, this program is better. Tuples let us add a bit of structure, and we’re now passing just one argument. But in another way this version is less clear: tuples don’t name their elements, so our calculation has become more confusing because we have to index into the parts of the tuple.

It doesn’t matter if we mix up width and height for the area calculation, but if we want to draw the rectangle on the screen, it would matter! We would have to keep in mind that width is the tuple index 0 and height is the tuple index 1. If someone else worked on this code, they would have to figure this out and keep it in mind as well. It would be easy to forget or mix up these values and cause errors, because we haven’t conveyed the meaning of our data in our code.

Refactoring with Structs: Adding More Meaning

We use structs to add meaning by labeling the data. We can transform the tuple we’re using into a data type with a name for the whole as well as names for the parts, as shown in Listing 5-10:

Filename: src/main.rs

struct Rectangle {
    width: u32,
    height: u32,
}

fn main() {
    let rect1 = Rectangle { width: 30, height: 50 };

    println!(
        "The area of the rectangle is {} square pixels.",
        area(&rect1)
    );
}

fn area(rectangle: &Rectangle) -> u32 {
    rectangle.width * rectangle.height
}

Listing 5-10: Defining a Rectangle struct

Here we’ve defined a struct and named it Rectangle. Inside the {} we defined the fields as width and height, both of which have type u32. Then in main we create a particular instance of a Rectangle that has a width of 30 and a height of 50.

Our area function is now defined with one parameter, which we’ve named rectangle, whose type is an immutable borrow of a struct Rectangle instance. As mentioned in Chapter 4, we want to borrow the struct rather than take ownership of it. This way, main retains its ownership and can continue using rect1, which is the reason we use the & in the function signature and where we call the function.

The area function accesses the width and height fields of the Rectangle instance. Our function signature for area now says exactly what we mean: calculate the area of a Rectangle, using its width and height fields. This conveys that the width and height are related to each other, and gives descriptive names to the values rather than using the tuple index values of 0 and 1. This is a win for clarity.

Adding Useful Functionality with Derived Traits

It’d be nice to be able to print out an instance of our Rectangle while we’re debugging our program and see the values for all its fields. Listing 5-11 tries the println! macro as we have used it in Chapters 2, 3, and 4:

Filename: src/main.rs

struct Rectangle {
    width: u32,
    height: u32,
}

fn main() {
    let rect1 = Rectangle { width: 30, height: 50 };

    println!("rect1 is {}", rect1);
}

Listing 5-11: Attempting to print a Rectangle instance

When we run this code, we get an error with this core message:

error[E0277]: the trait bound `Rectangle: std::fmt::Display` is not satisfied

The println! macro can do many kinds of formatting, and by default, {} tells println! to use formatting known as Display: output intended for direct end user consumption. The primitive types we’ve seen so far implement Display by default, because there’s only one way you’d want to show a 1 or any other primitive type to a user. But with structs, the way println! should format the output is less clear because there are more display possibilities: do you want commas or not? Do you want to print the curly brackets? Should all the fields be shown? Due to this ambiguity, Rust doesn’t try to guess what we want and structs don’t have a provided implementation of Display.

If we continue reading the errors, we’ll find this helpful note:

`Rectangle` cannot be formatted with the default formatter; try using
`:?` instead if you are using a format string

Let’s try it! The println! macro call will now look like println!("rect1 is {:?}", rect1);. Putting the specifier :? inside the {} tells println! we want to use an output format called Debug. Debug is a trait that enables us to print out our struct in a way that is useful for developers so we can see its value while we’re debugging our code.

Run the code with this change. Drat! We still get an error:

error[E0277]: the trait bound `Rectangle: std::fmt::Debug` is not satisfied

But again, the compiler gives us a helpful note:

`Rectangle` cannot be formatted using `:?`; if it is defined in your
crate, add `#[derive(Debug)]` or manually implement it

Rust does include functionality to print out debugging information, but we have to explicitly opt-in to make that functionality available for our struct. To do that, we add the annotation #[derive(Debug)] just before the struct definition, as shown in Listing 5-12:

Filename: src/main.rs

#[derive(Debug)]
struct Rectangle {
    width: u32,
    height: u32,
}

fn main() {
    let rect1 = Rectangle { width: 30, height: 50 };

    println!("rect1 is {:?}", rect1);
}

Listing 5-12: Adding the annotation to derive the Debug trait and printing the Rectangle instance using debug formatting

Now when we run the program, we won’t get any errors and we’ll see the following output:

rect1 is Rectangle { width: 30, height: 50 }

Nice! It’s not the prettiest output, but it shows the values of all the fields for this instance, which would definitely help during debugging. When we have larger structs, it’s useful to have output that’s a bit easier to read; in those cases, we can use {:#?} instead of {:?} in the println! string. When we use the {:#?} style in the example, the output will look like this:

rect1 is Rectangle {
    width: 30,
    height: 50
}

Rust has provided a number of traits for us to use with the derive annotation that can add useful behavior to our custom types. Those traits and their behaviors are listed in Appendix C. We’ll cover how to implement these traits with custom behavior as well as how to create your own traits in Chapter 10.

Our area function is very specific: it only computes the area of rectangles. It would be helpful to tie this behavior more closely to our Rectangle struct, because it won’t work with any other type. Let’s look at how we can continue to refactor this code by turning the area function into an area method defined on our Rectangle type.

Method Syntax

Methods are similar to functions: they’re declared with the fn keyword and their name, they can have parameters and a return value, and they contain some code that is run when they’re called from somewhere else. However, methods are different from functions in that they’re defined within the context of a struct (or an enum or a trait object, which we cover in Chapters 6 and 17, respectively), and their first parameter is always self, which represents the instance of the struct the method is being called on.

Defining Methods

Let’s change the area function that has a Rectangle instance as a parameter and instead make an area method defined on the Rectangle struct, as shown in Listing 5-13:

Filename: src/main.rs

#[derive(Debug)]
struct Rectangle {
    width: u32,
    height: u32,
}

impl Rectangle {
    fn area(&self) -> u32 {
        self.width * self.height
    }
}

fn main() {
    let rect1 = Rectangle { width: 30, height: 50 };

    println!(
        "The area of the rectangle is {} square pixels.",
        rect1.area()
    );
}

Listing 5-13: Defining an area method on the Rectangle struct

To define the function within the context of Rectangle, we start an impl (implementation) block. Then we move the area function within the impl curly brackets and change the first (and in this case, only) parameter to be self in the signature and everywhere within the body. In main where we called the area function and passed rect1 as an argument, we can instead use method syntax to call the area method on our Rectangle instance. The method syntax goes after an instance: we add a dot followed by the method name, parentheses, and any arguments.

In the signature for area, we use &self instead of rectangle: &Rectangle because Rust knows the type of self is Rectangle due to this method being inside the impl Rectangle context. Note that we still need to use the & before self, just like we did in &Rectangle. Methods can take ownership of self, borrow self immutably as we’ve done here, or borrow self mutably, just like any other parameter.

We’ve chosen &self here for the same reason we used &Rectangle in the function version: we don’t want to take ownership, and we just want to read the data in the struct, not write to it. If we wanted to change the instance that we’ve called the method on as part of what the method does, we’d use &mut self as the first parameter. Having a method that takes ownership of the instance by using just self as the first parameter is rare; this technique is usually used when the method transforms self into something else and we want to prevent the caller from using the original instance after the transformation.

The main benefit of using methods instead of functions, in addition to using method syntax and not having to repeat the type of self in every method’s signature, is for organization. We’ve put all the things we can do with an instance of a type in one impl block rather than making future users of our code search for capabilities of Rectangle in various places in the library we provide.

Where’s the -> Operator?

In languages like C++, two different operators are used for calling methods: you use . if you’re calling a method on the object directly and -> if you’re calling the method on a pointer to the object and need to dereference the pointer first. In other words, if object is a pointer, object->something() is similar to (*object).something().

Rust doesn’t have an equivalent to the -> operator; instead, Rust has a feature called automatic referencing and dereferencing. Calling methods is one of the few places in Rust that has this behavior.

Here’s how it works: when you call a method with object.something(), Rust automatically adds in &, &mut, or * so object matches the signature of the method. In other words, the following are the same:


# #![allow(unused_variables)]
#fn main() {
# #[derive(Debug,Copy,Clone)]
# struct Point {
#     x: f64,
#     y: f64,
# }
#
# impl Point {
#    fn distance(&self, other: &Point) -> f64 {
#        let x_squared = f64::powi(other.x - self.x, 2);
#        let y_squared = f64::powi(other.y - self.y, 2);
#
#        f64::sqrt(x_squared + y_squared)
#    }
# }
# let p1 = Point { x: 0.0, y: 0.0 };
# let p2 = Point { x: 5.0, y: 6.5 };
p1.distance(&p2);
(&p1).distance(&p2);
#}

The first one looks much cleaner. This automatic referencing behavior works because methods have a clear receiver—the type of self. Given the receiver and name of a method, Rust can figure out definitively whether the method is reading (&self), mutating (&mut self), or consuming (self). The fact that Rust makes borrowing implicit for method receivers is a big part of making ownership ergonomic in practice.

Methods with More Parameters

Let’s practice using methods by implementing a second method on the Rectangle struct. This time, we want an instance of Rectangle to take another instance of Rectangle and return true if the second Rectangle can fit completely within self; otherwise it should return false. That is, we want to be able to write the program shown in Listing 5-14, once we’ve defined the can_hold method:

Filename: src/main.rs

fn main() {
    let rect1 = Rectangle { width: 30, height: 50 };
    let rect2 = Rectangle { width: 10, height: 40 };
    let rect3 = Rectangle { width: 60, height: 45 };

    println!("Can rect1 hold rect2? {}", rect1.can_hold(&rect2));
    println!("Can rect1 hold rect3? {}", rect1.can_hold(&rect3));
}

Listing 5-14: Demonstration of using the as-yet-unwritten can_hold method

And the expected output would look like the following, because both dimensions of rect2 are smaller than the dimensions of rect1, but rect3 is wider than rect1:

Can rect1 hold rect2? true
Can rect1 hold rect3? false

We know we want to define a method, so it will be within the impl Rectangle block. The method name will be can_hold, and it will take an immutable borrow of another Rectangle as a parameter. We can tell what the type of the parameter will be by looking at the code that calls the method: rect1.can_hold(&rect2) passes in &rect2, which is an immutable borrow to rect2, an instance of Rectangle. This makes sense because we only need to read rect2 (rather than write, which would mean we’d need a mutable borrow), and we want main to retain ownership of rect2 so we can use it again after calling the can_hold method. The return value of can_hold will be a Boolean, and the implementation will check whether the width and height of self are both greater than the width and height of the other Rectangle, respectively. Let’s add the new can_hold method to the impl block from Listing 5-13, shown in Listing 5-15:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# #[derive(Debug)]
# struct Rectangle {
#     width: u32,
#     height: u32,
# }
#
impl Rectangle {
    fn area(&self) -> u32 {
        self.width * self.height
    }

    fn can_hold(&self, other: &Rectangle) -> bool {
        self.width > other.width && self.height > other.height
    }
}
#}

Listing 5-15: Implementing the can_hold method on Rectangle that takes another Rectangle instance as a parameter

When we run this code with the main function in Listing 5-14, we’ll get our desired output. Methods can take multiple parameters that we add to the signature after the self parameter, and those parameters work just like parameters in functions.

Associated Functions

Another useful feature of impl blocks is that we’re allowed to define functions within impl blocks that don’t take self as a parameter. These are called associated functions because they’re associated with the struct. They’re still functions, not methods, because they don’t have an instance of the struct to work with. You’ve already used the String::from associated function.

Associated functions are often used for constructors that will return a new instance of the struct. For example, we could provide an associated function that would have one dimension parameter and use that as both width and height, thus making it easier to create a square Rectangle rather than having to specify the same value twice:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# #[derive(Debug)]
# struct Rectangle {
#     width: u32,
#     height: u32,
# }
#
impl Rectangle {
    fn square(size: u32) -> Rectangle {
        Rectangle { width: size, height: size }
    }
}
#}

To call this associated function, we use the :: syntax with the struct name, like let sq = Rectangle::square(3);, for example. This function is namespaced by the struct: the :: syntax is used for both associated functions and namespaces created by modules, which we’ll discuss in Chapter 7.

Multiple impl Blocks

Each struct is allowed to have multiple impl blocks. For example, Listing 5-15 is equivalent to the code shown in Listing 5-16, which has each method in its own impl block:


# #![allow(unused_variables)]
#fn main() {
# #[derive(Debug)]
# struct Rectangle {
#     width: u32,
#     height: u32,
# }
#
impl Rectangle {
    fn area(&self) -> u32 {
        self.width * self.height
    }
}

impl Rectangle {
    fn can_hold(&self, other: &Rectangle) -> bool {
        self.width > other.width && self.height > other.height
    }
}
#}

Listing 5-16: Rewriting Listing 5-15 using multiple impl blocks

There’s no reason to separate these methods into multiple impl blocks here, but it’s valid syntax. We will see a case when multiple impl blocks are useful in Chapter 10 when we discuss generic types and traits.

Summary

Structs let us create custom types that are meaningful for our domain. By using structs, we can keep associated pieces of data connected to each other and name each piece to make our code clear. Methods let us specify the behavior that instances of our structs have, and associated functions let us namespace functionality that is particular to our struct without having an instance available.

But structs aren’t the only way we can create custom types: let’s turn to Rust’s enum feature to add another tool to our toolbox.

Enums and Pattern Matching

In this chapter we’ll look at enumerations, also referred to as enums. Enums allow you to define a type by enumerating its possible values. First, we’ll define and use an enum to show how an enum can encode meaning along with data. Next, we’ll explore a particularly useful enum, called Option, which expresses that a value can be either something or nothing. Then we’ll look at how pattern matching in the match expression makes it easy to run different code for different values of an enum. Finally, we’ll cover how the if let construct is another convenient and concise idiom available to you to handle enums in your code.

Enums are a feature in many languages, but their capabilities differ in each language. Rust’s enums are most similar to algebraic data types in functional languages like F#, OCaml, and Haskell.

Defining an Enum

Let’s look at a situation we might want to express in code and see why enums are useful and more appropriate than structs in this case. Say we need to work with IP addresses. Currently, two major standards are used for IP addresses: version four and version six. These are the only possibilities for an IP address that our program will come across: we can enumerate all possible values, which is where enumeration gets its name.

Any IP address can be either a version four or a version six address but not both at the same time. That property of IP addresses makes the enum data structure appropriate for this case, because enum values can only be one of the variants. Both version four and version six addresses are still fundamentally IP addresses, so they should be treated as the same type when the code is handling situations that apply to any kind of IP address.

We can express this concept in code by defining an IpAddrKind enumeration and listing the possible kinds an IP address can be, V4 and V6. These are known as the variants of the enum:


# #![allow(unused_variables)]
#fn main() {
enum IpAddrKind {
    V4,
    V6,
}
#}

IpAddrKind is now a custom data type that we can use elsewhere in our code.

Enum Values

We can create instances of each of the two variants of IpAddrKind like this:


# #![allow(unused_variables)]
#fn main() {
# enum IpAddrKind {
#     V4,
#     V6,
# }
#
let four = IpAddrKind::V4;
let six = IpAddrKind::V6;
#}

Note that the variants of the enum are namespaced under its identifier, and we use a double colon to separate the two. The reason this is useful is that now both values IpAddrKind::V4 and IpAddrKind::V6 are of the same type: IpAddrKind. We can then, for instance, define a function that takes any IpAddrKind:


# #![allow(unused_variables)]
#fn main() {
# enum IpAddrKind {
#     V4,
#     V6,
# }
#
fn route(ip_type: IpAddrKind) { }
#}

And we can call this function with either variant:


# #![allow(unused_variables)]
#fn main() {
# enum IpAddrKind {
#     V4,
#     V6,
# }
#
# fn route(ip_type: IpAddrKind) { }
#
route(IpAddrKind::V4);
route(IpAddrKind::V6);
#}

Using enums has even more advantages. Thinking more about our IP address type, at the moment we don’t have a way to store the actual IP address data; we only know what kind it is. Given that you just learned about structs in Chapter 5, you might tackle this problem as shown in Listing 6-1:


# #![allow(unused_variables)]
#fn main() {
enum IpAddrKind {
    V4,
    V6,
}

struct IpAddr {
    kind: IpAddrKind,
    address: String,
}

let home = IpAddr {
    kind: IpAddrKind::V4,
    address: String::from("127.0.0.1"),
};

let loopback = IpAddr {
    kind: IpAddrKind::V6,
    address: String::from("::1"),
};
#}

Listing 6-1: Storing the data and IpAddrKind variant of an IP address using a struct

Here, we’ve defined a struct IpAddr that has two fields: a kind field that is of type IpAddrKind (the enum we defined previously) and an address field of type String. We have two instances of this struct. The first, home, has the value IpAddrKind::V4 as its kind with associated address data of 127.0.0.1. The second instance, loopback, has the other variant of IpAddrKind as its kind value, V6, and has address ::1 associated with it. We’ve used a struct to bundle the kind and address values together, so now the variant is associated with the value.

We can represent the same concept in a more concise way using just an enum, rather than an enum inside a struct, by putting data directly into each enum variant. This new definition of the IpAddr enum says that both V4 and V6 variants will have associated String values:


# #![allow(unused_variables)]
#fn main() {
enum IpAddr {
    V4(String),
    V6(String),
}

let home = IpAddr::V4(String::from("127.0.0.1"));

let loopback = IpAddr::V6(String::from("::1"));
#}

We attach data to each variant of the enum directly, so there is no need for an extra struct.

There’s another advantage to using an enum rather than a struct: each variant can have different types and amounts of associated data. Version four type IP addresses will always have four numeric components that will have values between 0 and 255. If we wanted to store V4 addresses as four u8 values but still express V6 addresses as one String value, we wouldn’t be able to with a struct. Enums handle this case with ease:


# #![allow(unused_variables)]
#fn main() {
enum IpAddr {
    V4(u8, u8, u8, u8),
    V6(String),
}

let home = IpAddr::V4(127, 0, 0, 1);

let loopback = IpAddr::V6(String::from("::1"));
#}

We’ve shown several different possibilities that we could define in our code for storing IP addresses of the two different varieties using an enum. However, as it turns out, wanting to store IP addresses and encode which kind they are is so common that the standard library has a definition we can use! Let’s look at how the standard library defines IpAddr: it has the exact enum and variants that we’ve defined and used, but it embeds the address data inside the variants in the form of two different structs, which are defined differently for each variant:


# #![allow(unused_variables)]
#fn main() {
struct Ipv4Addr {
    // details elided
}

struct Ipv6Addr {
    // details elided
}

enum IpAddr {
    V4(Ipv4Addr),
    V6(Ipv6Addr),
}
#}

This code illustrates that you can put any kind of data inside an enum variant: strings, numeric types, or structs, for example. You can even include another enum! Also, standard library types are often not much more complicated than what you might come up with.

Note that even though the standard library contains a definition for IpAddr, we can still create and use our own definition without conflict because we haven’t brought the standard library’s definition into our scope. We’ll talk more about bringing types into scope in Chapter 7.

Let’s look at another example of an enum in Listing 6-2: this one has a wide variety of types embedded in its variants:


# #![allow(unused_variables)]
#fn main() {
enum Message {
    Quit,
    Move { x: i32, y: i32 },
    Write(String),
    ChangeColor(i32, i32, i32),
}
#}

Listing 6-2: A Message enum whose variants each store different amounts and types of values

This enum has four variants with different types:

  • Quit has no data associated with it at all.
  • Move includes an anonymous struct inside it.
  • Write includes a single String.
  • ChangeColor includes three i32 values.

Defining an enum with variants like the ones in Listing 6-2 is similar to defining different kinds of struct definitions except the enum doesn’t use the struct keyword and all the variants are grouped together under the Message type. The following structs could hold the same data that the preceding enum variants hold:


# #![allow(unused_variables)]
#fn main() {
struct QuitMessage; // unit struct
struct MoveMessage {
    x: i32,
    y: i32,
}
struct WriteMessage(String); // tuple struct
struct ChangeColorMessage(i32, i32, i32); // tuple struct
#}

But if we used the different structs, which each have their own type, we wouldn’t be able to as easily define a function that could take any of these kinds of messages as we could with the Message enum defined in Listing 6-2, which is a single type.

There is one more similarity between enums and structs: just as we’re able to define methods on structs using impl, we’re also able to define methods on enums. Here’s a method named call that we could define on our Message enum:


# #![allow(unused_variables)]
#fn main() {
# enum Message {
#     Quit,
#     Move { x: i32, y: i32 },
#     Write(String),
#     ChangeColor(i32, i32, i32),
# }
#
impl Message {
    fn call(&self) {
        // method body would be defined here
    }
}

let m = Message::Write(String::from("hello"));
m.call();
#}

The body of the method would use self to get the value that we called the method on. In this example, we’ve created a variable m that has the value Message::Write(String::from("hello")), and that is what self will be in the body of the call method when m.call() runs.

Let’s look at another enum in the standard library that is very common and useful: Option.

The Option Enum and Its Advantages Over Null Values

In the previous section, we looked at how the IpAddr enum let us use Rust’s type system to encode more information than just the data into our program. This section explores a case study of Option, which is another enum defined by the standard library. The Option type is used in many places because it encodes the very common scenario in which a value could be something or it could be nothing. Expressing this concept in terms of the type system means the compiler can check that you’ve handled all the cases you should be handling, which can prevent bugs that are extremely common in other programming languages.

Programming language design is often thought of in terms of which features you include, but the features you exclude are important too. Rust doesn’t have the null feature that many other languages have. Null is a value that means there is no value there. In languages with null, variables can always be in one of two states: null or not-null.

In “Null References: The Billion Dollar Mistake,” Tony Hoare, the inventor of null, has this to say:

I call it my billion-dollar mistake. At that time, I was designing the first comprehensive type system for references in an object-oriented language. My goal was to ensure that all use of references should be absolutely safe, with checking performed automatically by the compiler. But I couldn’t resist the temptation to put in a null reference, simply because it was so easy to implement. This has led to innumerable errors, vulnerabilities, and system crashes, which have probably caused a billion dollars of pain and damage in the last forty years.

The problem with null values is that if you try to actually use a value that’s null as if it is a not-null value, you’ll get an error of some kind. Because this null or not-null property is pervasive, it’s extremely easy to make this kind of error.

However, the concept that null is trying to express is still a useful one: a null is a value that is currently invalid or absent for some reason.

The problem isn’t with the actual concept but with the particular implementation. As such, Rust does not have nulls, but it does have an enum that can encode the concept of a value being present or absent. This enum is Option<T>, and it is defined by the standard library as follows:


# #![allow(unused_variables)]
#fn main() {
enum Option<T> {
    Some(T),
    None,
}
#}

The Option<T> enum is so useful that it’s even included in the prelude; you don’t need to bring it into scope explicitly. In addition, so are its variants: you can use Some and None directly without prefixing them with Option::. Option<T> is still just a regular enum, and Some(T) and None are still variants of type Option<T>.

The <T> syntax is a feature of Rust we haven’t talked about yet. It’s a generic type parameter, and we’ll cover generics in more detail in Chapter 10. For now, all you need to know is that <T> means the Some variant of the Option enum can hold one piece of data of any type. Here are some examples of using Option values to hold number types and string types:


# #![allow(unused_variables)]
#fn main() {
let some_number = Some(5);
let some_string = Some("a string");

let absent_number: Option<i32> = None;
#}

If we use None rather than Some, we need to tell Rust what type of Option<T> we have, because the compiler can’t infer the type that the Some variant will hold by looking only at a None value.

When we have a Some value, we know that a value is present, and the value is held within the Some. When we have a None value, in some sense, it means the same thing as null: we don’t have a valid value. So why is having Option<T> any better than having null?

In short, because Option<T> and T (where T can be any type) are different types, the compiler won’t let us use an Option<T> value as if it was definitely a valid value. For example, this code won’t compile because it’s trying to add an i8 to an Option<i8>:

let x: i8 = 5;
let y: Option<i8> = Some(5);

let sum = x + y;

If we run this code, we get an error message like this:

error[E0277]: the trait bound `i8: std::ops::Add<std::option::Option<i8>>` is
not satisfied
 -->
  |
5 |     let sum = x + y;
  |                 ^ no implementation for `i8 + std::option::Option<i8>`
  |

Intense! In effect, this error message means that Rust doesn’t understand how to add an i8 and an Option<i8>, because they’re different types. When we have a value of a type like i8 in Rust, the compiler will ensure that we always have a valid value. We can proceed confidently without having to check for null before using that value. Only when we have an Option<i8> (or whatever type of value we’re working with) do we have to worry about possibly not having a value, and the compiler will make sure we handle that case before using the value.

In other words, you have to convert an Option<T> to a T before you can perform T operations with it. Generally, this helps catch one of the most common issues with null: assuming that something isn’t null when it actually is.

Not having to worry about missing an assumption of having a not-null value helps you to be more confident in your code. In order to have a value that can possibly be null, you must explicitly opt in by making the type of that value Option<T>. Then, when you use that value, you are required to explicitly handle the case when the value is null. Everywhere that a value has a type that isn’t an Option<T>, you can safely assume that the value isn’t null. This was a deliberate design decision for Rust to limit null’s pervasiveness and increase the safety of Rust code.

So, how do you get the T value out of a Some variant when you have a value of type Option<T> so you can use that value? The Option<T> enum has a large number of methods that are useful in a variety of situations; you can check them out in its documentation. Becoming familiar with the methods on Option<T> will be extremely useful in your journey with Rust.

In general, in order to use an Option<T> value, we want to have code that will handle each variant. We want some code that will run only when we have a Some(T) value, and this code is allowed to use the inner T. We want some other code to run if we have a None value, and that code doesn’t have a T value available. The match expression is a control flow construct that does just this when used with enums: it will run different code depending on which variant of the enum it has, and that code can use the data inside the matching value.

The match Control Flow Operator

Rust has an extremely powerful control-flow operator called match that allows us to compare a value against a series of patterns and then execute code based on which pattern matches. Patterns can be made up of literal values, variable names, wildcards, and many other things; Chapter 18 covers all the different kinds of patterns and what they do. The power of match comes from the expressiveness of the patterns and the compiler checks that all possible cases are handled.

Think of a match expression kind of like a coin sorting machine: coins slide down a track with variously sized holes along it, and each coin falls through the first hole it encounters that it fits into. In the same way, values go through each pattern in a match, and at the first pattern the value “fits,” the value will fall into the associated code block to be used during execution.

Because we just mentioned coins, let’s use them as an example using match! We can write a function that can take an unknown United States coin and, in a similar way as the counting machine, determine which coin it is and return its value in cents, as shown here in Listing 6-3:


# #![allow(unused_variables)]
#fn main() {
enum Coin {
    Penny,
    Nickel,
    Dime,
    Quarter,
}

fn value_in_cents(coin: Coin) -> u32 {
    match coin {
        Coin::Penny => 1,
        Coin::Nickel => 5,
        Coin::Dime => 10,
        Coin::Quarter => 25,
    }
}
#}

Listing 6-3: An enum and a match expression that has the variants of the enum as its patterns.

Let’s break down the match in the value_in_cents function. First, we list the match keyword followed by an expression, which in this case is the value coin. This seems very similar to an expression used with if, but there’s a big difference: with if, the expression needs to return a Boolean value. Here, it can be any type. The type of coin in this example is the Coin enum that we defined in Listing 6-3.

Next are the match arms. An arm has two parts: a pattern and some code. The first arm here has a pattern that is the value Coin::Penny and then the => operator that separates the pattern and the code to run. The code in this case is just the value 1. Each arm is separated from the next with a comma.

When the match expression executes, it compares the resulting value against the pattern of each arm, in order. If a pattern matches the value, the code associated with that pattern is executed. If that pattern doesn’t match the value, execution continues to the next arm, much like a coin sorting machine. We can have as many arms as we need: in Listing 6-3, our match has four arms.

The code associated with each arm is an expression, and the resulting value of the expression in the matching arm is the value that gets returned for the entire match expression.

Curly brackets typically aren’t used if the match arm code is short, as it is in Listing 6-3 where each arm just returns a value. If you want to run multiple lines of code in a match arm, you can use curly brackets. For example, the following code would print out “Lucky penny!” every time the method was called with a Coin::Penny but would still return the last value of the block, 1:


# #![allow(unused_variables)]
#fn main() {
# enum Coin {
#    Penny,
#    Nickel,
#    Dime,
#    Quarter,
# }
#
fn value_in_cents(coin: Coin) -> u32 {
    match coin {
        Coin::Penny => {
            println!("Lucky penny!");
            1
        },
        Coin::Nickel => 5,
        Coin::Dime => 10,
        Coin::Quarter => 25,
    }
}
#}

Patterns that Bind to Values

Another useful feature of match arms is that they can bind to parts of the values that match the pattern. This is how we can extract values out of enum variants.

As an example, let’s change one of our enum variants to hold data inside it. From 1999 through 2008, the United States minted quarters with different designs for each of the 50 states on one side. No other coins got state designs, so only quarters have this extra value. We can add this information to our enum by changing the Quarter variant to include a UsState value stored inside it, which we’ve done here in Listing 6-4:


# #![allow(unused_variables)]
#fn main() {
#[derive(Debug)] // So we can inspect the state in a minute
enum UsState {
    Alabama,
    Alaska,
    // ... etc
}

enum Coin {
    Penny,
    Nickel,
    Dime,
    Quarter(UsState),
}
#}

Listing 6-4: A Coin enum where the Quarter variant also holds a UsState value

Let’s imagine that a friend of ours is trying to collect all 50 state quarters. While we sort our loose change by coin type, we’ll also call out the name of the state associated with each quarter so if it’s one our friend doesn’t have, they can add it to their collection.

In the match expression for this code, we add a variable called state to the pattern that matches values of the variant Coin::Quarter. When a Coin::Quarter matches, the state variable will bind to the value of that quarter’s state. Then we can use state in the code for that arm, like so:


# #![allow(unused_variables)]
#fn main() {
# #[derive(Debug)]
# enum UsState {
#    Alabama,
#    Alaska,
# }
#
# enum Coin {
#    Penny,
#    Nickel,
#    Dime,
#    Quarter(UsState),
# }
#
fn value_in_cents(coin: Coin) -> u32 {
    match coin {
        Coin::Penny => 1,
        Coin::Nickel => 5,
        Coin::Dime => 10,
        Coin::Quarter(state) => {
            println!("State quarter from {:?}!", state);
            25
        },
    }
}
#}

If we were to call value_in_cents(Coin::Quarter(UsState::Alaska)), coin would be Coin::Quarter(UsState::Alaska). When we compare that value with each of the match arms, none of them match until we reach Coin::Quarter(state). At that point, the binding for state will be the value UsState::Alaska. We can then use that binding in the println! expression, thus getting the inner state value out of the Coin enum variant for Quarter.

Matching with Option<T>

In the previous section we wanted to get the inner T value out of the Some case when using Option<T>; we can also handle Option<T> using match as we did with the Coin enum! Instead of comparing coins, we’ll compare the variants of Option<T>, but the way that the match expression works remains the same.

Let’s say we want to write a function that takes an Option<i32>, and if there’s a value inside, adds one to that value. If there isn’t a value inside, the function should return the None value and not attempt to perform any operations.

This function is very easy to write, thanks to match, and will look like Listing 6-5:


# #![allow(unused_variables)]
#fn main() {
fn plus_one(x: Option<i32>) -> Option<i32> {
    match x {
        None => None,
        Some(i) => Some(i + 1),
    }
}

let five = Some(5);
let six = plus_one(five);
let none = plus_one(None);
#}

Listing 6-5: A function that uses a match expression on an Option<i32>

Matching Some(T)

Let’s examine the first execution of plus_one in more detail. When we call plus_one(five), the variable x in the body of plus_one will have the value Some(5). We then compare that against each match arm.

None => None,

The Some(5) value doesn’t match the pattern None, so we continue to the next arm.

Some(i) => Some(i + 1),

Does Some(5) match Some(i)? Well yes it does! We have the same variant. The i binds to the value contained in Some, so i takes the value 5. The code in the match arm is then executed, so we add one to the value of i and create a new Some value with our total 6 inside.

Matching None

Now let’s consider the second call of plus_one in Listing 6-5 where x is None. We enter the match and compare to the first arm.

None => None,

It matches! There’s no value to add to, so the program stops and returns the None value on the right side of =>. Because the first arm matched, no other arms are compared.

Combining match and enums is useful in many situations. You’ll see this pattern a lot in Rust code: match against an enum, bind a variable to the data inside, and then execute code based on it. It’s a bit tricky at first, but once you get used to it, you’ll wish you had it in all languages. It’s consistently a user favorite.

Matches Are Exhaustive

There’s one other aspect of match we need to discuss. Consider this version of our plus_one function:

fn plus_one(x: Option<i32>) -> Option<i32> {
    match x {
        Some(i) => Some(i + 1),
    }
}

We didn’t handle the None case, so this code will cause a bug. Luckily, it’s a bug Rust knows how to catch. If we try to compile this code, we’ll get this error:

error[E0004]: non-exhaustive patterns: `None` not covered
 -->
  |
6 |         match x {
  |               ^ pattern `None` not covered

Rust knows that we didn’t cover every possible case and even knows which pattern we forgot! Matches in Rust are exhaustive: we must exhaust every last possibility in order for the code to be valid. Especially in the case of Option<T>, when Rust prevents us from forgetting to explicitly handle the None case, it protects us from assuming that we have a value when we might have null, thus making the billion dollar mistake discussed earlier.

The _ Placeholder

Rust also has a pattern we can use in situations when we don’t want to list all possible values. For example, a u8 can have valid values of 0 through 255. If we only care about the values 1, 3, 5, and 7, we don’t want to have to list out 0, 2, 4, 6, 8, 9 all the way up to 255. Fortunately, we don’t have to: we can use the special pattern _ instead:


# #![allow(unused_variables)]
#fn main() {
let some_u8_value = 0u8;
match some_u8_value {
    1 => println!("one"),
    3 => println!("three"),
    5 => println!("five"),
    7 => println!("seven"),
    _ => (),
}
#}

The _ pattern will match any value. By putting it after our other arms, the _ will match all the possible cases that aren’t specified before it. The () is just the unit value, so nothing will happen in the _ case. As a result, we can say that we want to do nothing for all the possible values that we don’t list before the _ placeholder.

However, the match expression can be a bit wordy in a situation in which we only care about one of the cases. For this situation, Rust provides if let.

Concise Control Flow with if let

The if let syntax lets you combine if and let into a less verbose way to handle values that match one pattern and ignore the rest. Consider the program in Listing 6-6 that matches on an Option<u8> value but only wants to execute code if the value is three:


# #![allow(unused_variables)]
#fn main() {
let some_u8_value = Some(0u8);
match some_u8_value {
    Some(3) => println!("three"),
    _ => (),
}
#}

Listing 6-6: A match that only cares about executing code when the value is Some(3)

We want to do something with the Some(3) match but do nothing with any other Some<u8> value or the None value. To satisfy the match expression, we have to add _ => () after processing just one variant, which is a lot of boilerplate code to add.

Instead, we could write this in a shorter way using if let. The following code behaves the same as the match in Listing 6-6:


# #![allow(unused_variables)]
#fn main() {
# let some_u8_value = Some(0u8);
if let Some(3) = some_u8_value {
    println!("three");
}
#}

if let takes a pattern and an expression separated by an =. It works the same way as a match, where the expression is given to the match and the pattern is its first arm.

Using if let means you have less to type, less indentation, and less boilerplate code. However, we’ve lost the exhaustive checking that match enforces. Choosing between match and if let depends on what you’re doing in your particular situation and if gaining conciseness is an appropriate trade-off for losing exhaustive checking.

In other words, you can think of if let as syntax sugar for a match that runs code when the value matches one pattern and then ignores all other values.

We can include an else with an if let. The block of code that goes with the else is the same as the block of code that would go with the _ case in the match expression that is equivalent to the if let and else. Recall the Coin enum definition in Listing 6-4, where the Quarter variant also held a UsState value. If we wanted to count all non-quarter coins we see while also announcing the state of the quarters, we could do that with a match expression like this:


# #![allow(unused_variables)]
#fn main() {
# #[derive(Debug)]
# enum UsState {
#    Alabama,
#    Alaska,
# }
#
# enum Coin {
#    Penny,
#    Nickel,
#    Dime,
#    Quarter(UsState),
# }
# let coin = Coin::Penny;
let mut count = 0;
match coin {
    Coin::Quarter(state) => println!("State quarter from {:?}!", state),
    _ => count += 1,
}
#}

Or we could use an if let and else expression like this:


# #![allow(unused_variables)]
#fn main() {
# #[derive(Debug)]
# enum UsState {
#    Alabama,
#    Alaska,
# }
#
# enum Coin {
#    Penny,
#    Nickel,
#    Dime,
#    Quarter(UsState),
# }
# let coin = Coin::Penny;
let mut count = 0;
if let Coin::Quarter(state) = coin {
    println!("State quarter from {:?}!", state);
} else {
    count += 1;
}
#}

If you have a situation in which your program has logic that is too verbose to express using a match, remember that if let is in your Rust toolbox as well.

Summary

We’ve now covered how to use enums to create custom types that can be one of a set of enumerated values. We’ve shown how the standard library’s Option<T> type helps you use the type system to prevent errors. When enum values have data inside them, you can use match or if let to extract and use those values, depending on how many cases you need to handle.

Your Rust programs can now express concepts in your domain using structs and enums. Creating custom types to use in your API ensures type safety: the compiler will make certain your functions only get values of the type each function expects.

In order to provide a well-organized API to your users that is straightforward to use and only exposes exactly what your users will need, let’s now turn to Rust’s modules.

Using Modules to Reuse and Organize Code

When you start writing programs in Rust, your code might live solely in the main function. As your code grows, you’ll eventually move functionality into other functions for reuse and better organization. By splitting your code into smaller chunks, each chunk is easier to understand on its own. But what happens if you have too many functions? Rust has a module system that enables the reuse of code in an organized fashion.

In the same way that you extract lines of code into a function, you can extract functions (and other code, like structs and enums) into different modules. A module is a namespace that contains definitions of functions or types, and you can choose whether those definitions are visible outside their module (public) or not (private). Here’s an overview of how modules work:

  • The mod keyword declares a new module. Code within the module appears either immediately following this declaration within curly brackets or in another file.
  • By default, functions, types, constants, and modules are private. The pub keyword makes an item public and therefore visible outside its namespace.
  • The use keyword brings modules, or the definitions inside modules, into scope so it’s easier to refer to them.

We’ll look at each of these parts to see how they fit into the whole.

mod and the Filesystem

We’ll start our module example by making a new project with Cargo, but instead of creating a binary crate, we’ll make a library crate: a project that other people can pull into their projects as a dependency. For example, the rand crate discussed in Chapter 2 is a library crate that we used as a dependency in the guessing game project.

We’ll create a skeleton of a library that provides some general networking functionality; we’ll concentrate on the organization of the modules and functions but we won’t worry about what code goes in the function bodies. We’ll call our library communicator. By default, Cargo will create a library unless another type of project is specified: if we omit the --bin option that we’ve been using in all of the chapters preceding this one, our project will be a library:

$ cargo new communicator
$ cd communicator

Notice that Cargo generated src/lib.rs instead of src/main.rs. Inside src/lib.rs we’ll find the following:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod tests {
    #[test]
    fn it_works() {
        assert_eq!(2 + 2, 4);
    }
}
#}

Cargo creates an example test to help us get our library started, rather than the “Hello, world!” binary that we get when we use the --bin option. We’ll look at the #[] and mod tests syntax in the “Using super to Access a Parent Module” section later in this chapter, but for now, leave this code at the bottom of src/lib.rs.

Because we don’t have a src/main.rs file, there’s nothing for Cargo to execute with the cargo run command. Therefore, we’ll use the cargo build command to compile our library crate’s code.

We’ll look at different options for organizing your library’s code that will be suitable in a variety of situations, depending on the intent of the code.

Module Definitions

For our communicator networking library, we’ll first define a module named network that contains the definition of a function called connect. Every module definition in Rust starts with the mod keyword. Add this code to the beginning of the src/lib.rs file, above the test code:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
mod network {
    fn connect() {
    }
}
#}

After the mod keyword, we put the name of the module, network, and then a block of code in curly brackets. Everything inside this block is inside the namespace network. In this case, we have a single function, connect. If we wanted to call this function from code outside the network module, we would need to specify the module and use the namespace syntax ::, like so: network::connect() rather than just connect().

We can also have multiple modules, side by side, in the same src/lib.rs file. For example, to also have a client module that has a function named connect as well, we can add it as shown in Listing 7-1:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
mod network {
    fn connect() {
    }
}

mod client {
    fn connect() {
    }
}
#}

Listing 7-1: The network module and the client module defined side by side in src/lib.rs

Now we have a network::connect function and a client::connect function. These can have completely different functionality, and the function names do not conflict with each other because they’re in different modules.

In this case, because we’re building a library, the file that serves as the entry point for building our library is src/lib.rs. However, in respect to creating modules, there’s nothing special about src/lib.rs. We could also create modules in src/main.rs for a binary crate in the same way as we’re creating modules in src/lib.rs for the library crate. In fact, we can put modules inside of modules, which can be useful as your modules grow to keep related functionality organized together and separate functionality apart. The choice of how you organize your code depends on how you think about the relationship between the parts of your code. For instance, the client code and its connect function might make more sense to users of our library if they were inside the network namespace instead, as in Listing 7-2:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
mod network {
    fn connect() {
    }

    mod client {
        fn connect() {
        }
    }
}
#}

Listing 7-2: Moving the client module inside the network module

In your src/lib.rs file, replace the existing mod network and mod client definitions with the ones in Listing 7-2, which have the client module as an inner module of network. Now we have the functions network::connect and network::client::connect: again, the two functions named connect don’t conflict with each other because they’re in different namespaces.

In this way, modules form a hierarchy. The contents of src/lib.rs are at the topmost level, and the submodules are at lower levels. Here’s what the organization of our example in Listing 7-1 looks like when thought of as a hierarchy:

communicator
 ├── network
 └── client

And here’s the hierarchy corresponding to the example in Listing 7-2:

communicator
 └── network
     └── client

The hierarchy shows that in Listing 7-2, client is a child of the network module rather than a sibling. More complicated projects can have many modules, and they’ll need to be organized logically in order to keep track of them. What “logically” means in your project is up to you and depends on how you and your library’s users think about your project’s domain. Use the techniques shown here to create side-by-side modules and nested modules in whatever structure you would like.

Moving Modules to Other Files

Modules form a hierarchical structure, much like another structure in computing that you’re used to: filesystems! We can use Rust’s module system along with multiple files to split up Rust projects so not everything lives in src/lib.rs or src/main.rs. For this example, let’s start with the code in Listing 7-3:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
mod client {
    fn connect() {
    }
}

mod network {
    fn connect() {
    }

    mod server {
        fn connect() {
        }
    }
}
#}

Listing 7-3: Three modules, client, network, and network::server, all defined in src/lib.rs

The file src/lib.rs has this module hierarchy:

communicator
 ├── client
 └── network
     └── server

If these modules had many functions, and those functions were becoming lengthy, it would be difficult to scroll through this file to find the code we wanted to work with. Because the functions are nested inside one or more mod blocks, the lines of code inside the functions will start getting lengthy as well. These would be good reasons to separate the client, network, and server modules from src/lib.rs and place them into their own files.

First, replace the client module code with only the declaration of the client module, so that your src/lib.rs looks like code shown in Listing 7-4:

Filename: src/lib.rs

mod client;

mod network {
    fn connect() {
    }

    mod server {
        fn connect() {
        }
    }
}

Listing 7-4: Extracting the contents of the client module but leaving the declaration in src/lib.rs

We’re still declaring the client module here, but by replacing the block with a semicolon, we’re telling Rust to look in another location for the code defined within the scope of the client module. In other words, the line mod client; means:

mod client {
    // contents of client.rs
}

Now we need to create the external file with that module name. Create a client.rs file in your src/ directory and open it. Then enter the following, which is the connect function in the client module that we removed in the previous step:

Filename: src/client.rs


# #![allow(unused_variables)]
#fn main() {
fn connect() {
}
#}

Note that we don’t need a mod declaration in this file because we already declared the client module with mod in src/lib.rs. This file just provides the contents of the client module. If we put a mod client here, we’d be giving the client module its own submodule named client!

Rust only knows to look in src/lib.rs by default. If we want to add more files to our project, we need to tell Rust in src/lib.rs to look in other files; this is why mod client needs to be defined in src/lib.rs and can’t be defined in src/client.rs.

Now the project should compile successfully, although you’ll get a few warnings. Remember to use cargo build instead of cargo run because we have a library crate rather than a binary crate:

$ cargo build
   Compiling communicator v0.1.0 (file:///projects/communicator)
warning: function is never used: `connect`
 --> src/client.rs:1:1
  |
1 | / fn connect() {
2 | | }
  | |_^
  |
  = note: #[warn(dead_code)] on by default

warning: function is never used: `connect`
 --> src/lib.rs:4:5
  |
4 | /     fn connect() {
5 | |     }
  | |_____^

warning: function is never used: `connect`
 --> src/lib.rs:8:9
  |
8 | /         fn connect() {
9 | |         }
  | |_________^

These warnings tell us that we have functions that are never used. Don’t worry about these warnings for now; we’ll address them later in this chapter in the “Controlling Visibility with pub” section. The good news is that they’re just warnings; our project built successfully!

Next, let’s extract the network module into its own file using the same pattern. In src/lib.rs, delete the body of the network module and add a semicolon to the declaration, like so:

Filename: src/lib.rs

mod client;

mod network;

Then create a new src/network.rs file and enter the following:

Filename: src/network.rs


# #![allow(unused_variables)]
#fn main() {
fn connect() {
}

mod server {
    fn connect() {
    }
}
#}

Notice that we still have a mod declaration within this module file; this is because we still want server to be a submodule of network.

Run cargo build again. Success! We have one more module to extract: server. Because it’s a submodule—that is, a module within a module—our current tactic of extracting a module into a file named after that module won’t work. We’ll try anyway so you can see the error. First, change src/network.rs to have mod server; instead of the server module’s contents:

Filename: src/network.rs

fn connect() {
}

mod server;

Then create a src/server.rs file and enter the contents of the server module that we extracted:

Filename: src/server.rs


# #![allow(unused_variables)]
#fn main() {
fn connect() {
}
#}

When we try to cargo build, we’ll get the error shown in Listing 7-5:

$ cargo build
   Compiling communicator v0.1.0 (file:///projects/communicator)
error: cannot declare a new module at this location
 --> src/network.rs:4:5
  |
4 | mod server;
  |     ^^^^^^
  |
note: maybe move this module `src/network.rs` to its own directory via `src/network/mod.rs`
 --> src/network.rs:4:5
  |
4 | mod server;
  |     ^^^^^^
note: ... or maybe `use` the module `server` instead of possibly redeclaring it
 --> src/network.rs:4:5
  |
4 | mod server;
  |     ^^^^^^

Listing 7-5: Error when trying to extract the server submodule into src/server.rs

The error says we cannot declare a new module at this location and is pointing to the mod server; line in src/network.rs. So src/network.rs is different than src/lib.rs somehow: keep reading to understand why.

The note in the middle of Listing 7-5 is actually very helpful because it points out something we haven’t yet talked about doing:

note: maybe move this module `network` to its own directory via
`network/mod.rs`

Instead of continuing to follow the same file naming pattern we used previously, we can do what the note suggests:

  1. Make a new directory named network, the parent module’s name.
  2. Move the src/network.rs file into the new network directory, and rename it to src/network/mod.rs.
  3. Move the submodule file src/server.rs into the network directory.

Here are commands to carry out these steps:

$ mkdir src/network
$ mv src/network.rs src/network/mod.rs
$ mv src/server.rs src/network

Now when we try to run cargo build, compilation will work (we’ll still have warnings though). Our module layout still looks like this, which is exactly the same as it did when we had all the code in src/lib.rs in Listing 7-3:

communicator
 ├── client
 └── network
     └── server

The corresponding file layout now looks like this:

├── src
│   ├── client.rs
│   ├── lib.rs
│   └── network
│       ├── mod.rs
│       └── server.rs

So when we wanted to extract the network::server module, why did we have to also change the src/network.rs file to the src/network/mod.rs file and put the code for network::server in the network directory in src/network/server.rs instead of just being able to extract the network::server module into src/server.rs? The reason is that Rust wouldn’t be able to recognize that server was supposed to be a submodule of network if the server.rs file was in the src directory. To clarify Rust’s behavior here, let’s consider a different example with the following module hierarchy, where all the definitions are in src/lib.rs:

communicator
 ├── client
 └── network
     └── client

In this example, we have three modules again: client, network, and network::client. Following the same steps we did earlier for extracting modules into files, we would create src/client.rs for the client module. For the network module, we would create src/network.rs. But we wouldn’t be able to extract the network::client module into a src/client.rs file because that already exists for the top-level client module! If we could put the code for both the client and network::client modules in the src/client.rs file, Rust wouldn’t have any way to know whether the code was for client or for network::client.

Therefore, in order to extract a file for the network::client submodule of the network module, we needed to create a directory for the network module instead of a src/network.rs file. The code that is in the network module then goes into the src/network/mod.rs file, and the submodule network::client can have its own src/network/client.rs file. Now the top-level src/client.rs is unambiguously the code that belongs to the client module.

Rules of Module Filesystems

Let’s summarize the rules of modules with regard to files:

  • If a module named foo has no submodules, you should put the declarations for foo in a file named foo.rs.
  • If a module named foo does have submodules, you should put the declarations for foo in a file named foo/mod.rs.

These rules apply recursively, so if a module named foo has a submodule named bar and bar does not have submodules, you should have the following files in your src directory:

├── foo
│   ├── bar.rs (contains the declarations in `foo::bar`)
│   └── mod.rs (contains the declarations in `foo`, including `mod bar`)

The modules should be declared in their parent module’s file using the mod keyword.

Next, we’ll talk about the pub keyword and get rid of those warnings!

Controlling Visibility with pub

We resolved the error messages shown in Listing 7-5 by moving the network and network::server code into the src/network/mod.rs and src/network/server.rs files, respectively. At that point, cargo build was able to build our project, but we still get warning messages about the client::connect, network::connect, and network::server::connect functions not being used:

warning: function is never used: `connect`
 --> src/client.rs:1:1
  |
1 | / fn connect() {
2 | | }
  | |_^
  |
  = note: #[warn(dead_code)] on by default

warning: function is never used: `connect`
 --> src/network/mod.rs:1:1
  |
1 | / fn connect() {
2 | | }
  | |_^

warning: function is never used: `connect`
 --> src/network/server.rs:1:1
  |
1 | / fn connect() {
2 | | }
  | |_^

So why are we receiving these warnings? After all, we’re building a library with functions that are intended to be used by our users, not necessarily by us within our own project, so it shouldn’t matter that these connect functions go unused. The point of creating them is that they will be used by another project, not our own.

To understand why this program invokes these warnings, let’s try using the connect library from another project, calling it externally. To do that, we’ll create a binary crate in the same directory as our library crate by making a src/main.rs file containing this code:

Filename: src/main.rs

extern crate communicator;

fn main() {
    communicator::client::connect();
}

We use the extern crate command to bring the communicator library crate into scope. Our package now contains two crates. Cargo treats src/main.rs as the root file of a binary crate, which is separate from the existing library crate whose root file is src/lib.rs. This pattern is quite common for executable projects: most functionality is in a library crate, and the binary crate uses that library crate. As a result, other programs can also use the library crate, and it’s a nice separation of concerns.

From the point of view of a crate outside the communicator library looking in, all the modules we’ve been creating are within a module that has the same name as the crate, communicator. We call the top-level module of a crate the root module.

Also note that even if we’re using an external crate within a submodule of our project, the extern crate should go in our root module (so in src/main.rs or src/lib.rs). Then, in our submodules, we can refer to items from external crates as if the items are top-level modules.

Right now, our binary crate just calls our library’s connect function from the client module. However, invoking cargo build will now give us an error after the warnings:

error[E0603]: module `client` is private
 --> src/main.rs:4:5
  |
4 |     communicator::client::connect();
  |     ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^

Ah ha! This error tells us that the client module is private, which is the crux of the warnings. It’s also the first time we’ve run into the concepts of public and private in the context of Rust. The default state of all code in Rust is private: no one else is allowed to use the code. If you don’t use a private function within your program, because your program is the only code allowed to use that function, Rust will warn you that the function has gone unused.

After we specify that a function like client::connect is public, not only will our call to that function from our binary crate be allowed, but the warning that the function is unused will go away. Marking a function as public lets Rust know that the function will be used by code outside of our program. Rust considers the theoretical external usage that’s now possible as the function “being used.” Thus, when a function is marked public, Rust will not require that it be used in our program and will stop warning that the function is unused.

Making a Function Public

To tell Rust to make a function public, we add the pub keyword to the start of the declaration. We’ll focus on fixing the warning that indicates client::connect has gone unused for now, as well as the module `client` is private error from our binary crate. Modify src/lib.rs to make the client module public, like so:

Filename: src/lib.rs

pub mod client;

mod network;

The pub keyword is placed right before mod. Let’s try building again:

error[E0603]: function `connect` is private
 --> src/main.rs:4:5
  |
4 |     communicator::client::connect();
  |     ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^

Hooray! We have a different error! Yes, different error messages are a cause for celebration. The new error shows function `connect` is private, so let’s edit src/client.rs to make client::connect public too:

Filename: src/client.rs


# #![allow(unused_variables)]
#fn main() {
pub fn connect() {
}
#}

Now run cargo build again:

warning: function is never used: `connect`
 --> src/network/mod.rs:1:1
  |
1 | / fn connect() {
2 | | }
  | |_^
  |
  = note: #[warn(dead_code)] on by default

warning: function is never used: `connect`
 --> src/network/server.rs:1:1
  |
1 | / fn connect() {
2 | | }
  | |_^

The code compiled, and the warning about client::connect not being used is gone!

Unused code warnings don’t always indicate that an item in your code needs to be made public: if you didn’t want these functions to be part of your public API, unused code warnings could be alerting you to code you no longer need that you can safely delete. They could also be alerting you to a bug if you had just accidentally removed all places within your library where this function is called.

But in this case, we do want the other two functions to be part of our crate’s public API, so let’s mark them as pub as well to get rid of the remaining warnings. Modify src/network/mod.rs to look like the following:

Filename: src/network/mod.rs

pub fn connect() {
}

mod server;

Then compile the code:

warning: function is never used: `connect`
 --> src/network/mod.rs:1:1
  |
1 | / pub fn connect() {
2 | | }
  | |_^
  |
  = note: #[warn(dead_code)] on by default

warning: function is never used: `connect`
 --> src/network/server.rs:1:1
  |
1 | / fn connect() {
2 | | }
  | |_^

Hmmm, we’re still getting an unused function warning, even though network::connect is set to pub. The reason is that the function is public within the module, but the network module that the function resides in is not public. We’re working from the interior of the library out this time, whereas with client::connect we worked from the outside in. We need to change src/lib.rs to make network public too, like so:

Filename: src/lib.rs

pub mod client;

pub mod network;

Now when we compile, that warning is gone:

warning: function is never used: `connect`
 --> src/network/server.rs:1:1
  |
1 | / fn connect() {
2 | | }
  | |_^
  |
  = note: #[warn(dead_code)] on by default

Only one warning is left! Try to fix this one on your own!

Privacy Rules

Overall, these are the rules for item visibility:

  1. If an item is public, it can be accessed through any of its parent modules.
  2. If an item is private, it can be accessed only by its immediate parent module and any of the parent’s child modules.

Privacy Examples

Let’s look at a few more privacy examples to get some practice. Create a new library project and enter the code in Listing 7-6 into your new project’s src/lib.rs:

Filename: src/lib.rs

mod outermost {
    pub fn middle_function() {}

    fn middle_secret_function() {}

    mod inside {
        pub fn inner_function() {}

        fn secret_function() {}
    }
}

fn try_me() {
    outermost::middle_function();
    outermost::middle_secret_function();
    outermost::inside::inner_function();
    outermost::inside::secret_function();
}

Listing 7-6: Examples of private and public functions, some of which are incorrect

Before you try to compile this code, make a guess about which lines in the try_me function will have errors. Then, try compiling the code to see whether you were right, and read on for the discussion of the errors!

Looking at the Errors

The try_me function is in the root module of our project. The module named outermost is private, but the second privacy rule states that the try_me function is allowed to access the outermost module because outermost is in the current (root) module, as is try_me.

The call to outermost::middle_function will work because middle_function is public, and try_me is accessing middle_function through its parent module outermost. We determined in the previous paragraph that this module is accessible.

The call to outermost::middle_secret_function will cause a compilation error. middle_secret_function is private, so the second rule applies. The root module is neither the current module of middle_secret_function (outermost is), nor is it a child module of the current module of middle_secret_function.

The module named inside is private and has no child modules, so it can only be accessed by its current module outermost. That means the try_me function is not allowed to call outermost::inside::inner_function or outermost::inside::secret_function.

Fixing the Errors

Here are some suggestions for changing the code in an attempt to fix the errors. Before you try each one, make a guess as to whether it will fix the errors, and then compile the code to see whether or not you’re right, using the privacy rules to understand why.

  • What if the inside module was public?
  • What if outermost was public and inside was private?
  • What if, in the body of inner_function, you called ::outermost::middle_secret_function()? (The two colons at the beginning mean that we want to refer to the modules starting from the root module.)

Feel free to design more experiments and try them out!

Next, let’s talk about bringing items into scope with the use keyword.

Referring to Names in Different Modules

We’ve covered how to call functions defined within a module using the module name as part of the call, as in the call to the nested_modules function shown here in Listing 7-7:

Filename: src/main.rs

pub mod a {
    pub mod series {
        pub mod of {
            pub fn nested_modules() {}
        }
    }
}

fn main() {
    a::series::of::nested_modules();
}

Listing 7-7: Calling a function by fully specifying its enclosing module’s path

As you can see, referring to the fully qualified name can get quite lengthy. Fortunately, Rust has a keyword to make these calls more concise.

Bringing Names into Scope with the use Keyword

Rust’s use keyword shortens lengthy function calls by bringing the modules of the function you want to call into scope. Here’s an example of bringing the a::series::of module into a binary crate’s root scope:

Filename: src/main.rs

pub mod a {
    pub mod series {
        pub mod of {
            pub fn nested_modules() {}
        }
    }
}

use a::series::of;

fn main() {
    of::nested_modules();
}

The line use a::series::of; means that rather than using the full a::series::of path wherever we want to refer to the of module, we can use of.

The use keyword brings only what we’ve specified into scope: it does not bring children of modules into scope. That’s why we still have to use of::nested_modules when we want to call the nested_modules function.

We could have chosen to bring the function into scope by instead specifying the function in the use as follows:

pub mod a {
    pub mod series {
        pub mod of {
            pub fn nested_modules() {}
        }
    }
}

use a::series::of::nested_modules;

fn main() {
    nested_modules();
}

Doing so allows us to exclude all the modules and reference the function directly.

Because enums also form a sort of namespace like modules, we can bring an enum’s variants into scope with use as well. For any kind of use statement, if you’re bringing multiple items from one namespace into scope, you can list them using curly brackets and commas in the last position, like so:

enum TrafficLight {
    Red,
    Yellow,
    Green,
}

use TrafficLight::{Red, Yellow};

fn main() {
    let red = Red;
    let yellow = Yellow;
    let green = TrafficLight::Green;
}

We’re still specifying the TrafficLight namespace for the Green variant because we didn’t include Green in the use statement.

Bringing All Names into Scope with a Glob

To bring all the items in a namespace into scope at once, we can use the * syntax, which is called the glob operator. This example brings all the variants of an enum into scope without having to list each specifically:

enum TrafficLight {
    Red,
    Yellow,
    Green,
}

use TrafficLight::*;

fn main() {
    let red = Red;
    let yellow = Yellow;
    let green = Green;
}

The * will bring into scope all the visible items in the TrafficLight namespace. You should use globs sparingly: they are convenient, but this might also pull in more items than you expected and cause naming conflicts.

Using super to Access a Parent Module

As we saw at the beginning of this chapter, when you create a library crate, Cargo makes a tests module for you. Let’s go into more detail about that now. In your communicator project, open src/lib.rs:

Filename: src/lib.rs

pub mod client;

pub mod network;

#[cfg(test)]
mod tests {
    #[test]
    fn it_works() {
        assert_eq!(2 + 2, 4);
    }
}

Chapter 11 explains more about testing, but parts of this example should make sense now: we have a module named tests that lives next to our other modules and contains one function named it_works. Even though there are special annotations, the tests module is just another module! So our module hierarchy looks like this:

communicator
 ├── client
 ├── network
 |   └── client
 └── tests

Tests are for exercising the code within our library, so let’s try to call our client::connect function from this it_works function, even though we won’t be checking any functionality right now. This won’t work yet:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod tests {
    #[test]
    fn it_works() {
        client::connect();
    }
}
#}

Run the tests by invoking the cargo test command:

$ cargo test
   Compiling communicator v0.1.0 (file:///projects/communicator)
error[E0433]: failed to resolve. Use of undeclared type or module `client`
 --> src/lib.rs:9:9
  |
9 |         client::connect();
  |         ^^^^^^ Use of undeclared type or module `client`

The compilation failed, but why? We don’t need to place communicator:: in front of the function like we did in src/main.rs because we are definitely within the communicator library crate here. The reason is that paths are always relative to the current module, which here is tests. The only exception is in a use statement, where paths are relative to the crate root by default. Our tests module needs the client module in its scope!

So how do we get back up one module in the module hierarchy to call the client::connect function in the tests module? In the tests module, we can either use leading colons to let Rust know that we want to start from the root and list the whole path, like this:

::client::connect();

Or, we can use super to move up one module in the hierarchy from our current module, like this:

super::client::connect();

These two options don’t look that different in this example, but if you’re deeper in a module hierarchy, starting from the root every time would make your code lengthy. In those cases, using super to get from the current module to sibling modules is a good shortcut. Plus, if you’ve specified the path from the root in many places in your code and then you rearrange your modules by moving a subtree to another place, you’d end up needing to update the path in several places, which would be tedious.

It would also be annoying to have to type super:: in each test, but you’ve already seen the tool for that solution: use! The super:: functionality changes the path you give to use so it is relative to the parent module instead of to the root module.

For these reasons, in the tests module especially, use super::something is usually the best solution. So now our test looks like this:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod tests {
    use super::client;

    #[test]
    fn it_works() {
        client::connect();
    }
}
#}

When we run cargo test again, the test will pass and the first part of the test result output will be the following:

$ cargo test
   Compiling communicator v0.1.0 (file:///projects/communicator)
     Running target/debug/communicator-92007ddb5330fa5a

running 1 test
test tests::it_works ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

Summary

Now you know some new techniques for organizing your code! Use these techniques to group related functionality together, keep files from becoming too long, and present a tidy public API to your library users.

Next, we’ll look at some collection data structures in the standard library that you can use in your nice, neat code!

Common Collections

Rust’s standard library includes a number of very useful data structures called collections. Most other data types represent one specific value, but collections can contain multiple values. Unlike the built-in array and tuple types, the data these collections point to is stored on the heap, which means the amount of data does not need to be known at compile time and can grow or shrink as the program runs. Each kind of collection has different capabilities and costs, and choosing an appropriate one for your current situation is a skill you’ll develop over time. In this chapter, we’ll discuss three collections that are used very often in Rust programs:

  • A vector allows us to store a variable number of values next to each other.
  • A string is a collection of characters. We’ve discussed the String type previously, but in this chapter we’ll talk about it in depth.
  • A hash map allows us to associate a value with a particular key. It’s a particular implementation of the more general data structure called a map.

To learn about the other kinds of collections provided by the standard library, see the documentation.

We’ll discuss how to create and update vectors, strings, and hash maps, as well as what makes each special.

Vectors Store Lists of Values

The first collection type we’ll look at is Vec<T>, also known as a vector. Vectors allow us to store more than one value in a single data structure that puts all the values next to each other in memory. Vectors can only store values of the same type. They are useful in situations in which you have a list of items, such as the lines of text in a file or the prices of items in a shopping cart.

Creating a New Vector

To create a new, empty vector, we can call the Vec::new function as shown in Listing 8-1:


# #![allow(unused_variables)]
#fn main() {
let v: Vec<i32> = Vec::new();
#}

Listing 8-1: Creating a new, empty vector to hold values of type i32

Note that we added a type annotation here. Because we aren’t inserting any values into this vector, Rust doesn’t know what kind of elements we intend to store. This is an important point. Vectors are implemented using generics; we’ll cover how to use generics with your own types in Chapter 10. For now, know that the Vec<T> type provided by the standard library can hold any type, and when a specific vector holds a specific type, the type is specified within angle brackets. In Listing 8-1, we’ve told Rust that the Vec<T> in v will hold elements of the i32 type.

In more realistic code, Rust can often infer the type of value we want to store once we insert values, so you rarely need to do this type annotation. It’s more common to create a Vec<T> that has initial values, and Rust provides the vec! macro for convenience. The macro will create a new vector that holds the values we give it. Listing 8-2 creates a new Vec<i32> that holds the values 1, 2, and 3:


# #![allow(unused_variables)]
#fn main() {
let v = vec![1, 2, 3];
#}

Listing 8-2: Creating a new vector containing values

Because we’ve given initial i32 values, Rust can infer that the type of v is Vec<i32>, and the type annotation isn’t necessary. Next, we’ll look at how to modify a vector.

Updating a Vector

To create a vector and then add elements to it, we can use the push method as shown in Listing 8-3:


# #![allow(unused_variables)]
#fn main() {
let mut v = Vec::new();

v.push(5);
v.push(6);
v.push(7);
v.push(8);
#}

Listing 8-3: Using the push method to add values to a vector

As with any variable, as discussed in Chapter 3, if we want to be able to change its value, we need to make it mutable using the mut keyword. The numbers we place inside are all of type i32, and Rust infers this from the data, so we don’t need the Vec<i32> annotation.

Dropping a Vector Drops Its Elements

Like any other struct, a vector will be freed when it goes out of scope, as annotated in Listing 8-4:


# #![allow(unused_variables)]
#fn main() {
{
    let v = vec![1, 2, 3, 4];

    // do stuff with v

} // <- v goes out of scope and is freed here
#}

Listing 8-4: Showing where the vector and its elements are dropped

When the vector gets dropped, all of its contents will also be dropped, meaning those integers it holds will be cleaned up. This may seem like a straightforward point but can get a bit more complicated when we start to introduce references to the elements of the vector. Let’s tackle that next!

Reading Elements of Vectors

Now that you know how to create, update, and destroy vectors, knowing how to read their contents is a good next step. There are two ways to reference a value stored in a vector. In the examples, we’ve annotated the types of the values that are returned from these functions for extra clarity.

Listing 8-5 shows both methods of accessing a value in a vector either with indexing syntax or the get method:


# #![allow(unused_variables)]
#fn main() {
let v = vec![1, 2, 3, 4, 5];

let third: &i32 = &v[2];
let third: Option<&i32> = v.get(2);
#}

Listing 8-5: Using indexing syntax or the get method to access an item in a vector

Note two details here. First, we use the index value of 2 to get the third element: vectors are indexed by number, starting at zero. Second, the two different ways to get the third element are by using & and [], which gives us a reference, or by using the get method with the index passed as an argument, which gives us an Option<&T>.

The reason Rust has two ways to reference an element is so you can choose how the program behaves when you try to use an index value that the vector doesn’t have an element for. As an example, let’s see what a program will do if it has a vector that holds five elements and then tries to access an element at index 100, as shown in Listing 8-6:


# #![allow(unused_variables)]
#fn main() {
let v = vec![1, 2, 3, 4, 5];

let does_not_exist = &v[100];
let does_not_exist = v.get(100);
#}

Listing 8-6: Attempting to access the element at index 100 in a vector containing 5 elements

When you run this code, the first [] method will cause a panic! because it references a nonexistent element. This method is best used when you want your program to consider an attempt to access an element past the end of the vector to be a fatal error that crashes the program.

When the get method is passed an index that is outside the vector, it returns None without panicking. You would use this method if accessing an element beyond the range of the vector happens occasionally under normal circumstances. Your code will then have logic to handle having either Some(&element) or None, as discussed in Chapter 6. For example, the index could be coming from a person entering a number. If they accidentally enter a number that’s too large and the program gets a None value, you could tell the user how many items are in the current vector and give them another chance to enter a valid value. That would be more user-friendly than crashing the program due to a typo!

Invalid References

When the program has a valid reference, the borrow checker enforces the ownership and borrowing rules (covered in Chapter 4) to ensure this reference and any other references to the contents of the vector remain valid. Recall the rule that states we can’t have mutable and immutable references in the same scope. That rule applies in Listing 8-7 where we hold an immutable reference to the first element in a vector and try to add an element to the end, which won’t work:

let mut v = vec![1, 2, 3, 4, 5];

let first = &v[0];

v.push(6);

Listing 8-7: Attempting to add an element to a vector while holding a reference to an item

Compiling this code will result in this error:

error[E0502]: cannot borrow `v` as mutable because it is also borrowed as immutable
 -->
  |
4 |     let first = &v[0];
  |                  - immutable borrow occurs here
5 |
6 |     v.push(6);
  |     ^ mutable borrow occurs here
7 |
8 | }
  | - immutable borrow ends here

The code in Listing 8-7 might look like it should work: why should a reference to the first element care about what changes at the end of the vector? The reason behind this error is due to the way vectors work: adding a new element onto the end of the vector might require allocating new memory and copying the old elements to the new space if there isn’t enough room to put all the elements next to each other where the vector was. In that case, the reference to the first element would be pointing to deallocated memory. The borrowing rules prevent programs from ending up in that situation.

Note: For more on the implementation details of the Vec<T> type, see “The Rustonomicon” at https://doc.rust-lang.org/stable/nomicon/vec.html.

Iterating Over the Values in a Vector

If we want to access each element in a vector in turn, we can iterate through all of the elements rather than use indexes to access one at a time. Listing 8-8 shows how to use a for loop to get immutable references to each element in a vector of i32 values and print them out:


# #![allow(unused_variables)]
#fn main() {
let v = vec![100, 32, 57];
for i in &v {
    println!("{}", i);
}
#}

Listing 8-8: Printing each element in a vector by iterating over the elements using a for loop

We can also iterate over mutable references to each element in a mutable vector in order to make changes to all the elements. The for loop in Listing 8-9 will add 50 to each element:


# #![allow(unused_variables)]
#fn main() {
let mut v = vec![100, 32, 57];
for i in &mut v {
    *i += 50;
}
#}

Listing 8-9: Iterating over mutable references to elements in a vector

To change the value that the mutable reference refers to, we have to use the dereference operator (*) to get to the value in i before we can use the += operator .

Using an Enum to Store Multiple Types

At the beginning of this chapter, we said that vectors can only store values that are the same type. This can be inconvenient; there are definitely use cases for needing to store a list of items of different types. Fortunately, the variants of an enum are defined under the same enum type, so when we need to store elements of a different type in a vector, we can define and use an enum!

For example, let’s say we want to get values from a row in a spreadsheet where some of the columns in the row contain integers, some floating-point numbers, and some strings. We can define an enum whose variants will hold the different value types, and then all the enum variants will be considered the same type: that of the enum. Then we can create a vector that holds that enum and so, ultimately, holds different types. We’ve demonstrated this in Listing 8-10:


# #![allow(unused_variables)]
#fn main() {
enum SpreadsheetCell {
    Int(i32),
    Float(f64),
    Text(String),
}

let row = vec![
    SpreadsheetCell::Int(3),
    SpreadsheetCell::Text(String::from("blue")),
    SpreadsheetCell::Float(10.12),
];
#}

Listing 8-10: Defining an enum to store values of different types in one vector

The reason Rust needs to know what types will be in the vector at compile time is so it knows exactly how much memory on the heap will be needed to store each element. A secondary advantage is that we can be explicit about what types are allowed in this vector. If Rust allowed a vector to hold any type, there would be a chance that one or more of the types would cause errors with the operations performed on the elements of the vector. Using an enum plus a match expression means that Rust will ensure at compile time that we always handle every possible case, as discussed in Chapter 6.

If you don’t know the exhaustive set of types the program will get at runtime to store in a vector when you’re writing a program, the enum technique won’t work. Instead, you can use a trait object, which we’ll cover in Chapter 17.

Now that we’ve discussed some of the most common ways to use vectors, be sure to review the API documentation for all the many useful methods defined on Vec<T> by the standard library. For example, in addition to push, a pop method removes and returns the last element. Let’s move on to the next collection type: String!

Strings Store UTF-8 Encoded Text

We talked about strings in Chapter 4, but we’ll look at them in more depth now. New Rustaceans commonly get stuck on strings due to a combination of three concepts: Rust’s propensity for exposing possible errors, strings being a more complicated data structure than many programmers give them credit for, and UTF-8. These concepts combine in a way that can seem difficult when you’re coming from other programming languages.

This discussion of strings is in the collections chapter because strings are implemented as a collection of bytes plus some methods to provide useful functionality when those bytes are interpreted as text. In this section, we’ll talk about the operations on String that every collection type has, such as creating, updating, and reading. We’ll also discuss the ways in which String is different than the other collections, namely how indexing into a String is complicated by the differences between how people and computers interpret String data.

What Is a String?

We’ll first define what we mean by the term string. Rust has only one string type in the core language, which is the string slice str that is usually seen in its borrowed form &str. In Chapter 4, we talked about string slices, which are references to some UTF-8 encoded string data stored elsewhere. String literals, for example, are stored in the binary output of the program and are therefore string slices.

The String type is provided in Rust’s standard library rather than coded into the core language and is a growable, mutable, owned, UTF-8 encoded string type. When Rustaceans refer to “strings” in Rust, they usually mean the String and the string slice &str types, not just one of those types. Although this section is largely about String, both types are used heavily in Rust’s standard library and both String and string slices are UTF-8 encoded.

Rust’s standard library also includes a number of other string types, such as OsString, OsStr, CString, and CStr. Library crates can provide even more options for storing string data. Similar to the *String/*Str naming, they often provide an owned and borrowed variant, just like String/&str. These string types can store text in different encodings or be represented in memory in a different way, for example. We won’t discuss these other string types in this chapter; see their API documentation for more about how to use them and when each is appropriate.

Creating a New String

Many of the same operations available with Vec<T> are available with String as well, starting with the new function to create a string, shown in Listing 8-11:


# #![allow(unused_variables)]
#fn main() {
let mut s = String::new();
#}

Listing 8-11: Creating a new, empty String

This line creates a new empty string called s that we can then load data into. Often, we’ll have some initial data that we want to start the string with. For that, we use the to_string method, which is available on any type that implements the Display trait, which string literals do. Listing 8-12 shows two examples:


# #![allow(unused_variables)]
#fn main() {
let data = "initial contents";

let s = data.to_string();

// the method also works on a literal directly:
let s = "initial contents".to_string();
#}

Listing 8-12: Using the to_string method to create a String from a string literal

This code creates a string containing initial contents.

We can also use the function String::from to create a String from a string literal. The code in Listing 8-13 is equivalent to the code from Listing 8-12 that uses to_string:


# #![allow(unused_variables)]
#fn main() {
let s = String::from("initial contents");
#}

Listing 8-13: Using the String::from function to create a String from a string literal

Because strings are used for so many things, we can use many different generic APIs for strings, providing us with a lot of options. Some of them can seem redundant, but they all have their place! In this case, String::from and to_string do the same thing, so which you choose is a matter of style.

Remember that strings are UTF-8 encoded, so we can include any properly encoded data in them, as shown in Listing 8-14:


# #![allow(unused_variables)]
#fn main() {
let hello = String::from("السلام عليكم");
let hello = String::from("Dobrý den");
let hello = String::from("Hello");
let hello = String::from("שָׁלוֹם");
let hello = String::from("नमस्ते");
let hello = String::from("こんにちは");
let hello = String::from("안녕하세요");
let hello = String::from("你好");
let hello = String::from("Olá");
let hello = String::from("Здравствуйте");
let hello = String::from("Hola");
#}

Listing 8-14: Storing greetings in different languages in strings

All of these are valid String values.

Updating a String

A String can grow in size and its contents can change, just like the contents of a Vec<T>, by pushing more data into it. In addition, we can conveniently use the + operator or the format! macro to concatenate String values together.

Appending to a String with push_str and push

We can grow a String by using the push_str method to append a string slice, as shown in Listing 8-15:


# #![allow(unused_variables)]
#fn main() {
let mut s = String::from("foo");
s.push_str("bar");
#}

Listing 8-15: Appending a string slice to a String using the push_str method

After these two lines, s will contain foobar. The push_str method takes a string slice because we don’t necessarily want to take ownership of the parameter. For example, the code in Listing 8-16 shows that it would be unfortunate if we weren’t able to use s2 after appending its contents to s1:


# #![allow(unused_variables)]
#fn main() {
let mut s1 = String::from("foo");
let s2 = "bar";
s1.push_str(&s2);
println!("s2 is {}", s2);
#}

Listing 8-16: Using a string slice after appending its contents to a String

If the push_str method took ownership of s2, we wouldn’t be able to print out its value on the last line. However, this code works as we’d expect!

The push method takes a single character as a parameter and adds it to the String. Listing 8-17 shows code that adds the letter l character to a String using the push method:


# #![allow(unused_variables)]
#fn main() {
let mut s = String::from("lo");
s.push('l');
#}

Listing 8-17: Adding one character to a String value using push

As a result of this code, s will contain lol.

Concatenation with the + Operator or the format! Macro

Often, we’ll want to combine two existing strings. One way is to use the + operator, as shown in Listing 8-18:


# #![allow(unused_variables)]
#fn main() {
let s1 = String::from("Hello, ");
let s2 = String::from("world!");
let s3 = s1 + &s2; // Note that s1 has been moved here and can no longer be used
#}

Listing 8-18: Using the + operator to combine two String values into a new String value

The string s3 will contain Hello, world! as a result of this code. The reason s1 is no longer valid after the addition and the reason we used a reference to s2 has to do with the signature of the method that gets called when we use the + operator. The + operator uses the add method, whose signature looks something like this:

fn add(self, s: &str) -> String {

This isn’t the exact signature that’s in the standard library: in the standard library, add is defined using generics. Here, we’re looking at the signature of add with concrete types substituted for the generic ones, which is what happens when we call this method with String values. We’ll discuss generics in Chapter 10. This signature gives us the clues we need to understand the tricky bits of the + operator.

First, s2 has an &, meaning that we’re adding a reference of the second string to the first string because of the s parameter in the add function: we can only add a &str to a String; we can’t add two String values together. But wait - the type of &s2 is &String, not &str, as specified in the second parameter to add. So why does Listing 8-18 compile?

The reason we’re able to use &s2 in the call to add is that the compiler can coerce the &String argument into a &str. When we call the add method, Rust uses a deref coercion, which here turns &s2 into &s2[..]. We’ll discuss deref coercion in more depth in Chapter 15. Because add does not take ownership of the s parameter, s2 will still be a valid String after this operation.

Second, we can see in the signature that add takes ownership of self, because self does not have an &. This means s1 in Listing 8-18 will be moved into the add call and no longer be valid after that. So although let s3 = s1 + &s2; looks like it will copy both strings and create a new one, this statement actually takes ownership of s1, appends a copy of the contents of s2, and then returns ownership of the result. In other words, it looks like it’s making a lot of copies but isn’t: the implementation is more efficient than copying.

If we need to concatenate multiple strings, the behavior of + gets unwieldy:


# #![allow(unused_variables)]
#fn main() {
let s1 = String::from("tic");
let s2 = String::from("tac");
let s3 = String::from("toe");

let s = s1 + "-" + &s2 + "-" + &s3;
#}

At this point, s will be tic-tac-toe. With all of the + and " characters, it’s difficult to see what’s going on. For more complicated string combining, we can use the format! macro:


# #![allow(unused_variables)]
#fn main() {
let s1 = String::from("tic");
let s2 = String::from("tac");
let s3 = String::from("toe");

let s = format!("{}-{}-{}", s1, s2, s3);
#}

This code also sets s to tic-tac-toe. The format! macro works in the same way as println!, but instead of printing the output to the screen, it returns a String with the contents. The version of the code using format! is much easier to read and also doesn’t take ownership of any of its parameters.

Indexing into Strings

In many other programming languages, accessing individual characters in a string by referencing them by index is a valid and common operation. However, if we try to access parts of a String using indexing syntax in Rust, we’ll get an error. Consider the invalid code in Listing 8-19:

let s1 = String::from("hello");
let h = s1[0];

Listing 8-19: Attempting to use indexing syntax with a String

This code will result in the following error:

error[E0277]: the trait bound `std::string::String: std::ops::Index<{integer}>` is not satisfied
 -->
  |
3 |     let h = s1[0];
  |             ^^^^^ the type `std::string::String` cannot be indexed by `{integer}`
  |
  = help: the trait `std::ops::Index<{integer}>` is not implemented for `std::string::String`

The error and the note tell the story: Rust strings don’t support indexing. But why not? To answer that question, we need to discuss how Rust stores strings in memory.

Internal Representation

A String is a wrapper over a Vec<u8>. Let’s look at some of our properly encoded UTF-8 example strings from Listing 8-14. First, this one:


# #![allow(unused_variables)]
#fn main() {
let len = String::from("Hola").len();
#}

In this case, len will be four, which means the Vec storing the string “Hola” is four bytes long. Each of these letters takes one byte when encoded in UTF-8. But what about the following line?


# #![allow(unused_variables)]
#fn main() {
let len = String::from("Здравствуйте").len();
#}

Note that this string begins with the capital Cyrillic letter Ze, not the Arabic number 3. Asked how long the string is, you might say 12. However, Rust’s answer is 24: that’s the number of bytes it takes to encode “Здравствуйте” in UTF-8, because each Unicode scalar value takes two bytes of storage. Therefore, an index into the string’s bytes will not always correlate to a valid Unicode scalar value. To demonstrate, consider this invalid Rust code:

let hello = "Здравствуйте";
let answer = &hello[0];

What should the value of answer be? Should it be З, the first letter? When encoded in UTF-8, the first byte of З is 208, and the second is 151, so answer should in fact be 208, but 208 is not a valid character on its own. Returning 208 is likely not what a user would want if they asked for the first letter of this string; however, that’s the only data that Rust has at byte index 0. Returning the byte value is probably not what users want, even if the string contains only Latin letters: if &"hello"[0] was valid code that returned the byte value, it would return 104, not h. To avoid returning an unexpected value and causing bugs that might not be discovered immediately, Rust doesn’t compile this code at all and prevents misunderstandings earlier in the development process.

Bytes and Scalar Values and Grapheme Clusters! Oh My!

Another point about UTF-8 is that there are actually three relevant ways to look at strings from Rust’s perspective: as bytes, scalar values, and grapheme clusters (the closest thing to what we would call letters).

If we look at the Hindi word “नमस्ते” written in the Devanagari script, it is ultimately stored as a Vec of u8 values that looks like this:

[224, 164, 168, 224, 164, 174, 224, 164, 184, 224, 165, 141, 224, 164, 164,
224, 165, 135]

That’s 18 bytes and is how computers ultimately store this data. If we look at them as Unicode scalar values, which are what Rust’s char type is, those bytes look like this:

['न', 'म', 'स', '्', 'त', 'े']

There are six char values here, but the fourth and sixth are not letters: they’re diacritics that don’t make sense on their own. Finally, if we look at them as grapheme clusters, we’d get what a person would call the four letters that make up the Hindi word:

["न", "म", "स्", "ते"]

Rust provides different ways of interpreting the raw string data that computers store so that each program can choose the interpretation it needs, no matter what human language the data is in.

A final reason Rust doesn’t allow us to index into a String to get a character is that indexing operations are expected to always take constant time (O(1)). But it isn’t possible to guarantee that performance with a String, because Rust would have to walk through the contents from the beginning to the index to determine how many valid characters there were.

Slicing Strings

Indexing into a string is often a bad idea because it’s not clear what the return type of the string indexing operation should be: a byte value, a character, a grapheme cluster, or a string slice. Therefore, Rust asks you to be more specific if you really need to use indices to create string slices. To be more specific in your indexing and indicate that you want a string slice, rather than indexing using [] with a single number, you can use [] with a range to create a string slice containing particular bytes:


# #![allow(unused_variables)]
#fn main() {
let hello = "Здравствуйте";

let s = &hello[0..4];
#}

Here, s will be a &str that contains the first four bytes of the string. Earlier, we mentioned that each of these characters was two bytes, which means s will be Зд.

What would happen if we used &hello[0..1]? The answer: Rust will panic at runtime in the same way that accessing an invalid index in a vector does:

thread 'main' panicked at 'byte index 1 is not a char boundary; it is inside 'З' (bytes 0..2) of `Здравствуйте`', src/libcore/str/mod.rs:2188:4

You should use ranges to create string slices with caution, because it can crash your program.

Methods for Iterating Over Strings

Fortunately, we can access elements in a string in other ways.

If we need to perform operations on individual Unicode scalar values, the best way to do so is to use the chars method. Calling chars on “नमस्ते” separates out and returns six values of type char, and we can iterate over the result in order to access each element:


# #![allow(unused_variables)]
#fn main() {
for c in "नमस्ते".chars() {
    println!("{}", c);
}
#}

This code will print the following:

न
म
स
्
त
े

The bytes method returns each raw byte, which might be appropriate for your domain:


# #![allow(unused_variables)]
#fn main() {
for b in "नमस्ते".bytes() {
    println!("{}", b);
}
#}

This code will print the 18 bytes that make up this String, starting with:

224
164
168
224
// ... etc

But be sure to remember that valid Unicode scalar values may be made up of more than one byte.

Getting grapheme clusters from strings is complex, so this functionality is not provided by the standard library. Crates are available on crates.io if this is the functionality you need.

Strings Are Not So Simple

To summarize, strings are complicated. Different programming languages make different choices about how to present this complexity to the programmer. Rust has chosen to make the correct handling of String data the default behavior for all Rust programs, which means programmers have to put more thought into handling UTF-8 data upfront. This trade-off exposes more of the complexity of strings than other programming languages do but prevents you from having to handle errors involving non-ASCII characters later in your development life cycle.

Let’s switch to something a bit less complex: hash maps!

Hash Maps Store Keys Associated with Values

The last of our common collections is the hash map. The type HashMap<K, V> stores a mapping of keys of type K to values of type V. It does this via a hashing function, which determines how it places these keys and values into memory. Many different programming languages support this kind of data structure, but often use a different name, such as hash, map, object, hash table, or associative array, just to name a few.

Hash maps are useful for when you want to look up data not by an index, as you can with vectors, but by using a key that can be of any type. For example, in a game, you could keep track of each team’s score in a hash map where each key is a team’s name and the values are each team’s score. Given a team name, you can retrieve its score.

We’ll go over the basic API of hash maps in this section, but many more goodies are hiding in the functions defined on HashMap<K, V> by the standard library. As always, check the standard library documentation for more information.

Creating a New Hash Map

We can create an empty hash map with new and add elements with insert. In Listing 8-20, we’re keeping track of the scores of two teams whose names are Blue and Yellow. The Blue team will start with 10 points, and the Yellow team starts with 50:


# #![allow(unused_variables)]
#fn main() {
use std::collections::HashMap;

let mut scores = HashMap::new();

scores.insert(String::from("Blue"), 10);
scores.insert(String::from("Yellow"), 50);
#}

Listing 8-20: Creating a new hash map and inserting some keys and values

Note that we need to first use the HashMap from the collections portion of the standard library. Of our three common collections, this one is the least often used, so it’s not included in the features brought into scope automatically in the prelude. Hash maps also have less support from the standard library; there’s no built-in macro to construct them, for example.

Just like vectors, hash maps store their data on the heap. This HashMap has keys of type String and values of type i32. Like vectors, hash maps are homogeneous: all of the keys must have the same type, and all of the values must have the same type.

Another way of constructing a hash map is by using the collect method on a vector of tuples, where each tuple consists of a key and its value. The collect method gathers data into a number of collection types, including HashMap. For example, if we had the team names and initial scores in two separate vectors, we can use the zip method to create a vector of tuples where “Blue” is paired with 10, and so forth. Then we can use the collect method to turn that vector of tuples into a HashMap as shown in Listing 8-21:


# #![allow(unused_variables)]
#fn main() {
use std::collections::HashMap;

let teams  = vec![String::from("Blue"), String::from("Yellow")];
let initial_scores = vec![10, 50];

let scores: HashMap<_, _> = teams.iter().zip(initial_scores.iter()).collect();
#}

Listing 8-21: Creating a hash map from a list of teams and a list of scores

The type annotation HashMap<_, _> is needed here because it’s possible to collect into many different data structures, and Rust doesn’t know which you want unless you specify. For the type parameters for the key and value types, however, we use underscores, and Rust can infer the types that the hash map contains based on the types of the data in the vectors.

Hash Maps and Ownership

For types that implement the Copy trait, like i32, the values are copied into the hash map. For owned values like String, the values will be moved and the hash map will be the owner of those values as demonstrated in Listing 8-22:


# #![allow(unused_variables)]
#fn main() {
use std::collections::HashMap;

let field_name = String::from("Favorite color");
let field_value = String::from("Blue");

let mut map = HashMap::new();
map.insert(field_name, field_value);
// field_name and field_value are invalid at this point, try using them and
// see what compiler error you get!
#}

Listing 8-22: Showing that keys and values are owned by the hash map once they’re inserted

We aren’t able to use the variables field_name and field_value after they’ve been moved into the hash map with the call to insert.

If we insert references to values into the hash map, the values won’t be moved into the hash map. The values that the references point to must be valid for at least as long as the hash map is valid. We’ll talk more about these issues in the “Validating References with Lifetimes” section in Chapter 10.

Accessing Values in a Hash Map

We can get a value out of the hash map by providing its key to the get method as shown in Listing 8-23:


# #![allow(unused_variables)]
#fn main() {
use std::collections::HashMap;

let mut scores = HashMap::new();

scores.insert(String::from("Blue"), 10);
scores.insert(String::from("Yellow"), 50);

let team_name = String::from("Blue");
let score = scores.get(&team_name);
#}

Listing 8-23: Accessing the score for the Blue team stored in the hash map

Here, score will have the value that’s associated with the Blue team, and the result will be Some(&10). The result is wrapped in Some because get returns an Option<&V>; if there’s no value for that key in the hash map, get will return None. The program will need to handle the Option in one of the ways that we covered in Chapter 6.

We can iterate over each key/value pair in a hash map in a similar manner as we do with vectors, using a for loop:


# #![allow(unused_variables)]
#fn main() {
use std::collections::HashMap;

let mut scores = HashMap::new();

scores.insert(String::from("Blue"), 10);
scores.insert(String::from("Yellow"), 50);

for (key, value) in &scores {
    println!("{}: {}", key, value);
}
#}

This code will print each pair in an arbitrary order:

Yellow: 50
Blue: 10

Updating a Hash Map

Although the number of keys and values is growable, each key can only have one value associated with it at a time. When we want to change the data in a hash map, we have to decide how to handle the case when a key already has a value assigned. We could replace the old value with the new value, completely disregarding the old value. We could keep the old value and ignore the new value, and only add the new value if the key doesn’t already have a value. Or we could combine the old value and the new value. Let’s look at how to do each of these!

Overwriting a Value

If we insert a key and a value into a hash map, and then insert that same key with a different value, the value associated with that key will be replaced. Even though the code in Listing 8-24 calls insert twice, the hash map will only contain one key/value pair because we’re inserting the value for the Blue team’s key both times:


# #![allow(unused_variables)]
#fn main() {
use std::collections::HashMap;

let mut scores = HashMap::new();

scores.insert(String::from("Blue"), 10);
scores.insert(String::from("Blue"), 25);

println!("{:?}", scores);
#}

Listing 8-24: Replacing a value stored with a particular key

This code will print {"Blue": 25}. The original value of 10 has been overwritten.

Only Insert If the Key Has No Value

It’s common to check whether a particular key has a value, and if it doesn’t, insert a value for it. Hash maps have a special API for this called entry that takes the key we want to check as a parameter. The return value of the entry function is an enum called Entry that represents a value that might or might not exist. Let’s say we want to check whether the key for the Yellow team has a value associated with it. If it doesn’t, we want to insert the value 50, and the same for the Blue team. Using the entry API, the code looks like Listing 8-25:


# #![allow(unused_variables)]
#fn main() {
use std::collections::HashMap;

let mut scores = HashMap::new();
scores.insert(String::from("Blue"), 10);

scores.entry(String::from("Yellow")).or_insert(50);
scores.entry(String::from("Blue")).or_insert(50);

println!("{:?}", scores);
#}

Listing 8-25: Using the entry method to only insert if the key does not already have a value

The or_insert method on Entry is defined to return the value for the corresponding Entry key if that key exists, and if not, inserts the parameter as the new value for this key and returns the modified Entry. This technique is much cleaner than writing the logic ourselves, and in addition, plays more nicely with the borrow checker.

Running the code in Listing 8-25 will print {"Yellow": 50, "Blue": 10}. The first call to entry will insert the key for the Yellow team with the value 50 because the Yellow team doesn’t have a value already. The second call to entry will not change the hash map because the Blue team already has the value 10.

Updating a Value Based on the Old Value

Another common use case for hash maps is to look up a key’s value and then update it based on the old value. For instance, Listing 8-26 shows code that counts how many times each word appears in some text. We use a hash map with the words as keys and increment the value to keep track of how many times we’ve seen that word. If it’s the first time we’ve seen a word, we’ll first insert the value 0:


# #![allow(unused_variables)]
#fn main() {
use std::collections::HashMap;

let text = "hello world wonderful world";

let mut map = HashMap::new();

for word in text.split_whitespace() {
    let count = map.entry(word).or_insert(0);
    *count += 1;
}

println!("{:?}", map);
#}

Listing 8-26: Counting occurrences of words using a hash map that stores words and counts

This code will print {"world": 2, "hello": 1, "wonderful": 1}. The or_insert method actually returns a mutable reference (&mut V) to the value for this key. Here we store that mutable reference in the count variable, so in order to assign to that value we must first dereference count using the asterisk (*). The mutable reference goes out of scope at the end of the for loop, so all of these changes are safe and allowed by the borrowing rules.

Hashing Function

By default, HashMap uses a cryptographically secure hashing function that can provide resistance to Denial of Service (DoS) attacks. This is not the fastest hashing algorithm available, but the trade-off for better security that comes with the drop in performance is worth it. If you profile your code and find that the default hash function is too slow for your purposes, you can switch to another function by specifying a different hasher. A hasher is a type that implements the BuildHasher trait. We’ll talk about traits and how to implement them in Chapter 10. You don’t necessarily have to implement your own hasher from scratch; crates.io has libraries shared by other Rust users that provide hashers implementing many common hashing algorithms.

Summary

Vectors, strings, and hash maps will provide a large amount of functionality that you need in programs where you need to store, access, and modify data. Here are some exercises you should now be equipped to solve:

  • Given a list of integers, use a vector and return the mean (average), median (when sorted, the value in the middle position), and mode (the value that occurs most often; a hash map will be helpful here) of the list.
  • Convert strings to pig latin. The first consonant of each word is moved to the end of the word and “ay” is added, so “first” becomes “irst-fay.” Words that start with a vowel have “hay” added to the end instead (“apple” becomes “apple-hay”). Keep in mind the details about UTF-8 encoding!
  • Using a hash map and vectors, create a text interface to allow a user to add employee names to a department in a company. For example, “Add Sally to Engineering” or “Add Amir to Sales.” Then let the user retrieve a list of all people in a department or all people in the company by department, sorted alphabetically.

The standard library API documentation describes methods that vectors, strings, and hash maps have that will be helpful for these exercises!

We’re getting into more complex programs in which operations can fail; so, it’s a perfect time to discuss error handling next!

Error Handling

Rust’s commitment to reliability extends to error handling. Errors are a fact of life in software, so Rust has a number of features for handling situations in which something goes wrong. In many cases, Rust requires you to acknowledge the possibility of an error occurring and take some action before your code will compile. This requirement makes your program more robust by ensuring that you’ll discover errors and handle them appropriately before you’ve deployed your code to production!

Rust groups errors into two major categories: recoverable and unrecoverable errors. Recoverable errors are situations in which it’s reasonable to report the problem to the user and retry the operation, like a file not found error. Unrecoverable errors are always symptoms of bugs, like trying to access a location beyond the end of an array.

Most languages don’t distinguish between these two kinds of errors and handle both in the same way using mechanisms like exceptions. Rust doesn’t have exceptions. Instead, it has the type Result<T, E> for recoverable errors and the panic! macro that stops execution when it encounters unrecoverable errors. This chapter covers calling panic! first and then talks about returning Result<T, E> values. Additionally, we’ll explore considerations to take into account when deciding whether to try to recover from an error or to stop execution.

Unrecoverable Errors with panic!

Sometimes, bad things happen in your code, and there’s nothing you can do about it. In these cases, Rust has the panic! macro. When the panic! macro executes, your program will print a failure message, unwind and clean up the stack, and then quit. The most common situation this occurs in is when a bug of some kind has been detected, and it’s not clear to the programmer how to handle the error.

Unwinding the Stack or Aborting in Response to a panic!

By default, when a panic! occurs, the program starts unwinding, which means Rust walks back up the stack and cleans up the data from each function it encounters. But this walking back and cleanup is a lot of work. The alternative is to immediately abort, which ends the program without cleaning up. Memory that the program was using will then need to be cleaned up by the operating system. If in your project you need to make the resulting binary as small as possible, you can switch from unwinding to aborting on panic by adding panic = 'abort' to the appropriate [profile] sections in your Cargo.toml file. For example, if you want to abort on panic in release mode, add this:

[profile.release]
panic = 'abort'

Let’s try calling panic! in a simple program:

Filename: src/main.rs

fn main() {
    panic!("crash and burn");
}

When you run the program, you’ll see something like this:

$ cargo run
   Compiling panic v0.1.0 (file:///projects/panic)
    Finished dev [unoptimized + debuginfo] target(s) in 0.25 secs
     Running `target/debug/panic`
thread 'main' panicked at 'crash and burn', src/main.rs:2:4
note: Run with `RUST_BACKTRACE=1` for a backtrace.

The call to panic! causes the error message contained in the last three lines. The first line shows our panic message and the place in our source code where the panic occurred: src/main.rs:2:4 indicates that it’s the second line, fourth character of our src/main.rs file.

In this case, the line indicated is part of our code, and if we go to that line, we see the panic! macro call. In other cases, the panic! call might be in code that our code calls. The filename and line number reported by the error message will be someone else’s code where the panic! macro is called, not the line of our code that eventually led to the panic! call. We can use the backtrace of the functions the panic! call came from to figure out the part of our code that is causing the problem. We’ll discuss what a backtrace is in more detail next.

Using a panic! Backtrace

Let’s look at another example to see what it’s like when a panic! call comes from a library because of a bug in our code instead of from our code calling the macro directly. Listing 9-1 has some code that attempts to access an element by index in a vector:

Filename: src/main.rs

fn main() {
    let v = vec![1, 2, 3];

    v[99];
}

Listing 9-1: Attempting to access an element beyond the end of a vector, which will cause a panic!

Here, we’re attempting to access the hundredth element of our vector (which is at index 99 because indexing starts at zero), but it has only three elements. In this situation, Rust will panic. Using [] is supposed to return an element, but if you pass an invalid index, there’s no element that Rust could return here that would be correct.

Other languages, like C, will attempt to give you exactly what you asked for in this situation, even though it isn’t what you want: you’ll get whatever is at the location in memory that would correspond to that element in the vector, even though the memory doesn’t belong to the vector. This is called a buffer overread and can lead to security vulnerabilities if an attacker is able to manipulate the index in such a way as to read data they shouldn’t be allowed to that is stored after the array.

To protect your program from this sort of vulnerability, if you try to read an element at an index that doesn’t exist, Rust will stop execution and refuse to continue. Let’s try it and see:

$ cargo run
   Compiling panic v0.1.0 (file:///projects/panic)
    Finished dev [unoptimized + debuginfo] target(s) in 0.27 secs
     Running `target/debug/panic`
thread 'main' panicked at 'index out of bounds: the len is 3 but the index is
99', /checkout/src/liballoc/vec.rs:1555:10
note: Run with `RUST_BACKTRACE=1` for a backtrace.
error: Process didn't exit successfully: `target/debug/panic` (exit code: 101)

This error points at a file we didn’t write, vec.rs. That’s the implementation of Vec<T> in the standard library. The code that gets run when we use [] on our vector v is in vec.rs, and that is where the panic! is actually happening.

The next note line tells us that we can set the RUST_BACKTRACE environment variable to get a backtrace of exactly what happened to cause the error. A backtrace is a list of all the functions that have been called to get to this point. Backtraces in Rust work like they do in other languages: the key to reading the backtrace is to start from the top and read until you see files you wrote. That’s the spot where the problem originated. The lines above the lines mentioning your files are code that your code called; the lines below are code that called your code. These lines might include core Rust code, standard library code, or crates that you’re using. Let’s try getting a backtrace: Listing 9-2 shows output similar to what you’ll see:

$ RUST_BACKTRACE=1 cargo run
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running `target/debug/panic`
thread 'main' panicked at 'index out of bounds: the len is 3 but the index is 99', /checkout/src/liballoc/vec.rs:1555:10
stack backtrace:
   0: std::sys::imp::backtrace::tracing::imp::unwind_backtrace
             at /checkout/src/libstd/sys/unix/backtrace/tracing/gcc_s.rs:49
   1: std::sys_common::backtrace::_print
             at /checkout/src/libstd/sys_common/backtrace.rs:71
   2: std::panicking::default_hook::{{closure}}
             at /checkout/src/libstd/sys_common/backtrace.rs:60
             at /checkout/src/libstd/panicking.rs:381
   3: std::panicking::default_hook
             at /checkout/src/libstd/panicking.rs:397
   4: std::panicking::rust_panic_with_hook
             at /checkout/src/libstd/panicking.rs:611
   5: std::panicking::begin_panic
             at /checkout/src/libstd/panicking.rs:572
   6: std::panicking::begin_panic_fmt
             at /checkout/src/libstd/panicking.rs:522
   7: rust_begin_unwind
             at /checkout/src/libstd/panicking.rs:498
   8: core::panicking::panic_fmt
             at /checkout/src/libcore/panicking.rs:71
   9: core::panicking::panic_bounds_check
             at /checkout/src/libcore/panicking.rs:58
  10: <alloc::vec::Vec<T> as core::ops::index::Index<usize>>::index
             at /checkout/src/liballoc/vec.rs:1555
  11: panic::main
             at src/main.rs:4
  12: __rust_maybe_catch_panic
             at /checkout/src/libpanic_unwind/lib.rs:99
  13: std::rt::lang_start
             at /checkout/src/libstd/panicking.rs:459
             at /checkout/src/libstd/panic.rs:361
             at /checkout/src/libstd/rt.rs:61
  14: main
  15: __libc_start_main
  16: <unknown>

Listing 9-2: The backtrace generated by a call to panic! displayed when the environment variable RUST_BACKTRACE is set

That’s a lot of output! The exact output you see might be different depending on your operating system and Rust version. In order to get backtraces with this information, debug symbols must be enabled. Debug symbols are enabled by default when using cargo build or cargo run without the --release flag, as we have here.

In the output in Listing 9-2, line 11 of the backtrace points to the line in our project that’s causing the problem: src/main.rs in line 4. If we don’t want our program to panic, the location pointed to by the first line mentioning a file we wrote is where we should start investigating to figure out how we got to this location with values that caused the panic. In Listing 9-1 where we deliberately wrote code that would panic in order to demonstrate how to use backtraces, the way to fix the panic is to not request an element at index 99 from a vector that only contains three items. When your code panics in the future, you’ll need to figure out what action the code is taking with what values that causes the panic and what the code should do instead.

We’ll come back to panic! and when we should and should not use panic! to handle error conditions later in the chapter. Next, we’ll look at how to recover from an error using Result.

Recoverable Errors with Result

Most errors aren’t serious enough to require the program to stop entirely. Sometimes, when a function fails, it’s for a reason that we can easily interpret and respond to. For example, if we try to open a file and that operation fails because the file doesn’t exist, we might want to create the file instead of terminating the process.

Recall from “Handling Potential Failure with the Result Type” in Chapter 2 that the Result enum is defined as having two variants, Ok and Err, as follows:


# #![allow(unused_variables)]
#fn main() {
enum Result<T, E> {
    Ok(T),
    Err(E),
}
#}

The T and E are generic type parameters: we’ll discuss generics in more detail in Chapter 10. What you need to know right now is that T represents the type of the value that will be returned in a success case within the Ok variant, and E represents the type of the error that will be returned in a failure case within the Err variant. Because Result has these generic type parameters, we can use the Result type and the functions that the standard library has defined on it in many different situations where the successful value and error value we want to return may differ.

Let’s call a function that returns a Result value because the function could fail: in Listing 9-3 we try to open a file:

Filename: src/main.rs

use std::fs::File;

fn main() {
    let f = File::open("hello.txt");
}

Listing 9-3: Opening a file

How do we know File::open returns a Result? We could look at the standard library API documentation, or we could ask the compiler! If we give f a type annotation of a type that we know the return type of the function is not and then we try to compile the code, the compiler will tell us that the types don’t match. The error message will then tell us what the type of f is. Let’s try it: we know that the return type of File::open isn’t of type u32, so let’s change the let f statement to this:

let f: u32 = File::open("hello.txt");

Attempting to compile now gives us the following output:

error[E0308]: mismatched types
 --> src/main.rs:4:18
  |
4 |     let f: u32 = File::open("hello.txt");
  |                  ^^^^^^^^^^^^^^^^^^^^^^^ expected u32, found enum
`std::result::Result`
  |
  = note: expected type `u32`
             found type `std::result::Result<std::fs::File, std::io::Error>`

This tells us the return type of the File::open function is a Result<T, E>. The generic parameter T has been filled in here with the type of the success value, std::fs::File, which is a file handle. The type of E used in the error value is std::io::Error.

This return type means the call to File::open might succeed and return to us a file handle that we can read from or write to. The function call also might fail: for example, the file might not exist or we might not have permission to access the file. The File::open function needs to have a way to tell us whether it succeeded or failed and at the same time give us either the file handle or error information. This information is exactly what the Result enum conveys.

In the case where File::open succeeds, the value we will have in the variable f will be an instance of Ok that contains a file handle. In the case where it fails, the value in f will be an instance of Err that contains more information about the kind of error that happened.

We need to add to the code in Listing 9-3 to take different actions depending on the value File::open returned. Listing 9-4 shows one way to handle the Result using a basic tool: the match expression that we discussed in Chapter 6.

Filename: src/main.rs

use std::fs::File;

fn main() {
    let f = File::open("hello.txt");

    let f = match f {
        Ok(file) => file,
        Err(error) => {
            panic!("There was a problem opening the file: {:?}", error)
        },
    };
}

Listing 9-4: Using a match expression to handle the Result variants we might have

Note that, like the Option enum, the Result enum and its variants have been imported in the prelude, so we don’t need to specify Result:: before the Ok and Err variants in the match arms.

Here we tell Rust that when the result is Ok, return the inner file value out of the Ok variant, and we then assign that file handle value to the variable f. After the match, we can then use the file handle for reading or writing.

The other arm of the match handles the case where we get an Err value from File::open. In this example, we’ve chosen to call the panic! macro. If there’s no file named hello.txt in our current directory and we run this code, we’ll see the following output from the panic! macro:

thread 'main' panicked at 'There was a problem opening the file: Error { repr:
Os { code: 2, message: "No such file or directory" } }', src/main.rs:9:12

As usual, this output tells us exactly what has gone wrong.

Matching on Different Errors

The code in Listing 9-4 will panic! no matter the reason that File::open failed. What we want to do instead is take different actions for different failure reasons: if File::open failed because the file doesn’t exist, we want to create the file and return the handle to the new file. If File::open failed for any other reason, for example because we didn’t have permission to open the file, we still want the code to panic! in the same way as it did in Listing 9-4. Look at Listing 9-5, which adds another arm to the match:

Filename: src/main.rs

use std::fs::File;
use std::io::ErrorKind;

fn main() {
    let f = File::open("hello.txt");

    let f = match f {
        Ok(file) => file,
        Err(ref error) if error.kind() == ErrorKind::NotFound => {
            match File::create("hello.txt") {
                Ok(fc) => fc,
                Err(e) => {
                    panic!(
                        "Tried to create file but there was a problem: {:?}",
                        e
                    )
                },
            }
        },
        Err(error) => {
            panic!(
                "There was a problem opening the file: {:?}",
                error
            )
        },
    };
}

Listing 9-5: Handling different kinds of errors in different ways

The type of the value that File::open returns inside the Err variant is io::Error, which is a struct provided by the standard library. This struct has a method kind that we can call to get an io::ErrorKind value. io::ErrorKind is an enum provided by the standard library that has variants representing the different kinds of errors that might result from an io operation. The variant we want to use is ErrorKind::NotFound, which indicates the file we’re trying to open doesn’t exist yet.

The condition if error.kind() == ErrorKind::NotFound is called a match guard: it’s an extra condition on a match arm that further refines the arm’s pattern. This condition must be true for that arm’s code to be run; otherwise, the pattern matching will move on to consider the next arm in the match. The ref in the pattern is needed so error is not moved into the guard condition but is merely referenced by it. The reason ref is used to take a reference in a pattern instead of & will be covered in detail in Chapter 18. In short, in the context of a pattern, & matches a reference and gives us its value, but ref matches a value and gives us a reference to it.

The condition we want to check in the match guard is whether the value returned by error.kind() is the NotFound variant of the ErrorKind enum. If it is, we try to create the file with File::create. However, because File::create could also fail, we need to add an inner match statement as well. When the file can’t be opened, a different error message will be printed. The last arm of the outer match stays the same so the program panics on any error besides the missing file error.

Shortcuts for Panic on Error: unwrap and expect

Using match works well enough, but it can be a bit verbose and doesn’t always communicate intent well. The Result<T, E> type has many helper methods defined on it to do various tasks. One of those methods, called unwrap, is a shortcut method that is implemented just like the match statement we wrote in Listing 9-4. If the Result value is the Ok variant, unwrap will return the value inside the Ok. If the Result is the Err variant, unwrap will call the panic! macro for us. Here is an example of unwrap in action:

Filename: src/main.rs

use std::fs::File;

fn main() {
    let f = File::open("hello.txt").unwrap();
}

If we run this code without a hello.txt file, we’ll see an error message from the panic! call that the unwrap method makes:

thread 'main' panicked at 'called `Result::unwrap()` on an `Err` value: Error {
repr: Os { code: 2, message: "No such file or directory" } }',
src/libcore/result.rs:906:4

Another method, expect, which is similar to unwrap, lets us also choose the panic! error message. Using expect instead of unwrap and providing good error messages can convey your intent and make tracking down the source of a panic easier. The syntax of expect looks like this:

Filename: src/main.rs

use std::fs::File;

fn main() {
    let f = File::open("hello.txt").expect("Failed to open hello.txt");
}

We use expect in the same way as unwrap: to return the file handle or call the panic! macro. The error message used by expect in its call to panic! will be the parameter that we pass to expect, rather than the default panic! message that unwrap uses. Here’s what it looks like:

thread 'main' panicked at 'Failed to open hello.txt: Error { repr: Os { code:
2, message: "No such file or directory" } }', src/libcore/result.rs:906:4

Because this error message starts with the text we specified, Failed to open hello.txt, it will be easier to find where in the code this error message is coming from. If we use unwrap in multiple places, it can take more time to figure out exactly which unwrap is causing the panic because all unwrap calls that panic print the same message.

Propagating Errors

When you’re writing a function whose implementation calls something that might fail, instead of handling the error within this function, you can return the error to the calling code so that it can decide what to do. This is known as propagating the error and gives more control to the calling code where there might be more information or logic that dictates how the error should be handled than what you have available in the context of your code.

For example, Listing 9-6 shows a function that reads a username from a file. If the file doesn’t exist or can’t be read, this function will return those errors to the code that called this function:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
use std::io;
use std::io::Read;
use std::fs::File;

fn read_username_from_file() -> Result<String, io::Error> {
    let f = File::open("hello.txt");

    let mut f = match f {
        Ok(file) => file,
        Err(e) => return Err(e),
    };

    let mut s = String::new();

    match f.read_to_string(&mut s) {
        Ok(_) => Ok(s),
        Err(e) => Err(e),
    }
}
#}

Listing 9-6: A function that returns errors to the calling code using match

Let’s look at the return type of the function first: Result<String, io::Error>. This means the function is returning a value of the type Result<T, E> where the generic parameter T has been filled in with the concrete type String, and the generic type E has been filled in with the concrete type io::Error. If this function succeeds without any problems, the code that calls this function will receive an Ok value that holds a String—the username that this function read from the file. If this function encounters any problems, the code that calls this function will receive an Err value that holds an instance of io::Error that contains more information about what the problems were. We chose io::Error as the return type of this function because that happens to be the type of the error value returned from both of the operations we’re calling in this function’s body that might fail: the File::open function and the read_to_string method.

The body of the function starts by calling the File::open function. Then we handle the Result value returned with a match similar to the match in Listing 9-4, only instead of calling panic! in the Err case, we return early from this function and pass the error value from File::open back to the calling code as this function’s error value. If File::open succeeds, we store the file handle in the variable f and continue.

Then we create a new String in variable s and call the read_to_string method on the file handle in f to read the contents of the file into s. The read_to_string method also returns a Result because it might fail, even though File::open succeeded. So we need another match to handle that Result: if read_to_string succeeds, then our function has succeeded, and we return the username from the file that’s now in s wrapped in an Ok. If read_to_string fails, we return the error value in the same way that we returned the error value in the match that handled the return value of File::open. However, we don’t need to explicitly say return, because this is the last expression in the function.

The code that calls this code will then handle getting either an Ok value that contains a username or an Err value that contains an io::Error. We don’t know what the calling code will do with those values. If the calling code gets an Err value, it could call panic! and crash the program, use a default username, or look up the username from somewhere other than a file, for example. We don’t have enough information on what the calling code is actually trying to do, so we propagate all the success or error information upwards for it to handle appropriately.

This pattern of propagating errors is so common in Rust that Rust provides the question mark operator ? to make this easier.

A Shortcut for Propagating Errors: ?

Listing 9-7 shows an implementation of read_username_from_file that has the same functionality as it had in Listing 9-6, but this implementation uses the question mark operator:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
use std::io;
use std::io::Read;
use std::fs::File;

fn read_username_from_file() -> Result<String, io::Error> {
    let mut f = File::open("hello.txt")?;
    let mut s = String::new();
    f.read_to_string(&mut s)?;
    Ok(s)
}
#}

Listing 9-7: A function that returns errors to the calling code using ?

The ? placed after a Result value is defined to work in almost the same way as the match expressions we defined to handle the Result values in Listing 9-6. If the value of the Result is an Ok, the value inside the Ok will get returned from this expression and the program will continue. If the value is an Err, the value inside the Err will be returned from the whole function as if we had used the return keyword so the error value gets propagated to the calling code.

There is a difference between what the match expression from Listing 9-6 and the question mark operator do: error values used with ? go through the from function, defined in the From trait in the standard library, which is used to convert errors from one type into another. When the question mark calls the from function, the error type received is converted into the error type defined in the return type of the current function. This is useful when a function returns one error type to represent all the ways a function might fail, even if parts might fail for many different reasons. As long as each error type implements the from function to define how to convert itself to the returned error type, the question mark operator takes care of the conversion automatically.

In the context of Listing 9-7, the ? at the end of the File::open call will return the value inside an Ok to the variable f. If an error occurs, ? will return early out of the whole function and give any Err value to the calling code. The same thing applies to the ? at the end of the read_to_string call.

The ? eliminates a lot of boilerplate and makes this function’s implementation simpler. We could even shorten this code further by chaining method calls immediately after the ? as shown in Listing 9-8:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
use std::io;
use std::io::Read;
use std::fs::File;

fn read_username_from_file() -> Result<String, io::Error> {
    let mut s = String::new();

    File::open("hello.txt")?.read_to_string(&mut s)?;

    Ok(s)
}
#}

Listing 9-8: Chaining method calls after the question mark operator

We’ve moved the creation of the new String in s to the beginning of the function; that part hasn’t changed. Instead of creating a variable f, we’ve chained the call to read_to_string directly onto the result of File::open("hello.txt")?. We still have a ? at the end of the read_to_string call, and we still return an Ok value containing the username in s when both File::open and read_to_string succeed rather than returning errors. The functionality is again the same as in Listing 9-6 and Listing 9-7; this is just a different, more ergonomic way to write it.

? Can Only Be Used in Functions That Return Result

The ? can only be used in functions that have a return type of Result, because it is defined to work in the same way as the match expression we defined in Listing 9-6. The part of the match that requires a return type of Result is return Err(e), so the return type of the function must be a Result to be compatible with this return.

Let’s look at what happens if we use ? in the main function, which you’ll recall has a return type of ():

use std::fs::File;

fn main() {
    let f = File::open("hello.txt")?;
}

When we compile this code, we get the following error message:

error[E0277]: the trait bound `(): std::ops::Try` is not satisfied
 --> src/main.rs:4:13
  |
4 |     let f = File::open("hello.txt")?;
  |             ------------------------
  |             |
  |             the `?` operator can only be used in a function that returns
  `Result` (or another type that implements `std::ops::Try`)
  |             in this macro invocation
  |
  = help: the trait `std::ops::Try` is not implemented for `()`
  = note: required by `std::ops::Try::from_error`

This error points out that we’re only allowed to use the question mark operator in a function that returns Result. In functions that don’t return Result, when you call other functions that return Result, you’ll need to use a match or one of the Result methods to handle it instead of using ? to potentially propagate the error to the calling code.

Now that we’ve discussed the details of calling panic! or returning Result, let’s return to the topic of how to decide which is appropriate to use in which cases.

To panic! or Not to panic!

So how do you decide when you should panic! and when you should return Result? When code panics, there’s no way to recover. You could call panic! for any error situation, whether there’s a possible way to recover or not, but then you’re making the decision on behalf of the code calling your code that a situation is unrecoverable. When you choose to return a Result value, you give the calling code options rather than making the decision for it. The calling code could choose to attempt to recover in a way that’s appropriate for its situation, or it could decide that an Err value in this case is unrecoverable, so it can call panic! and turn your recoverable error into an unrecoverable one. Therefore, returning Result is a good default choice when you’re defining a function that might fail.

In a few situations it’s more appropriate to write code that panics instead of returning a Result, but they are less common. Let’s explore why it’s appropriate to panic in examples, prototype code, and tests; then in situations where you as a human can know a method won’t fail that the compiler can’t reason about; and conclude with some general guidelines on how to decide whether to panic in library code.

Examples, Prototype Code, and Tests Are All Places it’s Perfectly Fine to Panic

When you’re writing an example to illustrate some concept, having robust error handling code in the example as well can make the example less clear. In examples, it’s understood that a call to a method like unwrap that could panic! is meant as a placeholder for the way that you’d want your application to handle errors, which can differ based on what the rest of your code is doing.

Similarly, the unwrap and expect methods are very handy when prototyping, before you’re ready to decide how to handle errors. They leave clear markers in your code for when you’re ready to make your program more robust.

If a method call fails in a test, we’d want the whole test to fail, even if that method isn’t the functionality under test. Because panic! is how a test is marked as a failure, calling unwrap or expect is exactly what should happen.

Cases When You Have More Information Than the Compiler

It would also be appropriate to call unwrap when you have some other logic that ensures the Result will have an Ok value, but the logic isn’t something the compiler understands. You’ll still have a Result value that you need to handle: whatever operation you’re calling still has the possibility of failing in general, even though it’s logically impossible in your particular situation. If you can ensure by manually inspecting the code that you’ll never have an Err variant, it’s perfectly acceptable to call unwrap. Here’s an example:


# #![allow(unused_variables)]
#fn main() {
use std::net::IpAddr;

let home: IpAddr = "127.0.0.1".parse().unwrap();
#}

We’re creating an IpAddr instance by parsing a hardcoded string. We can see that 127.0.0.1 is a valid IP address, so it’s acceptable to use unwrap here. However, having a hardcoded, valid string doesn’t change the return type of the parse method: we still get a Result value, and the compiler will still make us handle the Result as if the Err variant is still a possibility because the compiler isn’t smart enough to see that this string is always a valid IP address. If the IP address string came from a user rather than being hardcoded into the program, and therefore did have a possibility of failure, we’d definitely want to handle the Result in a more robust way instead.

Guidelines for Error Handling

It’s advisable to have your code panic! when it’s possible that your code could end up in a bad state. In this context, bad state is when some assumption, guarantee, contract, or invariant has been broken, such as when invalid values, contradictory values, or missing values are passed to your code—plus one or more of the following:

  • The bad state is not something that’s expected to happen occasionally.
  • Your code after this point needs to rely on not being in this bad state.
  • There’s not a good way to encode this information in the types you use.

If someone calls your code and passes in values that don’t make sense, the best choice might be to panic! and alert the person using your library to the bug in their code so they can fix it during development. Similarly, panic! is often appropriate if you’re calling external code that is out of your control, and it returns an invalid state that you have no way of fixing.

When a bad state is reached, but it’s expected to happen no matter how well you write your code, it’s still more appropriate to return a Result rather than making a panic! call. Examples of this include a parser being given malformed data or an HTTP request returning a status that indicates you have hit a rate limit. In these cases, you should indicate that failure is an expected possibility by returning a Result to propagate these bad states upwards so the calling code can decide how to handle the problem. To panic! wouldn’t be the best way to handle these cases.

When your code performs operations on values, your code should verify the values are valid first, and panic! if the values aren’t valid. This is mostly for safety reasons: attempting to operate on invalid data can expose your code to vulnerabilities. This is the main reason the standard library will panic! if you attempt an out-of-bounds memory access: trying to access memory that doesn’t belong to the current data structure is a common security problem. Functions often have contracts: their behavior is only guaranteed if the inputs meet particular requirements. Panicking when the contract is violated makes sense because a contract violation always indicates a caller-side bug, and it’s not a kind of error you want the calling code to have to explicitly handle. In fact, there’s no reasonable way for calling code to recover: the calling programmers need to fix the code. Contracts for a function, especially when a violation will cause a panic, should be explained in the API documentation for the function.

However, having lots of error checks in all of your functions would be verbose and annoying. Fortunately, you can use Rust’s type system (and thus the type checking the compiler does) to do many of the checks for you. If your function has a particular type as a parameter, you can proceed with your code’s logic knowing that the compiler has already ensured you have a valid value. For example, if you have a type rather than an Option, your program expects to have something rather than nothing. Your code then doesn’t have to handle two cases for the Some and None variants: it will only have one case for definitely having a value. Code trying to pass nothing to your function won’t even compile, so your function doesn’t have to check for that case at runtime. Another example is using an unsigned integer type like u32, which ensures the parameter is never negative.

Creating Custom Types for Validation

Let’s take the idea of using Rust’s type system to ensure we have a valid value one step further and look at creating a custom type for validation. Recall the guessing game in Chapter 2 where our code asked the user to guess a number between 1 and 100. We never validated that the user’s guess was between those numbers before checking it against our secret number; we only validated that the guess was positive. In this case, the consequences were not very dire: our output of “Too high” or “Too low” would still be correct. It would be a useful enhancement to guide the user toward valid guesses and have different behavior when a user guesses a number that’s out of range versus when a user types, for example, letters instead.

One way to do this would be to parse the guess as an i32 instead of only a u32 to allow potentially negative numbers, and then add a check for the number being in range, like so:

loop {
    // --snip--

    let guess: i32 = match guess.trim().parse() {
        Ok(num) => num,
        Err(_) => continue,
    };

    if guess < 1 || guess > 100 {
        println!("The secret number will be between 1 and 100.");
        continue;
    }

    match guess.cmp(&secret_number) {
    // --snip--
}

The if expression checks whether our value is out of range, tells the user about the problem, and calls continue to start the next iteration of the loop and ask for another guess. After the if expression, we can proceed with the comparisons between guess and the secret number knowing that guess is between 1 and 100.

However, this is not an ideal solution: if it was absolutely critical that the program only operated on values between 1 and 100, and it had many functions with this requirement, it would be tedious (and potentially impact performance) to have a check like this in every function.

Instead, we can make a new type and put the validations in a function to create an instance of the type rather than repeating the validations everywhere. That way, it’s safe for functions to use the new type in their signatures and confidently use the values they receive. Listing 9-9 shows one way to define a Guess type that will only create an instance of Guess if the new function receives a value between 1 and 100:


# #![allow(unused_variables)]
#fn main() {
pub struct Guess {
    value: u32,
}

impl Guess {
    pub fn new(value: u32) -> Guess {
        if value < 1 || value > 100 {
            panic!("Guess value must be between 1 and 100, got {}.", value);
        }

        Guess {
            value
        }
    }

    pub fn value(&self) -> u32 {
        self.value
    }
}
#}

Listing 9-9: A Guess type that will only continue with values between 1 and 100

First, we define a struct named Guess that has a field named value that holds a u32. This is where the number will be stored.

Then we implement an associated function named new on Guess that creates instances of Guess values. The new function is defined to have one parameter named value of type u32 and to return a Guess. The code in the body of the new function tests value to make sure it’s between 1 and 100. If value doesn’t pass this test, we make a panic! call, which will alert the programmer who is writing the calling code that they have a bug they need to fix, because creating a Guess with a value outside this range would violate the contract that Guess::new is relying on. The conditions in which Guess::new might panic should be discussed in its public-facing API documentation; we’ll cover documentation conventions indicating the possibility of a panic! in the API documentation that you create in Chapter 14. If value does pass the test, we create a new Guess with its value field set to the value parameter and return the Guess.

Next, we implement a method named value that borrows self, doesn’t have any other parameters, and returns a u32. This is a kind of method sometimes called a getter, because its purpose is to get some data from its fields and return it. This public method is necessary because the value field of the Guess struct is private. It’s important that the value field is private so code using the Guess struct is not allowed to set value directly: code outside the module must use the Guess::new function to create an instance of Guess, which ensures there’s no way for a Guess to have a value that hasn’t been checked by the conditions in the Guess::new function.

A function that has a parameter or returns only numbers between 1 and 100 could then declare in its signature that it takes or returns a Guess rather than a u32 and wouldn’t need to do any additional checks in its body.

Summary

Rust’s error handling features are designed to help you write more robust code. The panic! macro signals that your program is in a state it can’t handle and lets you tell the process to stop instead of trying to proceed with invalid or incorrect values. The Result enum uses Rust’s type system to indicate that operations might fail in a way that your code could recover from. You can use Result to tell code that calls your code that it needs to handle potential success or failure as well. Using panic! and Result in the appropriate situations will make your code more reliable in the face of inevitable problems.

Now that you’ve seen useful ways that the standard library uses generics with the Option and Result enums, we’ll talk about how generics work and how you can use them in your code in the next chapter.

Generic Types, Traits, and Lifetimes

Every programming language has tools to deal effectively with duplication of concepts; in Rust, one of those tools is generics. Generics are abstract stand-ins for concrete types or other properties. When we’re writing and compiling the code we can express properties of generics, such as their behavior or how they relate to other generics, without needing to know what will actually be in their place.

In the same way that a function takes parameters whose value we don’t know in order to write code once that will be run on multiple concrete values, we can write functions that take parameters of some generic type instead of a concrete type like i32 or String. We’ve already used generics in Chapter 6 with Option<T>, Chapter 8 with Vec<T> and HashMap<K, V>, and Chapter 9 with Result<T, E>. In this chapter, we’ll explore how to define our own types, functions, and methods with generics!

First, we’re going to review the mechanics of extracting a function that reduces code duplication. Then we’ll use the same mechanics to make a generic function out of two functions that only differ in the types of their parameters. We’ll go over using generic types in struct and enum definitions too.

After that, we’ll discuss traits, which are a way to define behavior in a generic way. Traits can be combined with generic types in order to constrain a generic type to those types that have a particular behavior, rather than any type at all.

Finally, we’ll discuss lifetimes, which are a kind of generic that let us give the compiler information about how references are related to each other. Lifetimes are the feature in Rust that allow us to borrow values in many situations and still have the compiler check that references will be valid.

Removing Duplication by Extracting a Function

Before getting into generics syntax, let’s first review a technique for dealing with duplication that doesn’t use generic types: extracting a function. Once that’s fresh in our minds, we’ll use the same mechanics with generics to extract a generic function! In the same way that you recognize duplicated code to extract into a function, you’ll start to recognize duplicated code that can use generics.

Consider a small program that finds the largest number in a list, shown in Listing 10-1:

Filename: src/main.rs

fn main() {
    let number_list = vec![34, 50, 25, 100, 65];

    let mut largest = number_list[0];

    for number in number_list {
        if number > largest {
            largest = number;
        }
    }

    println!("The largest number is {}", largest);
#  assert_eq!(largest, 100);
}

Listing 10-1: Code to find the largest number in a list of numbers

This code takes a list of integers, stored here in the variable number_list. It puts the first item in the list in a variable named largest. Then it iterates through all the numbers in the list, and if the current value is greater than the number stored in largest, it replaces the value in largest. If the current value is smaller than the largest value seen so far, largest is not changed. When all the items in the list have been considered, largest will hold the largest value, which in this case is 100.

If we needed to find the largest number in two different lists of numbers, we could duplicate the code in Listing 10-1 and have the same logic exist in two places in the program, as in Listing 10-2:

Filename: src/main.rs

fn main() {
    let number_list = vec![34, 50, 25, 100, 65];

    let mut largest = number_list[0];

    for number in number_list {
        if number > largest {
            largest = number;
        }
    }

    println!("The largest number is {}", largest);

    let number_list = vec![102, 34, 6000, 89, 54, 2, 43, 8];

    let mut largest = number_list[0];

    for number in number_list {
        if number > largest {
            largest = number;
        }
    }

    println!("The largest number is {}", largest);
}

Listing 10-2: Code to find the largest number in two lists of numbers

While this code works, duplicating code is tedious and error-prone, and means we have multiple places to update the logic if we need to change it.

To eliminate this duplication, we can create an abstraction, which in this case will be in the form of a function that operates on any list of integers given to the function in a parameter. This will increase the clarity of our code and let us communicate and reason about the concept of finding the largest number in a list independently of the specific places this concept is used.

In the program in Listing 10-3, we’ve extracted the code that finds the largest number into a function named largest. This program can find the largest number in two different lists of numbers, but the code from Listing 10-1 only exists in one spot:

Filename: src/main.rs

fn largest(list: &[i32]) -> i32 {
    let mut largest = list[0];

    for &item in list.iter() {
        if item > largest {
            largest = item;
        }
    }

    largest
}

fn main() {
    let number_list = vec![34, 50, 25, 100, 65];

    let result = largest(&number_list);
    println!("The largest number is {}", result);
#    assert_eq!(result, 100);

    let number_list = vec![102, 34, 6000, 89, 54, 2, 43, 8];

    let result = largest(&number_list);
    println!("The largest number is {}", result);
#    assert_eq!(result, 6000);
}

Listing 10-3: Abstracted code to find the largest number in two lists

The function has a parameter, list, which represents any concrete slice of i32 values that we might pass into the function. The code in the function definition operates on the list representation of any &[i32]. When we call the largest function, the code actually runs on the specific values that we pass in.

The mechanics we went through to get from Listing 10-2 to Listing 10-3 were these steps:

  1. We noticed there was duplicate code.
  2. We extracted the duplicate code into the body of the function, and specified the inputs and return values of that code in the function signature.
  3. We replaced the two concrete places that had the duplicated code to call the function instead.

We can use these same steps with generics to reduce code duplication in different ways in different scenarios. In the same way that the function body is now operating on an abstract list instead of concrete values, code using generics will operate on abstract types. The concepts powering generics are the same concepts you already know that power functions, just applied in different ways.

What if we had two functions, one that found the largest item in a slice of i32 values and one that found the largest item in a slice of char values? How would we get rid of that duplication? Let’s find out!

Generic Data Types

Using generics where we usually place types, like in function signatures or structs, lets us create definitions that we can use for many different concrete data types. Let’s take a look at how to define functions, structs, enums, and methods using generics, and at the end of this section we’ll discuss the performance of code using generics.

Using Generic Data Types in Function Definitions

We can define functions that use generics in the signature of the function where the data types of the parameters and return value go. In this way, the code we write can be more flexible and provide more functionality to callers of our function, while not introducing code duplication.

Continuing with our largest function, Listing 10-4 shows two functions providing the same functionality to find the largest value in a slice. The first function is the one we extracted in Listing 10-3 that finds the largest i32 in a slice. The second function finds the largest char in a slice:

Filename: src/main.rs

fn largest_i32(list: &[i32]) -> i32 {
    let mut largest = list[0];

    for &item in list.iter() {
        if item > largest {
            largest = item;
        }
    }

    largest
}

fn largest_char(list: &[char]) -> char {
    let mut largest = list[0];

    for &item in list.iter() {
        if item > largest {
            largest = item;
        }
    }

    largest
}

fn main() {
    let number_list = vec![34, 50, 25, 100, 65];

    let result = largest_i32(&number_list);
    println!("The largest number is {}", result);
#    assert_eq!(result, 100);

    let char_list = vec!['y', 'm', 'a', 'q'];

    let result = largest_char(&char_list);
    println!("The largest char is {}", result);
#    assert_eq!(result, 'y');
}

Listing 10-4: Two functions that differ only in their names and the types in their signatures

Here, the functions largest_i32 and largest_char have the exact same body, so it would be nice if we could turn these two functions into one and get rid of the duplication. Luckily, we can do that by introducing a generic type parameter!

To parameterize the types in the signature of the one function we’re going to define, we need to create a name for the type parameter, just like how we give names for the value parameters to a function. We’re going to choose the name T. Any identifier can be used as a type parameter name, but we’re choosing T because Rust’s type naming convention is CamelCase. Generic type parameter names also tend to be short by convention, often just one letter. Short for “type”, T is the default choice of most Rust programmers.

When we use a parameter in the body of the function, we have to declare the parameter in the signature so that the compiler knows what that name in the body means. Similarly, when we use a type parameter name in a function signature, we have to declare the type parameter name before we use it. Type name declarations go in angle brackets between the name of the function and the parameter list.

The function signature of the generic largest function we’re going to define will look like this:

fn largest<T>(list: &[T]) -> T {

We would read this as: the function largest is generic over some type T. It has one parameter named list, and the type of list is a slice of values of type T. The largest function will return a value of the same type T.

Listing 10-5 shows the unified largest function definition using the generic data type in its signature, and shows how we’ll be able to call largest with either a slice of i32 values or char values. Note that this code won’t compile yet!

Filename: src/main.rs

fn largest<T>(list: &[T]) -> T {
    let mut largest = list[0];

    for &item in list.iter() {
        if item > largest {
            largest = item;
        }
    }

    largest
}

fn main() {
    let number_list = vec![34, 50, 25, 100, 65];

    let result = largest(&number_list);
    println!("The largest number is {}", result);

    let char_list = vec!['y', 'm', 'a', 'q'];

    let result = largest(&char_list);
    println!("The largest char is {}", result);
}

Listing 10-5: A definition of the largest function that uses generic type parameters but doesn’t compile yet

If we try to compile this code right now, we’ll get this error:

error[E0369]: binary operation `>` cannot be applied to type `T`
  |
5 |         if item > largest {
  |            ^^^^
  |
note: an implementation of `std::cmp::PartialOrd` might be missing for `T`

The note mentions std::cmp::PartialOrd, which is a trait. We’re going to talk about traits in the next section, but briefly, what this error is saying is that the body of largest won’t work for all possible types that T could be; since we want to compare values of type T in the body, we can only use types that know how to be ordered. The standard library has defined the trait std::cmp::PartialOrd that types can implement to enable comparisons. We’ll come back to traits and how to specify that a generic type has a particular trait in the next section, but let’s set this example aside for a moment and explore other places we can use generic type parameters first.

Using Generic Data Types in Struct Definitions

We can define structs to use a generic type parameter in one or more of the struct’s fields with the <> syntax too. Listing 10-6 shows the definition and use of a Point struct that can hold x and y coordinate values of any type:

Filename: src/main.rs

struct Point<T> {
    x: T,
    y: T,
}

fn main() {
    let integer = Point { x: 5, y: 10 };
    let float = Point { x: 1.0, y: 4.0 };
}

Listing 10-6: A Point struct that holds x and y values of type T

The syntax is similar to using generics in function definitions. First, we have to declare the name of the type parameter within angle brackets just after the name of the struct. Then we can use the generic type in the struct definition where we would specify concrete data types.

Note that because we’ve only used one generic type in the definition of Point, what we’re saying is that the Point struct is generic over some type T, and the fields x and y are both that same type, whatever it ends up being. If we try to create an instance of a Point that has values of different types, as in Listing 10-7, our code won’t compile:

Filename: src/main.rs

struct Point<T> {
    x: T,
    y: T,
}

fn main() {
    let wont_work = Point { x: 5, y: 4.0 };
}

Listing 10-7: The fields x and y must be the same type because both have the same generic data type T

If we try to compile this, we’ll get the following error:

error[E0308]: mismatched types
 -->
  |
7 |     let wont_work = Point { x: 5, y: 4.0 };
  |                                      ^^^ expected integral variable, found
  floating-point variable
  |
  = note: expected type `{integer}`
  = note:    found type `{float}`

When we assigned the integer value 5 to x, the compiler then knows for this instance of Point that the generic type T will be an integer. Then when we specified 4.0 for y, which is defined to have the same type as x, we get a type mismatch error.

If we wanted to define a Point struct where x and y could have different types but still have those types be generic, we can use multiple generic type parameters. In listing 10-8, we’ve changed the definition of Point to be generic over types T and U. The field x is of type T, and the field y is of type U:

Filename: src/main.rs

struct Point<T, U> {
    x: T,
    y: U,
}

fn main() {
    let both_integer = Point { x: 5, y: 10 };
    let both_float = Point { x: 1.0, y: 4.0 };
    let integer_and_float = Point { x: 5, y: 4.0 };
}

Listing 10-8: A Point generic over two types so that x and y may be values of different types

Now all of these instances of Point are allowed! You can use as many generic type parameters in a definition as you want, but using more than a few gets hard to read and understand. If you get to a point of needing lots of generic types, it’s probably a sign that your code could use some restructuring to be separated into smaller pieces.

Using Generic Data Types in Enum Definitions

Similarly to structs, enums can be defined to hold generic data types in their variants. We used the Option<T> enum provided by the standard library in Chapter 6, and now its definition should make more sense. Let’s take another look:


# #![allow(unused_variables)]
#fn main() {
enum Option<T> {
    Some(T),
    None,
}
#}

In other words, Option<T> is an enum generic in type T. It has two variants: Some, which holds one value of type T, and a None variant that doesn’t hold any value. The standard library only has to have this one definition to support the creation of values of this enum that have any concrete type. The idea of “an optional value” is a more abstract concept than one specific type, and Rust lets us express this abstract concept without lots of duplication.

Enums can use multiple generic types as well. The definition of the Result enum that we used in Chapter 9 is one example:


# #![allow(unused_variables)]
#fn main() {
enum Result<T, E> {
    Ok(T),
    Err(E),
}
#}

The Result enum is generic over two types, T and E. Result has two variants: Ok, which holds a value of type T, and Err, which holds a value of type E. This definition makes it convenient to use the Result enum anywhere we have an operation that might succeed (and return a value of some type T) or fail (and return an error of some type E). Recall Listing 9-2 when we opened a file: in that case, T was filled in with the type std::fs::File when the file was opened successfully and E was filled in with the type std::io::Error when there were problems opening the file.

When you recognize situations in your code with multiple struct or enum definitions that differ only in the types of the values they hold, you can remove the duplication by using the same process we used with the function definitions to introduce generic types instead.

Using Generic Data Types in Method Definitions

Like we did in Chapter 5, we can implement methods on structs and enums that have generic types in their definitions. Listing 10-9 shows the Point<T> struct we defined in Listing 10-6. We’ve then defined a method named x on Point<T> that returns a reference to the data in the field x:

Filename: src/main.rs

struct Point<T> {
    x: T,
    y: T,
}

impl<T> Point<T> {
    fn x(&self) -> &T {
        &self.x
    }
}

fn main() {
    let p = Point { x: 5, y: 10 };

    println!("p.x = {}", p.x());
}

Listing 10-9: Implementing a method named x on the Point<T> struct that will return a reference to the x field, which is of type T.

Note that we have to declare T just after impl in order to use T in the type Point<T>. Declaring T as a generic type after the impl is how Rust knows the type in the angle brackets in Point is a generic type rather than a concrete type. For example, we could choose to implement methods on Point<f32> instances rather than Point instances with any generic type. Listing 10-10 shows that we don’t declare anything after the impl in this case, since we’re using a concrete type, f32:


# #![allow(unused_variables)]
#fn main() {
# struct Point<T> {
#     x: T,
#     y: T,
# }
#
impl Point<f32> {
    fn distance_from_origin(&self) -> f32 {
        (self.x.powi(2) + self.y.powi(2)).sqrt()
    }
}
#}

Listing 10-10: Building an impl block which only applies to a struct with a specific type is used for the generic type parameter T

This code means the type Point<f32> will have a method named distance_from_origin, and other instances of Point<T> where T is not of type f32 will not have this method defined. This method measures how far our point is from the point of coordinates (0.0, 0.0) and uses mathematical operations which are only available for floating-point types.

Generic type parameters in a struct definition aren’t always the same generic type parameters you want to use in that struct’s method signatures. Listing 10-11 defines a method mixup on the Point<T, U> struct from Listing 10-8. The method takes another Point as a parameter, which might have different types than the self Point that we’re calling mixup on. The method creates a new Point instance that has the x value from the self Point (which is of type T) and the y value from the passed-in Point (which is of type W):

Filename: src/main.rs

struct Point<T, U> {
    x: T,
    y: U,
}

impl<T, U> Point<T, U> {
    fn mixup<V, W>(self, other: Point<V, W>) -> Point<T, W> {
        Point {
            x: self.x,
            y: other.y,
        }
    }
}

fn main() {
    let p1 = Point { x: 5, y: 10.4 };
    let p2 = Point { x: "Hello", y: 'c'};

    let p3 = p1.mixup(p2);

    println!("p3.x = {}, p3.y = {}", p3.x, p3.y);
}

Listing 10-11: Methods that use different generic types than their struct’s definition

In main, we’ve defined a Point that has an i32 for x (with value 5) and an f64 for y (with value 10.4). p2 is a Point that has a string slice for x (with value "Hello") and a char for y (with value c). Calling mixup on p1 with the argument p2 gives us p3, which will have an i32 for x, since x came from p1. p3 will have a char for y, since y came from p2. The println! will print p3.x = 5, p3.y = c.

Note that the generic parameters T and U are declared after impl, since they go with the struct definition. The generic parameters V and W are declared after fn mixup, since they are only relevant to the method.

Performance of Code Using Generics

You may have been reading this section and wondering if there’s a run-time cost to using generic type parameters. Good news: the way that Rust has implemented generics means that your code will not run any slower than if you had specified concrete types instead of generic type parameters!

Rust accomplishes this by performing monomorphization of code using generics at compile time. Monomorphization is the process of turning generic code into specific code with the concrete types that are actually used filled in.

What the compiler does is the opposite of the steps that we performed to create the generic function in Listing 10-5. The compiler looks at all the places that generic code is called and generates code for the concrete types that the generic code is called with.

Let’s work through an example that uses the standard library’s Option enum:


# #![allow(unused_variables)]
#fn main() {
let integer = Some(5);
let float = Some(5.0);
#}

When Rust compiles this code, it will perform monomorphization. The compiler will read the values that have been passed to Option and see that we have two kinds of Option<T>: one is i32, and one is f64. As such, it will expand the generic definition of Option<T> into Option_i32 and Option_f64, thereby replacing the generic definition with the specific ones.

The monomorphized version of our code that the compiler generates looks like this, with the uses of the generic Option replaced with the specific definitions created by the compiler:

Filename: src/main.rs

enum Option_i32 {
    Some(i32),
    None,
}

enum Option_f64 {
    Some(f64),
    None,
}

fn main() {
    let integer = Option_i32::Some(5);
    let float = Option_f64::Some(5.0);
}

We can write the non-duplicated code using generics, and Rust will compile that into code that specifies the type in each instance. That means we pay no runtime cost for using generics; when the code runs, it performs just like it would if we had duplicated each particular definition by hand. The process of monomorphization is what makes Rust’s generics extremely efficient at runtime.

Traits: Defining Shared Behavior

Traits allow us to use another kind of abstraction: they let us abstract over behavior that types can have in common. A trait tells the Rust compiler about functionality a particular type has and might share with other types. In situations where we use generic type parameters, we can use trait bounds to specify, at compile time, that the generic type may be any type that implements a trait and therefore has the behavior we want to use in that situation.

Note: Traits are similar to a feature often called ‘interfaces’ in other languages, though with some differences.

Defining a Trait

The behavior of a type consists of the methods we can call on that type. Different types share the same behavior if we can call the same methods on all of those types. Trait definitions are a way to group method signatures together in order to define a set of behaviors necessary to accomplish some purpose.

For example, say we have multiple structs that hold various kinds and amounts of text: a NewsArticle struct that holds a news story filed in a particular place in the world, and a Tweet that can have at most 140 characters in its content along with metadata like whether it was a retweet or a reply to another tweet.

We want to make a media aggregator library that can display summaries of data that might be stored in a NewsArticle or Tweet instance. The behavior we need each struct to have is that it’s able to be summarized, and that we can ask for that summary by calling a summary method on an instance. Listing 10-12 shows the definition of a Summarizable trait that expresses this concept:

Filename: lib.rs


# #![allow(unused_variables)]
#fn main() {
pub trait Summarizable {
    fn summary(&self) -> String;
}
#}

Listing 10-12: Definition of a Summarizable trait that consists of the behavior provided by a summary method

We declare a trait with the trait keyword, then the trait’s name, in this case Summarizable. Inside curly brackets we declare the method signatures that describe the behaviors that types that implement this trait will need to have, in this case fn summary(&self) -> String. After the method signature, instead of providing an implementation within curly brackets, we put a semicolon. Each type that implements this trait must then provide its own custom behavior for the body of the method, but the compiler will enforce that any type that has the Summarizable trait will have the method summary defined for it with this signature exactly.

A trait can have multiple methods in its body, with the method signatures listed one per line and each line ending in a semicolon.

Implementing a Trait on a Type

Now that we’ve defined the Summarizable trait, we can implement it on the types in our media aggregator that we want to have this behavior. Listing 10-13 shows an implementation of the Summarizable trait on the NewsArticle struct that uses the headline, the author, and the location to create the return value of summary. For the Tweet struct, we’ve chosen to define summary as the username followed by the whole text of the tweet, assuming that tweet content is already limited to 140 characters.

Filename: lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub trait Summarizable {
#     fn summary(&self) -> String;
# }
#
pub struct NewsArticle {
    pub headline: String,
    pub location: String,
    pub author: String,
    pub content: String,
}

impl Summarizable for NewsArticle {
    fn summary(&self) -> String {
        format!("{}, by {} ({})", self.headline, self.author, self.location)
    }
}

pub struct Tweet {
    pub username: String,
    pub content: String,
    pub reply: bool,
    pub retweet: bool,
}

impl Summarizable for Tweet {
    fn summary(&self) -> String {
        format!("{}: {}", self.username, self.content)
    }
}
#}

Listing 10-13: Implementing the Summarizable trait on the NewsArticle and Tweet types

Implementing a trait on a type is similar to implementing methods that aren’t related to a trait. The difference is after impl, we put the trait name that we want to implement, then say for and the name of the type that we want to implement the trait for. Within the impl block, we put the method signatures that the trait definition has defined, but instead of putting a semicolon after each signature, we put curly brackets and fill in the method body with the specific behavior that we want the methods of the trait to have for the particular type.

Once we’ve implemented the trait, we can call the methods on instances of NewsArticle and Tweet in the same manner that we call methods that aren’t part of a trait:

let tweet = Tweet {
    username: String::from("horse_ebooks"),
    content: String::from("of course, as you probably already know, people"),
    reply: false,
    retweet: false,
};

println!("1 new tweet: {}", tweet.summary());

This will print 1 new tweet: horse_ebooks: of course, as you probably already know, people.

Note that because we’ve defined the Summarizable trait and the NewsArticle and Tweet types all in the same lib.rs in Listing 10-13, they’re all in the same scope. If this lib.rs is for a crate we’ve called aggregator, and someone else wants to use our crate’s functionality plus implement the Summarizable trait on their WeatherForecast struct, their code would need to import the Summarizable trait into their scope first before they could implement it, like in Listing 10-14:

Filename: lib.rs

extern crate aggregator;

use aggregator::Summarizable;

struct WeatherForecast {
    high_temp: f64,
    low_temp: f64,
    chance_of_precipitation: f64,
}

impl Summarizable for WeatherForecast {
    fn summary(&self) -> String {
        format!("The high will be {}, and the low will be {}. The chance of
        precipitation is {}%.", self.high_temp, self.low_temp,
        self.chance_of_precipitation)
    }
}

Listing 10-14: Bringing the Summarizable trait from our aggregator crate into scope in another crate

This code also assumes Summarizable is a public trait, which it is because we put the pub keyword before trait in Listing 10-12.

One restriction to note with trait implementations: we may implement a trait on a type as long as either the trait or the type are local to our crate. In other words, we aren’t allowed to implement external traits on external types. We can’t implement the Display trait on Vec, for example, since both Display and Vec are defined in the standard library. We are allowed to implement standard library traits like Display on a custom type like Tweet as part of our aggregator crate functionality. We could also implement Summarizable on Vec in our aggregator crate, since we’ve defined Summarizable there. This restriction is part of what’s called the orphan rule, which you can look up if you’re interested in type theory. Briefly, it’s called the orphan rule because the parent type is not present. Without this rule, two crates could implement the same trait for the same type, and the two implementations would conflict: Rust wouldn’t know which implementation to use. Because Rust enforces the orphan rule, other people’s code can’t break your code and vice versa.

Default Implementations

Sometimes it’s useful to have default behavior for some or all of the methods in a trait, instead of making every implementation on every type define custom behavior. When we implement the trait on a particular type, we can choose to keep or override each method’s default behavior.

Listing 10-15 shows how we could have chosen to specify a default string for the summary method of the Summarizable trait instead of choosing to only define the method signature like we did in Listing 10-12:

Filename: lib.rs


# #![allow(unused_variables)]
#fn main() {
pub trait Summarizable {
    fn summary(&self) -> String {
        String::from("(Read more...)")
    }
}
#}

Listing 10-15: Definition of a Summarizable trait with a default implementation of the summary method

If we wanted to use this default implementation to summarize instances of NewsArticle instead of defining a custom implementation like we did in Listing 10-13, we would specify an empty impl block:

impl Summarizable for NewsArticle {}

Even though we’re no longer choosing to define the summary method on NewsArticle directly, since the summary method has a default implementation and we specified that NewsArticle implements the Summarizable trait, we can still call the summary method on an instance of NewsArticle:

let article = NewsArticle {
    headline: String::from("Penguins win the Stanley Cup Championship!"),
    location: String::from("Pittsburgh, PA, USA"),
    author: String::from("Iceburgh"),
    content: String::from("The Pittsburgh Penguins once again are the best
    hockey team in the NHL."),
};

println!("New article available! {}", article.summary());

This code prints New article available! (Read more...).

Changing the Summarizable trait to have a default implementation for summary does not require us to change anything about the implementations of Summarizable on Tweet in Listing 10-13 or WeatherForecast in Listing 10-14: the syntax for overriding a default implementation is exactly the same as the syntax for implementing a trait method that doesn’t have a default implementation.

Default implementations are allowed to call the other methods in the same trait, even if those other methods don’t have a default implementation. In this way, a trait can provide a lot of useful functionality and only require implementors to specify a small part of it. We could choose to have the Summarizable trait also have an author_summary method whose implementation is required, then a summary method that has a default implementation that calls the author_summary method:


# #![allow(unused_variables)]
#fn main() {
pub trait Summarizable {
    fn author_summary(&self) -> String;

    fn summary(&self) -> String {
        format!("(Read more from {}...)", self.author_summary())
    }
}
#}

In order to use this version of Summarizable, we’re only required to define author_summary when we implement the trait on a type:

impl Summarizable for Tweet {
    fn author_summary(&self) -> String {
        format!("@{}", self.username)
    }
}

Once we define author_summary, we can call summary on instances of the Tweet struct, and the default implementation of summary will call the definition of author_summary that we’ve provided.

let tweet = Tweet {
    username: String::from("horse_ebooks"),
    content: String::from("of course, as you probably already know, people"),
    reply: false,
    retweet: false,
};

println!("1 new tweet: {}", tweet.summary());

This will print 1 new tweet: (Read more from @horse_ebooks...).

Note that it is not possible to call the default implementation from an overriding implementation.

Trait Bounds

Now that we’ve defined traits and implemented those traits on types, we can use traits with generic type parameters. We can constrain generic types so that rather than being any type, the compiler will ensure that the type will be limited to those types that implement a particular trait and thus have the behavior that we need the types to have. This is called specifying trait bounds on a generic type.

For example, in Listing 10-13, we implemented the Summarizable trait on the types NewsArticle and Tweet. We can define a function notify that calls the summary method on its parameter item, which is of the generic type T. To be able to call summary on item without getting an error, we can use trait bounds on T to specify that item must be of a type that implements the Summarizable trait:

pub fn notify<T: Summarizable>(item: T) {
    println!("Breaking news! {}", item.summary());
}

Trait bounds go with the declaration of the generic type parameter, after a colon and within the angle brackets. Because of the trait bound on T, we can call notify and pass in any instance of NewsArticle or Tweet. The external code from Listing 10-14 that’s using our aggregator crate can call our notify function and pass in an instance of WeatherForecast, since Summarizable is implemented for WeatherForecast as well. Code that calls notify with any other type, like a String or an i32, won’t compile, since those types do not implement Summarizable.

We can specify multiple trait bounds on a generic type by using +. If we needed to be able to use display formatting on the type T in a function as well as the summary method, we can use the trait bounds T: Summarizable + Display. This means T can be any type that implements both Summarizable and Display.

For functions that have multiple generic type parameters, each generic has its own trait bounds. Specifying lots of trait bound information in the angle brackets between a function’s name and its parameter list can get hard to read, so there’s an alternate syntax for specifying trait bounds that lets us move them to a where clause after the function signature. So instead of:

fn some_function<T: Display + Clone, U: Clone + Debug>(t: T, u: U) -> i32 {

We can write this instead with a where clause:

fn some_function<T, U>(t: T, u: U) -> i32
    where T: Display + Clone,
          U: Clone + Debug
{

This is less cluttered and makes this function’s signature look more similar to a function without lots of trait bounds, in that the function name, parameter list, and return type are close together.

Fixing the largest Function with Trait Bounds

So any time you want to use behavior defined by a trait on a generic, you need to specify that trait in the generic type parameter’s type bounds. We can now fix the definition of the largest function that uses a generic type parameter from Listing 10-5! When we set that code aside, we were getting this error:

error[E0369]: binary operation `>` cannot be applied to type `T`
  |
5 |         if item > largest {
  |            ^^^^
  |
note: an implementation of `std::cmp::PartialOrd` might be missing for `T`

In the body of largest we wanted to be able to compare two values of type T using the greater-than operator. That operator is defined as a default method on the standard library trait std::cmp::PartialOrd. So in order to be able to use the greater-than operator, we need to specify PartialOrd in the trait bounds for T so that the largest function will work on slices of any type that can be compared. We don’t need to bring PartialOrd into scope because it’s in the prelude.

fn largest<T: PartialOrd>(list: &[T]) -> T {

If we try to compile this, we’ll get different errors:

error[E0508]: cannot move out of type `[T]`, a non-copy array
 --> src/main.rs:4:23
  |
4 |     let mut largest = list[0];
  |         -----------   ^^^^^^^ cannot move out of here
  |         |
  |         hint: to prevent move, use `ref largest` or `ref mut largest`

error[E0507]: cannot move out of borrowed content
 --> src/main.rs:6:9
  |
6 |     for &item in list.iter() {
  |         ^----
  |         ||
  |         |hint: to prevent move, use `ref item` or `ref mut item`
  |         cannot move out of borrowed content

The key to this error is cannot move out of type [T], a non-copy array. With our non-generic versions of the largest function, we were only trying to find the largest i32 or char. As we discussed in Chapter 4, types like i32 and char that have a known size can be stored on the stack, so they implement the Copy trait. When we changed the largest function to be generic, it’s now possible that the list parameter could have types in it that don’t implement the Copy trait, which means we wouldn’t be able to move the value out of list[0] and into the largest variable.

If we only want to be able to call this code with types that are Copy, we can add Copy to the trait bounds of T! Listing 10-16 shows the complete code of a generic largest function that will compile as long as the types of the values in the slice that we pass into largest implement both the PartialOrd and Copy traits, like i32 and char:

Filename: src/main.rs

fn largest<T: PartialOrd + Copy>(list: &[T]) -> T {
    let mut largest = list[0];

    for &item in list.iter() {
        if item > largest {
            largest = item;
        }
    }

    largest
}

fn main() {
    let number_list = vec![34, 50, 25, 100, 65];

    let result = largest(&number_list);
    println!("The largest number is {}", result);

    let char_list = vec!['y', 'm', 'a', 'q'];

    let result = largest(&char_list);
    println!("The largest char is {}", result);
}

Listing 10-16: A working definition of the largest function that works on any generic type that implements the PartialOrd and Copy traits

If we don’t want to restrict our largest function to only types that implement the Copy trait, we could specify that T has the trait bound Clone instead of Copy and clone each value in the slice when we want the largest function to have ownership. Using the clone function means we’re potentially making more heap allocations, though, and heap allocations can be slow if we’re working with large amounts of data. Another way we could implement largest is for the function to return a reference to a T value in the slice. If we change the return type to be &T instead of T and change the body of the function to return a reference, we wouldn’t need either the Clone or Copy trait bounds and we wouldn’t be doing any heap allocations. Try implementing these alternate solutions on your own!

Using Trait Bounds to Conditionally Implement Methods

By using a trait bound with an impl block that uses generic type parameters, we can conditionally implement methods only for types that implement the specified traits. For example, the type Pair<T> in listing 10-17 always implements the new method, but Pair<T> only implements the cmp_display if its inner type T implements the PartialOrd trait that enables comparison and the Display trait that enables printing:


# #![allow(unused_variables)]
#fn main() {
use std::fmt::Display;

struct Pair<T> {
    x: T,
    y: T,
}

impl<T> Pair<T> {
    fn new(x: T, y: T) -> Self {
        Self {
            x,
            y,
        }
    }
}

impl<T: Display + PartialOrd> Pair<T> {
    fn cmp_display(&self) {
        if self.x >= self.y {
            println!("The largest member is x = {}", self.x);
        } else {
            println!("The largest member is y = {}", self.y);
        }
    }
}
#}

Listing 10-17: Conditionally implement methods on a generic type depending on trait bounds

We can also conditionally implement a trait for any type that implements a trait. Implementations of a trait on any type that satisfies the trait bounds are called blanket implementations, and are extensively used in the Rust standard library. For example, the standard library implements the ToString trait on any type that implements the Display trait. This impl block looks similar to this code:

impl<T: Display> ToString for T {
    // --snip--
}

Because the standard library has this blanket implementation, we can call the to_string method defined by the ToString trait on any type that implements the Display trait. For example, we can turn integers into their corresponding String values like this since integers implement Display:


# #![allow(unused_variables)]
#fn main() {
let s = 3.to_string();
#}

Blanket implementations appear in the documentation for the trait in the “Implementors” section.

Traits and trait bounds let us write code that uses generic type parameters in order to reduce duplication, but still specify to the compiler exactly what behavior our code needs the generic type to have. Because we’ve given the trait bound information to the compiler, it can check that all the concrete types used with our code provide the right behavior. In dynamically typed languages, if we tried to call a method on a type that the type didn’t implement, we’d get an error at runtime. Rust moves these errors to compile time so that we’re forced to fix the problems before our code is even able to run. Additionally, we don’t have to write code that checks for behavior at runtime since we’ve already checked at compile time, which improves performance compared to other languages without having to give up the flexibility of generics.

There’s another kind of generics that we’ve been using without even realizing it called lifetimes. Rather than helping us ensure that a type has the behavior we need it to have, lifetimes help us ensure that references are valid as long as we need them to be. Let’s learn how lifetimes do that.

Validating References with Lifetimes

When we talked about references in Chapter 4, we left out an important detail: every reference in Rust has a lifetime, which is the scope for which that reference is valid. Most of the time lifetimes are implicit and inferred, just like most of the time types are inferred. Similarly to when we have to annotate types because multiple types are possible, there are cases where the lifetimes of references could be related in a few different ways, so Rust needs us to annotate the relationships using generic lifetime parameters so that it can make sure the actual references used at runtime will definitely be valid.

Yes, it’s a bit unusual, and will be different to tools you’ve used in other programming languages. Lifetimes are, in some ways, Rust’s most distinctive feature.

Lifetimes are a big topic that can’t be covered in entirety in this chapter, so we’ll cover common ways you might encounter lifetime syntax in this chapter to get you familiar with the concepts. Chapter 19 will contain more advanced information about everything lifetimes can do.

Lifetimes Prevent Dangling References

The main aim of lifetimes is to prevent dangling references, which will cause a program to reference data other than the data we’re intending to reference. Consider the program in Listing 10-18, with an outer scope and an inner scope. The outer scope declares a variable named r with no initial value, and the inner scope declares a variable named x with the initial value of 5. Inside the inner scope, we attempt to set the value of r as a reference to x. Then the inner scope ends, and we attempt to print out the value in r:

{
    let r;

    {
        let x = 5;
        r = &x;
    }

    println!("r: {}", r);
}

Listing 10-18: An attempt to use a reference whose value has gone out of scope

Uninitialized Variables Cannot Be Used

The next few examples declare variables without giving them an initial value, so that the variable name exists in the outer scope. This might appear to be in conflict with Rust not having null. However, if we try to use a variable before giving it a value, we’ll get a compile-time error. Try it out!

When we compile this code, we’ll get an error:

error: `x` does not live long enough
   |
6  |         r = &x;
   |              - borrow occurs here
7  |     }
   |     ^ `x` dropped here while still borrowed
...
10 | }
   | - borrowed value needs to live until here

The variable x doesn’t “live long enough.” Why not? Well, x is going to go out of scope when we hit the closing curly bracket on line 7, ending the inner scope. But r is valid for the outer scope; its scope is larger and we say that it “lives longer.” If Rust allowed this code to work, r would be referencing memory that was deallocated when x went out of scope, and anything we tried to do with r wouldn’t work correctly. So how does Rust determine that this code should not be allowed?

The Borrow Checker

The part of the compiler called the borrow checker compares scopes to determine that all borrows are valid. Listing 10-19 shows the same example from Listing 10-18 with annotations showing the lifetimes of the variables:

{
    let r;                // -------+-- 'a
                          //        |
    {                     //        |
        let x = 5;        // -+-----+-- 'b
        r = &x;           //  |     |
    }                     // -+     |
                          //        |
    println!("r: {}", r); //        |
}                         // -------+

Listing 10-19: Annotations of the lifetimes of r and x, named 'a and 'b respectively

We’ve annotated the lifetime of r with 'a and the lifetime of x with 'b. As you can see, the inner 'b block is much smaller than the outer 'a lifetime block. At compile time, Rust compares the size of the two lifetimes and sees that r has a lifetime of 'a, but that it refers to an object with a lifetime of 'b. The program is rejected because the lifetime 'b is shorter than the lifetime of 'a: the subject of the reference does not live as long as the reference.

Let’s look at an example in Listing 10-20 that doesn’t try to make a dangling reference and compiles without any errors:


# #![allow(unused_variables)]
#fn main() {
{
    let x = 5;            // -----+-- 'b
                          //      |
    let r = &x;           // --+--+-- 'a
                          //   |  |
    println!("r: {}", r); //   |  |
                          // --+  |
}                         // -----+
#}

Listing 10-20: A valid reference because the data has a longer lifetime than the reference

Here, x has the lifetime 'b, which in this case is larger than 'a. This means r can reference x: Rust knows that the reference in r will always be valid while x is valid.

Now that we’ve shown where the lifetimes of references are in a concrete example and discussed how Rust analyzes lifetimes to ensure references will always be valid, let’s talk about generic lifetimes of parameters and return values in the context of functions.

Generic Lifetimes in Functions

Let’s write a function that will return the longest of two string slices. We want to be able to call this function by passing it two string slices, and we want to get back a string slice. The code in Listing 10-21 should print The longest string is abcd once we’ve implemented the longest function:

Filename: src/main.rs

fn main() {
    let string1 = String::from("abcd");
    let string2 = "xyz";

    let result = longest(string1.as_str(), string2);
    println!("The longest string is {}", result);
}

Listing 10-21: A main function that calls the longest function to find the longest of two string slices

Note that we want the function to take string slices (which are references, as we talked about in Chapter 4) since we don’t want the longest function to take ownership of its arguments. We want the function to be able to accept slices of a String (which is the type of the variable string1) as well as string literals (which is what variable string2 contains).

Refer back to the “String Slices as Parameters” section of Chapter 4 for more discussion about why these are the arguments we want.

If we try to implement the longest function as shown in Listing 10-22, it won’t compile:

Filename: src/main.rs

fn longest(x: &str, y: &str) -> &str {
    if x.len() > y.len() {
        x
    } else {
        y
    }
}

Listing 10-22: An implementation of the longest function that returns the longest of two string slices, but does not yet compile

Instead we get the following error that talks about lifetimes:

error[E0106]: missing lifetime specifier
   |
1  | fn longest(x: &str, y: &str) -> &str {
   |                                 ^ expected lifetime parameter
   |
   = help: this function's return type contains a borrowed value, but the
   signature does not say whether it is borrowed from `x` or `y`

The help text is telling us that the return type needs a generic lifetime parameter on it because Rust can’t tell if the reference being returned refers to x or y. Actually, we don’t know either, since the if block in the body of this function returns a reference to x and the else block returns a reference to y!

As we’re defining this function, we don’t know the concrete values that will be passed into this function, so we don’t know whether the if case or the else case will execute. We also don’t know the concrete lifetimes of the references that will be passed in, so we can’t look at the scopes like we did in Listings 10-19 and 10-20 in order to determine that the reference we return will always be valid. The borrow checker can’t determine this either, because it doesn’t know how the lifetimes of x and y relate to the lifetime of the return value. We’re going to add generic lifetime parameters that will define the relationship between the references so that the borrow checker can perform its analysis.

Lifetime Annotation Syntax

Lifetime annotations don’t change how long any of the references involved live. In the same way that functions can accept any type when the signature specifies a generic type parameter, functions can accept references with any lifetime when the signature specifies a generic lifetime parameter. What lifetime annotations do is relate the lifetimes of multiple references to each other.

Lifetime annotations have a slightly unusual syntax: the names of lifetime parameters must start with an apostrophe '. The names of lifetime parameters are usually all lowercase, and like generic types, their names are usually very short. 'a is the name most people use as a default. Lifetime parameter annotations go after the & of a reference, and a space separates the lifetime annotation from the reference’s type.

Here’s some examples: we’ve got a reference to an i32 without a lifetime parameter, a reference to an i32 that has a lifetime parameter named 'a, and a mutable reference to an i32 that also has the lifetime 'a:

&i32        // a reference
&'a i32     // a reference with an explicit lifetime
&'a mut i32 // a mutable reference with an explicit lifetime

One lifetime annotation by itself doesn’t have much meaning: lifetime annotations tell Rust how the generic lifetime parameters of multiple references relate to each other. If we have a function with the parameter first that is a reference to an i32 that has the lifetime 'a, and the function has another parameter named second that is another reference to an i32 that also has the lifetime 'a, these two lifetime annotations that have the same name indicate that the references first and second must both live as long as the same generic lifetime.

Lifetime Annotations in Function Signatures

Let’s look at lifetime annotations in the context of the longest function we’re working on. Just like generic type parameters, generic lifetime parameters need to be declared within angle brackets between the function name and the parameter list. The constraint we want to tell Rust about for the references in the parameters and the return value is that they all must have the same lifetime, which we’ll name 'a and add to each reference as shown in Listing 10-23:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
fn longest<'a>(x: &'a str, y: &'a str) -> &'a str {
    if x.len() > y.len() {
        x
    } else {
        y
    }
}
#}

Listing 10-23: The longest function definition that specifies all the references in the signature must have the same lifetime, 'a

This will compile and will produce the result we want when used with the main function in Listing 10-21.

The function signature now says that for some lifetime 'a, the function will get two parameters, both of which are string slices that live at least as long as the lifetime 'a. The function will return a string slice that also will last at least as long as the lifetime 'a. This is the contract we are telling Rust we want it to enforce.

By specifying the lifetime parameters in this function signature, we are not changing the lifetimes of any values passed in or returned, but we are saying that any values that do not adhere to this contract should be rejected by the borrow checker. This function does not know (or need to know) exactly how long x and y will live, but only needs to know that there is some scope that can be substituted for 'a that will satisfy this signature.

When annotating lifetimes in functions, the annotations go on the function signature, and not in any of the code in the function body. This is because Rust is able to analyze the code within the function without any help, but when a function has references to or from code outside that function, the lifetimes of the arguments or return values will potentially be different each time the function is called. This would be incredibly costly and often impossible for Rust to figure out. In this case, we need to annotate the lifetimes ourselves.

When concrete references are passed to longest, the concrete lifetime that gets substituted for 'a is the part of the scope of x that overlaps with the scope of y. Since scopes always nest, another way to say this is that the generic lifetime 'a will get the concrete lifetime equal to the smaller of the lifetimes of x and y. Because we’ve annotated the returned reference with the same lifetime parameter 'a, the returned reference will therefore be guaranteed to be valid as long as the shorter of the lifetimes of x and y.

Let’s see how this restricts the usage of the longest function by passing in references that have different concrete lifetimes. Listing 10-24 is a straightforward example that should match your intuition from any language: string1 is valid until the end of the outer scope, string2 is valid until the end of the inner scope, and result references something that is valid until the end of the inner scope. The borrow checker approves of this code; it will compile and print The longest string is long string is long when run:

Filename: src/main.rs

# fn longest<'a>(x: &'a str, y: &'a str) -> &'a str {
#     if x.len() > y.len() {
#         x
#     } else {
#         y
#     }
# }
#
fn main() {
    let string1 = String::from("long string is long");

    {
        let string2 = String::from("xyz");
        let result = longest(string1.as_str(), string2.as_str());
        println!("The longest string is {}", result);
    }
}

Listing 10-24: Using the longest function with references to String values that have different concrete lifetimes

Next, let’s try an example that will show that the lifetime of the reference in result must be the smaller lifetime of the two arguments. We’ll move the declaration of the result variable outside the inner scope, but leave the assignment of the value to the result variable inside the scope with string2. Next, we’ll move the println! that uses result outside of the inner scope, after it has ended. The code in Listing 10-25 will not compile:

Filename: src/main.rs

fn main() {
    let string1 = String::from("long string is long");
    let result;
    {
        let string2 = String::from("xyz");
        result = longest(string1.as_str(), string2.as_str());
    }
    println!("The longest string is {}", result);
}

Listing 10-25: Attempting to use result after string2 has gone out of scope won’t compile

If we try to compile this, we’ll get this error:

error: `string2` does not live long enough
   |
6  |         result = longest(string1.as_str(), string2.as_str());
   |                                            ------- borrow occurs here
7  |     }
   |     ^ `string2` dropped here while still borrowed
8  |     println!("The longest string is {}", result);
9  | }
   | - borrowed value needs to live until here

The error is saying that in order for result to be valid for the println!, string2 would need to be valid until the end of the outer scope. Rust knows this because we annotated the lifetimes of the function parameters and return values with the same lifetime parameter, 'a.

We can look at this code as humans and see that string1 is longer, and therefore result will contain a reference to string1. Because string1 has not gone out of scope yet, a reference to string1 will still be valid for the println!. However, what we’ve told Rust with the lifetime parameters is that the lifetime of the reference returned by the longest function is the same as the smaller of the lifetimes of the references passed in. Therefore, the borrow checker disallows the code in Listing 10-25 as possibly having an invalid reference.

Try designing some more experiments that vary the values and lifetimes of the references passed in to the longest function and how the returned reference is used. Make hypotheses about whether your experiments will pass the borrow checker or not before you compile, then check to see if you’re right!

Thinking in Terms of Lifetimes

The exact way to specify lifetime parameters depends on what your function is doing. For example, if we changed the implementation of the longest function to always return the first argument rather than the longest string slice, we wouldn’t need to specify a lifetime on the y parameter. This code compiles:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
fn longest<'a>(x: &'a str, y: &str) -> &'a str {
    x
}
#}

In this example, we’ve specified a lifetime parameter 'a for the parameter x and the return type, but not for the parameter y, since the lifetime of y does not have any relationship with the lifetime of x or the return value.

When returning a reference from a function, the lifetime parameter for the return type needs to match the lifetime parameter of one of the arguments. If the reference returned does not refer to one of the arguments, the only other possibility is that it refers to a value created within this function, which would be a dangling reference since the value will go out of scope at the end of the function. Consider this attempted implementation of the longest function that won’t compile:

Filename: src/main.rs

fn longest<'a>(x: &str, y: &str) -> &'a str {
    let result = String::from("really long string");
    result.as_str()
}

Even though we’ve specified a lifetime parameter 'a for the return type, this implementation fails to compile because the return value lifetime is not related to the lifetime of the parameters at all. Here’s the error message we get:

error: `result` does not live long enough
  |
3 |     result.as_str()
  |     ^^^^^^ does not live long enough
4 | }
  | - borrowed value only lives until here
  |
note: borrowed value must be valid for the lifetime 'a as defined on the block
at 1:44...
  |
1 | fn longest<'a>(x: &str, y: &str) -> &'a str {
  |                                             ^

The problem is that result will go out of scope and get cleaned up at the end of the longest function, and we’re trying to return a reference to result from the function. There’s no way we can specify lifetime parameters that would change the dangling reference, and Rust won’t let us create a dangling reference. In this case, the best fix would be to return an owned data type rather than a reference so that the calling function is then responsible for cleaning up the value.

Ultimately, lifetime syntax is about connecting the lifetimes of various arguments and return values of functions. Once they’re connected, Rust has enough information to allow memory-safe operations and disallow operations that would create dangling pointers or otherwise violate memory safety.

Lifetime Annotations in Struct Definitions

Up until now, we’ve only defined structs to hold owned types. It is possible for structs to hold references, but we need to add a lifetime annotation on every reference in the struct’s definition. Listing 10-26 has a struct named ImportantExcerpt that holds a string slice:

Filename: src/main.rs

struct ImportantExcerpt<'a> {
    part: &'a str,
}

fn main() {
    let novel = String::from("Call me Ishmael. Some years ago...");
    let first_sentence = novel.split('.')
        .next()
        .expect("Could not find a '.'");
    let i = ImportantExcerpt { part: first_sentence };
}

Listing 10-26: A struct that holds a reference, so its definition needs a lifetime annotation

This struct has one field, part, that holds a string slice, which is a reference. Just like with generic data types, we have to declare the name of the generic lifetime parameter inside angle brackets after the name of the struct so that we can use the lifetime parameter in the body of the struct definition.

The main function here creates an instance of the ImportantExcerpt struct that holds a reference to the first sentence of the String owned by the variable novel.

Lifetime Elision

In this section, we’ve learned that every reference has a lifetime, and we need to specify lifetime parameters for functions or structs that use references. However, in Chapter 4 we had a function in the “String Slices” section, shown again in Listing 10-27, that compiled without lifetime annotations:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
fn first_word(s: &str) -> &str {
    let bytes = s.as_bytes();

    for (i, &item) in bytes.iter().enumerate() {
        if item == b' ' {
            return &s[0..i];
        }
    }

    &s[..]
}
#}

Listing 10-27: A function we defined in Chapter 4 that compiled without lifetime annotations, even though the parameter and return type are references

The reason this function compiles without lifetime annotations is historical: in early versions of pre-1.0 Rust, this indeed wouldn’t have compiled. Every reference needed an explicit lifetime. At that time, the function signature would have been written like this:

fn first_word<'a>(s: &'a str) -> &'a str {

After writing a lot of Rust code, the Rust team found that Rust programmers were typing the same lifetime annotations over and over in particular situations. These situations were predictable and followed a few deterministic patterns. The Rust team then programmed these patterns into the Rust compiler’s code so that the borrow checker can infer the lifetimes in these situations without forcing the programmer to explicitly add the annotations.

We mention this piece of Rust history because it’s entirely possible that more deterministic patterns will emerge and be added to the compiler. In the future, even fewer lifetime annotations might be required.

The patterns programmed into Rust’s analysis of references are called the lifetime elision rules. These aren’t rules for programmers to follow; the rules are a set of particular cases that the compiler will consider, and if your code fits these cases, you don’t need to write the lifetimes explicitly.

The elision rules don’t provide full inference: if Rust deterministically applies the rules but there’s still ambiguity as to what lifetimes the references have, it won’t guess what the lifetime of the remaining references should be. In this case, the compiler will give you an error that can be resolved by adding the lifetime annotations that correspond to your intentions for how the references relate to each other.

First, some definitions: Lifetimes on function or method parameters are called input lifetimes, and lifetimes on return values are called output lifetimes.

Now, on to the rules that the compiler uses to figure out what lifetimes references have when there aren’t explicit annotations. The first rule applies to input lifetimes, and the second two rules apply to output lifetimes. If the compiler gets to the end of the three rules and there are still references that it can’t figure out lifetimes for, the compiler will stop with an error.

  1. Each parameter that is a reference gets its own lifetime parameter. In other words, a function with one parameter gets one lifetime parameter: fn foo<'a>(x: &'a i32), a function with two arguments gets two separate lifetime parameters: fn foo<'a, 'b>(x: &'a i32, y: &'b i32), and so on.

  2. If there is exactly one input lifetime parameter, that lifetime is assigned to all output lifetime parameters: fn foo<'a>(x: &'a i32) -> &'a i32.

  3. If there are multiple input lifetime parameters, but one of them is &self or &mut self because this is a method, then the lifetime of self is assigned to all output lifetime parameters. This makes writing methods much nicer.

Let’s pretend we’re the compiler and apply these rules to figure out what the lifetimes of the references in the signature of the first_word function in Listing 10-27 are. The signature starts without any lifetimes associated with the references:

fn first_word(s: &str) -> &str {

Then we (as the compiler) apply the first rule, which says each parameter gets its own lifetime. We’re going to call it 'a as usual, so now the signature is:

fn first_word<'a>(s: &'a str) -> &str {

On to the second rule, which applies because there is exactly one input lifetime. The second rule says the lifetime of the one input parameter gets assigned to the output lifetime, so now the signature is:

fn first_word<'a>(s: &'a str) -> &'a str {

Now all the references in this function signature have lifetimes, and the compiler can continue its analysis without needing the programmer to annotate the lifetimes in this function signature.

Let’s do another example, this time with the longest function that had no lifetime parameters when we started working with in Listing 10-22:

fn longest(x: &str, y: &str) -> &str {

Pretending we’re the compiler again, let’s apply the first rule: each parameter gets its own lifetime. This time we have two parameters, so we have two lifetimes:

fn longest<'a, 'b>(x: &'a str, y: &'b str) -> &str {

Looking at the second rule, it doesn’t apply since there is more than one input lifetime. Looking at the third rule, this also does not apply because this is a function rather than a method, so none of the parameters are self. So we’re out of rules, but we haven’t figured out what the return type’s lifetime is. This is why we got an error trying to compile the code from Listing 10-22: the compiler worked through the lifetime elision rules it knows, but still can’t figure out all the lifetimes of the references in the signature.

Because the third rule only really applies in method signatures, let’s look at lifetimes in that context now, and see why the third rule means we don’t have to annotate lifetimes in method signatures very often.

Lifetime Annotations in Method Definitions

When we implement methods on a struct with lifetimes, the syntax is again the same as that of generic type parameters that we showed in Listing 10-11: the place that lifetime parameters are declared and used depends on whether the lifetime parameter is related to the struct fields or the method arguments and return values.

Lifetime names for struct fields always need to be declared after the impl keyword and then used after the struct’s name, since those lifetimes are part of the struct’s type.

In method signatures inside the impl block, references might be tied to the lifetime of references in the struct’s fields, or they might be independent. In addition, the lifetime elision rules often make it so that lifetime annotations aren’t necessary in method signatures. Let’s look at some examples using the struct named ImportantExcerpt that we defined in Listing 10-26.

First, here’s a method named level. The only parameter is a reference to self, and the return value is just an i32, not a reference to anything:


# #![allow(unused_variables)]
#fn main() {
# struct ImportantExcerpt<'a> {
#     part: &'a str,
# }
#
impl<'a> ImportantExcerpt<'a> {
    fn level(&self) -> i32 {
        3
    }
}
#}

The lifetime parameter declaration after impl and use after the type name is required, but we’re not required to annotate the lifetime of the reference to self because of the first elision rule.

Here’s an example where the third lifetime elision rule applies:


# #![allow(unused_variables)]
#fn main() {
# struct ImportantExcerpt<'a> {
#     part: &'a str,
# }
#
impl<'a> ImportantExcerpt<'a> {
    fn announce_and_return_part(&self, announcement: &str) -> &str {
        println!("Attention please: {}", announcement);
        self.part
    }
}
#}

There are two input lifetimes, so Rust applies the first lifetime elision rule and gives both &self and announcement their own lifetimes. Then, because one of the parameters is &self, the return type gets the lifetime of &self, and all lifetimes have been accounted for.

The Static Lifetime

There is one special lifetime we need to discuss: 'static. The 'static lifetime is the entire duration of the program. All string literals have the 'static lifetime, which we can choose to annotate as follows:


# #![allow(unused_variables)]
#fn main() {
let s: &'static str = "I have a static lifetime.";
#}

The text of this string is stored directly in the binary of your program and the binary of your program is always available. Therefore, the lifetime of all string literals is 'static.

You may see suggestions to use the 'static lifetime in error message help text, but before specifying 'static as the lifetime for a reference, think about whether the reference you have is one that actually lives the entire lifetime of your program or not (or even if you want it to live that long, if it could). Most of the time, the problem in the code is an attempt to create a dangling reference or a mismatch of the available lifetimes, and the solution is fixing those problems, not specifying the 'static lifetime.

Generic Type Parameters, Trait Bounds, and Lifetimes Together

Let’s briefly look at the syntax of specifying generic type parameters, trait bounds, and lifetimes all in one function!


# #![allow(unused_variables)]
#fn main() {
use std::fmt::Display;

fn longest_with_an_announcement<'a, T>(x: &'a str, y: &'a str, ann: T) -> &'a str
    where T: Display
{
    println!("Announcement! {}", ann);
    if x.len() > y.len() {
        x
    } else {
        y
    }
}
#}

This is the longest function from Listing 10-23 that returns the longest of two string slices, but with an extra argument named ann. The type of ann is the generic type T, which may be filled in by any type that implements the Display trait as specified by the where clause. This extra argument will be printed out before the function compares the lengths of the string slices, which is why the Display trait bound is necessary. Because lifetimes are a type of generic, the declarations of both the lifetime parameter 'a and the generic type parameter T go in the same list within the angle brackets after the function name.

Summary

We covered a lot in this chapter! Now that you know about generic type parameters, traits and trait bounds, and generic lifetime parameters, you’re ready to write code that isn’t duplicated but can be used in many different situations. Generic type parameters mean the code can be applied to different types. Traits and trait bounds ensure that even though the types are generic, those types will have the behavior the code needs. Relationships between the lifetimes of references specified by lifetime annotations ensure that this flexible code won’t have any dangling references. And all of this happens at compile time so that run-time performance isn’t affected!

Believe it or not, there’s even more to learn in these areas: Chapter 17 will discuss trait objects, which are another way to use traits. Chapter 19 will be covering more complex scenarios involving lifetime annotations. Chapter 20 will get to some advanced type system features. Up next, though, let’s talk about how to write tests in Rust so that we can make sure our code using all these features is working the way we want it to!

Writing Automated Tests

In his 1972 essay, “The Humble Programmer,” Edsger W. Dijkstra said that “Program testing can be a very effective way to show the presence of bugs, but it is hopelessly inadequate for showing their absence.” That doesn’t mean we shouldn’t try to test as much as we can! Correctness in our programs is the extent to which our code does what we intend it to do. Rust is a programming language designed with a high degree of concern about the correctness of programs, but correctness is complex and not easy to prove. Rust’s type system shoulders a huge part of this burden, but the type system cannot catch every kind of incorrectness. As such, Rust includes support for writing automated software tests within the language.

As an example, say we write a function called add_two that adds two to whatever number is passed to it. This function’s signature accepts an integer as a parameter and returns an integer as a result. When we implement and compile that function, Rust does all the type checking and borrow checking that you’ve learned so far to ensure that, for instance, we aren’t passing a String value or an invalid reference to this function. But Rust can’t check that this function will do precisely what we intend, which is return the parameter plus two rather than, say, the parameter plus 10 or the parameter minus 50! That’s where tests come in.

We can write tests that assert, for example, that when we pass 3 to the add_two function, the returned value is 5. We can run these tests whenever we make changes to our code to make sure any existing correct behavior has not changed.

Testing is a complex skill: although we can’t cover every detail about how to write good tests in one chapter, we’ll discuss the mechanics of Rust’s testing facilities. We’ll talk about the annotations and macros available to you when writing your tests, the default behavior and options provided for running your tests, and how to organize tests into unit tests and integration tests.

How to Write Tests

Tests are Rust functions that verify that the non-test code is functioning in the expected manner. The bodies of test functions typically perform these three actions:

  1. Set up any needed data or state
  2. Run the code we want to test
  3. Assert the results are what we expect

Let’s look at the features Rust provides specifically for writing tests that take these actions, which include the test attribute, a few macros, and the should_panic attribute.

The Anatomy of a Test Function

At its simplest, a test in Rust is a function that’s annotated with the test attribute. Attributes are metadata about pieces of Rust code; one example is the derive attribute we used with structs in Chapter 5. To change a function into a test function, we add #[test] on the line before fn. When we run our tests with the cargo test command, Rust builds a test runner binary that runs the functions annotated with the test attribute and reports on whether each test function passes or fails.

In Chapter 7, we saw that when we make a new library project with Cargo, a test module with a test function in it is automatically generated for us. This module helps us start writing our tests so we don’t have to look up the exact structure and syntax of test functions every time we start a new project. We can add as many additional test functions and as many test modules as we want!

We’ll explore some aspects of how tests work by experimenting with the template test generated for us without actually testing any code. Then we’ll write some real-world tests that call some code that we’ve written and assert that its behavior is correct.

Let’s create a new library project called adder:

$ cargo new adder
     Created library `adder` project
$ cd adder

The contents of the src/lib.rs file in your adder library should look like Listing 11-1:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod tests {
    #[test]
    fn it_works() {
        assert_eq!(2 + 2, 4);
    }
}
#}

Listing 11-1: The test module and function generated automatically by cargo new

For now, let’s ignore the top two lines and focus on the function to see how it works. Note the #[test] annotation before the fn line: this attribute indicates this is a test function, so the test runner knows to treat this function as a test. We could also have non-test functions in the tests module to help set up common scenarios or perform common operations, so we need to indicate which functions are tests by using the #[test] attribute.

The function body uses the assert_eq! macro to assert that 2 + 2 equals 4. This assertion serves as an example of the format for a typical test. Let’s run it to see that this test passes.

The cargo test command runs all tests in our project, as shown in Listing 11-2:

$ cargo test
   Compiling adder v0.1.0 (file:///projects/adder)
    Finished dev [unoptimized + debuginfo] target(s) in 0.22 secs
     Running target/debug/deps/adder-ce99bcc2479f4607

running 1 test
test tests::it_works ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

   Doc-tests adder

running 0 tests

test result: ok. 0 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

Listing 11-2: The output from running the automatically generated test

Cargo compiled and ran the test. After the Compiling, Finished, and Running lines is the line running 1 test. The next line shows the name of the generated test function, called it_works, and the result of running that test, ok. The overall summary of running the tests appears next. The text test result: ok. means that all the tests passed, and the portion that reads 1 passed; 0 failed totals the number of tests that passed or failed.

Because we don’t have any tests we’ve marked as ignored, the summary shows 0 ignored. We also haven’t filtered the tests being run, so the end of the summary shows 0 filtered out. We’ll talk about ignoring and filtering out tests in the next section, “Controlling How Tests Are Run.”

The 0 measured statistic is for benchmark tests that measure performance. Benchmark tests are, as of this writing, only available in nightly Rust. See Chapter 1 for more information about nightly Rust.

The next part of the test output, which starts with Doc-tests adder, is for the results of any documentation tests. We don’t have any documentation tests yet, but Rust can compile any code examples that appear in our API documentation. This feature helps us keep our docs and our code in sync! We’ll discuss how to write documentation tests in the “Documentation Comments” section of Chapter 14. For now, we’ll ignore the Doc-tests output.

Let’s change the name of our test to see how that changes the test output. Change the it_works function to a different name, such as exploration, like so:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod tests {
    #[test]
    fn exploration() {
        assert_eq!(2 + 2, 4);
    }
}
#}

Then run cargo test again. The output now shows exploration instead of it_works:

running 1 test
test tests::exploration ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

Let’s add another test, but this time we’ll make a test that fails! Tests fail when something in the test function panics. Each test is run in a new thread, and when the main thread sees that a test thread has died, the test is marked as failed. We talked about the simplest way to cause a panic in Chapter 9, which is to call the panic! macro. Enter the new test, another, so your src/lib.rs file looks like Listing 11-3:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod tests {
    #[test]
    fn exploration() {
        assert_eq!(2 + 2, 4);
    }

    #[test]
    fn another() {
        panic!("Make this test fail");
    }
}
#}

Listing 11-3: Adding a second test that will fail because we call the panic! macro

Run the tests again using cargo test. The output should look like Listing 11-4, which shows that our exploration test passed and another failed:

running 2 tests
test tests::exploration ... ok
test tests::another ... FAILED

failures:

---- tests::another stdout ----
    thread 'tests::another' panicked at 'Make this test fail', src/lib.rs:10:8
note: Run with `RUST_BACKTRACE=1` for a backtrace.

failures:
    tests::another

test result: FAILED. 1 passed; 1 failed; 0 ignored; 0 measured; 0 filtered out

error: test failed

Listing 11-4: Test results when one test passes and one test fails

Instead of ok, the line test tests::another shows FAILED. Two new sections appear between the individual results and the summary: the first section displays the detailed reason for each test failure. In this case, another failed because it panicked at 'Make this test fail', which happened on line 10 in the src/lib.rs file. The next section lists just the names of all the failing tests, which is useful when there are lots of tests and lots of detailed failing test output. We can use the name of a failing test to run just that test to more easily debug it; we’ll talk more about ways to run tests in the “Controlling How Tests Are Run” section.

The summary line displays at the end: overall, our test result is FAILED. We had one test pass and one test fail.

Now that you’ve seen what the test results look like in different scenarios, let’s look at some macros other than panic! that are useful in tests.

Checking Results with the assert! Macro

The assert! macro, provided by the standard library, is useful when you want to ensure that some condition in a test evaluates to true. We give the assert! macro an argument that evaluates to a Boolean. If the value is true, assert! does nothing and the test passes. If the value is false, the assert! macro calls the panic! macro, which causes the test to fail. Using the assert! macro helps us check that our code is functioning in the way we intend.

In Chapter 5, Listing 5-15, we used a Rectangle struct and a can_hold method, which are repeated here in Listing 11-5. Let’s put this code in the src/lib.rs file and write some tests for it using the assert! macro.

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[derive(Debug)]
pub struct Rectangle {
    length: u32,
    width: u32,
}

impl Rectangle {
    pub fn can_hold(&self, other: &Rectangle) -> bool {
        self.length > other.length && self.width > other.width
    }
}
#}

Listing 11-5: Using the Rectangle struct and its can_hold method from Chapter 5

The can_hold method returns a Boolean, which means it’s a perfect use case for the assert! macro. In Listing 11-6, we write a test that exercises the can_hold method by creating a Rectangle instance that has a length of 8 and a width of 7, and asserting that it can hold another Rectangle instance that has a length of 5 and a width of 1:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod tests {
    use super::*;

    #[test]
    fn larger_can_hold_smaller() {
        let larger = Rectangle { length: 8, width: 7 };
        let smaller = Rectangle { length: 5, width: 1 };

        assert!(larger.can_hold(&smaller));
    }
}
#}

Listing 11-6: A test for can_hold that checks that a larger rectangle can indeed hold a smaller rectangle

Note that we’ve added a new line inside the tests module: the use super::*; line. The tests module is a regular module that follows the usual visibility rules we covered in Chapter 7 in the “Privacy Rules” section. Because the tests module is an inner module, we need to bring the code under test in the outer module into the scope of the inner module. We use a glob here so anything we define in the outer module is available to this tests module.

We’ve named our test larger_can_hold_smaller, and we’ve created the two Rectangle instances that we need. Then we called the assert! macro and passed it the result of calling larger.can_hold(&smaller). This expression is supposed to return true, so our test should pass. Let’s find out!

running 1 test
test tests::larger_can_hold_smaller ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

It does pass! Let’s add another test, this time asserting that a smaller rectangle cannot hold a larger rectangle:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod tests {
    use super::*;

    #[test]
    fn larger_can_hold_smaller() {
        // --snip--
    }

    #[test]
    fn smaller_cannot_hold_larger() {
        let larger = Rectangle { length: 8, width: 7 };
        let smaller = Rectangle { length: 5, width: 1 };

        assert!(!smaller.can_hold(&larger));
    }
}
#}

Because the correct result of the can_hold function in this case is false, we need to negate that result before we pass it to the assert! macro. As a result, our test will pass if can_hold returns false:

running 2 tests
test tests::smaller_cannot_hold_larger ... ok
test tests::larger_can_hold_smaller ... ok

test result: ok. 2 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

Two tests that pass! Now let’s see what happens to our test results when we introduce a bug in our code. Let’s change the implementation of the can_hold method by replacing the greater-than sign with a less-than sign when it compares the lengths:


# #![allow(unused_variables)]
#fn main() {
# #[derive(Debug)]
# pub struct Rectangle {
#     length: u32,
#     width: u32,
# }
// --snip--

impl Rectangle {
    pub fn can_hold(&self, other: &Rectangle) -> bool {
        self.length < other.length && self.width > other.width
    }
}
#}

Running the tests now produces the following:

running 2 tests
test tests::smaller_cannot_hold_larger ... ok
test tests::larger_can_hold_smaller ... FAILED

failures:

---- tests::larger_can_hold_smaller stdout ----
    thread 'tests::larger_can_hold_smaller' panicked at 'assertion failed:
    larger.can_hold(&smaller)', src/lib.rs:22:8
note: Run with `RUST_BACKTRACE=1` for a backtrace.

failures:
    tests::larger_can_hold_smaller

test result: FAILED. 1 passed; 1 failed; 0 ignored; 0 measured; 0 filtered out

Our tests caught the bug! Because larger.length is 8 and smaller.length is 5, the comparison of the lengths in can_hold now returns false: 8 is not less than 5.

Testing Equality with the assert_eq! and assert_ne! Macros

A common way to test functionality is to compare the result of the code under test to the value we expect the code to return to make sure they’re equal. We could do this using the assert! macro and passing it an expression using the == operator. However, this is such a common test that the standard library provides a pair of macros—assert_eq! and assert_ne!—to perform this test more conveniently. These macros compare two arguments for equality or inequality, respectively. They’ll also print the two values if the assertion fails, which makes it easier to see why the test failed; conversely, the assert! macro only indicates that it got a false value for the == expression, not the values that lead to the false value.

In Listing 11-7, we write a function named add_two that adds 2 to its parameter and returns the result. Then we test this function using the assert_eq! macro.

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub fn add_two(a: i32) -> i32 {
    a + 2
}

#[cfg(test)]
mod tests {
    use super::*;

    #[test]
    fn it_adds_two() {
        assert_eq!(4, add_two(2));
    }
}
#}

Listing 11-7: Testing the function add_two using the assert_eq! macro

Let’s check that it passes!

running 1 test
test tests::it_adds_two ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

The first argument we gave to the assert_eq! macro, 4, is equal to the result of calling add_two(2). The line for this test is test tests::it_adds_two ... ok, and the ok text indicates that our test passed!

Let’s introduce a bug into our code to see what it looks like when a test that uses assert_eq! fails. Change the implementation of the add_two function to instead add 3:


# #![allow(unused_variables)]
#fn main() {
pub fn add_two(a: i32) -> i32 {
    a + 3
}
#}

Run the tests again:

running 1 test
test tests::it_adds_two ... FAILED

failures:

---- tests::it_adds_two stdout ----
        thread 'tests::it_adds_two' panicked at 'assertion failed: `(left == right)`
  left: `4`,
 right: `5`', src/lib.rs:11:8
note: Run with `RUST_BACKTRACE=1` for a backtrace.

failures:
    tests::it_adds_two

test result: FAILED. 0 passed; 1 failed; 0 ignored; 0 measured; 0 filtered out

Our test caught the bug! The it_adds_two test failed, displaying the message assertion failed: `(left == right)` and showing that left was 4 and right was 5. This message is useful and helps us start debugging: it means the left argument to assert_eq! was 4, but the right argument, where we had add_two(2), was 5.

Note that in some languages and test frameworks, the parameters to the functions that assert two values are equal are called expected and actual, and the order in which we specify the arguments matters. However, in Rust, they’re called left and right, and the order in which we specify the value we expect and the value that the code under test produces doesn’t matter. We could write the assertion in this test as assert_eq!(add_two(2), 4), which would result in a failure message that displays assertion failed: `(left == right)` and that left was 5 and right was 4.

The assert_ne! macro will pass if the two values we give it are not equal and fail if they’re equal. This macro is most useful for cases when we’re not sure what a value will be, but we know what the value definitely won’t be if our code is functioning as we intend. For example, if we’re testing a function that is guaranteed to change its input in some way, but the way in which the input is changed depends on the day of the week that we run our tests, the best thing to assert might be that the output of the function is not equal to the input.

Under the surface, the assert_eq! and assert_ne! macros use the operators == and !=, respectively. When the assertions fail, these macros print their arguments using debug formatting, which means the values being compared must implement the PartialEq and Debug traits. All the primitive types and most of the standard library types implement these traits. For structs and enums that you define, you’ll need to implement PartialEq to assert that values of those types are equal or not equal. You’ll need to implement Debug to print out the values when the assertion fails. Because both traits are derivable traits, as mentioned in Listing 5-12 in Chapter 5, this is usually as straightforward as adding the #[derive(PartialEq, Debug)] annotation to your struct or enum definition. See Appendix C for more details about these and other derivable traits.

Adding Custom Failure Messages

We can also add a custom message to be printed with the failure message as optional arguments to the assert!, assert_eq!, and assert_ne! macros. Any arguments specified after the one required argument to assert! or the two required arguments to assert_eq! and assert_ne! are passed along to the format! macro (discussed in Chapter 8 in the “Concatenation with the + Operator or the format! Macro” section), so you can pass a format string that contains {} placeholders and values to go in those placeholders. Custom messages are useful to document what an assertion means; when a test fails, we’ll have a better idea of what the problem is with the code.

For example, let’s say we have a function that greets people by name, and we want to test that the name we pass into the function appears in the output:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub fn greeting(name: &str) -> String {
    format!("Hello {}!", name)
}

#[cfg(test)]
mod tests {
    use super::*;

    #[test]
    fn greeting_contains_name() {
        let result = greeting("Carol");
        assert!(result.contains("Carol"));
    }
}
#}

The requirements for this program haven’t been agreed upon yet, and we’re pretty sure the Hello text at the beginning of the greeting will change. We decided we don’t want to have to update the test for the name when that happens, so instead of checking for exact equality to the value returned from the greeting function, we’ll just assert that the output contains the text of the input parameter.

Let’s introduce a bug into this code by changing greeting to not include name to see what this test failure looks like:


# #![allow(unused_variables)]
#fn main() {
pub fn greeting(name: &str) -> String {
    String::from("Hello!")
}
#}

Running this test produces the following:

running 1 test
test tests::greeting_contains_name ... FAILED

failures:

---- tests::greeting_contains_name stdout ----
        thread 'tests::greeting_contains_name' panicked at 'assertion failed:
result.contains("Carol")', src/lib.rs:12:8
note: Run with `RUST_BACKTRACE=1` for a backtrace.

failures:
    tests::greeting_contains_name

This result just indicates that the assertion failed and which line the assertion is on. A more useful failure message in this case would print the value we got from the greeting function. Let’s change the test function, giving it a custom failure message made from a format string with a placeholder filled in with the actual value we got from the greeting function:

#[test]
fn greeting_contains_name() {
    let result = greeting("Carol");
    assert!(
        result.contains("Carol"),
        "Greeting did not contain name, value was `{}`", result
    );
}

Now when we run the test, we’ll get a more informative error message:

---- tests::greeting_contains_name stdout ----
        thread 'tests::greeting_contains_name' panicked at 'Greeting did not
contain name, value was `Hello!`', src/lib.rs:12:8
note: Run with `RUST_BACKTRACE=1` for a backtrace.

We can see the value we actually got in the test output, which would help us debug what happened instead of what we were expecting to happen.

Checking for Panics with should_panic

In addition to checking that our code returns the correct values we expect, it’s also important to check that our code handles error conditions as we expect. For example, consider the Guess type that we created in Chapter 9, Listing 9-9. Other code that uses Guess depends on the guarantee that Guess instances will only contain values between 1 and 100. We can write a test that ensures that attempting to create a Guess instance with a value outside that range panics.

We do this by adding another attribute, should_panic, to our test function. This attribute makes a test pass if the code inside the function panics; the test will fail if the code inside the function doesn’t panic.

Listing 11-8 shows a test that checks that the error conditions of Guess::new happen when we expect:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub struct Guess {
    value: u32,
}

impl Guess {
    pub fn new(value: u32) -> Guess {
        if value < 1 || value > 100 {
            panic!("Guess value must be between 1 and 100, got {}.", value);
        }

        Guess {
            value
        }
    }
}

#[cfg(test)]
mod tests {
    use super::*;

    #[test]
    #[should_panic]
    fn greater_than_100() {
        Guess::new(200);
    }
}
#}

Listing 11-8: Testing that a condition will cause a panic!

We place the #[should_panic] attribute after the #[test] attribute and before the test function it applies to. Let’s look at the result when this test passes:

running 1 test
test tests::greater_than_100 ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

Looks good! Now let’s introduce a bug in our code by removing the condition that the new function will panic if the value is greater than 100:


# #![allow(unused_variables)]
#fn main() {
# pub struct Guess {
#     value: u32,
# }
#
// --snip--

impl Guess {
    pub fn new(value: u32) -> Guess {
        if value < 1  {
            panic!("Guess value must be between 1 and 100, got {}.", value);
        }

        Guess {
            value
        }
    }
}
#}

When we run the test in Listing 11-8, it will fail:

running 1 test
test tests::greater_than_100 ... FAILED

failures:

failures:
    tests::greater_than_100

test result: FAILED. 0 passed; 1 failed; 0 ignored; 0 measured; 0 filtered out

We don’t get a very helpful message in this case, but when we look at the test function, we see that it’s annotated with #[should_panic]. The failure we got means that the code in the test function did not cause a panic.

Tests that use should_panic can be imprecise because they only indicate that the code has caused some panic. A should_panic test would pass even if the test panics for a different reason than the one we were expecting to happen. To make should_panic tests more precise, we can add an optional expected parameter to the should_panic attribute. The test harness will make sure that the failure message contains the provided text. For example, consider the modified code for Guess in Listing 11-9 where the new function panics with different messages depending on whether the value was too small or too large:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub struct Guess {
#     value: u32,
# }
#
// --snip--

impl Guess {
    pub fn new(value: u32) -> Guess {
        if value < 1 {
            panic!("Guess value must be greater than or equal to 1, got {}.",
                   value);
        } else if value > 100 {
            panic!("Guess value must be less than or equal to 100, got {}.",
                   value);
        }

        Guess {
            value
        }
    }
}

#[cfg(test)]
mod tests {
    use super::*;

    #[test]
    #[should_panic(expected = "Guess value must be less than or equal to 100")]
    fn greater_than_100() {
        Guess::new(200);
    }
}
#}

Listing 11-9: Testing that a condition will cause a panic! with a particular panic message

This test will pass because the value we put in the should_panic attribute’s expected parameter is a substring of the message that the Guess::new function panics with. We could have specified the entire panic message that we expect, which in this case would be Guess value must be less than or equal to 100, got 200. What you choose to specify in the expected parameter for should_panic depends on how much of the panic message is unique or dynamic and how precise you want your test to be. In this case, a substring of the panic message is enough to ensure that the code in the test function executes the else if value > 100 case.

To see what happens when a should_panic test with an expected message fails, let’s again introduce a bug into our code by swapping the bodies of the if value < 1 and the else if value > 100 blocks:

if value < 1 {
    panic!("Guess value must be less than or equal to 100, got {}.", value);
} else if value > 100 {
    panic!("Guess value must be greater than or equal to 1, got {}.", value);
}

This time when we run the should_panic test, it will fail:

running 1 test
test tests::greater_than_100 ... FAILED

failures:

---- tests::greater_than_100 stdout ----
        thread 'tests::greater_than_100' panicked at 'Guess value must be
greater than or equal to 1, got 200.', src/lib.rs:11:12
note: Run with `RUST_BACKTRACE=1` for a backtrace.
note: Panic did not include expected string 'Guess value must be less than or
equal to 100'

failures:
    tests::greater_than_100

test result: FAILED. 0 passed; 1 failed; 0 ignored; 0 measured; 0 filtered out

The failure message indicates that this test did indeed panic as we expected, but the panic message did not include the expected string 'Guess value must be less than or equal to 100'. The panic message that we did get in this case was Guess value must be greater than or equal to 1, got 200. Now we can start figuring out where our bug is!

Now that you know several ways to write tests, let’s look at what is happening when we run our tests and explore the different options we can use with cargo test.

Controlling How Tests Are Run

Just as cargo run compiles your code and then runs the resulting binary, cargo test compiles your code in test mode and runs the resulting test binary. You can specify command line options to change the default behavior of cargo test. For example, the default behavior of the binary produced by cargo test is to run all the tests in parallel and capture output generated during test runs, preventing the output from being displayed and making it easier to read the output related to the test results.

Some command line options go to cargo test and some go to the resulting test binary. To separate these two types of arguments, you list the arguments that go to cargo test followed by the separator -- and then the arguments that go to the test binary. Running cargo test --help displays the options you can use with cargo test, and running cargo test -- --help displays the options you can use after the separator --.

Running Tests in Parallel or Consecutively

When you run multiple tests, by default they run in parallel using threads. This means the tests will finish running faster so you can get feedback quicker on whether or not your code is working. Because the tests are running at the same time, make sure your tests don’t depend on each other or on any shared state, including a shared environment, such as the current working directory or environment variables.

For example, say each of your tests runs some code that creates a file on disk named test-output.txt and writes some data to that file. Then each test reads the data in that file and asserts that the file contains a particular value, which is different in each test. Because the tests run at the same time, one test might overwrite the file between when another test writes and reads the file. The second test will then fail, not because the code is incorrect, but because the tests have interfered with each other while running in parallel. One solution is to make sure each test writes to a different file; another solution is to run the tests one at a time.

If you don’t want to run the tests in parallel or if you want more fine-grained control over the number of threads used, you can send the --test-threads flag and the number of threads you want to use to the test binary. Take a look at the following example:

$ cargo test -- --test-threads=1

We set the number of test threads to 1, telling the program not to use any parallelism. Running the tests using one thread will take longer than running them in parallel, but the tests won’t interfere with each other if they share state.

Showing Function Output

By default, if a test passes, Rust’s test library captures anything printed to standard output. For example, if we call println! in a test and the test passes, we won’t see the println! output in the terminal: we’ll only see the line that indicates the test passed. If a test fails, we’ll see whatever was printed to standard output with the rest of the failure message.

As an example, Listing 11-10 has a silly function that prints the value of its parameter and returns 10, as well as a test that passes and a test that fails.

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
fn prints_and_returns_10(a: i32) -> i32 {
    println!("I got the value {}", a);
    10
}

#[cfg(test)]
mod tests {
    use super::*;

    #[test]
    fn this_test_will_pass() {
        let value = prints_and_returns_10(4);
        assert_eq!(10, value);
    }

    #[test]
    fn this_test_will_fail() {
        let value = prints_and_returns_10(8);
        assert_eq!(5, value);
    }
}
#}

Listing 11-10: Tests for a function that calls println!

When we run these tests with cargo test, we’ll see the following output:

running 2 tests
test tests::this_test_will_pass ... ok
test tests::this_test_will_fail ... FAILED

failures:

---- tests::this_test_will_fail stdout ----
        I got the value 8
thread 'tests::this_test_will_fail' panicked at 'assertion failed: `(left == right)`
  left: `5`,
 right: `10`', src/lib.rs:19:8
note: Run with `RUST_BACKTRACE=1` for a backtrace.

failures:
    tests::this_test_will_fail

test result: FAILED. 1 passed; 1 failed; 0 ignored; 0 measured; 0 filtered out

Note that nowhere in this output do we see I got the value 4, which is what is printed when the test that passes runs. That output has been captured. The output from the test that failed, I got the value 8, appears in the section of the test summary output, which also shows the cause of the test failure.

If we want to see printed values for passing tests as well, we can disable the output capture behavior by using the --nocapture flag:

$ cargo test -- --nocapture

When we run the tests in Listing 11-10 again with the --nocapture flag, we see the following output:

running 2 tests
I got the value 4
I got the value 8
test tests::this_test_will_pass ... ok
thread 'tests::this_test_will_fail' panicked at 'assertion failed: `(left == right)`
  left: `5`,
 right: `10`', src/lib.rs:19:8
note: Run with `RUST_BACKTRACE=1` for a backtrace.
test tests::this_test_will_fail ... FAILED

failures:

failures:
    tests::this_test_will_fail

test result: FAILED. 1 passed; 1 failed; 0 ignored; 0 measured; 0 filtered out

Note that the output for the tests and the test results are interleaved; the reason is that the tests are running in parallel, as we talked about in the previous section. Try using the --test-threads=1 option and the --nocapture flag, and see what the output looks like then!

Running a Subset of Tests by Name

Sometimes, running a full test suite can take a long time. If you’re working on code in a particular area, you might want to run only the tests pertaining to that code. You can choose which tests to run by passing cargo test the name or names of the test(s) you want to run as an argument.

To demonstrate how to run a subset of tests, we’ll create three tests for our add_two function, as shown in Listing 11-11, and choose which ones to run:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub fn add_two(a: i32) -> i32 {
    a + 2
}

#[cfg(test)]
mod tests {
    use super::*;

    #[test]
    fn add_two_and_two() {
        assert_eq!(4, add_two(2));
    }

    #[test]
    fn add_three_and_two() {
        assert_eq!(5, add_two(3));
    }

    #[test]
    fn one_hundred() {
        assert_eq!(102, add_two(100));
    }
}
#}

Listing 11-11: Three tests with three different names

If we run the tests without passing any arguments, as we saw earlier, all the tests will run in parallel:

running 3 tests
test tests::add_two_and_two ... ok
test tests::add_three_and_two ... ok
test tests::one_hundred ... ok

test result: ok. 3 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

Running Single Tests

We can pass the name of any test function to cargo test to run only that test:

$ cargo test one_hundred
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running target/debug/deps/adder-06a75b4a1f2515e9

running 1 test
test tests::one_hundred ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 2 filtered out

Only the test with the name one_hundred ran; the other two tests didn’t match that name. The test output lets us know we had more tests than what this command ran by displaying 2 filtered out at the end of the summary line.

We can’t specify the names of multiple tests in this way; only the first value given to cargo test will be used. But there is a way to run multiple tests.

Filtering to Run Multiple Tests

We can specify part of a test name, and any test whose name matches that value will be run. For example, because two of our tests’ names contain add, we can run those two by running cargo test add:

$ cargo test add
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running target/debug/deps/adder-06a75b4a1f2515e9

running 2 tests
test tests::add_two_and_two ... ok
test tests::add_three_and_two ... ok

test result: ok. 2 passed; 0 failed; 0 ignored; 0 measured; 1 filtered out

This command ran all tests with add in the name name and filtered out the test named one_hundred. Also note that the module in which tests appear becomes part of the test’s name, so we can run all the tests in a module by filtering on the module’s name.

Ignoring Some Tests Unless Specifically Requested

Sometimes a few specific tests can be very time-consuming to execute, so you might want to exclude them during most runs of cargo test. Rather than listing as arguments all tests you do want to run, you can instead annotate the time-consuming tests using the ignore attribute to exclude them, as shown here:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[test]
fn it_works() {
    assert_eq!(2 + 2, 4);
}

#[test]
#[ignore]
fn expensive_test() {
    // code that takes an hour to run
}
#}

After #[test] we add the #[ignore] line to the test we want to exclude. Now when we run our tests, it_works runs, but expensive_test doesn’t:

$ cargo test
   Compiling adder v0.1.0 (file:///projects/adder)
    Finished dev [unoptimized + debuginfo] target(s) in 0.24 secs
     Running target/debug/deps/adder-ce99bcc2479f4607

running 2 tests
test expensive_test ... ignored
test it_works ... ok

test result: ok. 1 passed; 0 failed; 1 ignored; 0 measured; 0 filtered out

The expensive_test function is listed as ignored. If we want to run only the ignored tests, we can use cargo test -- --ignored:

$ cargo test -- --ignored
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running target/debug/deps/adder-ce99bcc2479f4607

running 1 test
test expensive_test ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 1 filtered out

By controlling which tests run, you can make sure your cargo test results will be fast. When you’re at a point where it makes sense to check the results of the ignored tests and you have time to wait for the results, you can run cargo test -- --ignored instead.

Test Organization

As mentioned at the start of the chapter, testing is a complex discipline, and different people use different terminology and organization. The Rust community thinks about tests in terms of two main categories: unit tests and integration tests. Unit tests are small and more focused, testing one module in isolation at a time, and can test private interfaces. Integration tests are entirely external to your library and use your code in the same way any other external code would, using only the public interface and potentially exercising multiple modules per test.

Writing both kinds of tests is important to ensure that the pieces of your library are doing what you expect them to separately and together.

Unit Tests

The purpose of unit tests is to test each unit of code in isolation from the rest of the code to quickly pinpoint where code is and isn’t working as expected. We put unit tests in the src directory in each file with the code that they’re testing. The convention is that we create a module named tests in each file to contain the test functions, and we annotate the module with cfg(test).

The Tests Module and #[cfg(test)]

The #[cfg(test)] annotation on the tests module tells Rust to compile and run the test code only when we run cargo test, but not when we run cargo build. This saves compile time when we only want to build the library and saves space in the resulting compiled artifact because the tests are not included. You’ll see that because integration tests go in a different directory, they don’t need the #[cfg(test)] annotation. However, because unit tests go in the same files as the code, we use #[cfg(test)] to specify that they shouldn’t be included in the compiled result.

Recall that when we generated the new adder project in the first section of this chapter, Cargo generated this code for us:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod tests {
    #[test]
    fn it_works() {
        assert_eq!(2 + 2, 4);
    }
}
#}

This code is the automatically generated test module. The attribute cfg stands for configuration and tells Rust that the following item should only be included given a certain configuration option. In this case, the configuration option is test, which is provided by Rust for compiling and running tests. By using the cfg attribute, Cargo compiles our test code only if we actively run the tests with cargo test. This includes any helper functions that might be within this module, in addition to the functions annotated with #[test].

Testing Private Functions

There’s debate within the testing community about whether or not private functions should be tested directly, and other languages make it difficult or impossible to test private functions. Regardless of which testing ideology you adhere to, Rust’s privacy rules do allow you to test private functions. Consider the code in Listing 11-12 with the private function internal_adder:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub fn add_two(a: i32) -> i32 {
    internal_adder(a, 2)
}

fn internal_adder(a: i32, b: i32) -> i32 {
    a + b
}

#[cfg(test)]
mod tests {
    use super::*;

    #[test]
    fn internal() {
        assert_eq!(4, internal_adder(2, 2));
    }
}
#}

Listing 11-12: Testing a private function

Note that the internal_adder function is not marked as pub, but because tests are just Rust code and the tests module is just another module, we can import and call internal_adder in a test just fine. If you don’t think private functions should be tested, there’s nothing in Rust that will compel you to do so.

Integration Tests

In Rust, integration tests are entirely external to your library. They use your library in the same way any other code would, which means they can only call functions that are part of your library’s public API. Their purpose is to test that many parts of your library work together correctly. Units of code that work correctly on their own could have problems when integrated, so test coverage of the integrated code is important as well. To create integration tests, you first need a tests directory.

The tests Directory

We create a tests directory at the top level of our project directory, next to src. Cargo knows to look for integration test files in this directory. We can then make as many test files as we want to in this directory, and Cargo will compile each of the files as an individual crate.

Let’s create an integration test. With the code in Listing 11-12 still in the src/lib.rs file, make a tests directory, create a new file named tests/integration_test.rs, and enter the code in Listing 11-13:

Filename: tests/integration_test.rs

extern crate adder;

#[test]
fn it_adds_two() {
    assert_eq!(4, adder::add_two(2));
}

Listing 11-13: An integration test of a function in the adder crate

We’ve added extern crate adder at the top of the code, which we didn’t need in the unit tests. The reason is that each test in the tests directory is a separate crate, so we need to import our library into each of them.

We don’t need to annotate any code in tests/integration_test.rs with #[cfg(test)]. Cargo treats the tests directory specially and compiles files in this directory only when we run cargo test. Run cargo test now:

$ cargo test
   Compiling adder v0.1.0 (file:///projects/adder)
    Finished dev [unoptimized + debuginfo] target(s) in 0.31 secs
     Running target/debug/deps/adder-abcabcabc

running 1 test
test tests::internal ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

     Running target/debug/deps/integration_test-ce99bcc2479f4607

running 1 test
test it_adds_two ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

   Doc-tests adder

running 0 tests

test result: ok. 0 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

The three sections of output include the unit tests, the integration test, and the doc tests. The first section for the unit tests is the same as we’ve been seeing: one line for each unit test (one named internal that we added in Listing 11-12) and then a summary line for the unit tests.

The integration tests section starts with the line Running target/debug/deps/integration-test-ce99bcc2479f4607 (the hash at the end of your output will be different). Next, there is a line for each test function in that integration test and a summary line for the results of the integration test just before the Doc-tests adder section starts.

Recall that adding more unit test functions in any src file adds more test result lines to the unit tests section. Adding more test functions to the integration test file we created adds more lines to that file’s section. Each integration test file has its own section, so if we add more files in the tests directory, there will be more integration test sections.

We can still run a particular integration test function by specifying the test function’s name as an argument to cargo test. To run all the tests in a particular integration test file, use the --test argument of cargo test followed by the name of the file:

$ cargo test --test integration_test
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running target/debug/integration_test-952a27e0126bb565

running 1 test
test it_adds_two ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

This command runs only the tests in the tests/integration_test.rs file.

Submodules in Integration Tests

As you add more integration tests, you might want to make more than one file in the tests directory to help organize them; for example, you can group the test functions by the functionality they’re testing. As mentioned earlier, each file in the tests directory is compiled as its own separate crate.

Treating each integration test file as its own crate is useful to create separate scopes that are more like the way end users will be using your crate. However, this means files in the tests directory don’t share the same behavior as files in src do, which you learned in Chapter 7 regarding how to separate code into modules and files.

The different behavior of files in the tests directory is most noticeable when you have a set of helper functions that would be useful in multiple integration test files and you try to follow the steps in the “Moving Modules to Other Files” section of Chapter 7 to extract them into a common module. For example, if we create tests/common.rs and place a function named setup in it, we can add some code to setup that we want to call from multiple test functions in multiple test files:

Filename: tests/common.rs


# #![allow(unused_variables)]
#fn main() {
pub fn setup() {
    // setup code specific to your library's tests would go here
}
#}

When we run the tests again, we’ll see a new section in the test output for the common.rs file, even though this file doesn’t contain any test functions, nor did we call the setup function from anywhere:

running 1 test
test tests::internal ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

     Running target/debug/deps/common-b8b07b6f1be2db70

running 0 tests

test result: ok. 0 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

     Running target/debug/deps/integration_test-d993c68b431d39df

running 1 test
test it_adds_two ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

   Doc-tests adder

running 0 tests

test result: ok. 0 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

Having common appear in the test results with running 0 tests displayed for it is not what we wanted. We just wanted to share some code with the other integration test files.

To avoid having common appear in the test output, instead of creating tests/common.rs, we’ll create tests/common/mod.rs. In the “Rules of Module Filesystems” section of Chapter 7, we used the naming convention module_name/mod.rs for files of modules that have submodules, and we don’t have submodules for common here, but naming the file this way tells Rust not to treat the common module as an integration test file. When we move the setup function code into tests/common/mod.rs and delete the tests/common.rs file, the section in the test output will no longer appear. Files in subdirectories of the tests directory don’t get compiled as separate crates or have sections in the test output.

After we’ve created tests/common/mod.rs, we can use it from any of the integration test files as a module. Here’s an example of calling the setup function from the it_adds_two test in tests/integration_test.rs:

Filename: tests/integration_test.rs

extern crate adder;

mod common;

#[test]
fn it_adds_two() {
    common::setup();
    assert_eq!(4, adder::add_two(2));
}

Note that the mod common; declaration is the same as the module declarations we demonstrated in Listing 7-4. Then in the test function, we can call the common::setup() function.

Integration Tests for Binary Crates

If our project is a binary crate that only contains a src/main.rs file and doesn’t have a src/lib.rs file, we can’t create integration tests in the tests directory and use extern crate to import functions defined in the src/main.rs file. Only library crates expose functions that other crates can call and use; binary crates are meant to be run on their own.

This is one of the reasons Rust projects that provide a binary have a straightforward src/main.rs file that calls logic that lives in the src/lib.rs file. Using that structure, integration tests can test the library crate by using extern crate to exercise the important functionality. If the important functionality works, the small amount of code in the src/main.rs file will work as well, and that small amount of code doesn’t need to be tested.

Summary

Rust’s testing features provide a way to specify how code should function to ensure it continues to work as we expect even as we make changes. Unit tests exercise different parts of a library separately and can test private implementation details. Integration tests check that many parts of the library work together correctly, and they use the library’s public API to test the code in the same way external code will use it. Even though Rust’s type system and ownership rules help prevent some kinds of bugs, tests are still important to help reduce logic bugs having to do with how your code is expected to behave.

Let’s combine the knowledge you learned in this chapter and in previous chapters and work on a project in the next chapter!

An I/O Project: Building a Command Line Program

This chapter is a recap of the many skills you’ve learned so far and an exploration of a few more standard library features. We’ll build a command line tool that interacts with file and command line input/output to practice some of the Rust concepts you now have under your belt.

Rust’s speed, safety, single binary output, and cross-platform support make it an ideal language for creating command line tools, so for our project, we’ll make our own version of the classic command line tool grep (globally search a regular expression and print). In the simplest use case, grep searches a specified file for a specified string. To do so, grep takes as its arguments a filename and a string, and then reads the file and finds lines in that file that contain the string argument. It then prints those lines.

Along the way, we’ll show how to make our command line tool use features of the terminal that many command line tools use. We’ll read the value of an environment variable to allow the user to configure the behavior of our tool. We’ll also print to the standard error console stream (stderr) instead of standard output (stdout), so, for example, the user can redirect successful output to a file while still seeing error messages onscreen.

One Rust community member, Andrew Gallant, has already created a fully featured, very fast version of grep, called ripgrep. By comparison, our version of grep will be fairly simple, but this chapter will give you some of the background knowledge you need to understand a real-world project like ripgrep.

Our grep project will combine a number of concepts you’ve learned so far:

  • Organizing code (using what you learned in modules, Chapter 7)
  • Using vectors and strings (collections, Chapter 8)
  • Handling errors (Chapter 9)
  • Using traits and lifetimes where appropriate (Chapter 10)
  • Writing tests (Chapter 11)

We’ll also briefly introduce closures, iterators, and trait objects, which Chapters 13 and 17 will cover in detail.

Accepting Command Line Arguments

Let’s create a new project with, as always, cargo new. We’ll call our project minigrep to distinguish it from the grep tool that you might already have on your system.

$ cargo new --bin minigrep
     Created binary (application) `minigrep` project
$ cd minigrep

The first task is to make minigrep accept its two command line arguments: the filename and a string to search for. That is, we want to be able to run our program with cargo run, a string to search for, and a path to a file to search in, like so:

$ cargo run searchstring example-filename.txt

Right now, the program generated by cargo new cannot process arguments we give it. However, some existing libraries on Crates.io can help us with writing a program that accepts command line arguments, but because you’re just learning this concept, let’s implement this capability ourselves.

Reading the Argument Values

To make sure minigrep is able to read the values of command line arguments we pass to it, we’ll need a function provided in Rust’s standard library, which is std::env::args. This function returns an iterator of the command line arguments that were given to minigrep. We haven’t discussed iterators yet (we’ll cover them fully in Chapter 13), but for now you only need to know two details about iterators: iterators produce a series of values, and we can call the collect function on an iterator to turn it into a collection, such as a vector, containing all the elements the iterator produces.

Use the code in Listing 12-1 to allow your minigrep program to read any command line arguments passed to it and then collect the values into a vector:

Filename: src/main.rs

use std::env;

fn main() {
    let args: Vec<String> = env::args().collect();
    println!("{:?}", args);
}

Listing 12-1: Collecting the command line arguments into a vector and printing them

First, we bring the std::env module into scope with a use statement so we can use its args function. Notice that the std::env::args function is nested in two levels of modules. As we discussed in Chapter 7, in cases where the desired function is nested in more than one module, it’s conventional to bring the parent module into scope rather than the function. As a result, we can easily use other functions from std::env. It’s also less ambiguous than adding use std::env::args and then calling the function with just args because args might easily be mistaken for a function that’s defined in the current module.

The args Function and Invalid Unicode

Note that std::env::args will panic if any argument contains invalid Unicode. If your program needs to accept arguments containing invalid Unicode, use std::env::args_os instead. That function returns OsString values instead of String values. We’ve chosen to use std::env::args here for simplicity because OsString values differ per platform and are more complex to work with than String values.

On the first line of main, we call env::args, and immediately use collect to turn the iterator into a vector containing all the values produced by the iterator. We can use the collect function to create many kinds of collections, so we explicitly annotate the type of args to specify that we want a vector of strings. Although we very rarely need to annotate types in Rust, collect is one function you do often need to annotate because Rust isn’t able to infer the kind of collection you want.

Finally, we print the vector using the debug formatter, :?. Let’s try running the code with no arguments, and then with two arguments:

$ cargo run
--snip--
["target/debug/minigrep"]

$ cargo run needle haystack
--snip--
["target/debug/minigrep", "needle", "haystack"]

Notice that the first value in the vector is "target/debug/minigrep", which is the name of our binary. This matches the behavior of the arguments list in C, letting programs use the name by which they were invoked in their execution. It’s often convenient to have access to the program name in case we want to print it in messages or change behavior of the program based on what command line alias was used to invoke the program. But for the purposes of this chapter, we’ll ignore it and save only the two arguments we need.

Saving the Argument Values in Variables

Printing the value of the vector of arguments illustrated that the program is able to access the values specified as command line arguments. Now we need to save the values of the two arguments in variables so we can use the values throughout the rest of the program. We do that in Listing 12-2:

Filename: src/main.rs

use std::env;

fn main() {
    let args: Vec<String> = env::args().collect();

    let query = &args[1];
    let filename = &args[2];

    println!("Searching for {}", query);
    println!("In file {}", filename);
}

Listing 12-2: Creating variables to hold the query argument and filename argument

As we saw when we printed the vector, the program’s name takes up the first value in the vector at args[0], so we’re starting at index 1. The first argument minigrep takes is the string we’re searching for, so we put a reference to the first argument in the variable query. The second argument will be the filename, so we put a reference to the second argument in the variable filename.

We temporarily print the values of these variables to prove that the code is working as we intend. Let’s run this program again with the arguments test and sample.txt:

$ cargo run test sample.txt
   Compiling minigrep v0.1.0 (file:///projects/minigrep)
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running `target/debug/minigrep test sample.txt`
Searching for test
In file sample.txt

Great, the program is working! The values of the arguments we need are being saved into the right variables. Later we’ll add some error handling to deal with certain potential erroneous situations, such as when the user provides no arguments; for now, we’ll ignore that situation and work on adding file reading capabilities instead.

Reading a File

Now we’ll add functionality to read the file that is specified in the filename command line argument. First, we need a sample file to test it with: the best kind of file to use to make sure minigrep is working is one with a small amount of text over multiple lines with some repeated words. Listing 12-3 has an Emily Dickinson poem that will work well! Create a file called poem.txt at the root level of your project, and enter the poem “I’m Nobody! Who are you?”

Filename: poem.txt

I’m nobody! Who are you?
Are you nobody, too?
Then there’s a pair of us — don’t tell!
They’d banish us, you know.

How dreary to be somebody!
How public, like a frog
To tell your name the livelong day
To an admiring bog!

Listing 12-3: A poem by Emily Dickinson will make a good test case.

With the text in place, edit src/main.rs and add code to open the file, as shown in Listing 12-4:

Filename: src/main.rs

use std::env;
use std::fs::File;
use std::io::prelude::*;

fn main() {
#     let args: Vec<String> = env::args().collect();
#
#     let query = &args[1];
#     let filename = &args[2];
#
#     println!("Searching for {}", query);
    // --snip--
    println!("In file {}", filename);

    let mut f = File::open(filename).expect("file not found");

    let mut contents = String::new();
    f.read_to_string(&mut contents)
        .expect("something went wrong reading the file");

    println!("With text:\n{}", contents);
}

Listing 12-4: Reading the contents of the file specified by the second argument

First, we add some more use statements to bring in relevant parts of the standard library: we need std::fs::File to handle files, and std::io::prelude::* contains various useful traits for doing I/O, including file I/O. In the same way that Rust has a general prelude that brings certain types and functions into scope automatically, the std::io module has its own prelude of common types and functions you’ll need when working with I/O. Unlike the default prelude, we must explicitly add a use statement for the prelude from std::io.

In main, we’ve added three statements: first, we get a mutable handle to the file by calling the File::open function and passing it the value of the filename variable. Second, we create a variable called contents and set it to a mutable, empty String. This will hold the content of the file after we read it in. Third, we call read_to_string on our file handle and pass a mutable reference to contents as an argument.

After those lines, we’ve again added a temporary println! statement that prints the value of contents after the file is read, so we can check that the program is working so far.

Let’s run this code with any string as the first command line argument (because we haven’t implemented the searching part yet) and the poem.txt file as the second argument:

$ cargo run the poem.txt
   Compiling minigrep v0.1.0 (file:///projects/minigrep)
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running `target/debug/minigrep the poem.txt`
Searching for the
In file poem.txt
With text:
I’m nobody! Who are you?
Are you nobody, too?
Then there’s a pair of us — don’t tell!
They’d banish us, you know.

How dreary to be somebody!
How public, like a frog
To tell your name the livelong day
To an admiring bog!

Great! The code read and then printed the content of the file. But the code has a few flaws. The main function has multiple responsibilities: generally, functions are clearer and easier to maintain if each function is responsible for only one idea. The other problem is that we’re not handling errors as well as we could be. The program is still small so these flaws aren’t a big problem, but as the program grows, it will be harder to fix them cleanly. It’s good practice to begin refactoring early on when developing a program, because it’s much easier to refactor smaller amounts of code. We’ll do that next.

Refactoring to Improve Modularity and Error Handling

To improve our program, we’ll fix four problems that have to do with the program’s structure and how it’s handling potential errors.

First, our main function now performs two tasks: it parses arguments and opens files. For such a small function, this isn’t a major problem. However, if we continue to grow our program inside main, the number of separate tasks the main function handles will increase. As a function gains responsibilities, it becomes more difficult to reason about, harder to test, and harder to change without breaking one of its parts. It’s best to separate functionality so each function is responsible for one task.

This issue also ties into the second problem: although query and filename are configuration variables to our program, variables like f and contents are used to perform the program’s logic. The longer main becomes, the more variables we’ll need to bring into scope; the more variables we have in scope, the harder it will be to keep track of the purpose of each. It’s best to group the configuration variables into one structure to make their purpose clear.

The third problem is that we’ve used expect to print an error message when opening the file fails, but the error message just prints file not found. Opening a file can fail in a number of ways besides the file being missing: for example, the file might exist, but we might not have permission to open it. Right now, if we’re in that situation, we’d print the file not found error message that would give the user the wrong information!

Fourth, we use expect repeatedly to handle different errors, and if the user runs our program without specifying enough arguments, they’ll get an index out of bounds error from Rust that doesn’t clearly explain the problem. It would be best if all the error handling code was in one place so future maintainers have only one place to consult in the code if the error handling logic needs to change. Having all the error handling code in one place will also ensure that we’re printing messages that will be meaningful to our end users.

Let’s address these four problems by refactoring our project.

Separation of Concerns for Binary Projects

The organizational problem of allocating responsibility for multiple tasks to the main function is common to many binary projects. As a result, the Rust community has developed a type of guideline process for splitting the separate concerns of a binary program when main starts getting large. The process has the following steps:

  • Split your program into a main.rs and a lib.rs, and move your program’s logic to lib.rs.

  • While your command line parsing logic is small, it can remain in main.rs.

  • When the command line parsing logic starts getting complicated, extract it from main.rs and move it to lib.rs.

  • The responsibilities that remain in the main function after this process should be limited to:

    • Calling the command line parsing logic with the argument values
    • Setting up any other configuration
    • Calling a run function in lib.rs
    • Handling the error if run returns an error

This pattern is about separating concerns: main.rs handles running the program, and lib.rs handles all the logic of the task at hand. Because we can’t test the main function directly, this structure lets us test all of our program’s logic by moving it into functions in lib.rs. The only code that remains in main.rs will be small enough to verify its correctness by reading it. Let’s rework our program by following this process.

Extracting the Argument Parser

We’ll extract the functionality for parsing arguments into a function that main will call to prepare for moving the command line parsing logic to src/lib.rs. Listing 12-5 shows the new start of main that calls a new function parse_config, which we’ll define in src/main.rs for the moment.

Filename: src/main.rs

fn main() {
    let args: Vec<String> = env::args().collect();

    let (query, filename) = parse_config(&args);

    // --snip--
}

fn parse_config(args: &[String]) -> (&str, &str) {
    let query = &args[1];
    let filename = &args[2];

    (query, filename)
}

Listing 12-5: Extracting a parse_config function from main

We’re still collecting the command line arguments into a vector, but instead of assigning the argument value at index 1 to the variable query and the argument value at index 2 to the variable filename within the main function, we pass the whole vector to the parse_config function. The parse_config function then holds the logic that determines which argument goes in which variable and passes the values back to main. We still create the query and filename variables in main, but main no longer has the responsibility of determining how the command line arguments and variables correspond.

This rework may seem like overkill for our small program, but we’re refactoring in small, incremental steps. After making this change, run the program again to verify that the argument parsing still works. It’s good to check your progress often, because that will help you identify the cause of problems when they occur.

Grouping Configuration Values

We can take another small step to improve the parse_config function further. At the moment, we’re returning a tuple, but then we immediately break that tuple into individual parts again. This is a sign that perhaps we don’t have the right abstraction yet.

Another indicator that shows there’s room for improvement is the config part of parse_config, which implies that the two values we return are related and are both part of one configuration value. We’re not currently conveying this meaning in the structure of the data other than grouping the two values into a tuple: we could put the two values into one struct and give each of the struct fields a meaningful name. Doing so will make it easier for future maintainers of this code to understand how the different values relate to each other and what their purpose is.

Note: Some people call this anti-pattern of using primitive values when a complex type would be more appropriate primitive obsession.

Listing 12-6 shows the addition of a struct named Config defined to have fields named query and filename. We’ve also changed the parse_config function to return an instance of the Config struct and updated main to use the struct fields rather than having separate variables:

Filename: src/main.rs

# use std::env;
# use std::fs::File;
#
fn main() {
    let args: Vec<String> = env::args().collect();

    let config = parse_config(&args);

    println!("Searching for {}", config.query);
    println!("In file {}", config.filename);

    let mut f = File::open(config.filename).expect("file not found");

    // --snip--
}

struct Config {
    query: String,
    filename: String,
}

fn parse_config(args: &[String]) -> Config {
    let query = args[1].clone();
    let filename = args[2].clone();

    Config { query, filename }
}

Listing 12-6: Refactoring parse_config to return an instance of a Config struct

The signature of parse_config now indicates that it returns a Config value. In the body of parse_config, where we used to return string slices that reference String values in args, we now define Config to contain owned String values. The args variable in main is the owner of the argument values and is only letting the parse_config function borrow them, which means we’d violate Rust’s borrowing rules if Config tried to take ownership of the values in args.

We could manage the String data in a number of different ways, but the easiest, though somewhat inefficient, route is to call the clone method on the values. This will make a full copy of the data for the Config instance to own, which takes more time and memory than storing a reference to the string data. However, cloning the data also makes our code very straightforward because we don’t have to manage the lifetimes of the references; in this circumstance, giving up a little performance to gain simplicity is a worthwhile trade-off.

The Trade-Offs of Using clone

There’s a tendency among many Rustaceans to avoid using clone to fix ownership problems because of its runtime cost. In Chapter 13, you’ll learn how to use more efficient methods in this type of situation. But for now, it’s okay to copy a few strings to continue making progress because we’ll make these copies only once, and our filename and query string are very small. It’s better to have a working program that’s a bit inefficient than to try to hyperoptimize code on your first pass. As you become more experienced with Rust, it’ll be easier to start with the most efficient solution, but for now, it’s perfectly acceptable to call clone.

We’ve updated main so it places the instance of Config returned by parse_config into a variable named config, and we updated the code that previously used the separate query and filename variables so it now uses the fields on the Config struct instead.

Now our code more clearly conveys that query and filename are related, and their purpose is to configure how the program will work. Any code that uses these values knows to find them in the config instance in the fields named for their purpose.

Creating a Constructor for Config

So far, we’ve extracted the logic responsible for parsing the command line arguments from main and placed it in the parse_config function, which helped us to see that the query and filename values were related and that relationship should be conveyed in our code. We then added a Config struct to name the related purpose of query and filename, and to be able to return the values’ names as struct field names from the parse_config function.

So now that the purpose of the parse_config function is to create a Config instance, we can change parse_config from being a plain function to a function named new that is associated with the Config struct. Making this change will make the code more idiomatic: we can create instances of types in the standard library, such as String, by calling String::new, and by changing parse_config into a new function associated with Config, we’ll be able to create instances of Config by calling Config::new. Listing 12-7 shows the changes we need to make:

Filename: src/main.rs

# use std::env;
#
fn main() {
    let args: Vec<String> = env::args().collect();

    let config = Config::new(&args);

    // --snip--
}

# struct Config {
#     query: String,
#     filename: String,
# }
#
// --snip--

impl Config {
    fn new(args: &[String]) -> Config {
        let query = args[1].clone();
        let filename = args[2].clone();

        Config { query, filename }
    }
}

Listing 12-7: Changing parse_config into Config::new

We’ve updated main where we were calling parse_config to instead call Config::new. We’ve changed the name of parse_config to new and moved it within an impl block, which associates the new function with Config. Try compiling this code again to make sure it works.

Fixing the Error Handling

Now we’ll work on fixing our error handling. Recall that attempting to access the values in the args vector at index 1 or index 2 will cause the program to panic if the vector contains fewer than three items. Try running the program without any arguments; it will look like this:

$ cargo run
   Compiling minigrep v0.1.0 (file:///projects/minigrep)
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running `target/debug/minigrep`
thread 'main' panicked at 'index out of bounds: the len is 1
but the index is 1', src/main.rs:29:21
note: Run with `RUST_BACKTRACE=1` for a backtrace.

The line index out of bounds: the len is 1 but the index is 1 is an error message intended for programmers. It won’t help our end users understand what happened and what they should do instead. Let’s fix that now.

Improving the Error Message

In Listing 12-8, we add a check in the new function that will verify that the slice is long enough before accessing index 1 and 2. If the slice isn’t long enough, the program panics and displays a better error message than the index out of bounds message:

Filename: src/main.rs

// --snip--
fn new(args: &[String]) -> Config {
    if args.len() < 3 {
        panic!("not enough arguments");
    }
    // --snip--

Listing 12-8: Adding a check for the number of arguments

This code is similar to the Guess::new function we wrote in Listing 9-9 where we called panic! when the value argument was out of the range of valid values. Instead of checking for a range of values here, we’re checking that the length of args is at least 3 and the rest of the function can operate under the assumption that this condition has been met. If args has fewer than three items, this condition will be true, and we call the panic! macro to end the program immediately.

With these extra few lines of code in new, let’s run the program without any arguments again to see what the error looks like now:

$ cargo run
   Compiling minigrep v0.1.0 (file:///projects/minigrep)
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running `target/debug/minigrep`
thread 'main' panicked at 'not enough arguments', src/main.rs:30:12
note: Run with `RUST_BACKTRACE=1` for a backtrace.

This output is better: we now have a reasonable error message. However, we also have extraneous information we don’t want to give to our users. Perhaps using the technique we used in Listing 9-9 isn’t the best to use here: a call to panic! is more appropriate for a programming problem rather than a usage problem, as discussed in Chapter 9. Instead, we can use the other technique you learned about in Chapter 9—returning a Result that indicates either success or an error.

Returning a Result from new Instead of Calling panic!

We can instead return a Result value that will contain a Config instance in the successful case and will describe the problem in the error case. When Config::new is communicating to main, we can use the Result type to signal there was a problem. Then we can change main to convert an Err variant into a more practical error for our users without the surrounding text about thread 'main' and RUST_BACKTRACE that a call to panic! causes.

Listing 12-9 shows the changes we need to make to the return value of Config::new and the body of the function needed to return a Result. Note that this won’t compile until we update main as well, which we’ll do in the next listing:

Filename: src/main.rs

impl Config {
    fn new(args: &[String]) -> Result<Config, &'static str> {
        if args.len() < 3 {
            return Err("not enough arguments");
        }

        let query = args[1].clone();
        let filename = args[2].clone();

        Ok(Config { query, filename })
    }
}

Listing 12-9: Returning a Result from Config::new

Our new function now returns a Result with a Config instance in the success case and a &'static str in the error case. Recall from “The Static Lifetime” section in Chapter 10 that &'static str is the type of string literals, which is our error message type for now.

We’ve made two changes in the body of the new function: instead of calling panic! when the user doesn’t pass enough arguments, we now return an Err value, and we’ve wrapped the Config return value in an Ok. These changes make the function conform to its new type signature.

Returning an Err value from Config::new allows the main function to handle the Result value returned from the new function and exit the process more cleanly in the error case.

Calling Config::new and Handling Errors

To handle the error case and print a user-friendly message, we need to update main to handle the Result being returned by Config::new, as shown in Listing 12-10. We’ll also take the responsibility of exiting the command line tool with a nonzero error code from panic! and implement it by hand. A nonzero exit status is a convention to signal to the process that called our program that the program exited with an error state.

Filename: src/main.rs

use std::process;

fn main() {
    let args: Vec<String> = env::args().collect();

    let config = Config::new(&args).unwrap_or_else(|err| {
        println!("Problem parsing arguments: {}", err);
        process::exit(1);
    });

    // --snip--

Listing 12-10: Exiting with an error code if creating a new Config fails

In this listing, we’ve used a method we haven’t covered before: unwrap_or_else, which is defined on Result<T, E> by the standard library. Using unwrap_or_else allows us to define some custom, non-panic! error handling. If the Result is an Ok value, this method’s behavior is similar to unwrap: it returns the inner value Ok is wrapping. However, if the value is an Err value, this method calls the code in the closure, which is an anonymous function we define and pass as an argument to unwrap_or_else. We’ll cover closures in more detail in Chapter 13. For now, you just need to know that unwrap_or_else will pass the inner value of the Err, which in this case is the static string not enough arguments that we added in Listing 12-9, to our closure in the argument err that appears between the vertical pipes. The code in the closure can then use the err value when it runs.

We’ve added a new use line to import process from the standard library. The code in the closure that will be run in the error case is only two lines: we print the err value and then call process::exit. The process::exit function will stop the program immediately and return the number that was passed as the exit status code. This is similar to the panic!-based handling we used in Listing 12-8, but we no longer get all the extra output. Let’s try it:

$ cargo run
   Compiling minigrep v0.1.0 (file:///projects/minigrep)
    Finished dev [unoptimized + debuginfo] target(s) in 0.48 secs
     Running `target/debug/minigrep`
Problem parsing arguments: not enough arguments

Great! This output is much friendlier for our users.

Extracting Logic from main

Now that we’ve finished refactoring the configuration parsing, let’s turn to the program’s logic. As we stated in “Separation of Concerns for Binary Projects”, we’ll extract a function named run that will hold all the logic currently in the main function that isn’t involved with setting up configuration or handling errors. When we’re done, main will be concise and easy to verify by inspection, and we’ll be able to write tests for all the other logic.

Listing 12-11 shows the extracted run function. For now, we’re just making the small, incremental improvement of extracting the function. We’re still defining the function in src/main.rs:

Filename: src/main.rs

fn main() {
    // --snip--

    println!("Searching for {}", config.query);
    println!("In file {}", config.filename);

    run(config);
}

fn run(config: Config) {
    let mut f = File::open(config.filename).expect("file not found");

    let mut contents = String::new();
    f.read_to_string(&mut contents)
        .expect("something went wrong reading the file");

    println!("With text:\n{}", contents);
}

// --snip--

Listing 12-11: Extracting a run function containing the rest of the program logic

The run function now contains all the remaining logic from main, starting from reading the file. The run function takes the Config instance as an argument.

Returning Errors from the run Function

With the remaining program logic separated into the run function, we can improve the error handling, as we did with Config::new in Listing 12-9. Instead of allowing the program to panic by calling expect, the run function will return a Result<T, E> when something goes wrong. This will let us further consolidate into main the logic around handling errors in a user-friendly way. Listing 12-12 shows the changes we need to make to the signature and body of run:

Filename: src/main.rs

use std::error::Error;

// --snip--

fn run(config: Config) -> Result<(), Box<Error>> {
    let mut f = File::open(config.filename)?;

    let mut contents = String::new();
    f.read_to_string(&mut contents)?;

    println!("With text:\n{}", contents);

    Ok(())
}

Listing 12-12: Changing the run function to return Result

We’ve made three significant changes here. First, we changed the return type of the run function to Result<(), Box<Error>>. This function previously returned the unit type, (), and we keep that as the value returned in the Ok case.

For the error type, we used the trait object Box<Error> (and we’ve brought std::error::Error into scope with a use statement at the top). We’ll cover trait objects in Chapter 17. For now, just know that Box<Error> means the function will return a type that implements the Error trait, but we don’t have to specify what particular type the return value will be. This gives us flexibility to return error values that may be of different types in different error cases.

Second, we’ve removed the calls to expect in favor of ?, as we talked about in Chapter 9. Rather than panic! on an error, ? will return the error value from the current function for the caller to handle.

Third, the run function now returns an Ok value in the success case. We’ve declared the run function’s success type as () in the signature, which means we need to wrap the unit type value in the Ok value. This Ok(()) syntax might look a bit strange at first, but using () like this is the idiomatic way to indicate that we’re calling run for its side effects only; it doesn’t return a value we need.

When you run this code, it will compile but will display a warning:

warning: unused `std::result::Result` which must be used
  --> src/main.rs:18:5
   |
18 |     run(config);
   |     ^^^^^^^^^^^^
= note: #[warn(unused_must_use)] on by default

Rust tells us that our code ignored the Result value, and the Result value might indicate that an error occurred. But we’re not checking to see whether or not there was an error, and the compiler reminds us that we probably meant to have some error handling code here! Let’s rectify that problem now.

Handling Errors Returned from run in main

We’ll check for errors and handle them using a technique similar to the way we handled errors with Config::new in Listing 12-10, but with a slight difference:

Filename: src/main.rs

fn main() {
    // --snip--

    println!("Searching for {}", config.query);
    println!("In file {}", config.filename);

    if let Err(e) = run(config) {
        println!("Application error: {}", e);

        process::exit(1);
    }
}

We use if let rather than unwrap_or_else to check whether run returns an Err value and call process::exit(1) if it does. The run function doesn’t return a value that we want to unwrap in the same way that Config::new returns the Config instance. Because run returns () in the success case, we only care about detecting an error, so we don’t need unwrap_or_else to return the unwrapped value because it would only be ().

The bodies of the if let and the unwrap_or_else functions are the same in both cases: we print the error and exit.

Splitting Code into a Library Crate

Our minigrep project is looking good so far! Now we’ll split the src/main.rs file and put some code into the src/lib.rs file so we can test it and have a src/main.rs file with fewer responsibilities.

Let’s move all the code that isn’t the main function from src/main.rs to src/lib.rs:

  • The run function definition
  • The relevant use statements
  • The definition of Config
  • The Config::new function definition

The contents of src/lib.rs should have the signatures shown in Listing 12-13 (we’ve omitted the bodies of the functions for brevity). Note that this won't compile until we modify src/main.rs in the listing after this one:

Filename: src/lib.rs

use std::error::Error;
use std::fs::File;
use std::io::prelude::*;

pub struct Config {
    pub query: String,
    pub filename: String,
}

impl Config {
    pub fn new(args: &[String]) -> Result<Config, &'static str> {
        // --snip--
    }
}

pub fn run(config: Config) -> Result<(), Box<Error>> {
    // --snip--
}

Listing 12-13: Moving Config and run into src/lib.rs

We’ve made liberal use of pub here: on Config, its fields and its new method, and on the run function. We now have a library crate that has a public API that we can test!

Now we need to bring the code we moved to src/lib.rs into the scope of the binary crate in src/main.rs, as shown in Listing 12-14:

Filename: src/main.rs

extern crate minigrep;

use std::env;
use std::process;

use minigrep::Config;

fn main() {
    // --snip--
    if let Err(e) = minigrep::run(config) {
        // --snip--
    }
}

Listing 12-14: Bringing the minigrep crate into the scope of src/main.rs

To bring the library crate into the binary crate, we use extern crate minigrep. Then we’ll add a use minigrep::Config line to bring the Config type into scope, and we’ll prefix the run function with our crate name. Now all the functionality should be connected and should work. Run the program with cargo run and make sure everything works correctly.

Whew! That was a lot of work, but we’ve set ourselves up for success in the future. Now it’s much easier to handle errors, and we’ve made the code more modular. Almost all of our work will be done in src/lib.rs from here on out.

Let’s take advantage of this newfound modularity by doing something that would have been difficult with the old code but is easy with the new code: we’ll write some tests!

Developing the Library’s Functionality with Test Driven Development

Now that we’ve extracted the logic into src/lib.rs and left the argument collecting and error handling in src/main.rs, it’s much easier to write tests for the core functionality of our code. We can call functions directly with various arguments and check return values without having to call our binary from the command line. Feel free to write some tests for the functionality in the Config::new and run functions on your own.

In this section, we’ll add the searching logic to the minigrep program by using the Test Driven Development (TDD) process. This software development technique follows these steps:

  1. Write a test that fails, and run it to make sure it fails for the reason you expected.
  2. Write or modify just enough code to make the new test pass.
  3. Refactor the code you just added or changed, and make sure the tests continue to pass.
  4. Repeat from step 1!

This process is just one of many ways to write software, but TDD can help drive code design as well. Writing the test before you write the code that makes the test pass helps to maintain high test coverage throughout the process.

We’ll test drive the implementation of the functionality that will actually do the searching for the query string in the file contents and produce a list of lines that match the query. We’ll add this functionality in a function called search.

Writing a Failing Test

Because we don’t need them anymore, let’s remove the println! statements from src/lib.rs and src/main.rs that we used to check the program’s behavior. Then, in src/lib.rs, we’ll add a test module with a test function, as we did in Chapter 11. The test function specifies the behavior we want the search function to have: it will take a query and the text to search for the query in, and will return only the lines from the text that contain the query. Listing 12-15 shows this test, which won't compile yet:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# fn search<'a>(query: &str, contents: &'a str) -> Vec<&'a str> {
#      vec![]
# }
#
#[cfg(test)]
mod test {
    use super::*;

    #[test]
    fn one_result() {
        let query = "duct";
        let contents = "\
Rust:
safe, fast, productive.
Pick three.";

        assert_eq!(
            vec!["safe, fast, productive."],
            search(query, contents)
        );
    }
}
#}

Listing 12-15: Creating a failing test for the search function we wish we had

This test searches for the string “duct.” The text we’re searching is three lines, only one of which contains “duct.” We assert that the value returned from the search function contains only the line we expect.

We aren’t able to run this test and watch it fail because the test doesn’t even compile: the search function doesn’t exist yet! So now we’ll add just enough code to get the test to compile and run by adding a definition of the search function that always returns an empty vector, as shown in Listing 12-16. Then the test should compile and fail because an empty vector doesn’t match a vector containing the line "safe, fast, productive.".

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub fn search<'a>(query: &str, contents: &'a str) -> Vec<&'a str> {
    vec![]
}
#}

Listing 12-16: Defining just enough of the search function so our test will compile

Notice that we need an explicit lifetime 'a defined in the signature of search and used with the contents argument and the return value. Recall in Chapter 10 that the lifetime parameters specify which argument lifetime is connected to the lifetime of the return value. In this case, we indicate that the returned vector should contain string slices that reference slices of the argument contents (rather than the argument query).

In other words, we tell Rust that the data returned by the search function will live as long as the data passed into the search function in the contents argument. This is important! The data referenced by a slice needs to be valid for the reference to be valid; if the compiler assumes we’re making string slices of query rather than contents, it will do its safety checking incorrectly.

If we forget the lifetime annotations and try to compile this function, we’ll get this error:

error[E0106]: missing lifetime specifier
 --> src/lib.rs:5:51
  |
5 | pub fn search(query: &str, contents: &str) -> Vec<&str> {
  |                                                   ^ expected lifetime
parameter
  |
  = help: this function's return type contains a borrowed value, but the
  signature does not say whether it is borrowed from `query` or `contents`

Rust can’t possibly know which of the two arguments we need, so we need to tell it. Because contents is the argument that contains all of our text and we want to return the parts of that text that match, we know contents is the argument that should be connected to the return value using the lifetime syntax.

Other programming languages don’t require you to connect arguments to return values in the signature, so although this might seem strange, it will get easier over time. You might want to compare this example with the “Validating References with Lifetimes” section in Chapter 10.

Now let’s run the test:

$ cargo test
   Compiling minigrep v0.1.0 (file:///projects/minigrep)
--warnings--
    Finished dev [unoptimized + debuginfo] target(s) in 0.43 secs
     Running target/debug/deps/minigrep-abcabcabc

running 1 test
test test::one_result ... FAILED

failures:

---- test::one_result stdout ----
        thread 'test::one_result' panicked at 'assertion failed: `(left ==
right)`
left: `["safe, fast, productive."]`,
right: `[]`)', src/lib.rs:48:8
note: Run with `RUST_BACKTRACE=1` for a backtrace.


failures:
    test::one_result

test result: FAILED. 0 passed; 1 failed; 0 ignored; 0 measured; 0 filtered out

error: test failed, to rerun pass '--lib'

Great, the test fails, exactly as we expected. Let’s get the test to pass!

Writing Code to Pass the Test

Currently, our test is failing because we always return an empty vector. To fix that and implement search, our program needs to follow these steps:

  • Iterate through each line of the contents.
  • Check whether the line contains our query string.
  • If it does, add it to the list of values we’re returning.
  • If it doesn’t, do nothing.
  • Return the list of results that match.

Let’s work through each step, starting with iterating through lines.

Iterating Through Lines with the lines Method

Rust has a helpful method to handle line-by-line iteration of strings, conveniently named lines, that works as shown in Listing 12-17. Note this won’t compile yet:

Filename: src/lib.rs

pub fn search<'a>(query: &str, contents: &'a str) -> Vec<&'a str> {
    for line in contents.lines() {
        // do something with line
    }
}

Listing 12-17: Iterating through each line in contents

The lines method returns an iterator. We’ll talk about iterators in depth in Chapter 13, but recall that you saw this way of using an iterator in Listing 3-4, where we used a for loop with an iterator to run some code on each item in a collection.

Searching Each Line for the Query

Next, we’ll check whether the current line contains our query string. Fortunately, strings have a helpful method named contains that does this for us! Add a call to the contains method in the search function, as shown in Listing 12-18. Note this still won’t compile yet:

Filename: src/lib.rs

pub fn search<'a>(query: &str, contents: &'a str) -> Vec<&'a str> {
    for line in contents.lines() {
        if line.contains(query) {
            // do something with line
        }
    }
}

Listing 12-18: Adding functionality to see whether the line contains the string in query

Storing Matching Lines

We also need a way to store the lines that contain our query string. For that, we can make a mutable vector before the for loop and call the push method to store a line in the vector. After the for loop, we return the vector, as shown in Listing 12-19:

Filename: src/lib.rs

pub fn search<'a>(query: &str, contents: &'a str) -> Vec<&'a str> {
    let mut results = Vec::new();

    for line in contents.lines() {
        if line.contains(query) {
            results.push(line);
        }
    }

    results
}

Listing 12-19: Storing the lines that match so we can return them

Now the search function should return only the lines that contain query, and our test should pass. Let’s run the test:

$ cargo test
--snip--
running 1 test
test test::one_result ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

Our test passed, so we know it works!

At this point, we could consider opportunities for refactoring the implementation of the search function while keeping the tests passing to maintain the same functionality. The code in the search function isn’t too bad, but it doesn’t take advantage of some useful features of iterators. We’ll return to this example in Chapter 13 where we’ll explore iterators in detail and look at how to improve it.

Using the search Function in the run Function

Now that the search function is working and tested, we need to call search from our run function. We need to pass the config.query value and the contents that run reads from the file to the search function. Then run will print each line returned from search:

Filename: src/lib.rs

pub fn run(config: Config) -> Result<(), Box<Error>> {
    let mut f = File::open(config.filename)?;

    let mut contents = String::new();
    f.read_to_string(&mut contents)?;

    for line in search(&config.query, &contents) {
        println!("{}", line);
    }

    Ok(())
}

We’re still using a for loop to return each line from search and print it.

Now the entire program should work! Let’s try it out, first with a word that should return exactly one line from the Emily Dickinson poem, “frog”:

$ cargo run frog poem.txt
   Compiling minigrep v0.1.0 (file:///projects/minigrep)
    Finished dev [unoptimized + debuginfo] target(s) in 0.38 secs
     Running `target/debug/minigrep frog poem.txt`
How public, like a frog

Cool! Now let’s try a word that will match multiple lines, like “body”:

$ cargo run body poem.txt
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running `target/debug/minigrep body poem.txt`
I’m nobody! Who are you?
Are you nobody, too?
How dreary to be somebody!

And finally, let’s make sure that we don’t get any lines when we search for a word that isn’t anywhere in the poem, such as “monomorphization”:

$ cargo run monomorphization poem.txt
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running `target/debug/minigrep monomorphization poem.txt`

Excellent! We’ve built our own mini version of a classic tool and learned a lot about how to structure applications. We’ve also learned a bit about file input and output, lifetimes, testing, and command line parsing.

To round out this project, we’ll briefly demonstrate how to work with environment variables and how to print to standard error, both of which are useful when you’re writing command line programs.

Working with Environment Variables

We’ll improve minigrep by adding an extra feature: an option for case-insensitive searching that the user can turn on via an environment variable. We could make this feature a command line option and require that users enter it each time they want it to apply, but instead we’ll use an environment variable. Doing so allows our users to set the environment variable once and have all their searches be case insensitive in that terminal session.

Writing a Failing Test for the Case-Insensitive search Function

We want to add a new search_case_insensitive function that we’ll call when the environment variable is on. We’ll continue to follow the TDD process, so the first step is again to write a failing test. We’ll add a new test for the new search_case_insensitive function and rename our old test from one_result to case_sensitive to clarify the differences between the two tests, as shown in Listing 12-20:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod test {
    use super::*;

    #[test]
    fn case_sensitive() {
        let query = "duct";
        let contents = "\
Rust:
safe, fast, productive.
Pick three.
Duct tape.";

        assert_eq!(
            vec!["safe, fast, productive."],
            search(query, contents)
        );
    }

    #[test]
    fn case_insensitive() {
        let query = "rUsT";
        let contents = "\
Rust:
safe, fast, productive.
Pick three.
Trust me.";

        assert_eq!(
            vec!["Rust:", "Trust me."],
            search_case_insensitive(query, contents)
        );
    }
}
#}

Listing 12-20: Adding a new failing test for the case-insensitive function we’re about to add

Note that we’ve edited the old test’s contents too. We’ve added a new line with the text “Duct tape” using a capital D that shouldn’t match the query “duct” when we’re searching in a case-sensitive manner. Changing the old test in this way helps ensure that we don’t accidentally break the case-sensitive search functionality that we’ve already implemented. This test should pass now and should continue to pass as we work on the case-insensitive search.

The new test for the case-insensitive search uses “rUsT” as its query. In the search_case_insensitive function we’re about to add, the query “rUsT” should match the line containing “Rust:” with a capital R and also the line “Trust me.” even though both have different casing than the query. This is our failing test, and it will fail to compile because we haven’t yet defined the search_case_insensitive function. Feel free to add a skeleton implementation that always returns an empty vector, similar to the way we did for the search function in Listing 12-16 to see the test compile and fail.

Implementing the search_case_insensitive Function

The search_case_insensitive function, shown in Listing 12-21, will be almost the same as the search function. The only difference is that we’ll lowercase the query and each line so whatever the case of the input arguments, they’ll be the same case when we check whether the line contains the query:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
fn search_case_insensitive<'a>(query: &str, contents: &'a str) -> Vec<&'a str> {
    let query = query.to_lowercase();
    let mut results = Vec::new();

    for line in contents.lines() {
        if line.to_lowercase().contains(&query) {
            results.push(line);
        }
    }

    results
}
#}

Listing 12-21: Defining the search_case_insensitive function to lowercase the query and the line before comparing them

First, we lowercase the query string and store it in a shadowed variable with the same name. Calling to_lowercase on the query is necessary so no matter whether the user’s query is “rust”, “RUST”, “Rust”, or “rUsT”, we’ll treat the query as if it was “rust” and be insensitive to the case.

Note that query is now a String rather than a string slice, because calling to_lowercase creates new data rather than referencing existing data. Say the query is “rUsT”, as an example: that string slice doesn’t contain a lowercase “u” or “t” for us to use, so we have to allocate a new String containing “rust”. When we pass query as an argument to the contains method now, we need to add an ampersand because the signature of contains is defined to take a string slice.

Next, we add a call to to_lowercase on each line before we check whether it contains query to lowercase all characters. Now that we’ve converted line and query to lowercase, we’ll find matches no matter what the case of the query is.

Let’s see if this implementation passes the tests:

running 2 tests
test test::case_insensitive ... ok
test test::case_sensitive ... ok

test result: ok. 2 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

Great! They passed. Now, let’s call the new search_case_insensitive function from the run function. First, we’ll add a configuration option to the Config struct to switch between case-sensitive and case-insensitive search. Adding this field will cause compiler errors since we aren’t initializing this field anywhere yet:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub struct Config {
    pub query: String,
    pub filename: String,
    pub case_sensitive: bool,
}
#}

Note that we added the case_sensitive field that holds a Boolean. Next, we need the run function to check the case_sensitive field’s value and use that to decide whether to call the search function or the search_case_insensitive function, as shown in Listing 12-22. Note this still won’t compile yet:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# use std::error::Error;
# use std::fs::File;
# use std::io::prelude::*;
#
# fn search<'a>(query: &str, contents: &'a str) -> Vec<&'a str> {
#      vec![]
# }
#
# fn search_case_insensitive<'a>(query: &str, contents: &'a str) -> Vec<&'a str> {
#      vec![]
# }
#
# struct Config {
#     query: String,
#     filename: String,
#     case_sensitive: bool,
# }
#
pub fn run(config: Config) -> Result<(), Box<Error>> {
    let mut f = File::open(config.filename)?;

    let mut contents = String::new();
    f.read_to_string(&mut contents)?;

    let results = if config.case_sensitive {
        search(&config.query, &contents)
    } else {
        search_case_insensitive(&config.query, &contents)
    };

    for line in results {
        println!("{}", line);
    }

    Ok(())
}
#}

Listing 12-22: Calling either search or search_case_insensitive based on the value in config.case_sensitive

Finally, we need to check for the environment variable. The functions for working with environment variables are in the env module in the standard library, so we want to bring that module into scope with a use std::env; line at the top of src/lib.rs. Then we’ll use the var method from the env module to check for an environment variable named CASE_INSENSITIVE, as shown in Listing 12-23:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
use std::env;
# struct Config {
#     query: String,
#     filename: String,
#     case_sensitive: bool,
# }

// --snip--

impl Config {
    pub fn new(args: &[String]) -> Result<Config, &'static str> {
        if args.len() < 3 {
            return Err("not enough arguments");
        }

        let query = args[1].clone();
        let filename = args[2].clone();

        let case_sensitive = env::var("CASE_INSENSITIVE").is_err();

        Ok(Config { query, filename, case_sensitive })
    }
}
#}

Listing 12-23: Checking for an environment variable named CASE_INSENSITIVE

Here, we create a new variable case_sensitive. To set its value, we call the env::var function and pass it the name of the CASE_INSENSITIVE environment variable. The env::var method returns a Result that will be the successful Ok variant that contains the value of the environment variable if the environment variable is set. It will return the Err variant if the environment variable is not set.

We’re using the is_err method on the Result to check whether it’s an error and therefore unset, which means it should do a case-sensitive search. If the CASE_INSENSITIVE environment variable is set to anything, is_err will return false and will perform a case-insensitive search. We don’t care about the value of the environment variable, just whether it’s set or unset, so we’re checking is_err rather than unwrap, expect, or any of the other methods we’ve seen on Result.

We pass the value in the case_sensitive variable to the Config instance so the run function can read that value and decide whether to call search or search_case_insensitive as we implemented in Listing 12-22.

Let’s give it a try! First, we’ll run our program without the environment variable set and with the query “to”, which should match any line that contains the word “to” in all lowercase:

$ cargo run to poem.txt
   Compiling minigrep v0.1.0 (file:///projects/minigrep)
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running `target/debug/minigrep to poem.txt`
Are you nobody, too?
How dreary to be somebody!

Looks like that still works! Now, let’s run the program with CASE_INSENSITIVE set to 1 but with the same query “to”; we should get lines that contain “to” that might have uppercase letters:

$ CASE_INSENSITIVE=1 cargo run to poem.txt
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running `target/debug/minigrep to poem.txt`
Are you nobody, too?
How dreary to be somebody!
To tell your name the livelong day
To an admiring bog!

If you’re using PowerShell, you will need to set the environment variable and run the program in two commands rather than one:

$ $env.CASE_INSENSITIVE=1
$ cargo run to poem.txt

Excellent, we also got lines containing “To”! Our minigrep program can now do case-insensitive searching controlled by an environment variable. Now you know how to manage options set using either command line arguments or environment variables!

Some programs allow arguments and environment variables for the same configuration. In those cases, the programs decide that one or the other takes precedence. For another exercise on your own, try controlling case insensitivity through either a command line argument or an environment variable. Decide whether the command line argument or the environment variable should take precedence if the program is run with one set to case sensitive and one set to case insensitive.

The std::env module contains many more useful features for dealing with environment variables: check out its documentation to see what is available.

Writing Error Messages to Standard Error Instead of Standard Output

At the moment we’re writing all of our output to the terminal using the println! function. Most terminals provide two kinds of output: standard output (stdout) for general information and standard error (stderr) for error messages. This distinction enables users to choose to direct the successful output of a program to a file but still print error messages to the screen.

The println! function is only capable of printing to standard output, so we have to use something else to print to standard error.

Checking Where Errors Are Written to

First, let’s observe how the content printed by minigrep is currently being written to standard output, including any error messages we want to write to standard error instead. We’ll do that by redirecting the standard output stream to a file while also intentionally causing an error. We won’t redirect the standard error stream, so any content sent to standard error will continue to display on the screen.

Command line programs are expected to send error messages to the standard error stream so we can still see error messages on the screen even if we redirect the standard output stream to a file. Our program is not currently well-behaved: we’re about to see that it saves the error message output to a file instead!

The way to demonstrate this behavior is by running the program with > and the filename, output.txt, that we want to redirect the standard output stream to. We won’t pass any arguments, which should cause an error:

$ cargo run > output.txt

The > syntax tells the shell to write the contents of standard output to output.txt instead of the screen. We didn’t see the error message we were expecting printed on the screen, so that means it must have ended up in the file. This is what output.txt contains:

Problem parsing arguments: not enough arguments

Yup, our error message is being printed to standard output. It’s much more useful for error messages like this to be printed to standard error and have only data from a successful run end up in the file when we redirect standard output this way. We’ll change that.

Printing Errors to Standard Error

We’ll use the code in Listing 12-24 to change how error messages are printed. Because of the refactoring we did earlier in this chapter, all the code that prints error messages is in one function, main. The standard library provides the eprintln! macro that prints to the standard error stream, so let’s change the two places we were calling println! to print errors to use eprintln! instead:

Filename: src/main.rs

fn main() {
    let args: Vec<String> = env::args().collect();

    let config = Config::new(&args).unwrap_or_else(|err| {
        eprintln!("Problem parsing arguments: {}", err);
        process::exit(1);
    });

    if let Err(e) = minigrep::run(config) {
        eprintln!("Application error: {}", e);

        process::exit(1);
    }
}

Listing 12-24: Writing error messages to standard error instead of standard output using eprintln!

After changing println! to eprintln!, let’s run the program again in the same way, without any arguments and redirecting standard output with >:

$ cargo run > output.txt
Problem parsing arguments: not enough arguments

Now we see the error onscreen and output.txt contains nothing, which is the behavior we expect of command line programs.

Let’s run the program again with arguments that don’t cause an error but still redirect standard output to a file, like so:

$ cargo run to poem.txt > output.txt

We won’t see any output to the terminal, and output.txt will contain our results:

Filename: output.txt

Are you nobody, too?
How dreary to be somebody!

This demonstrates that we’re now using standard output for successful output and standard error for error output as appropriate.

Summary

In this chapter, we’ve recapped some of the major concepts you’ve learned so far and covered how to do common I/O operations in a Rust context. By using command line arguments, files, environment variables, and the eprintln! macro for printing errors, you’re now prepared to write command line applications. By using the concepts in previous chapters, your code will be well organized, store data effectively in the appropriate data structures, handle errors nicely, and be well tested.

Next, we’ll explore some Rust features that were influenced by functional languages: closures and iterators.

Functional Language Features: Iterators and Closures

Rust’s design has taken inspiration from many existing languages and techniques, and one significant influence is functional programming. Programming in a functional style often includes using functions as values by passing them in arguments, returning them from other functions, assigning them to variables for later execution, and so forth. In this chapter, we won’t debate the issue of what functional programming is or isn’t but will instead discuss some features of Rust that are similar to features in many languages often referred to as functional.

More specifically, we’ll cover:

  • Closures, a function-like construct you can store in a variable
  • Iterators, a way of processing a series of elements
  • How to use these two features to improve the I/O project in Chapter 12
  • The performance of these two features (Spoiler alert: they’re faster than you might think!)

Other Rust features are influenced by the functional style as well, such as pattern matching and enums, which we’ve covered in other chapters. Mastering closures and iterators is an important part of writing idiomatic, fast Rust code, so we’ll devote this entire chapter to them.

Closures: Anonymous Functions that Can Capture Their Environment

Rust’s closures are anonymous functions you can save in a variable or pass as arguments to other functions. You can create the closure in one place, and then call the closure to evaluate it in a different context. Unlike functions, closures can capture values from the scope in which they’re called. We’ll demonstrate how these closure features allow for code reuse and behavior customization.

Creating an Abstraction of Behavior with Closures

Let’s work on an example of a situation in which it’s useful to store a closure to be executed at a later time. Along the way, we’ll talk about the syntax of closures, type inference, and traits.

Consider this hypothetical situation: we work at a startup that’s making an app to generate custom exercise workout plans. The backend is written in Rust, and the algorithm that generates the workout plan takes into account many different factors, such as the app user’s age, body mass index, preferences, recent workouts, and an intensity number they specify. The actual algorithm used isn’t important in this example; what’s important is that this calculation takes a few seconds. We want to call this algorithm only when we need to and only call it once, so we don’t make the user wait more than necessary.

We’ll simulate calling this hypothetical algorithm with the simulated_expensive_calculation function shown in Listing 13-1, which will print calculating slowly..., wait for two seconds, and then return whatever number we passed in:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
use std::thread;
use std::time::Duration;

fn simulated_expensive_calculation(intensity: u32) -> u32 {
    println!("calculating slowly...");
    thread::sleep(Duration::from_secs(2));
    intensity
}
#}

Listing 13-1: A function to stand in for a hypothetical calculation that takes about two seconds to run

Next is the main function that contains the parts of the workout app important for this example. This function represents the code that the app will call when a user asks for a workout plan. Because the interaction with the app’s frontend isn’t relevant to the use of closures, we’ll hardcode values representing inputs to our program and print the outputs.

The required inputs are:

  • An intensity number from the user, which is specified when they request a workout to indicate whether they want a low-intensity workout or a high-intensity workout.
  • A random number that will generate some variety in the workout plans.

The output will be the recommended workout plan. Listing 13-2 shows the main function we’ll use:

Filename: src/main.rs

fn main() {
    let simulated_user_specified_value = 10;
    let simulated_random_number = 7;

    generate_workout(
        simulated_user_specified_value,
        simulated_random_number
    );
}
# fn generate_workout(intensity: u32, random_number: u32) {}

Listing 13-2: A main function with hardcoded values to simulate user input and random number generation

We’ve hardcoded the variable simulated_user_specified_value to 10 and the variable simulated_random_number to 7 for simplicity’s sake; in an actual program, we’d get the intensity number from the app frontend and we’d use the rand crate to generate a random number, as we did in the Guessing Game example in Chapter 2. The main function calls a generate_workout function with the simulated input values.

Now that we have the context, let’s get to the algorithm. The generate_workout function in Listing 13-3 contains the business logic of the app that we’re most concerned with in this example. The rest of the code changes in this example will be made to this function:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# use std::thread;
# use std::time::Duration;
#
# fn simulated_expensive_calculation(num: u32) -> u32 {
#     println!("calculating slowly...");
#     thread::sleep(Duration::from_secs(2));
#     num
# }
#
fn generate_workout(intensity: u32, random_number: u32) {
    if intensity < 25 {
        println!(
            "Today, do {} pushups!",
            simulated_expensive_calculation(intensity)
        );
        println!(
            "Next, do {} situps!",
            simulated_expensive_calculation(intensity)
        );
    } else {
        if random_number == 3 {
            println!("Take a break today! Remember to stay hydrated!");
        } else {
            println!(
                "Today, run for {} minutes!",
                simulated_expensive_calculation(intensity)
            );
        }
    }
}
#}

Listing 13-3: The business logic that prints the workout plans based on the inputs and calls to the simulated_expensive_calculation function

The code in Listing 13-3 has multiple calls to the slow calculation function. The first if block calls simulated_expensive_calculation twice, the if inside the outer else doesn’t call it at all, and the code inside the second else case calls it once.

The desired behavior of the generate_workout function is to first check whether the user wants a low-intensity workout (indicated by a number less than 25) or a high-intensity workout (a number of 25 or greater).

Low-intensity workout plans will recommend a number of push-ups and sit-ups based on the complex algorithm we’re simulating.

If the user wants a high-intensity workout, there’s some additional logic: if the value of the random number generated by the app happens to be 3, the app will recommend a break and hydration. If not, the user will get a number of minutes of running based on the complex algorithm.

The data science team has let us know that we’ll have to make some changes to the way we call the algorithm in the future. To simplify the update when those changes happen, we want to refactor this code so it calls the simulated_expensive_calculation function only once. We also want to cut the place where we’re currently unnecessarily calling the function twice without adding any other calls to that function in the process. That is, we don’t want to call it if the result isn’t needed, and we still want to call it only once.

Refactoring Using Functions

We could restructure the workout program in many ways. First, we’ll try extracting the duplicated call to the expensive_calculation function into a variable, as shown in Listing 13-4:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# use std::thread;
# use std::time::Duration;
#
# fn simulated_expensive_calculation(num: u32) -> u32 {
#     println!("calculating slowly...");
#     thread::sleep(Duration::from_secs(2));
#     num
# }
#
fn generate_workout(intensity: u32, random_number: u32) {
    let expensive_result =
        simulated_expensive_calculation(intensity);

    if intensity < 25 {
        println!(
            "Today, do {} pushups!",
            expensive_result
        );
        println!(
            "Next, do {} situps!",
            expensive_result
        );
    } else {
        if random_number == 3 {
            println!("Take a break today! Remember to stay hydrated!");
        } else {
            println!(
                "Today, run for {} minutes!",
                expensive_result
            );
        }
    }
}
#}

Listing 13-4: Extracting the calls to simulated_expensive_calculation to one place and storing the result in the expensive_result variable

This change unifies all the calls to simulated_expensive_calculation and solves the problem of the first if block unnecessarily calling the function twice. Unfortunately, we’re now calling this function and waiting for the result in all cases, which includes the inner if block that doesn’t use the result value at all.

We want to define code in one place in our program, but only execute that code where we actually need the result. This is a use case for closures!

Refactoring with Closures to Store Code

Instead of always calling the simulated_expensive_calculation function before the if blocks, we can define a closure and store the closure in a variable rather than storing the result, as shown in Listing 13-5. We can actually move the whole body of simulated_expensive_calculation within the closure we’re introducing here:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# use std::thread;
# use std::time::Duration;
#
let expensive_closure = |num| {
    println!("calculating slowly...");
    thread::sleep(Duration::from_secs(2));
    num
};
# expensive_closure(5);
#}

Listing 13-5: Defining a closure and storing it in the expensive_closure variable

The closure definition comes after the = to assign it to the variable expensive_closure. To define a closure, we start with a pair of vertical pipes (|), inside which we specify the parameters to the closure; this syntax was chosen because of its similarity to closure definitions in Smalltalk and Ruby. This closure has one parameter named num: if we had more than one parameter, we would separate them with commas, like |param1, param2|.

After the parameters, we place curly brackets that hold the body of the closure—these are optional if the closure body is a single expression. The end of the closure, after the curly brackets, needs a semicolon to complete the let statement. The value returned from the last line in the closure body (num) will be the value returned from the closure when it’s called, because that line doesn’t end in a semicolon; just like in function bodies.

Note that this let statement means expensive_closure contains the definition of an anonymous function, not the resulting value of calling the anonymous function. Recall that we’re using a closure because we want to define the code to call at one point, store that code, and call it at a later point; the code we want to call is now stored in expensive_closure.

With the closure defined, we can change the code in the if blocks to call the closure to execute the code and get the resulting value. We call a closure like we do a function: we specify the variable name that holds the closure definition and follow it with parentheses containing the argument values we want to use, as shown in Listing 13-6:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# use std::thread;
# use std::time::Duration;
#
fn generate_workout(intensity: u32, random_number: u32) {
    let expensive_closure = |num| {
        println!("calculating slowly...");
        thread::sleep(Duration::from_secs(2));
        num
    };

    if intensity < 25 {
        println!(
            "Today, do {} pushups!",
            expensive_closure(intensity)
        );
        println!(
            "Next, do {} situps!",
            expensive_closure(intensity)
        );
    } else {
        if random_number == 3 {
            println!("Take a break today! Remember to stay hydrated!");
        } else {
            println!(
                "Today, run for {} minutes!",
                expensive_closure(intensity)
            );
        }
    }
}
#}

Listing 13-6: Calling the expensive_closure we’ve defined

Now the expensive calculation is called in only one place, and we’re only executing that code where we need the results.

However, we’ve reintroduced one of the problems from Listing 13-3: we’re still calling the closure twice in the first if block, which will call the expensive code twice and make the user wait twice as long as they need to. We could fix this problem by creating a variable local to that if block to hold the result of calling the closure, but closures provide us with another solution. We’ll talk about that solution in a bit. But first let’s talk about why there aren’t type annotations in the closure definition and the traits involved with closures.

Closure Type Inference and Annotation

Closures don’t require you to annotate the types of the parameters or the return value like fn functions do. Type annotations are required on functions because they’re part of an explicit interface exposed to your users. Defining this interface rigidly is important for ensuring that everyone agrees on what types of values a function uses and returns. But closures aren’t used in an exposed interface like this: they’re stored in variables and used without naming them and exposing them to users of our library.

Additionally, closures are usually short and only relevant within a narrow context rather than in any arbitrary scenario. Within these limited contexts, the compiler is reliably able to infer the types of the parameters and return type, similar to how it’s able to infer the types of most variables.

Making programmers annotate the types in these small, anonymous functions would be annoying and largely redundant with the information the compiler already has available.

Like variables, we can add type annotations if we want to increase explicitness and clarity at the cost of being more verbose than is strictly necessary; annotating the types for the closure we defined in Listing 13-4 would look like the definition shown in Listing 13-7:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# use std::thread;
# use std::time::Duration;
#
let expensive_closure = |num: u32| -> u32 {
    println!("calculating slowly...");
    thread::sleep(Duration::from_secs(2));
    num
};
#}

Listing 13-7: Adding optional type annotations of the parameter and return value types in the closure

The syntax of closures and functions looks more similar with type annotations. The following is a vertical comparison of the syntax for the definition of a function that adds one to its parameter, and a closure that has the same behavior. We’ve added some spaces to line up the relevant parts. This illustrates how closure syntax is similar to function syntax except for the use of pipes and the amount of syntax that is optional:

fn  add_one_v1   (x: u32) -> u32 { x + 1 }
let add_one_v2 = |x: u32| -> u32 { x + 1 };
let add_one_v3 = |x|             { x + 1 };
let add_one_v4 = |x|               x + 1  ;

The first line shows a function definition, and the second line shows a fully annotated closure definition. The third line removes the type annotations from the closure definition, and the fourth line removes the brackets that are optional, because the closure body has only one expression. These are all valid definitions that will produce the same behavior when they’re called.

Closure definitions will have one concrete type inferred for each of their parameters and for their return value. For instance, Listing 13-8 shows the definition of a short closure that just returns the value it receives as a parameter. This closure isn’t very useful except for the purposes of this example. Note that we haven’t added any type annotations to the definition: if we then try to call the closure twice, using a String as an argument the first time and a u32 the second time, we’ll get an error:

Filename: src/main.rs

let example_closure = |x| x;

let s = example_closure(String::from("hello"));
let n = example_closure(5);

Listing 13-8: Attempting to call a closure whose types are inferred with two different types

The compiler gives us this error:

error[E0308]: mismatched types
 --> src/main.rs
  |
  | let n = example_closure(5);
  |                         ^ expected struct `std::string::String`, found
  integral variable
  |
  = note: expected type `std::string::String`
             found type `{integer}`

The first time we call example_closure with the String value, the compiler infers the type of x and the return type of the closure to be String. Those types are then locked in to the closure in example_closure, and we get a type error if we try to use a different type with the same closure.

Storing Closures Using Generic Parameters and the Fn Traits

Let’s return to our workout generation app. In Listing 13-6, our code was still calling the expensive calculation closure more times than it needed to. One option to solve this issue is to save the result of the expensive closure in a variable for reuse and use the variable instead in each place we need the result instead of calling the closure again. However, this method could result in a lot of repeated code.

Fortunately, another solution is available to us. We can create a struct that will hold the closure and the resulting value of calling the closure. The struct will only execute the closure if we need the resulting value, and it will cache the resulting value so the rest of our code doesn’t have to be responsible for saving and reusing the result. You may know this pattern as memoization or lazy evaluation.

To make a struct that holds a closure, we need to specify the type of the closure, because a struct definition needs to know the types of each of its fields. Each closure instance has its own unique anonymous type: that is, even if two closures have the same signature, their types are still considered different. To define structs, enums, or function parameters that use closures, we use generics and trait bounds, as we discussed in Chapter 10.

The Fn traits are provided by the standard library. All closures implement one of the traits: Fn, FnMut, or FnOnce. We’ll discuss the difference between these traits in the next section on capturing the environment; in this example, we can use the Fn trait.

We add types to the Fn trait bound to represent the types of the parameters and return values the closures must have to match this trait bound. In this case, our closure has a parameter of type u32 and returns a u32, so the trait bound we specify is Fn(u32) -> u32.

Listing 13-9 shows the definition of the Cacher struct that holds a closure and an optional result value:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
struct Cacher<T>
    where T: Fn(u32) -> u32
{
    calculation: T,
    value: Option<u32>,
}
#}

Listing 13-9: Defining a Cacher struct that holds a closure in calculation and an optional result in value

The Cacher struct has a calculation field of the generic type T. The trait bounds on T specify that it’s a closure by using the Fn trait. Any closure we want to store in the calculation field must have one u32 parameter (specified within the parentheses after Fn) and must return a u32 (specified after the ->).

Note: Functions implement all three of the Fn traits too. If what we want to do doesn’t require capturing a value from the environment, we can use a function rather than a closure where we need something that implements an Fn trait.

The value field is of type Option<u32>. Before we execute the closure, value will be None. When code using a Cacher asks for the result of the closure, the Cacher will execute the closure at that time and store the result within a Some variant in the value field. Then if the code asks for the result of the closure again, instead of executing the closure again, the Cacher will return the result held in the Some variant.

The logic around the value field we’ve just described is defined in Listing 13-10:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# struct Cacher<T>
#     where T: Fn(u32) -> u32
# {
#     calculation: T,
#     value: Option<u32>,
# }
#
impl<T> Cacher<T>
    where T: Fn(u32) -> u32
{
    fn new(calculation: T) -> Cacher<T> {
        Cacher {
            calculation,
            value: None,
        }
    }

    fn value(&mut self, arg: u32) -> u32 {
        match self.value {
            Some(v) => v,
            None => {
                let v = (self.calculation)(arg);
                self.value = Some(v);
                v
            },
        }
    }
}
#}

Listing 13-10: The caching logic of Cacher

We want Cacher to manage the struct fields’ values rather than letting the calling code potentially change the values in these fields directly, so these fields are private.

The Cacher::new function takes a generic parameter T, which we’ve defined as having the same trait bound as the Cacher struct. Then Cacher::new returns a Cacher instance that holds the closure specified in the calculation field and a None value in the value field, because we haven’t executed the closure yet.

When the calling code wants the result of evaluating the closure, instead of calling the closure directly, it will call the value method. This method checks whether we already have a resulting value in self.value in a Some; if we do, it returns the value within the Some without executing the closure again.

If self.value is None, we call the closure stored in self.calculation, save the result in self.value for future use, and return the value as well.

Listing 13-11 shows how we can use this Cacher struct in the generate_workout function from Listing 13-6:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# use std::thread;
# use std::time::Duration;
#
# struct Cacher<T>
#     where T: Fn(u32) -> u32
# {
#     calculation: T,
#     value: Option<u32>,
# }
#
# impl<T> Cacher<T>
#     where T: Fn(u32) -> u32
# {
#     fn new(calculation: T) -> Cacher<T> {
#         Cacher {
#             calculation,
#             value: None,
#         }
#     }
#
#     fn value(&mut self, arg: u32) -> u32 {
#         match self.value {
#             Some(v) => v,
#             None => {
#                 let v = (self.calculation)(arg);
#                 self.value = Some(v);
#                 v
#             },
#         }
#     }
# }
#
fn generate_workout(intensity: u32, random_number: u32) {
    let mut expensive_result = Cacher::new(|num| {
        println!("calculating slowly...");
        thread::sleep(Duration::from_secs(2));
        num
    });

    if intensity < 25 {
        println!(
            "Today, do {} pushups!",
            expensive_result.value(intensity)
        );
        println!(
            "Next, do {} situps!",
            expensive_result.value(intensity)
        );
    } else {
        if random_number == 3 {
            println!("Take a break today! Remember to stay hydrated!");
        } else {
            println!(
                "Today, run for {} minutes!",
                expensive_result.value(intensity)
            );
        }
    }
}
#}

Listing 13-11: Using Cacher in the generate_workout function to abstract away the caching logic

Instead of saving the closure in a variable directly, we save a new instance of Cacher that holds the closure. Then, in each place we want the result, we call the value method on the Cacher instance. We can call the value method as many times as we want, or not call it at all, and the expensive calculation will be run a maximum of once.

Try running this program with the main function from Listing 13-2. Change the values in the simulated_user_specified_value and simulated_random_number variables to verify that in all the cases in the various if and else blocks, calculating slowly... only appears once and only when needed. The Cacher takes care of the logic necessary to ensure we aren’t calling the expensive calculation more than we need to, so generate_workout can focus on the business logic.

Limitations of the Cacher Implementation

Caching values is a generally useful behavior that we might want to use in other parts of our code with different closures. However, there are two problems with the current implementation of Cacher that would make reusing it in different contexts difficult.

The first problem is that a Cacher instance assumes it will always get the same value for the parameter arg to the value method. That is, this test of Cacher will fail:

#[test]
fn call_with_different_values() {
    let mut c = Cacher::new(|a| a);

    let v1 = c.value(1);
    let v2 = c.value(2);

    assert_eq!(v2, 2);
}

This test creates a new Cacher instance with a closure that returns the value passed into it. We call the value method on this Cacher instance with an arg value of 1 and then an arg value of 2, and we expect that the call to value with the arg value of 2 should return 2.

Run this test with the Cacher implementation in Listing 13-9 and Listing 13-10, and the test will fail on the assert_eq! with this message:

thread 'call_with_different_values' panicked at 'assertion failed: `(left == right)`
  left: `1`,
 right: `2`', src/main.rs

The problem is that the first time we called c.value with 1, the Cacher instance saved Some(1) in self.value. Thereafter, no matter what we pass in to the value method, it will always return 1.

Try modifying Cacher to hold a hash map rather than a single value. The keys of the hash map will be the arg values that are passed in, and the values of the hash map will be the result of calling the closure on that key. Instead of looking at whether self.value directly has a Some or a None value, the value function will look up the arg in the hash map and return the value if it’s present. If it’s not present, the Cacher will call the closure and save the resulting value in the hash map associated with its arg value.

The second problem with the current Cacher implementation is that it only accepts closures that take one parameter of type u32 and return a u32. We might want to cache the results of closures that take a string slice and return usize values, for example. To fix this issue, try introducing more generic parameters to increase the flexibility of the Cacher functionality.

Capturing the Environment with Closures

In the workout generator example, we only used closures as inline anonymous functions. However, closures have an additional capability that functions don’t have: they can capture their environment and access variables from the scope in which they’re defined.

Listing 13-12 has an example of a closure stored in the variable equal_to_x that uses the variable x from the closure’s surrounding environment:

Filename: src/main.rs

fn main() {
    let x = 4;

    let equal_to_x = |z| z == x;

    let y = 4;

    assert!(equal_to_x(y));
}

Listing 13-12: Example of a closure that refers to a variable in its enclosing scope

Here, even though x is not one of the parameters of equal_to_x, the equal_to_x closure is allowed to use the x variable that’s defined in the same scope that equal_to_x is defined in.

We can’t do the same with functions; if we try with the following example, our code won’t compile:

Filename: src/main.rs

fn main() {
    let x = 4;

    fn equal_to_x(z: i32) -> bool { z == x }

    let y = 4;

    assert!(equal_to_x(y));
}

We get an error:

error[E0434]: can't capture dynamic environment in a fn item; use the || { ...
} closure form instead
 --> src/main.rs
  |
4 |     fn equal_to_x(z: i32) -> bool { z == x }
  |                                          ^

The compiler even reminds us that this only works with closures!

When a closure captures a value from its environment, it uses memory to store the values for use in the closure body. This use of memory is overhead that we don’t want to pay in more common cases where we want to execute code that doesn’t capture its environment. Because functions are never allowed to capture their environment, defining and using functions will never incur this overhead.

Closures can capture values from their environment in three ways, which directly map to the three ways a function can take a parameter: taking ownership, borrowing immutably, and borrowing mutably. These are encoded in the three Fn traits as follows:

  • FnOnce consumes the variables it captures from its enclosing scope, known as the closure’s environment. To consume the captured variables, the closure must take ownership of these variables and move them into the closure when it is defined. The Once part of the name represents the fact that the closure can’t take ownership of the same variables more than once, so it can be called only once.
  • Fn borrows values from the environment immutably.
  • FnMut can change the environment because it mutably borrows values.

When we create a closure, Rust infers which trait to use based on how the closure uses the values from the environment. In Listing 13-12, the equal_to_x closure borrows x immutably (so equal_to_x has the Fn trait) because the body of the closure only needs to read the value in x.

If we want to force the closure to take ownership of the values it uses in the environment, we can use the move keyword before the parameter list. This technique is mostly useful when passing a closure to a new thread to move the data so it’s owned by the new thread.

We’ll have more examples of move closures in Chapter 16 when we talk about concurrency. For now, here’s the code from Listing 13-12 with the move keyword added to the closure definition and using vectors instead of integers, because integers can be copied rather than moved; note that this code will not yet compile:

Filename: src/main.rs

fn main() {
    let x = vec![1, 2, 3];

    let equal_to_x = move |z| z == x;

    println!("can't use x here: {:?}", x);

    let y = vec![1, 2, 3];

    assert!(equal_to_x(y));
}

We receive the following error:

error[E0382]: use of moved value: `x`
 --> src/main.rs:6:40
  |
4 |     let equal_to_x = move |z| z == x;
  |                      -------- value moved (into closure) here
5 |
6 |     println!("can't use x here: {:?}", x);
  |                                        ^ value used here after move
  |
  = note: move occurs because `x` has type `std::vec::Vec<i32>`, which does not
  implement the `Copy` trait

The x value is moved into the closure when the closure is defined, because we added the move keyword. The closure then has ownership of x, and main isn’t allowed to use x anymore in the println! statement. Removing println! will fix this example.

Most of the time when specifying one of the Fn trait bounds, you can start with Fn and the compiler will tell you if you need FnMut or FnOnce based on what happens in the closure body.

To illustrate situations where closures that can capture their environment are useful as function parameters, let’s move on to our next topic: iterators.

Processing a Series of Items with Iterators

The iterator pattern allows you to perform some task on a sequence of items in turn. An iterator is responsible for the logic of iterating over each item and determining when the sequence has finished. When we use iterators, we don’t have to reimplement that logic ourselves.

In Rust, iterators are lazy, meaning they have no effect until we call methods that consume the iterator to use it up. For example, the code in Listing 13-13 creates an iterator over the items in the vector v1 by calling the iter method defined on Vec. This code by itself doesn’t do anything useful:


# #![allow(unused_variables)]
#fn main() {
let v1 = vec![1, 2, 3];

let v1_iter = v1.iter();
#}

Listing 13-13: Creating an iterator

Once we’ve created an iterator, we can use it in a variety of ways. In Listing 3-4 in Chapter 3, we used iterators with for loops to execute some code on each item, although we glossed over what the call to iter did until now.

The example in Listing 13-14 separates the creation of the iterator from the use of the iterator in the for loop. The iterator is stored in the v1_iter variable, and no iteration takes place at that time. When the for loop is called using the iterator in v1_iter, each element in the iterator is used in one iteration of the loop, which prints out each value:


# #![allow(unused_variables)]
#fn main() {
let v1 = vec![1, 2, 3];

let v1_iter = v1.iter();

for val in v1_iter {
    println!("Got: {}", val);
}
#}

Listing 13-14: Making use of an iterator in a for loop

In languages that don’t have iterators provided by their standard libraries, we would likely write this same functionality by starting a variable at index 0, using that variable to index into the vector to get a value, and incrementing the variable value in a loop until it gets to the total number of items in the vector.

Iterators handle all that logic for us, cutting down on repetitive code we could potentially mess up. Iterators give us more flexibility to use the same logic with many different kinds of sequences, not just data structures we can index into, like vectors. Let’s examine how iterators do that.

The Iterator Trait and the next Method

All iterators implement a trait named Iterator that is defined in the standard library. The definition of the trait looks like this:


# #![allow(unused_variables)]
#fn main() {
trait Iterator {
    type Item;

    fn next(&mut self) -> Option<Self::Item>;

    // methods with default implementations elided
}
#}

Notice some new syntax that we haven’t covered yet: type Item and Self::Item, which are defining an associated type with this trait. We’ll talk about associated types in depth in Chapter 19. For now, all you need to know is that this code says implementing the Iterator trait requires that you also define an Item type, and this Item type is used in the return type of the next method. In other words, the Item type will be the type returned from the iterator.

The Iterator trait only requires implementors to define one method: the next method, which returns one item of the iterator at a time wrapped in Some and, when iteration is over, it returns None.

We can call the next method on iterators directly; Listing 13-15 demonstrates what values are returned from repeated calls to next on the iterator created from the vector:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[test]
fn iterator_demonstration() {
    let v1 = vec![1, 2, 3];

    let mut v1_iter = v1.iter();

    assert_eq!(v1_iter.next(), Some(&1));
    assert_eq!(v1_iter.next(), Some(&2));
    assert_eq!(v1_iter.next(), Some(&3));
    assert_eq!(v1_iter.next(), None);
}
#}

Listing 13-15: Calling the next method on an iterator

Note that we needed to make v1_iter mutable: calling the next method on an iterator changes state that keeps track of where it is in the sequence. In other words, this code consumes, or uses up, the iterator. Each call to next eats up an item from the iterator. We didn’t need to make v1_iter mutable when we used a for loop because the loop took ownership of v1_iter and made it mutable behind the scenes.

Also note that the values we get from the calls to next are immutable references to the values in the vector. The iter method produces an iterator over immutable references. If we want to create an iterator that takes ownership of v1 and returns owned values, we can call into_iter instead of iter. Similarly, if we want to iterate over mutable references, we can call iter_mut instead of iter.

Methods that Consume the Iterator

The Iterator trait has a number of different methods with default implementations provided for us by the standard library; you can find out about these methods by looking in the standard library API documentation for the Iterator trait. Some of these methods call the next method in their definition, which is why we’re required to implement the next method when implementing the Iterator trait.

Methods that call next are called consuming adaptors, because calling them uses up the iterator. One example is the sum method, which takes ownership of the iterator and iterates through the items by repeatedly calling next, thus consuming the iterator. As it iterates through, it adds each item to a running total and returns the total when iteration is complete. Listing 13-16 has a test illustrating a use of the sum method:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[test]
fn iterator_sum() {
    let v1 = vec![1, 2, 3];

    let v1_iter = v1.iter();

    let total: i32 = v1_iter.sum();

    assert_eq!(total, 6);
}
#}

Listing 13-16: Calling the sum method to get the total of all items in the iterator

We aren’t allowed to use v1_iter after the call to sum because sum takes ownership of the iterator we call it on.

Methods that Produce Other Iterators

Other methods defined on the Iterator trait, known as iterator adaptors, allow us to change iterators into different kind of iterators. We can chain multiple calls to iterator adaptors to perform complex actions in a readable way. But because all iterators are lazy, we have to call one of the consuming adaptor methods to get results from calls to iterator adaptors.

Listing 13-17 shows an example of calling the iterator adaptor method map, which takes a closure to call on each item to produce a new iterator. The closure here creates a new iterator in which each item from the vector has been incremented by 1. However, this code produces a warning:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
let v1: Vec<i32> = vec![1, 2, 3];

v1.iter().map(|x| x + 1);
#}

Listing 13-17: Calling the iterator adaptor map to create a new iterator

The warning we get is:

warning: unused `std::iter::Map` which must be used: iterator adaptors are lazy
and do nothing unless consumed
 --> src/main.rs:4:5
  |
4 |     v1.iter().map(|x| x + 1);
  |     ^^^^^^^^^^^^^^^^^^^^^^^^^
  |
  = note: #[warn(unused_must_use)] on by default

The code in Listing 13-17 doesn’t do anything; the closure we’ve specified never gets called. The warning reminds us why: iterator adaptors are lazy, and we need to consume the iterator here.

To fix this and consume the iterator, we’ll use the collect method, which you saw briefly in Chapter 12. This method consumes the iterator and collects the resulting values into a collection data type.

In Listing 13-18, we collect the results of iterating over the iterator that’s returned from the call to map into a vector. This vector will end up containing each item from the original vector incremented by 1:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
let v1: Vec<i32> = vec![1, 2, 3];

let v2: Vec<_> = v1.iter().map(|x| x + 1).collect();

assert_eq!(v2, vec![2, 3, 4]);
#}

Listing 13-18: Calling the map method to create a new iterator, and then calling the collect method to consume the new iterator and create a vector

Because map takes a closure, we can specify any operation we want to perform on each item. This is a great example of how closures let us customize some behavior while reusing the iteration behavior that the Iterator trait provides.

Using Closures that Capture Their Environment

Now that we’ve introduced iterators, we can demonstrate a common use of closures that capture their environment by using the filter iterator adaptor. The filter method on an iterator takes a closure that takes each item from the iterator and returns a Boolean. If the closure returns true, the value will be included in the iterator produced by filter. If the closure returns false, the value won’t be included in the resulting iterator.

In Listing 13-19 we use filter with a closure that captures the shoe_size variable from its environment to iterate over a collection of Shoe struct instances. It will return only shoes that are the specified size:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[derive(PartialEq, Debug)]
struct Shoe {
    size: u32,
    style: String,
}

fn shoes_in_my_size(shoes: Vec<Shoe>, shoe_size: u32) -> Vec<Shoe> {
    shoes.into_iter()
        .filter(|s| s.size == shoe_size)
        .collect()
}

#[test]
fn filters_by_size() {
    let shoes = vec![
        Shoe { size: 10, style: String::from("sneaker") },
        Shoe { size: 13, style: String::from("sandal") },
        Shoe { size: 10, style: String::from("boot") },
    ];

    let in_my_size = shoes_in_my_size(shoes, 10);

    assert_eq!(
        in_my_size,
        vec![
            Shoe { size: 10, style: String::from("sneaker") },
            Shoe { size: 10, style: String::from("boot") },
        ]
    );
}
#}

Listing 13-19: Using the filter method with a closure that captures shoe_size

The shoes_in_my_size function takes ownership of a vector of shoes and a shoe size as parameters. It returns a vector containing only shoes of the specified size.

In the body of shoes_in_my_size, we call into_iter to create an iterator that takes ownership of the vector. Then we call filter to adapt that iterator into a new iterator that only contains elements for which the closure returns true.

The closure captures the shoe_size parameter from the environment and compares the value with each shoe’s size, keeping only shoes of the size specified. Finally, calling collect gathers the values returned by the adapted iterator into a vector that’s returned by the function.

The test shows that when we call shoes_in_my_size, we only get back shoes that have the same size as the value we specified.

Creating Our Own Iterators with Iterator

We’ve shown that we can create an iterator by calling iter, into_iter, or iter_mut on a vector. We can create iterators from the other collection types in the standard library, such as hash map. We can also create iterators that do anything we want by implementing the Iterator trait on our own types. As previously mentioned, the only method we’re required to provide a definition for is the next method. Once we’ve done that, we can use all other methods that have default implementations provided by the Iterator trait!

To demonstrate, let’s create an iterator that will only ever count from 1 to 5. First, we’ll create a struct to hold some values, and then we’ll make this struct into an iterator by implementing the Iterator trait and use the values in that implementation.

Listing 13-20 has the definition of the Counter struct and an associated new function to create instances of Counter:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
struct Counter {
    count: u32,
}

impl Counter {
    fn new() -> Counter {
        Counter { count: 0 }
    }
}
#}

Listing 13-20: Defining the Counter struct and a new function that creates instances of Counter with an initial value of 0 for count

The Counter struct has one field named count. This field holds a u32 value that will keep track of where we are in the process of iterating from 1 to 5. The count field is private because we want the implementation of Counter to manage its value. The new function enforces the behavior of always starting new instances with a value of 0 in the count field.

Next, we’ll implement the Iterator trait for our Counter type by defining the body of the next method to specify what we want to happen when this iterator is used, as shown in Listing 13-21:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# struct Counter {
#     count: u32,
# }
#
impl Iterator for Counter {
    type Item = u32;

    fn next(&mut self) -> Option<Self::Item> {
        self.count += 1;

        if self.count < 6 {
            Some(self.count)
        } else {
            None
        }
    }
}
#}

Listing 13-21: Implementing the Iterator trait on our Counter struct

We set the associated Item type for our iterator to u32, meaning the iterator will return u32 values. Again, don’t worry about associated types yet, we’ll cover them in Chapter 19.

We want our iterator to add one to the current state, so we initialized count to 0 so it would return 1 first. If the value of count is less than 6, next will return the current value wrapped in Some, but if count is 6 or higher, our iterator will return None.

Using Our Counter Iterator’s next Method

Once we’ve implemented the Iterator trait, we have an iterator! Listing 13-22 shows a test demonstrating that we can use the iterator functionality of our Counter struct by calling the next method on it directly, just like we did with the iterator created from a vector in Listing 13-15:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# struct Counter {
#     count: u32,
# }
#
# impl Iterator for Counter {
#     type Item = u32;
#
#     fn next(&mut self) -> Option<Self::Item> {
#         self.count += 1;
#
#         if self.count < 6 {
#             Some(self.count)
#         } else {
#             None
#         }
#     }
# }
#
#[test]
fn calling_next_directly() {
    let mut counter = Counter::new();

    assert_eq!(counter.next(), Some(1));
    assert_eq!(counter.next(), Some(2));
    assert_eq!(counter.next(), Some(3));
    assert_eq!(counter.next(), Some(4));
    assert_eq!(counter.next(), Some(5));
    assert_eq!(counter.next(), None);
}
#}

Listing 13-22: Testing the functionality of the next method implementation

This test creates a new Counter instance in the counter variable and then calls next repeatedly, verifying that we have implemented the behavior we want this iterator to have: returning the values from 1 to 5.

Using Other Iterator Trait Methods

Because we implemented the Iterator trait by defining the next method, we can now use any Iterator trait method’s default implementations as defined in the standard library, because they all use the next method’s functionality.

For example, if for some reason we wanted to take the values produced by an instance of Counter, pair them with values produced by another Counter instance after skipping the first value, multiply each pair together, keep only those results that are divisible by three, and add all the resulting values together, we could do so, as shown in the test in Listing 13-23:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# struct Counter {
#     count: u32,
# }
#
# impl Counter {
#     fn new() -> Counter {
#         Counter { count: 0 }
#     }
# }
#
# impl Iterator for Counter {
#     // Our iterator will produce u32s
#     type Item = u32;
#
#     fn next(&mut self) -> Option<Self::Item> {
#         // increment our count. This is why we started at zero.
#         self.count += 1;
#
#         // check to see if we've finished counting or not.
#         if self.count < 6 {
#             Some(self.count)
#         } else {
#             None
#         }
#     }
# }
#
#[test]
fn using_other_iterator_trait_methods() {
    let sum: u32 = Counter::new().zip(Counter::new().skip(1))
                                 .map(|(a, b)| a * b)
                                 .filter(|x| x % 3 == 0)
                                 .sum();
    assert_eq!(18, sum);
}
#}

Listing 13-23: Using a variety of Iterator trait methods on our Counter iterator

Note that zip produces only four pairs; the theoretical fifth pair (5, None) is never produced because zip returns None when either of its input iterators return None.

All of these method calls are possible because we specified how the next method works, and the standard library provides default implementations for other methods that call next.

Improving Our I/O Project

With this new knowledge about iterators, we can improve the I/O project in Chapter 12 by using iterators to make places in the code clearer and more concise. Let’s look at how iterators can improve our implementation of the Config::new function and the search function.

Removing a clone Using an Iterator

In Listing 12-6, we added code that took a slice of String values and created an instance of the Config struct by indexing into the slice and cloning the values, allowing the Config struct to own those values. In Listing 13-24, we’ve reproduced the implementation of the Config::new function as it was in Listing 12-23 at the end of Chapter 12:

Filename: src/lib.rs

impl Config {
    pub fn new(args: &[String]) -> Result<Config, &'static str> {
        if args.len() < 3 {
            return Err("not enough arguments");
        }

        let query = args[1].clone();
        let filename = args[2].clone();

        let case_sensitive = env::var("CASE_INSENSITIVE").is_err();

        Ok(Config { query, filename, case_sensitive })
    }
}

Listing 13-24: Reproduction of the Config::new function from the end of Chapter 12

At the time, we said not to worry about the inefficient clone calls because we would remove them in the future. Well, that time is now!

We needed clone here because we have a slice with String elements in the parameter args, but the new function doesn’t own args. To return ownership of a Config instance, we had to clone the values from the query and filename fields of Config so the Config instance can own its values.

With our new knowledge about iterators, we can change the new function to take ownership of an iterator as its argument instead of borrowing a slice. We’ll use the iterator functionality instead of the code that checks the length of the slice and indexes into specific locations. This will clarify what the Config::new function is doing because the iterator will access the values.

Once Config::new takes ownership of the iterator and stops using indexing operations that borrow, we can move the String values from the iterator into Config rather than calling clone and making a new allocation.

Using the Returned Iterator Directly

Open your I/O project’s src/main.rs file, which should look like this:

Filename: src/main.rs

fn main() {
    let args: Vec<String> = env::args().collect();

    let config = Config::new(&args).unwrap_or_else(|err| {
        eprintln!("Problem parsing arguments: {}", err);
        process::exit(1);
    });

    // --snip--
}

We’ll change the start of the main function that we had in Listing 12-24 at the end of Chapter 12 to the code in Listing 13-25. This won’t compile yet until we update Config::new as well:

Filename: src/main.rs

fn main() {
    let config = Config::new(env::args()).unwrap_or_else(|err| {
        eprintln!("Problem parsing arguments: {}", err);
        process::exit(1);
    });

    // --snip--
}

Listing 13-25: Passing the return value of env::args to Config::new

The env::args function returns an iterator! Rather than collecting the iterator values into a vector and then passing a slice to Config::new, now we’re passing ownership of the iterator returned from env::args to Config::new directly.

Next, we need to update the definition of Config::new. In your I/O project’s src/lib.rs file, let’s change the signature of Config::new to look like Listing 13-26. This still won’t compile yet because we need to update the function body:

Filename: src/lib.rs

impl Config {
    pub fn new(mut args: std::env::Args) -> Result<Config, &'static str> {
        // --snip--

Listing 13-26: Updating the signature of Config::new to expect an iterator

The standard library documentation for the env::args function shows that the type of the iterator it returns is std::env::Args. We’ve updated the signature of the Config::new function so the parameter args has the type std::env::Args instead of &[String]. Because we’re taking ownership of args and we’ll be mutating args by iterating over it, we can add the mut keyword into the specification of the args parameter to make it mutable.

Using Iterator Trait Methods Instead of Indexing

Next, we’ll fix the body of Config::new. The standard library documentation also mentions that std::env::Args implements the Iterator trait, so we know we can call the next method on it! Listing 13-27 updates the code from Listing 12-23 to use the next method:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# use std::env;
#
# struct Config {
#     query: String,
#     filename: String,
#     case_sensitive: bool,
# }
#
impl Config {
    pub fn new(mut args: std::env::Args) -> Result<Config, &'static str> {
        args.next();

        let query = match args.next() {
            Some(arg) => arg,
            None => return Err("Didn't get a query string"),
        };

        let filename = match args.next() {
            Some(arg) => arg,
            None => return Err("Didn't get a file name"),
        };

        let case_sensitive = env::var("CASE_INSENSITIVE").is_err();

        Ok(Config { query, filename, case_sensitive })
    }
}
#}

Listing 13-27: Changing the body of Config::new to use iterator methods

Remember that the first value in the return value of env::args is the name of the program. We want to ignore that and get to the next value, so first we call next and do nothing with the return value. Second, we call next on the value we want to put in the query field of Config. If next returns a Some, we use a match to extract the value. If it returns None, it means not enough arguments were given and we return early with an Err value. We do the same thing for the filename value.

Making Code Clearer with Iterator Adaptors

We can also take advantage of iterators in the search function in our I/O project, which is reproduced here in Listing 13-28 as it was in Listing 12-19 at the end of Chapter 12:

Filename: src/lib.rs

pub fn search<'a>(query: &str, contents: &'a str) -> Vec<&'a str> {
    let mut results = Vec::new();

    for line in contents.lines() {
        if line.contains(query) {
            results.push(line);
        }
    }

    results
}

Listing 13-28: The implementation of the search function from Chapter 12

We can write this code in a more concise way using iterator adaptor methods. Doing so also lets us avoid having a mutable intermediate results vector. The functional programming style prefers to minimize the amount of mutable state to make code clearer. Removing the mutable state might make it easier for us to make a future enhancement to make searching happen in parallel, because we wouldn’t have to manage concurrent access to the results vector. Listing 13-29 shows this change:

Filename: src/lib.rs

pub fn search<'a>(query: &str, contents: &'a str) -> Vec<&'a str> {
    contents.lines()
        .filter(|line| line.contains(query))
        .collect()
}

Listing 13-29: Using iterator adaptor methods in the implementation of the search function

Recall that the purpose of the search function is to return all lines in contents that contain the query. Similar to the filter example in Listing 13-19, we can use the filter adaptor to keep only the lines that line.contains(query) returns true for. We then collect the matching lines into another vector with collect. Much simpler! Feel free to make the same change to use iterator methods in the search_case_insensitive function as well.

The next logical question is which style you should choose in your own code and why: the original implementation in Listing 13-28 or the version using iterators in Listing 13-29. Most Rust programmers prefer to use the iterator style. It’s a bit tougher to get the hang of at first, but once you get a feel for the various iterator adaptors and what they do, iterators can be easier to understand. Instead of fiddling with the various bits of looping and building new vectors, the code focuses on the high-level objective of the loop. This abstracts away some of the commonplace code so it’s easier to see the concepts that are unique to this code, such as the filtering condition each element in the iterator must pass.

But are the two implementations truly equivalent? The intuitive assumption might be that the more low-level loop will be faster. Let’s talk about performance.

Comparing Performance: Loops vs. Iterators

To determine whether to use loops or iterators, we need to know which version of our search functions is faster: the version with an explicit for loop or the version with iterators.

We ran a benchmark by loading the entire contents of The Adventures of Sherlock Holmes by Sir Arthur Conan Doyle into a String and looking for the word “the” in the contents. Here are the results of the benchmark on the version of search using the for loop and the version using iterators:

test bench_search_for  ... bench:  19,620,300 ns/iter (+/- 915,700)
test bench_search_iter ... bench:  19,234,900 ns/iter (+/- 657,200)

The iterator version was slightly faster! We won’t explain the benchmark code here, because the point is not to prove that the two versions are equivalent but to get a general sense of how these two implementations compare performance-wise.

For a more comprehensive benchmark, you should check various texts of various sizes, different words, words of different lengths, and all kinds of other variations. The point is this: iterators, although a high-level abstraction, get compiled down to roughly the same code as if you’d written the lower-level code yourself. Iterators are one of Rust’s zero-cost abstractions, by which we mean using the abstraction imposes no additional runtime overhead in the same way that Bjarne Stroustrup, the original designer and implementor of C++, defines zero-overhead:

In general, C++ implementations obey the zero-overhead principle: What you don’t use, you don’t pay for. And further: What you do use, you couldn’t hand code any better.

Bjarne Stroustrup’s “Foundations of C++”

As another example, the following code is taken from an audio decoder. The decoding algorithm uses the linear prediction mathematical operation to estimate future values based on a linear function of the previous samples. This code uses an iterator chain to do some math on three variables in scope: a buffer slice of data, an array of 12 coefficients, and an amount by which to shift data in qlp_shift. We’ve declared the variables within this example but not given them any values; although this code doesn’t have much meaning outside of its context, it’s still a concise, real-world example of how Rust translates high-level ideas to low-level code:

let buffer: &mut [i32];
let coefficients: [i64; 12];
let qlp_shift: i16;

for i in 12..buffer.len() {
    let prediction = coefficients.iter()
                                 .zip(&buffer[i - 12..i])
                                 .map(|(&c, &s)| c * s as i64)
                                 .sum::<i64>() >> qlp_shift;
    let delta = buffer[i];
    buffer[i] = prediction as i32 + delta;
}

To calculate the value of prediction, this code iterates through each of the 12 values in coefficients and uses the zip method to pair the coefficient values with the previous 12 values in buffer. Then, for each pair, we multiply the values together, sum all the results, and shift the bits in the sum qlp_shift bits to the right.

Calculations in applications like audio decoders often prioritize performance most highly. Here, we’re creating an iterator, using two adaptors, and then consuming the value. What assembly code would this Rust code compile to? Well, as of this writing, it compiles down to the same assembly you’d write by hand. There’s no loop at all corresponding to the iteration over the values in coefficients: Rust knows that there are 12 iterations, so it “unrolls” the loop. Unrolling is an optimization that removes the overhead of the loop controlling code and instead generates repetitive code for each iteration of the loop.

All of the coefficients get stored in registers, which means it’s very fast to access the values. There are no bounds checks on the array access at runtime. All these optimizations Rust is able to apply make the resulting code extremely efficient. Now that you know this, you can use iterators and closures without fear! They make code seem like it’s higher level but don’t impose a runtime performance penalty for doing so.

Summary

Closures and iterators are Rust features inspired by functional programming language ideas. They contribute to Rust’s capability to clearly express high-level ideas at low-level performance. The implementations of closures and iterators are such that runtime performance is not affected. This is part of Rust’s goal to strive to provide zero-cost abstractions.

Now that we’ve improved the expressiveness of our I/O project, let’s look at some more features of cargo that will help us share the project with the world.

More About Cargo and Crates.io

So far we’ve used only the most basic features of Cargo to build, run, and test our code, but it can do a lot more. In this chapter, we’ll discuss some of its other, more advanced features to show you how to:

  • Customize your build through release profiles
  • Publish libraries on crates.io
  • Organize large projects with workspaces
  • Install binaries from crates.io
  • Extend Cargo using custom commands

Cargo can do even more than what we cover in this chapter, so for a full explanation of all its features, see its documentation.

Customizing Builds with Release Profiles

In Rust, release profiles are predefined and customizable profiles with different configurations that allow a programmer to have more control over various options for compiling code. Each profile is configured independently of the others.

Cargo has two main profiles: the dev profile Cargo uses when you run cargo build and the release profile Cargo uses when you run cargo build --release. The dev profile is defined with good defaults for developing, and the release profile has good defaults for release builds.

These profile names might be familiar from the output of your builds, which shows the profile used in the build:

$ cargo build
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
$ cargo build --release
    Finished release [optimized] target(s) in 0.0 secs

The dev and release shown in this build output indicate that the compiler is using different profiles.

Cargo has default settings for each of the profiles that apply when there aren’t any [profile.*] sections in the project’s Cargo.toml file. By adding [profile.*] sections for any profile we want to customize, we can override any subset of the default settings. For example, here are the default values for the opt-level setting for the dev and release profiles:

Filename: Cargo.toml

[profile.dev]
opt-level = 0

[profile.release]
opt-level = 3

The opt-level setting controls the number of optimizations Rust will apply to your code with a range of zero to three. Applying more optimizations extends compiling time, so if you’re in development and compiling your code often, you want faster compiling even at the expense of the resulting code running slower. That is the reason the default opt-level for dev is 0. When you’re ready to release your code, it’s best to spend more time compiling. You’ll only compile in release mode once and run the compiled program many times, so release mode trades longer compile time for code that runs faster. That is the reason the default opt-level for the release profile is 3.

We can override any default setting by adding a different value for it in Cargo.toml. For example, if we want to use optimization level 1 in the development profile, we can add these two lines to our project’s Cargo.toml file:

Filename: Cargo.toml

[profile.dev]
opt-level = 1

This code overrides the default setting of 0. Now when we run cargo build, Cargo will use the defaults for the dev profile plus our customization to opt-level. Because we set opt-level to 1, Cargo will apply more optimizations than the default, but not as many as a release build.

For the full list of configuration options and defaults for each profile, see Cargo’s documentation.

Publishing a Crate to Crates.io

We’ve used packages from crates.io as dependencies of our project, but you can also share your code for other people to use by publishing your own packages. The crate registry at crates.io distributes the source code of your packages, so it primarily hosts code that is open source.

Rust and Cargo have features that help make your published package easier for people to use and to find in the first place. We’ll talk about some of these features next, and then explain how to publish a package.

Making Useful Documentation Comments

Accurately documenting your packages will help other users know how and when to use them, so it’s worth spending time writing documentation. In Chapter 3, we discussed how to comment Rust code using //. Rust also has a particular kind of comment for documentation, which is known conveniently as documentation comments, that will generate HTML documentation. The HTML displays the contents of documentation comments for public API items intended for programmers interested in knowing how to use your crate as opposed to how your crate is implemented.

Documentation comments use /// instead of // and support Markdown notation for formatting the text if you want to use it. You place documentation comments just before the item they’re documenting. Listing 14-1 shows documentation comments for an add_one function in a crate named my_crate:

Filename: src/lib.rs

/// Adds one to the number given.
///
/// # Examples
///
/// ```
/// let five = 5;
///
/// assert_eq!(6, my_crate::add_one(5));
/// ```
pub fn add_one(x: i32) -> i32 {
    x + 1
}

Listing 14-1: A documentation comment for a function

Here, we give a description of what the add_one function does, start a section with the heading Examples, and then provide code that demonstrates how to use the add_one function. We can generate the HTML documentation from this documentation comment by running cargo doc. This command runs the rustdoc tool distributed with Rust and puts the generated HTML documentation in the target/doc directory.

For convenience, running cargo doc --open will build the HTML for your current crate’s documentation (as well as the documentation for all of your crate’s dependencies) and open the result in a web browser. Navigate to the add_one function and you’ll see how the text in the documentation comments is rendered, as shown in Figure 14-1:

Rendered HTML documentation for the `add_one` function of `my_crate`

Figure 14-1: HTML documentation for the add_one function

Commonly Used Sections

We used the # Examples Markdown heading in Listing 14-1 to create a section in the HTML with the title “Examples.” Some other sections that crate authors commonly use in their documentation include:

  • Panics: The scenarios in which the function being documented could panic!. Callers of the function who don’t want their programs to panic should make sure they don’t call the function in these situations.
  • Errors: If the function returns a Result, describing the kinds of errors that might occur and what conditions might cause those errors to be returned can be helpful to callers so they can write code to handle the different kinds of errors in different ways.
  • Safety: If the function is unsafe to call (we discuss unsafety in Chapter 19), there should be a section explaining why the function is unsafe and covering the invariants that the function expects callers to uphold.

Most documentation comment sections don’t need all of these sections, but it’s a good list to check to remind you of the aspects of your code that people calling your code will be interested in knowing about.

Documentation Comments as Tests

Adding examples in code blocks in your documentation comments can clearly demonstrate how to use your library, and doing so has an additional bonus: running cargo test will run the code examples in your documentation as tests! Nothing is better than documentation with examples. But nothing is worse than examples that don’t work because the code has changed since the documentation was written. Run cargo test with the documentation for the add_one function from Listing 14-1; you should see a section in the test results like this:

   Doc-tests my_crate

running 1 test
test src/lib.rs - add_one (line 5) ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

Now change either the function or the example so the assert_eq! in the example panics. Run cargo test again; you’ll see that the doc tests catch that the example and the code are out of sync from one another!

Commenting Contained Items

Another style of doc comment, //!, adds documentation to the item that contains the comments rather than adding documentation to the items following the comments. We typically use these doc comments inside the crate root file (src/lib.rs by convention) or inside a module to document the crate or the module as a whole.

For example, if we want to add documentation that describes the purpose of the my_crate crate that contains the add_one function, we can add documentation comments that start with //! to the beginning of the src/lib.rs file, as shown in Listing 14-2:

Filename: src/lib.rs

//! # My Crate
//!
//! `my_crate` is a collection of utilities to make performing certain
//! calculations more convenient.

/// Adds one to the number given.
// --snip--

Listing 14-2: Documentation for the my_crate crate as a whole

Notice there isn’t any code after the last line that begins with //!. Because we started the comments with //! instead of ///, we’re documenting the item that contains this comment rather than an item that follows this comment. In this case, the item that contains this comment is the src/lib.rs file, which is the crate root. These comments describe the entire crate.

When we run cargo doc --open, these comments will display on the front page of the documentation for my_crate above the list of public items in the crate, as shown in Figure 14-2:

Rendered HTML documentation with a comment for the crate as a whole

Figure 14-2: Rendered documentation for my_crate including the comment describing the crate as a whole

Documentation comments within items are useful for describing crates and modules especially. Use them to explain the purpose of the container overall to help your crate users understand your organization.

Exporting a Convenient Public API with pub use

In Chapter 7, we covered how to organize our code into modules using the mod keyword, how to make items public using the pub keyword, and how to bring items into a scope with the use keyword. However, the structure that makes sense to you while you’re developing a crate might not be very convenient for your users. You might want to organize your structs in a hierarchy containing multiple levels, but people who want to use a type you’ve defined deep in the hierarchy might have trouble finding out that those types exist. They might also be annoyed at having to enter use my_crate::some_module::another_module::UsefulType; rather than use my_crate::UsefulType;.

The structure of your public API is a major consideration when publishing a crate. People who use your crate are less familiar with the structure than you are and might have difficulty finding the pieces they want to use if your crate has a large module hierarchy.

The good news is that if the structure isn’t convenient for others to use from another library, you don’t have to rearrange your internal organization: instead, you can re-export items to make a public structure that’s different than your private structure by using pub use. Re-exporting takes a public item in one location and makes it public in another location, as if it was defined in the other location instead.

For example, say we made a library named art for modeling artistic concepts. Within this library are two modules: a kinds module containing two enums named PrimaryColor and SecondaryColor, and a utils module containing a function named mix, as shown in Listing 14-3:

Filename: src/lib.rs

//! # Art
//!
//! A library for modeling artistic concepts.

pub mod kinds {
    /// The primary colors according to the RYB color model.
    pub enum PrimaryColor {
        Red,
        Yellow,
        Blue,
    }

    /// The secondary colors according to the RYB color model.
    pub enum SecondaryColor {
        Orange,
        Green,
        Purple,
    }
}

pub mod utils {
    use kinds::*;

    /// Combines two primary colors in equal amounts to create
    /// a secondary color.
    pub fn mix(c1: PrimaryColor, c2: PrimaryColor) -> SecondaryColor {
        // --snip--
    }
}

Listing 14-3: An art library with items organized into kinds and utils modules

Figure 14-3 shows what the front page of the documentation for this crate generated by cargo doc would look like:

Rendered documentation for the `art` crate that lists the `kinds` and `utils` modules

Figure 14-3: Front page of the documentation for art that lists the kinds and utils modules

Note that the PrimaryColor and SecondaryColor types aren’t listed on the front page, nor is the mix function. We have to click kinds and utils to see them.

Another crate that depends on this library would need use statements that import the items from art, including specifying the module structure that’s currently defined. Listing 14-4 shows an example of a crate that uses the PrimaryColor and mix items from the art crate:

Filename: src/main.rs

extern crate art;

use art::kinds::PrimaryColor;
use art::utils::mix;

fn main() {
    let red = PrimaryColor::Red;
    let yellow = PrimaryColor::Yellow;
    mix(red, yellow);
}

Listing 14-4: A crate using the art crate’s items with its internal structure exported

The author of the code in Listing 14-4, which uses the art crate, had to figure out that PrimaryColor is in the kinds module and mix is in the utils module. The module structure of the art crate is more relevant to developers working on the art crate than developers using the art crate. The internal structure that organizes parts of the crate into the kinds module and the utils module doesn’t contain any useful information for someone trying to understand how to use the art crate. Instead, the art crate’s module structure causes confusion because developers have to figure out where to look, and the structure is inconvenient because developers must specify the module names in the use statements.

To remove the internal organization from the public API, we can modify the art crate code in Listing 14-3 to add pub use statements to re-export the items at the top level, as shown in Listing 14-5:

Filename: src/lib.rs

//! # Art
//!
//! A library for modeling artistic concepts.

pub use kinds::PrimaryColor;
pub use kinds::SecondaryColor;
pub use utils::mix;

pub mod kinds {
    // --snip--
}

pub mod utils {
    // --snip--
}

Listing 14-5: Adding pub use statements to re-export items

The API documentation that cargo doc generates for this crate will now list and link re-exports on the front page, as shown in Figure 14-4, which makes the PrimaryColor and SecondaryColor types and the mix function easier to find:

Rendered documentation for the `art` crate with the re-exports on the front page

Figure 14-4: Front page of the documentation for art that lists the re-exports

The art crate users can still see and use the internal structure from Listing 14-3 as demonstrated in Listing 14-4, or they can use the more convenient structure in Listing 14-5, as shown in Listing 14-6:

Filename: src/main.rs

extern crate art;

use art::PrimaryColor;
use art::mix;

fn main() {
    // --snip--
}

Listing 14-6: A program using the re-exported items from the art crate

In cases where there are many nested modules, re-exporting the types at the top level with pub use can make a significant difference in the experience of people who use the crate.

Creating a useful public API structure is more of an art than a science, and you can iterate to find the API that works best for your users. Choosing pub use gives you flexibility in how you structure your crate internally and decouples that internal structure with what you present to your users. Look at some of the code of crates you’ve installed to see if their internal structure differs from their public API.

Setting Up a Crates.io Account

Before you can publish any crates, you need to create an account on crates.io and get an API token. To do so, visit the home page at crates.io and log in via a GitHub account: the GitHub account is currently a requirement, but the site might support other ways of creating an account in the future. Once you’re logged in, visit your account settings at https://crates.io/me/ and retrieve your API key. Then run the cargo login command with your API key, like this:

$ cargo login abcdefghijklmnopqrstuvwxyz012345

This command will inform Cargo of your API token and store it locally in ~/.cargo/credentials. Note that this token is a secret: do not share it with anyone else. If you do share it with anyone for any reason, you should revoke it and generate a new token on crates.io.

Before Publishing a New Crate

Now that you have an account, let’s say you have a crate you want to publish. Before publishing, you’ll need to add some metadata to your crate by adding it to the [package] section of the crate’s Cargo.toml file.

Your crate will need a unique name. While you’re working on a crate locally, you can name a crate whatever you’d like. However, crate names on crates.io are allocated on a first-come, first-served basis. Once a crate name is taken, no one else can publish a crate with that name. Search for the name you want to use on the site to find out if it has been used. If it hasn’t, edit the name in the Cargo.toml file under [package] to use the name for publishing, like so:

Filename: Cargo.toml

[package]
name = "guessing_game"

Even if you’ve chosen a unique name, when you run cargo publish to publish the crate at this point, you’ll get a warning and then an error:

$ cargo publish
    Updating registry `https://github.com/rust-lang/crates.io-index`
warning: manifest has no description, license, license-file, documentation,
homepage or repository.
--snip--
error: api errors: missing or empty metadata fields: description, license.

The reason is that you’re missing some crucial information: a description and license are required so people will know what your crate does and under what terms they can use it. To rectify this error, you need to include this information in the Cargo.toml file.

Add a description that is just a sentence or two, because it will appear with your crate in search results. For the license field, you need to give a license identifier value. The Linux Foundation’s Software Package Data Exchange (SPDX) at http://spdx.org/licenses/ lists the identifiers you can use for this value. For example, to specify that you’ve licensed your crate using the MIT License, add the MIT identifier:

Filename: Cargo.toml

[package]
name = "guessing_game"
license = "MIT"

If you want to use a license that doesn’t appear in the SPDX, you need to place the text of that license in a file, include the file in your project, and then use license-file to specify the name of that file instead of using the license key.

Guidance on which license is appropriate for your project is beyond the scope of this book. Many people in the Rust community license their projects in the same way as Rust by using a dual license of MIT OR Apache-2.0, which demonstrates that you can also specify multiple license identifiers separated by OR to have multiple licenses for your project.

With a unique name, the version, the author details that cargo new added when you created the crate, your description, and a license added, the Cargo.toml file for a project that is ready to publish might look like this:

Filename: Cargo.toml

[package]
name = "guessing_game"
version = "0.1.0"
authors = ["Your Name <you@example.com>"]
description = "A fun game where you guess what number the computer has chosen."
license = "MIT OR Apache-2.0"

[dependencies]

Cargo’s documentation describes other metadata you can specify to ensure others can discover and use your crate more easily!

Publishing to Crates.io

Now that you’ve created an account, saved your API token, chosen a name for your crate, and specified the required metadata, you’re ready to publish! Publishing a crate uploads a specific version to crates.io for others to use.

Be careful when publishing a crate because a publish is permanent. The version can never be overwritten, and the code cannot be deleted. One major goal of crates.io is to act as a permanent archive of code so that builds of all projects that depend on crates from crates.io will continue to work. Allowing version deletions would make fulfilling that goal impossible. However, there is no limit to the number of crate versions you can publish.

Run the cargo publish command again. It should succeed now:

$ cargo publish
 Updating registry `https://github.com/rust-lang/crates.io-index`
Packaging guessing_game v0.1.0 (file:///projects/guessing_game)
Verifying guessing_game v0.1.0 (file:///projects/guessing_game)
Compiling guessing_game v0.1.0
(file:///projects/guessing_game/target/package/guessing_game-0.1.0)
 Finished dev [unoptimized + debuginfo] target(s) in 0.19 secs
Uploading guessing_game v0.1.0 (file:///projects/guessing_game)

Congratulations! You’ve now shared your code with the Rust community, and anyone can easily add your crate as a dependency of their project.

Publishing a New Version of an Existing Crate

When you’ve made changes to your crate and are ready to release a new version, you change the version value specified in your Cargo.toml file and republish. Use the Semantic Versioning rules to decide what an appropriate next version number is based on the kinds of changes you’ve made. Then run cargo publish to upload the new version.

Removing Versions from Crates.io with cargo yank

Although you can’t remove previous versions of a crate, you can prevent any future projects from adding them as a new dependency. This is useful when a crate version is broken for one reason or another. In such situations, Cargo supports yanking a crate version.

Yanking a version prevents new projects from starting to depend on that version while allowing all existing projects that depend on it to continue to download and depend on that version. Essentially, a yank means that all projects with a Cargo.lock will not break, and any future Cargo.lock files generated will not use the yanked version.

To yank a version of a crate, run cargo yank and specify which version you want to yank:

$ cargo yank --vers 1.0.1

By adding --undo to the command, you can also undo a yank and allow projects to start depending on a version again:

$ cargo yank --vers 1.0.1 --undo

A yank does not delete any code. For example, the yank feature is not intended for deleting accidentally uploaded secrets. If that happens, you must reset those secrets immediately.

Cargo Workspaces

In Chapter 12, we built a package that included a binary crate and a library crate. As your project develops, you might find that the library crate continues to get bigger and you want to split up your package further into multiple library crates. In this situation, Cargo offers a feature called workspaces that can help manage multiple related packages that are developed in tandem.

A workspace is a set of packages that share the same Cargo.lock and output directory. Let’s make a project using a workspace and use trivial code so we can concentrate on the structure of the workspace. There are multiple ways to structure a workspace; we’re going to show a common way. We’ll have a workspace containing a binary and two libraries. The binary will provide the main functionality to be used as a command line tool, and it will depend on the two libraries. One library will provide an add_one function, and a second library will provide an add_two function. These three crates will be part of the same workspace. We’ll start by creating a new directory for the workspace:

$ mkdir add
$ cd add

In the add directory, create a Cargo.toml file. This is the Cargo.toml file that configures the entire workspace. It won’t have a [package] section or metadata we’ve seen in other Cargo.toml files. Instead, we’ll start with a [workspace] section and add a member to the workspace by specifying the path adder, which is where we’ll put our binary crate:

Filename: Cargo.toml

[workspace]

members = [
    "adder",
]

Next, we’ll create the adder binary crate by running cargo new within the add directory:

$ cargo new --bin adder
     Created binary (application) `adder` project

At this point, we can build the workspace by running cargo build. The files in your add directory should look like this:

├── Cargo.lock
├── Cargo.toml
├── adder
│   ├── Cargo.toml
│   └── src
│       └── main.rs
└── target

The workspace has one target directory at the top level; the adder crate doesn’t have its own target directory. Even if we go into the adder directory and run cargo build, the compiled artifacts end up in add/target rather than add/adder/target. The crates in a workspace are meant to depend on each other. If each crate had its own target directory, each crate in the workspace would have to recompile each of the other crates in the workspace to have the artifacts in its own target directory. By sharing one target directory, the crates in the workspace can avoid rebuilding the other crates in the workspace more than necessary.

Creating the Second Crate in the Workspace

Next, let’s specify another member crate in the workspace. This crate will be in the add-one directory, so change the top-level Cargo.toml to have the add-one path as well:

Filename: Cargo.toml

[workspace]

members = [
    "adder",
    "add-one",
]

Then generate a new library crate named add-one:

$ cargo new add-one
     Created library `add-one` project

Your add directory should now have these directories and files:

├── Cargo.lock
├── Cargo.toml
├── add-one
│   ├── Cargo.toml
│   └── src
│       └── lib.rs
├── adder
│   ├── Cargo.toml
│   └── src
│       └── main.rs
└── target

In the add-one/src/lib.rs file, let’s add an add_one function:

Filename: add-one/src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub fn add_one(x: i32) -> i32 {
    x + 1
}
#}

Now that we have a library crate in the workspace, let’s have the binary crate adder depend on the library crate add-one. First, we’ll need to add a path dependency on add-one to adder/Cargo.toml:

Filename: adder/Cargo.toml

[dependencies]

add-one = { path = "../add-one" }

Crates in a workspace don’t have to depend on each other, so we still need to be explicit about the dependency relationships between the crates in a workspace.

Next, let’s use the add_one function from the add-one crate in the adder crate. Open the adder/src/main.rs file and add an extern crate line at the top to bring the new add-one library crate into scope. Then change the main function to call the add_one function, as in Listing 14-7:

Filename: adder/src/main.rs

extern crate add_one;

fn main() {
    let num = 10;
    println!("Hello, world! {} plus one is {}!", num, add_one::add_one(num));
}

Listing 14-7: Using the add-one library crate from the adder crate

Let’s build the workspace by running cargo build in the add directory!

$ cargo build
   Compiling add-one v0.1.0 (file:///projects/add/add-one)
   Compiling adder v0.1.0 (file:///projects/add/adder)
    Finished dev [unoptimized + debuginfo] target(s) in 0.68 secs

To run the binary crate from the top-level add directory, we need to specify which package in the workspace we want to use by using the -p argument and the package name with cargo run:

$ cargo run -p adder
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running `target/debug/adder`
Hello, world! 10 plus one is 11!

This runs the code in adder/src/main.rs, which depends on the add-one crate.

Depending on an External Crate in a Workspace

Notice that the workspace has only one Cargo.lock file at the top level of the workspace rather than having a Cargo.lock in each crate’s directory. This ensures that all crates are using the same version of all dependencies. If we add the rand crate to the adder/Cargo.toml and add-one/Cargo.toml files, Cargo will resolve both of those to one version of rand and record that in the one Cargo.lock. Making all crates in the workspace use the same dependencies means the crates in the workspace will always be compatible with each other. Let’s add the rand crate to the [dependencies] section in the add-one/Cargo.toml file to be able to use the rand crate in the add-one crate:

Filename: add-one/Cargo.toml

[dependencies]

rand = "0.3.14"

We can now add extern crate rand; to the add-one/src/lib.rs file, and building the whole workspace by running cargo build in the add directory will bring in and compile the rand crate:

$ cargo build
    Updating registry `https://github.com/rust-lang/crates.io-index`
 Downloading rand v0.3.14
   --snip--
   Compiling rand v0.3.14
   Compiling add-one v0.1.0 (file:///projects/add/add-one)
   Compiling adder v0.1.0 (file:///projects/add/adder)
    Finished dev [unoptimized + debuginfo] target(s) in 10.18 secs

The top-level Cargo.lock now contains information about the dependency of add-one on rand. However, even though rand is used somewhere in the workspace, we can’t use it in other crates in the workspace unless we add rand to their Cargo.toml files as well. For example, if we add extern crate rand; to the adder/src/main.rs file for the adder crate, we’ll get an error:

$ cargo build
   Compiling adder v0.1.0 (file:///projects/add/adder)
error: use of unstable library feature 'rand': use `rand` from crates.io (see
issue #27703)
 --> adder/src/main.rs:1:1
  |
1 | extern crate rand;

To fix this, edit the Cargo.toml file for the adder crate and indicate that rand is a dependency for that crate as well. Building the adder crate will add rand to the list of dependencies for adder in Cargo.lock, but no additional copies of rand will be downloaded. Cargo has ensured that any crate in the workspace using the rand crate will be using the same version. Using the same version of rand across the workspace saves space because we won’t have multiple copies and ensures that the crates in the workspace will be compatible with each other.

Adding a Test to a Workspace

For another enhancement, let’s add a test of the add_one::add_one function within the add_one crate:

Filename: add-one/src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub fn add_one(x: i32) -> i32 {
    x + 1
}

#[cfg(test)]
mod tests {
    use super::*;

    #[test]
    fn it_works() {
        assert_eq!(3, add_one(2));
    }
}
#}

Now run cargo test in the top-level add directory:

$ cargo test
   Compiling add-one v0.1.0 (file:///projects/add/add-one)
   Compiling adder v0.1.0 (file:///projects/add/adder)
    Finished dev [unoptimized + debuginfo] target(s) in 0.27 secs
     Running target/debug/deps/add_one-f0253159197f7841

running 1 test
test tests::it_works ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

     Running target/debug/deps/adder-f88af9d2cc175a5e

running 0 tests

test result: ok. 0 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

   Doc-tests add-one

running 0 tests

test result: ok. 0 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

The first section of the output shows that the it_works test in the add-one crate passed. The next section shows that 0 tests were found in the adder crate, and then the last section shows 0 documentation tests were found in the add-one crate. Running cargo test in a workspace structured like this one will run the tests for all the crates in the workspace.

We can also run tests for one particular crate in a workspace from the top-level directory by using the -p flag and specifying the name of the crate we want to test:

$ cargo test -p add-one
    Finished dev [unoptimized + debuginfo] target(s) in 0.0 secs
     Running target/debug/deps/add_one-b3235fea9a156f74

running 1 test
test tests::it_works ... ok

test result: ok. 1 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

   Doc-tests add-one

running 0 tests

test result: ok. 0 passed; 0 failed; 0 ignored; 0 measured; 0 filtered out

This output shows cargo test only ran the tests for the add-one crate and didn’t run the adder crate tests.

If you publish the crates in the workspace to https://crates.io/, each crate in the workspace will need to be published separately. The cargo publish command does not have an --all flag or a -p flag, so you must change to each crate’s directory and run cargo publish on each crate in the workspace to publish them.

For additional practice, add an add-two crate to this workspace in a similar way as the add-one crate!

As your project grows, consider using a workspace: it’s easier to understand smaller, individual components than one big blob of code. Keeping the crates in a workspace can make coordination between them easier if they are often changed at the same time.

Installing Binaries from Crates.io with cargo install

The cargo install command allows you to install and use binary crates locally. This isn’t intended to replace system packages; it’s meant to be a convenient way for Rust developers to install tools that others have shared on crates.io. You can only install packages that have binary targets. A binary target is the runnable program that is created if the crate has a src/main.rs file or another file specified as a binary, as opposed to a library target that isn’t runnable on its own but is suitable for including within other programs. Usually, crates have information in the README file about whether a crate is a library, has a binary target, or both.

All binaries installed with cargo install are stored in the installation root’s bin folder. If you installed Rust using rustup.rs and don’t have any custom configurations, this directory will be $HOME/.cargo/bin. Ensure that directory is in your $PATH to be able to run programs you’ve installed with cargo install.

For example, in Chapter 12 we mentioned that there’s a Rust implementation of the grep tool called ripgrep for searching files. If we want to install ripgrep, we can run the following:

$ cargo install ripgrep
Updating registry `https://github.com/rust-lang/crates.io-index`
 Downloading ripgrep v0.3.2
 --snip--
   Compiling ripgrep v0.3.2
    Finished release [optimized + debuginfo] target(s) in 97.91 secs
  Installing ~/.cargo/bin/rg

The last line of the output shows the location and the name of the installed binary, which in the case of ripgrep is rg. As long as the installation directory is in your $PATH, as mentioned previously, you can then run rg --help and start using a faster, rustier tool for searching files!

Extending Cargo with Custom Commands

Cargo is designed so you can extend it with new subcommands without having to modify Cargo. If a binary in your $PATH is named cargo-something, you can run it as if it was a Cargo subcommand by running cargo something. Custom commands like this are also listed when you run cargo --list. Being able to use cargo install to install extensions and then run them just like the built-in Cargo tools is a super convenient benefit of Cargo’s design!

Summary

Sharing code with Cargo and crates.io is part of what makes the Rust ecosystem useful for many different tasks. Rust’s standard library is small and stable, but crates are easy to share, use, and improve on a timeline different from the language. Don’t be shy about sharing code that’s useful to you on crates.io; it’s likely that it will be useful to someone else as well!

Smart Pointers

A pointer is a general concept for a variable that contains an address in memory. This address refers to, or “points at,” some other data. The most common kind of pointer in Rust is a reference, which you learned about in Chapter 4. References are indicated by the & symbol and borrow the value they point to. They don’t have any special capabilities other than referring to data. Also, they don’t have any overhead and are the kind of pointer we use most often.

Smart pointers, on the other hand, are data structures that act like a pointer but also have additional metadata and capabilities. The concept of smart pointers isn’t unique to Rust: smart pointers originated in C++ and exist in other languages as well. In Rust, the different smart pointers defined in the standard library provide extra functionality beyond that provided by references. One example that we’ll explore in this chapter is the reference counting smart pointer type. This pointer enables you to have multiple owners of data by keeping track of the number of owners and, when no owners remain, taking care of cleaning up the data.

In Rust, where we have the concept of ownership and borrowing, an additional difference between references and smart pointers is that references are pointers that only borrow data; in contrast, in many cases, smart pointers own the data they point to.

We’ve already encountered a few smart pointers in this book, such as String and Vec<T> in Chapter 8, although we didn’t call them smart pointers at the time. Both these types count as smart pointers because they own some memory and allow you to manipulate it. They also have metadata (such as their capacity) and extra capabilities or guarantees (such as with String ensuring its data will always be valid UTF-8).

Smart pointers are usually implemented using structs. The characteristic that distinguishes a smart pointer from an ordinary struct is that smart pointers implement the Deref and Drop traits. The Deref trait allows an instance of the smart pointer struct to behave like a reference so we can write code that works with either references or smart pointers. The Drop trait allows us to customize the code that is run when an instance of the smart pointer goes out of scope. In this chapter, we’ll discuss both traits and demonstrate why they’re important to smart pointers.

Given that the smart pointer pattern is a general design pattern used frequently in Rust, this chapter won’t cover every existing smart pointer. Many libraries have their own smart pointers, and you can even write your own. We’ll cover the most common smart pointers in the standard library:

  • Box<T> for allocating values on the heap
  • Rc<T>, a reference counted type that enables multiple ownership
  • Ref<T> and RefMut<T>, accessed through RefCell<T>, a type that enforces the borrowing rules at runtime instead of compile time

In addition, we’ll cover the interior mutability pattern where an immutable type exposes an API for mutating an interior value. We’ll also discuss reference cycles: how they can leak memory and how to prevent them.

Let’s dive in!

Box<T> Points to Data on the Heap and Has a Known Size

The most straightforward smart pointer is a box, whose type is written Box<T>. Boxes allow you to store data on the heap rather than the stack. What remains on the stack is the pointer to the heap data. Refer to Chapter 4 to review the difference between the stack and the heap.

Boxes don’t have performance overhead, other than storing their data on the heap instead of on the stack. But they don’t have many extra capabilities either. You’ll use them most often in these situations:

  • When you have a type whose size can’t be known at compile time, and you want to use a value of that type in a context that needs to know an exact size
  • When you have a large amount of data and you want to transfer ownership but ensure the data won’t be copied when you do so
  • When you want to own a value and only care that it’s a type that implements a particular trait rather than knowing the concrete type

We’ll demonstrate the first situation in this section. But before we do so, we’ll elaborate on the other two situations a bit more: in the second case, transferring ownership of a large amount of data can take a long time because the data is copied around on the stack. To improve performance in this situation, we can store the large amount of data on the heap in a box. Then, only the small amount of pointer data is copied around on the stack, and the data stays in one place on the heap. The third case is known as a trait object, and Chapter 17 devotes an entire section just to that topic. So what you learn here you’ll apply again in Chapter 17!

Using a Box<T> to Store Data on the Heap

Before we discuss this use case for Box<T>, we’ll cover the syntax and how to interact with values stored within a Box<T>.

Listing 15-1 shows how to use a box to store an i32 value on the heap:

Filename: src/main.rs

fn main() {
    let b = Box::new(5);
    println!("b = {}", b);
}

Listing 15-1: Storing an i32 value on the heap using a box

We define the variable b to have the value of a Box that points to the value 5, which is allocated on the heap. This program will print b = 5; in this case, we can access the data in the box in a similar way as we would if this data was on the stack. Just like any owned value, when a box goes out of scope like b does at the end of main, it will be deallocated. The deallocation happens for the box (stored on the stack) and the data it points to (stored on the heap).

Putting a single value on the heap isn’t very useful, so you won’t use boxes by themselves in this way very often. Having values like a single i32 on the stack, where they’re stored by default, is more appropriate in the majority of situations. Let’s look at a case where boxes allow us to define types that we wouldn’t be allowed to if we didn’t have boxes.

Boxes Enable Recursive Types

At compile time, Rust needs to know how much space a type takes up. One type whose size can’t be known at compile time is a recursive type, where a value can have as part of itself another value of the same type. Because this nesting of values could theoretically continue infinitely, Rust doesn’t know how much space a value of a recursive type needs. However, boxes have a known size, so by inserting a box in a recursive type definition, we can have recursive types.

Let’s explore the cons list, which is a data type common in functional programming languages, as an example of a recursive type. The cons list type we’ll define is straightforward except for the recursion; therefore, the concepts in the example we’ll work with will be useful any time you get into more complex situations involving recursive types.

More Information About the Cons List

A cons list is a data structure that comes from the Lisp programming language and its dialects. In Lisp, the cons function (short for “construct function”) constructs a new pair from its two arguments, which usually are a single value and another pair. These pairs containing pairs form a list.

The cons function concept has made its way into more general functional programming jargon: “to cons x onto y” informally means to construct a new container instance by putting the element x at the start of this new container, followed by the container y.

Each item in a cons list contains two elements: the value of the current item and the next item. The last item in the list contains only a value called Nil without a next item. A cons list is produced by recursively calling the cons function. The canonical name to denote the base case of the recursion is Nil. Note that this is not the same as the “null” or “nil” concept in Chapter 6, which is an invalid or absent value.

Although functional programming languages use cons lists frequently, it isn’t a commonly used data structure in Rust. Most of the time when you have a list of items in Rust, Vec<T> is a better choice to use. Other, more complex recursive data types are useful in various situations, but by starting with the cons list, we can explore how boxes let us define a recursive data type without much distraction.

Listing 15-2 contains an enum definition for a cons list. Note that this code won’t compile yet because the List type doesn’t have a known size, which we’ll demonstrate:

Filename: src/main.rs

enum List {
    Cons(i32, List),
    Nil,
}

Listing 15-2: The first attempt at defining an enum to represent a cons list data structure of i32 values

Note: We’re implementing a cons list that only holds i32 values for the purposes of this example. We could have implemented it using generics, as we discussed in Chapter 10, to define a cons list type that could store values of any type.

Using the List type to store the list 1, 2, 3 would look like the code in Listing 15-3:

Filename: src/main.rs

use List::{Cons, Nil};

fn main() {
    let list = Cons(1, Cons(2, Cons(3, Nil)));
}

Listing 15-3: Using the List enum to store the list 1, 2, 3

The first Cons value holds 1 and another List value. This List value is another Cons value that holds 2 and another List value. This List value is one more Cons value that holds 3 and a List value, which is finally Nil, the non-recursive variant that signals the end of the list.

If we try to compile the code in Listing 15-3, we get the error shown in Listing 15-4:

error[E0072]: recursive type `List` has infinite size
 --> src/main.rs:1:1
  |
1 | enum List {
  | ^^^^^^^^^ recursive type has infinite size
2 |     Cons(i32, List),
  |               ----- recursive without indirection
  |
  = help: insert indirection (e.g., a `Box`, `Rc`, or `&`) at some point to
  make `List` representable

Listing 15-4: The error we get when attempting to define a recursive enum

The error shows this type “has infinite size.” The reason is that we’ve defined List with a variant that is recursive: it holds another value of itself directly. As a result, Rust can’t figure out how much space it needs to store a List value. Let’s break down why we get this error a bit: first, let’s look at how Rust decides how much space it needs to store a value of a non-recursive type.

Computing the Size of a Non-Recursive Type

Recall the Message enum we defined in Listing 6-2 when we discussed enum definitions in Chapter 6:


# #![allow(unused_variables)]
#fn main() {
enum Message {
    Quit,
    Move { x: i32, y: i32 },
    Write(String),
    ChangeColor(i32, i32, i32),
}
#}

To determine how much space to allocate for a Message value, Rust goes through each of the variants to see which variant needs the most space. Rust sees that Message::Quit doesn’t need any space, Message::Move needs enough space to store two i32 values, and so forth. Because only one variant will be used, the most space a Message value will need is the space it would take to store the largest of its variants.

Contrast this to what happens when Rust tries to determine how much space a recursive type like the List enum in Listing 15-2 needs. The compiler starts by looking at the Cons variant, which holds a value of type i32 and a value of type List. Therefore, Cons needs an amount of space equal to the size of an i32 plus the size of a List. To figure out how much memory the List type needs, the compiler looks at the variants, starting with the Cons variant. The Cons variant holds a value of type i32 and a value of type List, and this process continues infinitely, as shown in Figure 15-1:

An infinite Cons list

Figure 15-1: An infinite List consisting of infinite Cons variants

Using Box<T> to Get a Recursive Type with a Known Size

Rust can’t figure out how much space to allocate for recursively defined types, so the compiler gives the error in Listing 15-4. But the error does include this helpful suggestion:

  = help: insert indirection (e.g., a `Box`, `Rc`, or `&`) at some point to
  make `List` representable

In this suggestion, “indirection” means that instead of storing a value directly, we’ll change the data structure to store the value indirectly by storing a pointer to the value instead.

Because a Box<T> is a pointer, Rust always knows how much space a Box<T> needs: a pointer’s size doesn’t change based on the amount of data it’s pointing to. This means we can put a Box<T> inside the Cons variant instead of another List value directly. The Box<T> will point to the next List value that will be on the heap rather than inside the Cons variant. Conceptually, we still have a list, created with lists “holding” other lists, but this implementation is now more like the items being next to one another rather than inside one another.

We can change the definition of the List enum in Listing 15-2 and the usage of the List in Listing 15-3 to the code in Listing 15-5, which will compile:

Filename: src/main.rs

enum List {
    Cons(i32, Box<List>),
    Nil,
}

use List::{Cons, Nil};

fn main() {
    let list = Cons(1,
        Box::new(Cons(2,
            Box::new(Cons(3,
                Box::new(Nil))))));
}

Listing 15-5: Definition of List that uses Box<T> in order to have a known size

The Cons variant will need the size of an i32 plus the space to store the box’s pointer data. The Nil variant stores no values, so it needs less space than the Cons variant. We now know that any List value will take up the size of an i32 plus the size of a box’s pointer data. By using a box, we’ve broken the infinite, recursive chain, so the compiler can figure out the size it needs to store a List value. Figure 15-2 shows what the Cons variant looks like now:

A finite Cons list

Figure 15-2: A List that is not infinitely sized because Cons holds a Box

Boxes only provide the indirection and heap allocation; they don’t have any other special capabilities, like those we’ll see with the other smart pointer types. They also don’t have any performance overhead that these special capabilities incur, so they can be useful in cases like the cons list where the indirection is the only feature we need. We’ll look at more use cases for boxes in Chapter 17, too.

The Box<T> type is a smart pointer because it implements the Deref trait, which allows Box<T> values to be treated like references. When a Box<T> value goes out of scope, the heap data that the box is pointing to is cleaned up as well because of the Drop trait implementation. Let’s explore these two traits in more detail. These two traits will be even more important to the functionality provided by the other smart pointer types we’ll discuss in the rest of this chapter.

Treating Smart Pointers Like Regular References with the Deref Trait

Implementing the Deref trait allows us to customize the behavior of the dereference operator, * (as opposed to the multiplication or glob operator). By implementing Deref in such a way that a smart pointer can be treated like a regular reference, we can write code that operates on references and use that code with smart pointers too.

Let’s first look at how * works with regular references, and then try to define our own type like Box<T> and see why * doesn’t work like a reference on our newly defined type. We’ll explore how implementing the Deref trait makes it possible for smart pointers to work in a similar way as references. Then we’ll look at Rust’s deref coercion feature and how it lets us work with either references or smart pointers.

Following the Pointer to the Value with *

A regular reference is a type of pointer, and one way to think of a pointer is as an arrow to a value stored somewhere else. In Listing 15-6, we create a reference to an i32 value and then use the dereference operator to follow the reference to the data:

Filename: src/main.rs

fn main() {
    let x = 5;
    let y = &x;

    assert_eq!(5, x);
    assert_eq!(5, *y);
}

Listing 15-6: Using the dereference operator to follow a reference to an i32 value

The variable x holds an i32 value, 5. We set y equal to a reference to x. We can assert that x is equal to 5. However, if we want to make an assertion about the value in y, we have to use *y to follow the reference to the value it’s pointing to (hence dereference). Once we dereference y, we have access to the integer value y is pointing to that we can compare with 5.

If we tried to write assert_eq!(5, y); instead, we would get this compilation error:

error[E0277]: the trait bound `{integer}: std::cmp::PartialEq<&{integer}>` is
not satisfied
 --> src/main.rs:6:5
  |
6 |     assert_eq!(5, y);
  |     ^^^^^^^^^^^^^^^^^ can't compare `{integer}` with `&{integer}`
  |
  = help: the trait `std::cmp::PartialEq<&{integer}>` is not implemented for
  `{integer}`

Comparing a number and a reference to a number isn’t allowed because they’re different types. We must use * to follow the reference to the value it’s pointing to.

Using Box<T> Like a Reference

We can rewrite the code in Listing 15-6 to use a Box<T> instead of a reference, and the dereference operator will work the same way as shown in Listing 15-7:

Filename: src/main.rs

fn main() {
    let x = 5;
    let y = Box::new(x);

    assert_eq!(5, x);
    assert_eq!(5, *y);
}

Listing 15-7: Using the dereference operator on a Box<i32>

The only difference between Listing 15-7 and Listing 15-6 is that here we set y to be an instance of a box pointing to the value in x rather than a reference pointing to the value of x. In the last assertion, we can use the dereference operator to follow the box’s pointer in the same way that we did when y was a reference. Next, we’ll explore what is special about Box<T> that enables us to use the dereference operator by defining our own box type.

Defining Our Own Smart Pointer

Let’s build a smart pointer similar to the Box<T> type provided by the standard library to experience how smart pointers behave differently to references by default. Then we’ll look at how to add the ability to use the dereference operator.

The Box<T> type is ultimately defined as a tuple struct with one element, so Listing 15-8 defines a MyBox<T> type in the same way. We’ll also define a new function to match the new function defined on Box<T>:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
struct MyBox<T>(T);

impl<T> MyBox<T> {
    fn new(x: T) -> MyBox<T> {
        MyBox(x)
    }
}
#}

Listing 15-8: Defining a MyBox<T> type

We define a struct named MyBox and declare a generic parameter T, because we want our type to hold values of any type. The MyBox type is a tuple struct with one element of type T. The MyBox::new function takes one parameter of type T and returns a MyBox instance that holds the value passed in.

Let’s try adding the main function in Listing 15-7 to Listing 15-8 and changing it to use the MyBox<T> type we’ve defined instead of Box<T>. The code in Listing 15-9 won’t compile because Rust doesn’t know how to dereference MyBox:

Filename: src/main.rs

fn main() {
    let x = 5;
    let y = MyBox::new(x);

    assert_eq!(5, x);
    assert_eq!(5, *y);
}

Listing 15-9: Attempting to use MyBox<T> in the same way we used references and Box<T>

Here’s the resulting compilation error:

error[E0614]: type `MyBox<{integer}>` cannot be dereferenced
  --> src/main.rs:14:19
   |
14 |     assert_eq!(5, *y);
   |                   ^^

Our MyBox<T> type can’t be dereferenced because we haven’t implemented that ability on our type. To enable dereferencing with the * operator, we implement the Deref trait.

Treating a Type Like a Reference by Implementing the Deref Trait

As discussed in Chapter 10, to implement a trait, we need to provide implementations for the trait’s required methods. The Deref trait, provided by the standard library, requires us to implement one method named deref that borrows self and returns a reference to the inner data. Listing 15-10 contains an implementation of Deref to add to the definition of MyBox:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
use std::ops::Deref;

# struct MyBox<T>(T);
impl<T> Deref for MyBox<T> {
    type Target = T;

    fn deref(&self) -> &T {
        &self.0
    }
}
#}

Listing 15-10: Implementing Deref on MyBox<T>

The type Target = T; syntax defines an associated type for the Deref trait to use. Associated types are a slightly different way of declaring a generic parameter, but you don’t need to worry about them for now; we’ll cover them in more detail in Chapter 19.

We fill in the body of the deref method with &self.0 so deref returns a reference to the value we want to access with the * operator. The main function in Listing 15-9 that calls * on the MyBox<T> value now compiles and the assertions pass!

Without the Deref trait, the compiler can only dereference & references. The deref method gives the compiler the ability to take a value of any type that implements Deref and call the deref method to get a & reference that it knows how to dereference.

When we entered *y in Listing 15-9, behind the scenes Rust actually ran this code:

*(y.deref())

Rust substitutes the * operator with a call to the deref method and then a plain dereference so as programmers we don’t have to think about whether or not we need to call the deref method. This Rust feature lets us write code that functions identically whether we have a regular reference or a type that implements Deref.

The reason the deref method returns a reference to a value and that the plain dereference outside the parentheses in *(y.deref()) is still necessary is due to the ownership system. If the deref method returned the value directly instead of a reference to the value, the value would be moved out of self. We don’t want to take ownership of the inner value inside MyBox<T> in this case and in most cases where we use the dereference operator.

Note that the * is replaced with a call to the deref method and then a call to * just once, each time we type a * in our code. Because the substitution of * does not recurse infinitely, we end up with data of type i32, which matches the 5 in assert_eq! in Listing 15-9.

Implicit Deref Coercions with Functions and Methods

Deref coercion is a convenience that Rust performs on arguments to functions and methods. Deref coercion converts a reference to a type that implements Deref into a reference to a type that Deref can convert the original type into. Deref coercion happens automatically when we pass a reference to a particular type’s value as an argument to a function or method that doesn’t match the parameter type in the function or method definition. A sequence of calls to the deref method converts the type we provided into the type the parameter needs.

Deref coercion was added to Rust so that programmers writing function and method calls don’t need to add as many explicit references and dereferences with & and *. The deref coercion feature also lets us write more code that can work for either references or smart pointers.

To see deref coercion in action, let’s use the MyBox<T> type we defined in Listing 15-8 as well as the implementation of Deref that we added in Listing 15-10. Listing 15-11 shows the definition of a function that has a string slice parameter:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
fn hello(name: &str) {
    println!("Hello, {}!", name);
}
#}

Listing 15-11: A hello function that has the parameter name of type &str

We can call the hello function with a string slice as an argument, such as hello("Rust"); for example. Deref coercion makes it possible to call hello with a reference to a value of type MyBox<String>, as shown in Listing 15-12:

Filename: src/main.rs

# use std::ops::Deref;
#
# struct MyBox<T>(T);
#
# impl<T> MyBox<T> {
#     fn new(x: T) -> MyBox<T> {
#         MyBox(x)
#     }
# }
#
# impl<T> Deref for MyBox<T> {
#     type Target = T;
#
#     fn deref(&self) -> &T {
#         &self.0
#     }
# }
#
# fn hello(name: &str) {
#     println!("Hello, {}!", name);
# }
#
fn main() {
    let m = MyBox::new(String::from("Rust"));
    hello(&m);
}

Listing 15-12: Calling hello with a reference to a MyBox<String> value, which works because of deref coercion

Here we’re calling the hello function with the argument &m, which is a reference to a MyBox<String> value. Because we implemented the Deref trait on MyBox<T> in Listing 15-10, Rust can turn &MyBox<String> into &String by calling deref. The standard library provides an implementation of Deref on String that returns a string slice, which is in the API documentation for Deref. Rust calls deref again to turn the &String into &str, which matches the hello function’s definition.

If Rust didn’t implement deref coercion, we would have to write the code in Listing 15-13 instead of the code in Listing 15-12 to call hello with a value of type &MyBox<String>:

Filename: src/main.rs

# use std::ops::Deref;
#
# struct MyBox<T>(T);
#
# impl<T> MyBox<T> {
#     fn new(x: T) -> MyBox<T> {
#         MyBox(x)
#     }
# }
#
# impl<T> Deref for MyBox<T> {
#     type Target = T;
#
#     fn deref(&self) -> &T {
#         &self.0
#     }
# }
#
# fn hello(name: &str) {
#     println!("Hello, {}!", name);
# }
#
fn main() {
    let m = MyBox::new(String::from("Rust"));
    hello(&(*m)[..]);
}

Listing 15-13: The code we would have to write if Rust didn’t have deref coercion

The (*m) dereferences the MyBox<String> into a String. Then the & and [..] take a string slice of the String that is equal to the whole string to match the signature of hello. The code without deref coercions is harder to read, write, and understand with all of these symbols involved. Deref coercion allows Rust to handle these conversions for us automatically.

When the Deref trait is defined for the types involved, Rust will analyze the types and use Deref::deref as many times as necessary to get a reference to match the parameter’s type. The number of times that Deref::deref needs to be inserted is resolved at compile time, so there is no runtime penalty for taking advantage of deref coercion!

How Deref Coercion Interacts with Mutability

Similar to how we use the Deref trait to override * on immutable references, Rust provides a DerefMut trait for overriding * on mutable references.

Rust does deref coercion when it finds types and trait implementations in three cases:

  • From &T to &U when T: Deref<Target=U>
  • From &mut T to &mut U when T: DerefMut<Target=U>
  • From &mut T to &U when T: Deref<Target=U>

The first two cases are the same except for mutability. The first case states that if you have a &T, and T implements Deref to some type U, you can get a &U transparently. The second case states that the same deref coercion happens for mutable references.

The third case is trickier: Rust will also coerce a mutable reference to an immutable one. But the reverse is not possible: immutable references will never coerce to mutable references. Because of the borrowing rules, if you have a mutable reference, that mutable reference must be the only reference to that data (otherwise, the program wouldn’t compile). Converting one mutable reference to one immutable reference will never break the borrowing rules. Converting an immutable reference to a mutable reference would require that there is only one immutable reference to that data, and the borrowing rules don’t guarantee that. Therefore, Rust can’t make the assumption that converting an immutable reference to a mutable reference is possible.

The Drop Trait Runs Code on Cleanup

The second trait important to the smart pointer pattern is Drop, which lets us customize what happens when a value is about to go out of scope. We can provide an implementation for the Drop trait on any type, and the code we specify can be used to release resources like files or network connections. We’re introducing Drop in the context of smart pointers because the functionality of the Drop trait is almost always used when implementing a smart pointer. For example, Box<T> customizes Drop to deallocate the space on the heap that the box points to.

In some languages, the programmer must call code to free memory or resources every time they finish using an instance of a smart pointer. If they forget, the system might become overloaded and crash. In Rust, we can specify that a particular bit of code should be run whenever a value goes out of scope, and the compiler will insert this code automatically. As a result, we don’t need to be careful about placing cleanup code everywhere in a program that an instance of a particular type is finished with, but we still won’t leak resources!

We specify the code to run when a value goes out of scope by implementing the Drop trait. The Drop trait requires us to implement one method named drop that takes a mutable reference to self. To see when Rust calls drop, let’s implement drop with println! statements for now.

Listing 15-14 shows a CustomSmartPointer struct whose only custom functionality is that it will print Dropping CustomSmartPointer! when the instance goes out of scope. This example demonstrates when Rust runs the drop function:

Filename: src/main.rs

struct CustomSmartPointer {
    data: String,
}

impl Drop for CustomSmartPointer {
    fn drop(&mut self) {
        println!("Dropping CustomSmartPointer with data `{}`!", self.data);
    }
}

fn main() {
    let c = CustomSmartPointer { data: String::from("my stuff") };
    let d = CustomSmartPointer { data: String::from("other stuff") };
    println!("CustomSmartPointers created.");
}

Listing 15-14: A CustomSmartPointer struct that implements the Drop trait where we would put our cleanup code

The Drop trait is included in the prelude, so we don’t need to import it. We implement the Drop trait on CustomSmartPointer and provide an implementation for the drop method that calls println!. The body of the drop function is where you would place any logic that you wanted to run when an instance of your type goes out of scope. We’re printing some text here to demonstrate when Rust will call drop.

In main, we create two instances of CustomSmartPointer and then print CustomSmartPointers created.. At the end of main, our instance of CustomSmartPointer will go out of scope, and Rust will call the code we put in the drop method, printing our final message. Note that we didn’t need to call the drop method explicitly.

When we run this program, we’ll see the following output:

CustomSmartPointers created.
Dropping CustomSmartPointer with data `other stuff`!
Dropping CustomSmartPointer with data `my stuff`!

Rust automatically called drop for us when our instance went out of scope, calling the code we specified. Variables are dropped in the reverse order of the order in which they were created, so d was dropped before c. This example just gives you a visual guide to how the drop method works, but usually you would specify the cleanup code that your type needs to run rather than a print message.

Dropping a Value Early with std::mem::drop

Unfortunately, it’s not straightforward to disable the automatic drop functionality. Disabling drop isn’t usually necessary; the whole point of the Drop trait is that it’s taken care of automatically. Occasionally, you might want to clean up a value early. One example is when using smart pointers that manage locks: you might want to force the drop method that releases the lock to run so other code in the same scope can acquire the lock. Rust doesn’t let us call the Drop trait’s drop method manually; instead we have to call the std::mem::drop function provided by the standard library if we want to force a value to be dropped before the end of its scope.

Let’s see what happens when we try to call the Drop trait’s drop method manually by modifying the main function in Listing 15-14, as shown in Listing 15-15:

Filename: src/main.rs

fn main() {
    let c = CustomSmartPointer { data: String::from("some data") };
    println!("CustomSmartPointer created.");
    c.drop();
    println!("CustomSmartPointer dropped before the end of main.");
}

Listing 15-15: Attempting to call the drop method from the Drop trait manually to clean up early

When we try to compile this code, we’ll get this error:

error[E0040]: explicit use of destructor method
  --> src/main.rs:14:7
   |
14 |     c.drop();
   |       ^^^^ explicit destructor calls not allowed

This error message states that we’re not allowed to explicitly call drop. The error message uses the term destructor, which is the general programming term for a function that cleans up an instance. A destructor is analogous to a constructor that creates an instance. The drop function in Rust is one particular destructor.

Rust doesn’t let us call drop explicitly because Rust would still automatically call drop on the value at the end of main. This would be a double free error because Rust would be trying to clean up the same value twice.

We can’t disable the automatic insertion of drop when a value goes out of scope, and we can’t call the drop method explicitly. So, if we need to force a value to be cleaned up early, we can use the std::mem::drop function.

The std::mem::drop function is different than the drop method in the Drop trait. We call it by passing the value we want to force to be dropped early as an argument. The function is in the prelude, so we can modify main in Listing 15-14 to call the drop function, as shown in Listing 15-16:

Filename: src/main.rs

# struct CustomSmartPointer {
#     data: String,
# }
#
# impl Drop for CustomSmartPointer {
#     fn drop(&mut self) {
#         println!("Dropping CustomSmartPointer!");
#     }
# }
#
fn main() {
    let c = CustomSmartPointer { data: String::from("some data") };
    println!("CustomSmartPointer created.");
    drop(c);
    println!("CustomSmartPointer dropped before the end of main.");
}

Listing 15-16: Calling std::mem::drop to explicitly drop a value before it goes out of scope

Running this code will print the following:

CustomSmartPointer created.
Dropping CustomSmartPointer with data `some data`!
CustomSmartPointer dropped before the end of main.

The text Dropping CustomSmartPointer with data `some data`! is printed between the CustomSmartPointer created. and CustomSmartPointer dropped before the end of main. text, showing that the drop method code is called to drop c at that point.

We can use code specified in a Drop trait implementation in many ways to make cleanup convenient and safe: for instance, we could use it to create our own memory allocator! With the Drop trait and Rust’s ownership system, we don’t have to remember to clean up because Rust does it automatically.

We also don’t have to worry about accidentally cleaning up values still in use because that would cause a compiler error: the ownership system that makes sure references are always valid also ensures that drop gets called only once when the value is no longer being used.

Now that we’ve examined Box<T> and some of the characteristics of smart pointers, let’s look at a few other smart pointers defined in the standard library.

Rc<T>, the Reference Counted Smart Pointer

In the majority of cases, ownership is clear: you know exactly which variable owns a given value. However, there are cases when a single value might have multiple owners. For example, in graph data structures, multiple edges might point to the same node, and that node is conceptually owned by all of the edges that point to it. A node shouldn’t be cleaned up unless it doesn’t have any edges pointing to it.

To enable multiple ownership, Rust has a type called Rc<T>. Its name is an abbreviation for reference counting, which keeps track of the number of references to a value to know whether or not a value is still in use. If there are zero references to a value, the value can be cleaned up without any references becoming invalid.

Imagine Rc<T> as a TV in a family room. When one person enters to watch TV, they turn it on. Others can come into the room and watch the TV. When the last person leaves the room, they turn off the TV because it’s no longer being used. If someone turns off the TV while others are still watching it, there would be uproar from the remaining TV watchers!

We use the Rc<T> type when we want to allocate some data on the heap for multiple parts of our program to read, and we can’t determine at compile time which part will finish using the data last. If we knew which part would finish last, we could just make that part the data’s owner and the normal ownership rules enforced at compile time would take effect.

Note that Rc<T> is only for use in single-threaded scenarios. When we discuss concurrency in Chapter 16, we’ll cover how to do reference counting in multithreaded programs.

Using Rc<T> to Share Data

Let’s return to our cons list example in Listing 15-5. Recall that we defined it using Box<T>. This time, we’ll create two lists that both share ownership of a third list, which conceptually will look similar to Figure 15-3:

Two lists that share ownership of a third list

Figure 15-3: Two lists, b and c, sharing ownership of a third list, a

We’ll create list a that contains 5 and then 10. Then we’ll make two more lists: b that starts with 3 and c that starts with 4. Both b and c lists will then continue on to the first a list containing 5 and 10. In other words, both lists will share the first list containing 5 and 10.

Trying to implement this scenario using our definition of List with Box<T> won’t work, as shown in Listing 15-17:

Filename: src/main.rs

enum List {
    Cons(i32, Box<List>),
    Nil,
}

use List::{Cons, Nil};

fn main() {
    let a = Cons(5,
        Box::new(Cons(10,
            Box::new(Nil))));
    let b = Cons(3, Box::new(a));
    let c = Cons(4, Box::new(a));
}

Listing 15-17: Demonstrating we’re not allowed to have two lists using Box<T> that try to share ownership of a third list

When we compile this code, we get this error:

error[E0382]: use of moved value: `a`
  --> src/main.rs:13:30
   |
12 |     let b = Cons(3, Box::new(a));
   |                              - value moved here
13 |     let c = Cons(4, Box::new(a));
   |                              ^ value used here after move
   |
   = note: move occurs because `a` has type `List`, which does not implement
   the `Copy` trait

The Cons variants own the data they hold, so when we create the b list, a is moved into b and b owns a. Then, when we try to use a again when creating c, we’re not allowed to because a has been moved.

We could change the definition of Cons to hold references instead, but then we would have to specify lifetime parameters. By specifying lifetime parameters, we would be specifying that every element in the list will live at least as long as the entire list. The borrow checker wouldn’t let us compile let a = Cons(10, &Nil); for example, because the temporary Nil value would be dropped before a could take a reference to it.

Instead, we’ll change our definition of List to use Rc<T> in place of Box<T>, as shown in Listing 15-18. Each Cons variant will now hold a value and an Rc<T> pointing to a List. When we create b, instead of taking ownership of a, we’ll clone the Rc<List> that a is holding, which increases the number of references from one to two and lets a and b share ownership of the data in that Rc<List>. We’ll also clone a when creating c, which increases the number of references from two to three. Every time we call Rc::clone, the reference count to the data within the Rc<List> will increase, and the data won’t be cleaned up unless there are zero references to it:

Filename: src/main.rs

enum List {
    Cons(i32, Rc<List>),
    Nil,
}

use List::{Cons, Nil};
use std::rc::Rc;

fn main() {
    let a = Rc::new(Cons(5, Rc::new(Cons(10, Rc::new(Nil)))));
    let b = Cons(3, Rc::clone(&a));
    let c = Cons(4, Rc::clone(&a));
}

Listing 15-18: A definition of List that uses Rc<T>

We need to add a use statement to bring Rc<T> into scope because it’s not in the prelude. In main, we create the list holding 5 and 10 and store it in a new Rc<List> in a. Then when we create b and c, we call the Rc::clone function and pass a reference to the Rc<List> in a as an argument.

We could have called a.clone() rather than Rc::clone(&a), but Rust’s convention is to use Rc::clone in this case. The implementation of Rc::clone doesn’t make a deep copy of all the data like most types’ implementations of clone do. The call to Rc::clone only increments the reference count, which doesn’t take much time. Deep copies of data can take a lot of time. By using Rc::clone for reference counting, we can visually distinguish between the deep copy kinds of clones and the kinds of clones that increase the reference count. When looking for performance problems in the code, we only need to consider the deep copy clones and can disregard calls to Rc::clone.

Cloning an Rc<T> Increases the Reference Count

Let’s change our working example in Listing 15-18 so we can see the reference counts changing as we create and drop references to the Rc<List> in a.

In Listing 15-19, we’ll change main so it has an inner scope around list c; then we can see how the reference count changes when c goes out of scope. At each point in the program where the reference count changes, we’ll print the reference count, which we can get by calling the Rc::strong_count function. This function is named strong_count rather than count because the Rc<T> type also has a weak_count; we’ll see what weak_count is used for in the “Preventing Reference Cycles” section.

Filename: src/main.rs

# enum List {
#     Cons(i32, Rc<List>),
#     Nil,
# }
#
# use List::{Cons, Nil};
# use std::rc::Rc;
#
fn main() {
    let a = Rc::new(Cons(5, Rc::new(Cons(10, Rc::new(Nil)))));
    println!("count after creating a = {}", Rc::strong_count(&a));
    let b = Cons(3, Rc::clone(&a));
    println!("count after creating b = {}", Rc::strong_count(&a));
    {
        let c = Cons(4, Rc::clone(&a));
        println!("count after creating c = {}", Rc::strong_count(&a));
    }
    println!("count after c goes out of scope = {}", Rc::strong_count(&a));
}

Listing 15-19: Printing the reference count

This code prints the following:

count after creating a = 1
count after creating b = 2
count after creating c = 3
count after c goes out of scope = 2

We can see that the Rc<List> in a has an initial reference count of one; then each time we call clone, the count goes up by one. When c goes out of scope, the count goes down by one. We don’t have to call a function to decrease the reference count like we have to call Rc::clone to increase the reference count: the implementation of the Drop trait decreases the reference count automatically when an Rc<T> value goes out of scope.

What we can’t see in this example is that when b and then a go out of scope at the end of main, the count is then 0, and the Rc<List> is cleaned up completely at that point. Using Rc<T> allows a single value to have multiple owners, and the count ensures that the value remains valid as long as any of the owners still exist.

Via immutable references, Rc<T> allows us to share data between multiple parts of our program for reading only. If Rc<T> allowed us to have multiple mutable references too, we might violate one of the borrowing rules discussed in Chapter 4: multiple mutable borrows to the same place can cause data races and inconsistencies. But being able to mutate data is very useful! In the next section, we’ll discuss the interior mutability pattern and the RefCell<T> type that we can use in conjunction with an Rc<T> to work with this immutability restriction.

RefCell<T> and the Interior Mutability Pattern

Interior mutability is a design pattern in Rust that allows you to mutate data even when there are immutable references to that data: normally, this action is disallowed by the borrowing rules. To do so, the pattern uses unsafe code inside a data structure to bend Rust’s usual rules that govern mutation and borrowing. We haven’t yet covered unsafe code; we will in Chapter

  1. We can use types that use the interior mutability pattern when we can ensure that the borrowing rules will be followed at runtime, even though the compiler can’t guarantee that. The unsafe code involved is then wrapped in a safe API, and the outer type is still immutable.

Let’s explore this concept by looking at the RefCell<T> type that follows the interior mutability pattern.

Enforcing Borrowing Rules at Runtime with RefCell<T>

Unlike Rc<T>, the RefCell<T> type represents single ownership over the data it holds. So, what makes RefCell<T> different than a type like Box<T>? Recall the borrowing rules you learned in Chapter 4:

  • At any given time, you can have either but not both of the following: one mutable reference or any number of immutable references.
  • References must always be valid.

With references and Box<T>, the borrowing rules’ invariants are enforced at compile time. With RefCell<T>, these invariants are enforced at runtime. With references, if you break these rules, you’ll get a compiler error. With RefCell<T>, if you break these rules, your program will panic! and exit.

The advantages of checking the borrowing rules at compile time are that errors will be caught sooner in the development process, and there is no impact on runtime performance because all the analysis is completed beforehand. For those reasons, checking the borrowing rules at compile time is the best choice in the majority of cases, which is why this is Rust’s default.

The advantage of checking the borrowing rules at runtime instead is that certain memory safe scenarios are then allowed, whereas they are disallowed by the compile time checks. Static analysis, like the Rust compiler, is inherently conservative. Some properties of code are impossible to detect by analyzing the code: the most famous example is the Halting Problem, which is beyond the scope of this book but is an interesting topic to research.

Because some analysis is impossible, if the Rust compiler can’t be sure the code complies with the ownership rules, it might reject a correct program; in this way, it’s conservative. If Rust accepted an incorrect program, users wouldn’t be able to trust in the guarantees Rust makes. However, if Rust rejects a correct program, the programmer will be inconvenienced, but nothing catastrophic can occur. The RefCell<T> type is useful when you’re sure your code follows the borrowing rules, but the compiler is unable to understand and guarantee that.

Similar to Rc<T>, RefCell<T> is only for use in single-threaded scenarios and will give you a compile time error if you try using it in a multithreaded context. We’ll talk about how to get the functionality of RefCell<T> in a multithreaded program in Chapter 16.

Here is a recap of the reasons to choose Box<T>, Rc<T>, or RefCell<T>:

  • Rc<T> enables multiple owners of the same data; Box<T> and RefCell<T> have single owners.
  • Box<T> allows immutable or mutable borrows checked at compile time; Rc<T> only allows immutable borrows checked at compile time; RefCell<T> allows immutable or mutable borrows checked at runtime.
  • Because RefCell<T> allows mutable borrows checked at runtime, we can mutate the value inside the RefCell<T> even when the RefCell<T> is immutable.

Mutating the value inside an immutable value is the interior mutability pattern. Let’s look at a situation in which interior mutability is useful and examine how it’s possible.

Interior Mutability: A Mutable Borrow to an Immutable Value

A consequence of the borrowing rules is that when we have an immutable value, we can’t borrow it mutably. For example, this code won’t compile:

fn main() {
    let x = 5;
    let y = &mut x;
}

When we try to compile this code, we’ll get the following error:

error[E0596]: cannot borrow immutable local variable `x` as mutable
 --> src/main.rs:3:18
  |
2 |     let x = 5;
  |         - consider changing this to `mut x`
3 |     let y = &mut x;
  |                  ^ cannot borrow mutably

However, there are situations in which it would be useful for a value to mutate itself in its methods, but to other code, the value would appear immutable. Code outside the value’s methods would not be able to mutate the value. Using RefCell<T> is one way to get the ability to have interior mutability. But RefCell<T> doesn’t get around the borrowing rules completely: the borrow checker in the compiler allows this interior mutability, and the borrowing rules are checked at runtime instead. If we violate the rules, we’ll get a panic! instead of a compiler error.

Let’s work through a practical example where we can use RefCell<T> to mutate an immutable value and see why that is useful.

A Use Case for Interior Mutability: Mock Objects

A test double is the general programming concept for a type used in place of another type during testing. Mock objects are specific types of test doubles that record what happens during a test so we can assert that the correct actions took place.

Rust doesn’t have objects in the same sense as other languages have objects, and Rust doesn’t have mock object functionality built into the standard library like some other languages do. However, we can definitely create a struct that will serve the same purposes as a mock object.

Here’s the scenario we’ll test: we’ll create a library that tracks a value against a maximum value and sends messages based on how close to the maximum value the current value is. This library could be used for keeping track of a user’s quota for the number of API calls they’re allowed to make, for example.

Our library will only provide the functionality of tracking how close to the maximum a value is and what the messages should be at what times. Applications that use our library will be expected to provide the mechanism for sending the messages: the application could put a message in the application, send an email, send a text message, or something else. The library doesn’t need to know that detail. All it needs is something that implements a trait we’ll provide called Messenger. Listing 15-20 shows the library code:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub trait Messenger {
    fn send(&self, msg: &str);
}

pub struct LimitTracker<'a, T: 'a + Messenger> {
    messenger: &'a T,
    value: usize,
    max: usize,
}

impl<'a, T> LimitTracker<'a, T>
    where T: Messenger {
    pub fn new(messenger: &T, max: usize) -> LimitTracker<T> {
        LimitTracker {
            messenger,
            value: 0,
            max,
        }
    }

    pub fn set_value(&mut self, value: usize) {
        self.value = value;

        let percentage_of_max = self.value as f64 / self.max as f64;

        if percentage_of_max >= 0.75 && percentage_of_max < 0.9 {
            self.messenger.send("Warning: You've used up over 75% of your quota!");
        } else if percentage_of_max >= 0.9 && percentage_of_max < 1.0 {
            self.messenger.send("Urgent warning: You've used up over 90% of your quota!");
        } else if percentage_of_max >= 1.0 {
            self.messenger.send("Error: You are over your quota!");
        }
    }
}
#}

Listing 15-20: A library to keep track of how close to a maximum value a value is and warn when the value is at certain levels

One important part of this code is that the Messenger trait has one method called send that takes an immutable reference to self and text of the message. This is the interface our mock object needs to have. The other important part is that we want to test the behavior of the set_value method on the LimitTracker. We can change what we pass in for the value parameter, but set_value doesn’t return anything for us to make assertions on. We want to be able to say that if we create a LimitTracker with something that implements the Messenger trait and a particular value for max, when we pass different numbers for value, the messenger is told to send the appropriate messages.

We need a mock object that instead of sending an email or text message when we call send will only keep track of the messages it’s told to send. We can create a new instance of the mock object, create a LimitTracker that uses the mock object, call the set_value method on LimitTracker, and then check that the mock object has the messages we expect. Listing 15-21 shows an attempt of implementing a mock object to do just that but that the borrow checker won’t allow:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod tests {
    use super::*;

    struct MockMessenger {
        sent_messages: Vec<String>,
    }

    impl MockMessenger {
        fn new() -> MockMessenger {
            MockMessenger { sent_messages: vec![] }
        }
    }

    impl Messenger for MockMessenger {
        fn send(&self, message: &str) {
            self.sent_messages.push(String::from(message));
        }
    }

    #[test]
    fn it_sends_an_over_75_percent_warning_message() {
        let mock_messenger = MockMessenger::new();
        let mut limit_tracker = LimitTracker::new(&mock_messenger, 100);

        limit_tracker.set_value(80);

        assert_eq!(mock_messenger.sent_messages.len(), 1);
    }
}
#}

Listing 15-21: An attempt to implement a MockMessenger that isn’t allowed by the borrow checker

This test code defines a MockMessenger struct that has a sent_messages field with a Vec of String values to keep track of the messages it’s told to send. We also define an associated function new to make it convenient to create new MockMessenger values that start with an empty list of messages. We then implement the Messenger trait for MockMessenger so we can give a MockMessenger to a LimitTracker. In the definition of the send method, we take the message passed in as a parameter and store it in the MockMessenger list of sent_messages.

In the test, we’re testing what happens when the LimitTracker is told to set value to something that is more than 75 percent of the max value. First, we create a new MockMessenger, which will start with an empty list of messages. Then we create a new LimitTracker and give it a reference to the new MockMessenger and a max value of 100. We call the set_value method on the LimitTracker with a value of 80, which is more than 75 percent of 100. Then we assert that the list of messages that the MockMessenger is keeping track of should now have one message in it.

However, there’s one problem with this test, as shown here:

error[E0596]: cannot borrow immutable field `self.sent_messages` as mutable
  --> src/lib.rs:52:13
   |
51 |         fn send(&self, message: &str) {
   |                 ----- use `&mut self` here to make mutable
52 |             self.sent_messages.push(String::from(message));
   |             ^^^^^^^^^^^^^^^^^^ cannot mutably borrow immutable field

We can’t modify the MockMessenger to keep track of the messages because the send method takes an immutable reference to self. We also can’t take the suggestion from the error text to use &mut self instead because then the signature of send wouldn’t match the signature in the Messenger trait definition (feel free to try and see what error message you get).

This is a situation in which interior mutability can help! We’ll store the sent_messages within a RefCell<T>, and then the send message will be able to modify sent_messages to store the messages we’ve seen. Listing 15-22 shows what that looks like:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
#[cfg(test)]
mod tests {
    use super::*;
    use std::cell::RefCell;

    struct MockMessenger {
        sent_messages: RefCell<Vec<String>>,
    }

    impl MockMessenger {
        fn new() -> MockMessenger {
            MockMessenger { sent_messages: RefCell::new(vec![]) }
        }
    }

    impl Messenger for MockMessenger {
        fn send(&self, message: &str) {
            self.sent_messages.borrow_mut().push(String::from(message));
        }
    }

    #[test]
    fn it_sends_an_over_75_percent_warning_message() {
        // --snip--
#         let mock_messenger = MockMessenger::new();
#         let mut limit_tracker = LimitTracker::new(&mock_messenger, 100);
#         limit_tracker.set_value(75);

        assert_eq!(mock_messenger.sent_messages.borrow().len(), 1);
    }
}
#}

Listing 15-22: Using RefCell<T> to mutate an inner value while the outer value is considered immutable

The sent_messages field is now of type RefCell<Vec<String>> instead of Vec<String>. In the new function, we create a new RefCell<Vec<String>> instance around the empty vector.

For the implementation of the send method, the first parameter is still an immutable borrow of self, which matches the trait definition. We call borrow_mut on the RefCell<Vec<String>> in self.sent_messages to get a mutable reference to the value inside the RefCell<Vec<String>>, which is the vector. Then we can call push on the mutable reference to the vector to keep track of the messages sent during the test.

The last change we have to make is in the assertion: to see how many items are in the inner vector, we call borrow on the RefCell<Vec<String>> to get an immutable reference to the vector.

Now that you’ve seen how to use RefCell<T>, let’s dig into how it works!

RefCell<T> Keeps Track of Borrows at Runtime

When creating immutable and mutable references, we use the & and &mut syntax, respectively. With RefCell<T>, we use the borrow and borrow_mut methods, which are part of the safe API that belongs to RefCell<T>. The borrow method returns the smart pointer type Ref<T>, and borrow_mut returns the smart pointer type RefMut<T>. Both types implement Deref so we can treat them like regular references.

The RefCell<T> keeps track of how many Ref<T> and RefMut<T> smart pointers are currently active. Every time we call borrow, the RefCell<T> increases its count of how many immutable borrows are active. When a Ref<T> value goes out of scope, the count of immutable borrows goes down by one. Just like the compile time borrowing rules, RefCell<T> lets us have many immutable borrows or one mutable borrow at any point in time.

If we try to violate these rules, rather than getting a compiler error like we would with references, the implementation of RefCell<T> will panic! at runtime. Listing 15-23 shows a modification of the implementation of send in Listing 15-22. We’re deliberately trying to create two mutable borrows active for the same scope to illustrate that RefCell<T> prevents us from doing this at runtime:

Filename: src/lib.rs

impl Messenger for MockMessenger {
    fn send(&self, message: &str) {
        let mut one_borrow = self.sent_messages.borrow_mut();
        let mut two_borrow = self.sent_messages.borrow_mut();

        one_borrow.push(String::from(message));
        two_borrow.push(String::from(message));
    }
}

Listing 15-23: Creating two mutable references in the same scope to see that RefCell<T> will panic

We create a variable one_borrow for the RefMut<T> smart pointer returned from borrow_mut. Then we create another mutable borrow in the same way in the variable two_borrow. This makes two mutable references in the same scope, which isn’t allowed. When we run the tests for our library, the code in Listing 15-23 will compile without any errors, but the test will fail:

---- tests::it_sends_an_over_75_percent_warning_message stdout ----
    thread 'tests::it_sends_an_over_75_percent_warning_message' panicked at
    'already borrowed: BorrowMutError', src/libcore/result.rs:906:4
note: Run with `RUST_BACKTRACE=1` for a backtrace.

Notice that the code panicked with the message already borrowed: BorrowMutError. This is how RefCell<T> handles violations of the borrowing rules at runtime.

Catching borrowing errors at runtime rather than compile time means that we would find a mistake in our code later in the development process and possibly not even until our code was deployed to production. Also, our code will incur a small runtime performance penalty as a result of keeping track of the borrows at runtime rather than compile time. However, using RefCell<T> makes it possible for us to write a mock object that can modify itself to keep track of the messages it has seen while we’re using it in a context where only immutable values are allowed. We can use RefCell<T> despite its trade-offs to get more functionality than regular references give us.

Having Multiple Owners of Mutable Data by Combining Rc<T> and RefCell<T>

A common way to use RefCell<T> is in combination with Rc<T>. Recall that Rc<T> lets us have multiple owners of some data, but it only gives us immutable access to that data. If we have an Rc<T> that holds a RefCell<T>, we can get a value that can have multiple owners and that we can mutate!

For example, recall the cons list example in Listing 15-18 where we used Rc<T> to let us have multiple lists share ownership of another list. Because Rc<T> only holds immutable values, we can’t change any of the values in the list once we’ve created them. Let’s add in RefCell<T> to gain the ability to change the values in the lists. Listing 15-24 shows that by using a RefCell<T> in the Cons definition, we can modify the value stored in all the lists:

Filename: src/main.rs

#[derive(Debug)]
enum List {
    Cons(Rc<RefCell<i32>>, Rc<List>),
    Nil,
}

use List::{Cons, Nil};
use std::rc::Rc;
use std::cell::RefCell;

fn main() {
    let value = Rc::new(RefCell::new(5));

    let a = Rc::new(Cons(Rc::clone(&value), Rc::new(Nil)));

    let b = Cons(Rc::new(RefCell::new(6)), Rc::clone(&a));
    let c = Cons(Rc::new(RefCell::new(10)), Rc::clone(&a));

    *value.borrow_mut() += 10;

    println!("a after = {:?}", a);
    println!("b after = {:?}", b);
    println!("c after = {:?}", c);
}

Listing 15-24: Using Rc<RefCell<i32>> to create a List that we can mutate

We create a value that is an instance of Rc<RefCell<i32> and store it in a variable named value so we can access it directly later. Then we create a List in a with a Cons variant that holds value. We need to clone value so both a and value have ownership of the inner 5 value rather than transferring ownership from value to a or having a borrow from value.

We wrap the list a in an Rc<T> so when we create lists b and c, they can both refer to a, which is what we did in Listing 15-18.

After we’ve created the lists in a, b, and c, we add 10 to the value in value. We do this by calling borrow_mut on value, which uses the automatic dereferencing feature we discussed in Chapter 5 (see the section “Where’s the -> Operator?”) to dereference the Rc<T> to the inner RefCell<T> value. The borrow_mut method returns a RefMut<T> smart pointer, and we use the dereference operator on it and change the inner value.

When we print a, b, and c, we can see that they all have the modified value of 15 rather than 5:

a after = Cons(RefCell { value: 15 }, Nil)
b after = Cons(RefCell { value: 6 }, Cons(RefCell { value: 15 }, Nil))
c after = Cons(RefCell { value: 10 }, Cons(RefCell { value: 15 }, Nil))

This technique is pretty neat! By using RefCell<T>, we have an outwardly immutable List. But we can use the methods on RefCell<T> that provide access to its interior mutability so we can modify our data when we need to. The runtime checks of the borrowing rules protect us from data races, and it’s sometimes worth trading a bit of speed for this flexibility in our data structures.

The standard library has other types that provide interior mutability, such as Cell<T>, which is similar except that instead of giving references to the inner value, the value is copied in and out of the Cell<T>. There’s also Mutex<T>, which offers interior mutability that’s safe to use across threads; we’ll discuss its use in Chapter 16. Check out the standard library docs for more details on the differences between these types.

Reference Cycles Can Leak Memory

Rust’s memory safety guarantees make it difficult but not impossible to accidentally create memory that is never cleaned up (known as a memory leak). Preventing memory leaks entirely is not one of Rust’s guarantees in the same way that disallowing data races at compile time is, meaning memory leaks are memory safe in Rust. We can see that Rust allows memory leaks by using Rc<T> and RefCell<T>: it’s possible to create references where items refer to each other in a cycle. This creates memory leaks because the reference count of each item in the cycle will never reach 0, and the values will never be dropped.

Creating a Reference Cycle

Let’s look at how a reference cycle might happen and how to prevent it, starting with the definition of the List enum and a tail method in Listing 15-25:

Filename: src/main.rs

# fn main() {}
use std::rc::Rc;
use std::cell::RefCell;
use List::{Cons, Nil};

#[derive(Debug)]
enum List {
    Cons(i32, RefCell<Rc<List>>),
    Nil,
}

impl List {
    fn tail(&self) -> Option<&RefCell<Rc<List>>> {
        match *self {
            Cons(_, ref item) => Some(item),
            Nil => None,
        }
    }
}

Listing 15-25: A cons list definition that holds a RefCell<T> so we can modify what a Cons variant is referring to

We’re using another variation of the List definition in Listing 15-5. The second element in the Cons variant is now RefCell<Rc<List>>, meaning that instead of having the ability to modify the i32 value like we did in Listing 15-24, we want to modify which List a Cons variant is pointing to. We’re also adding a tail method to make it convenient for us to access the second item if we have a Cons variant.

In Listing 15-26, we’re adding a main function that uses the definitions in Listing 15-25. This code creates a list in a and a list in b that points to the list in a, and then modifies the list in a to point to b, which creates a reference cycle. There are println! statements along the way to show what the reference counts are at various points in this process:

Filename: src/main.rs

# use List::{Cons, Nil};
# use std::rc::Rc;
# use std::cell::RefCell;
# #[derive(Debug)]
# enum List {
#     Cons(i32, RefCell<Rc<List>>),
#     Nil,
# }
#
# impl List {
#     fn tail(&self) -> Option<&RefCell<Rc<List>>> {
#         match *self {
#             Cons(_, ref item) => Some(item),
#             Nil => None,
#         }
#     }
# }
#
fn main() {
    let a = Rc::new(Cons(5, RefCell::new(Rc::new(Nil))));

    println!("a initial rc count = {}", Rc::strong_count(&a));
    println!("a next item = {:?}", a.tail());

    let b = Rc::new(Cons(10, RefCell::new(Rc::clone(&a))));

    println!("a rc count after b creation = {}", Rc::strong_count(&a));
    println!("b initial rc count = {}", Rc::strong_count(&b));
    println!("b next item = {:?}", b.tail());

    if let Some(link) = a.tail() {
        *link.borrow_mut() = Rc::clone(&b);
    }

    println!("b rc count after changing a = {}", Rc::strong_count(&b));
    println!("a rc count after changing a = {}", Rc::strong_count(&a));

    // Uncomment the next line to see that we have a cycle; it will
    // overflow the stack
    // println!("a next item = {:?}", a.tail());
}

Listing 15-26: Creating a reference cycle of two List values pointing to each other

We create an Rc<List> instance holding a List value in the variable a with an initial list of 5, Nil. We then create an Rc<List> instance holding another List value in the variable b that contains the value 10 and then points to the list in a.

We modify a so it points to b instead of Nil, which creates a cycle. We do that by using the tail method to get a reference to the RefCell<Rc<List>> in a, which we put in the variable link. Then we use the borrow_mut method on the RefCell<Rc<List>> to change the value inside from an Rc<List> that holds a Nil value to the Rc<List> in b.

When we run this code, keeping the last println! commented out for the moment, we’ll get this output:

a initial rc count = 1
a next item = Some(RefCell { value: Nil })
a rc count after b creation = 2
b initial rc count = 1
b next item = Some(RefCell { value: Cons(5, RefCell { value: Nil }) })
b rc count after changing a = 2
a rc count after changing a = 2

The reference count of the Rc<List> instances in both a and b are 2 after we change the list in a to point to b. At the end of main, Rust will try to drop b first, which will decrease the count in each of the Rc<List> instances in a and b by one.

However, because a is still referencing the Rc<List> that was in b, that Rc<List> has a count of 1 rather than 0, so the memory the Rc<List> has on the heap won’t be dropped. The memory will just sit there with a count of one, forever. To visualize this reference cycle, we’ve created a diagram in Figure 15-4:

Reference cycle of lists

Figure 15-4: A reference cycle of lists a and b pointing to each other

If you uncomment the last println! and run the program, Rust will try to print this cycle with a pointing to b pointing to a and so forth until it overflows the stack.

In this case, right after we create the reference cycle, the program ends. The consequences of this cycle aren’t very dire. If a more complex program allocates lots of memory in a cycle and holds onto it for a long time, the program would use more memory than it needs and might overwhelm the system, causing it to run out of available memory.

Creating reference cycles is not easily done, but it’s not impossible either. If you have RefCell<T> values that contain Rc<T> values or similar nested combinations of types with interior mutability and reference counting, you must ensure that you don’t create cycles; you can’t rely on Rust to catch them. Creating a reference cycle would be a logic bug in your program that you should use automated tests, code reviews, and other software development practices to minimize.

Another solution for avoiding reference cycles is reorganizing your data structures so that some references express ownership and some references don’t. As a result, you can have cycles made up of some ownership relationships and some non-ownership relationships, and only the ownership relationships affect whether or not a value can be dropped. In Listing 15-25, we always want Cons variants to own their list, so reorganizing the data structure isn’t possible. Let’s look at an example using graphs made up of parent nodes and child nodes to see when non-ownership relationships are an appropriate way to prevent reference cycles.

Preventing Reference Cycles: Turn an Rc<T> into a Weak<T>

So far, we’ve demonstrated that calling Rc::clone increases the strong_count of an Rc<T> instance, and an Rc<T> instance is only cleaned up if its strong_count is 0. We can also create a weak reference to the value within an Rc<T> instance by calling Rc::downgrade and passing a reference to the Rc<T>. When we call Rc::downgrade, we get a smart pointer of type Weak<T>. Instead of increasing the strong_count in the Rc<T> instance by one, calling Rc::downgrade increases the weak_count by one. The Rc<T> type uses weak_count to keep track of how many Weak<T> references exist, similar to strong_count. The difference is the weak_count doesn’t need to be 0 for the Rc<T> instance to be cleaned up.

Strong references are how we can share ownership of an Rc<T> instance. Weak references don’t express an ownership relationship. They won’t cause a reference cycle because any cycle involving some weak references will be broken once the strong reference count of values involved is 0.

Because the value that Weak<T> references might have been dropped, to do anything with the value that a Weak<T> is pointing to, we must make sure the value still exists. We do this by calling the upgrade method on a Weak<T> instance, which will return an Option<Rc<T>>. We’ll get a result of Some if the Rc<T> value has not been dropped yet and a result of None if the Rc<T> value has been dropped. Because upgrade returns an Option<T>, Rust will ensure that we handle the Some case and the None case, and there won’t be an invalid pointer.

As an example, rather than using a list whose items know only about the next item, we’ll create a tree whose items know about their children items and their parent items.

Creating a Tree Data Structure: a Node with Child Nodes

To start, we’ll build a tree with nodes that know about their child nodes. We’ll create a struct named Node that holds its own i32 value as well as references to its children Node values:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
use std::rc::Rc;
use std::cell::RefCell;

#[derive(Debug)]
struct Node {
    value: i32,
    children: RefCell<Vec<Rc<Node>>>,
}
#}

We want a Node to own its children, and we want to share that ownership with variables so we can access each Node in the tree directly. To do this, we define the Vec<T> items to be values of type Rc<Node>. We also want to modify which nodes are children of another node, so we have a RefCell<T> in children around the Vec<Rc<Node>>.

Next, we’ll use our struct definition and create one Node instance named leaf with the value 3 and no children, and another instance named branch with the value 5 and leaf as one of its children, as shown in Listing 15-27:

Filename: src/main.rs

# use std::rc::Rc;
# use std::cell::RefCell;
#
# #[derive(Debug)]
# struct Node {
#     value: i32,
#    children: RefCell<Vec<Rc<Node>>>,
# }
#
fn main() {
    let leaf = Rc::new(Node {
        value: 3,
        children: RefCell::new(vec![]),
    });

    let branch = Rc::new(Node {
        value: 5,
        children: RefCell::new(vec![Rc::clone(&leaf)]),
    });
}

Listing 15-27: Creating a leaf node with no children and a branch node with leaf as one of its children

We clone the Rc<Node> in leaf and store that in branch, meaning the Node in leaf now has two owners: leaf and branch. We can get from branch to leaf through branch.children, but there’s no way to get from leaf to branch. The reason is that leaf has no reference to branch and doesn’t know they’re related. We want leaf to know that branch is its parent. We’ll do that next.

Adding a Reference from a Child to Its Parent

To make the child node aware of its parent, we need to add a parent field to our Node struct definition. The trouble is in deciding what the type of parent should be. We know it can’t contain an Rc<T> because that would create a reference cycle with leaf.parent pointing to branch and branch.children pointing to leaf, which would cause their strong_count values to never be 0.

Thinking about the relationships another way, a parent node should own its children: if a parent node is dropped, its child nodes should be dropped as well. However, a child should not own its parent: if we drop a child node, the parent should still exist. This is a case for weak references!

So instead of Rc<T>, we’ll make the type of parent use Weak<T>, specifically a RefCell<Weak<Node>>. Now our Node struct definition looks like this:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
use std::rc::{Rc, Weak};
use std::cell::RefCell;

#[derive(Debug)]
struct Node {
    value: i32,
    parent: RefCell<Weak<Node>>,
    children: RefCell<Vec<Rc<Node>>>,
}
#}

Now a node will be able to refer to its parent node but doesn’t own its parent. In Listing 15-28, we update main to use this new definition so the leaf node will have a way to refer to its parent, branch:

Filename: src/main.rs

# use std::rc::{Rc, Weak};
# use std::cell::RefCell;
#
# #[derive(Debug)]
# struct Node {
#     value: i32,
#     parent: RefCell<Weak<Node>>,
#     children: RefCell<Vec<Rc<Node>>>,
# }
#
fn main() {
    let leaf = Rc::new(Node {
        value: 3,
        parent: RefCell::new(Weak::new()),
        children: RefCell::new(vec![]),
    });

    println!("leaf parent = {:?}", leaf.parent.borrow().upgrade());

    let branch = Rc::new(Node {
        value: 5,
        parent: RefCell::new(Weak::new()),
        children: RefCell::new(vec![Rc::clone(&leaf)]),
    });

    *leaf.parent.borrow_mut() = Rc::downgrade(&branch);

    println!("leaf parent = {:?}", leaf.parent.borrow().upgrade());
}

Listing 15-28: A leaf node with a Weak reference to its parent node branch

Creating the leaf node looks similar to how creating the leaf node looked in Listing 15-27 with the exception of the parent field: leaf starts out without a parent, so we create a new, empty Weak<Node> reference instance.

At this point, when we try to get a reference to the parent of leaf by using the upgrade method, we get a None value. We see this in the output from the first println! statement:

leaf parent = None

When we create the branch node, it will also have a new Weak<Node> reference in the parent field, because branch doesn’t have a parent node. We still have leaf as one of the children of branch. Once we have the Node instance in branch, we can modify leaf to give it a Weak<Node> reference to its parent. We use the borrow_mut method on the RefCell<Weak<Node>> in the parent field of leaf, and then we use the Rc::downgrade function to create a Weak<Node> reference to branch from the Rc<Node> in branch.

When we print the parent of leaf again, this time we’ll get a Some variant holding branch: now leaf can access its parent! When we print leaf, we also avoid the cycle that eventually ended in a stack overflow like we had in Listing 15-26: the Weak<Node> references are printed as (Weak):

leaf parent = Some(Node { value: 5, parent: RefCell { value: (Weak) },
children: RefCell { value: [Node { value: 3, parent: RefCell { value: (Weak) },
children: RefCell { value: [] } }] } })

The lack of infinite output indicates that this code didn’t create a reference cycle. We can also tell this by looking at the values we get from calling Rc::strong_count and Rc::weak_count.

Visualizing Changes to strong_count and weak_count

Let’s look at how the strong_count and weak_count values of the Rc<Node> instances change by creating a new inner scope and moving the creation of branch into that scope. By doing so, we can see what happens when branch is created and then dropped when it goes out of scope. The modifications are shown in Listing 15-29:

Filename: src/main.rs

# use std::rc::{Rc, Weak};
# use std::cell::RefCell;
#
# #[derive(Debug)]
# struct Node {
#     value: i32,
#     parent: RefCell<Weak<Node>>,
#     children: RefCell<Vec<Rc<Node>>>,
# }
#
fn main() {
    let leaf = Rc::new(Node {
        value: 3,
        parent: RefCell::new(Weak::new()),
        children: RefCell::new(vec![]),
    });

    println!(
        "leaf strong = {}, weak = {}",
        Rc::strong_count(&leaf),
        Rc::weak_count(&leaf),
    );

    {
        let branch = Rc::new(Node {
            value: 5,
            parent: RefCell::new(Weak::new()),
            children: RefCell::new(vec![Rc::clone(&leaf)]),
        });

        *leaf.parent.borrow_mut() = Rc::downgrade(&branch);

        println!(
            "branch strong = {}, weak = {}",
            Rc::strong_count(&branch),
            Rc::weak_count(&branch),
        );

        println!(
            "leaf strong = {}, weak = {}",
            Rc::strong_count(&leaf),
            Rc::weak_count(&leaf),
        );
    }

    println!("leaf parent = {:?}", leaf.parent.borrow().upgrade());
    println!(
        "leaf strong = {}, weak = {}",
        Rc::strong_count(&leaf),
        Rc::weak_count(&leaf),
    );
}

Listing 15-29: Creating branch in an inner scope and examining strong and weak reference counts

After leaf is created, its Rc<Node> has a strong count of 1 and a weak count of 0. In the inner scope, we create branch and associate it with leaf, at which point when we print the counts, the Rc<Node> in branch will have a strong count of 1 and a weak count of 1 (for leaf.parent pointing to branch with a Weak<Node>). When we print the counts in leaf, we’ll see it will have a strong count of 2, because branch now has a clone of the Rc<Node> of leaf stored in branch.children but will still have a weak count of 0.

When the inner scope ends, branch goes out of scope and the strong count of the Rc<Node> decreases to 0, so its Node is dropped. The weak count of 1 from leaf.parent has no bearing on whether or not Node is dropped, so we don’t get any memory leaks!

If we try to access the parent of leaf after the end of the scope, we’ll get None again. At the end of the program, the Rc<Node> in leaf has a strong count of 1 and a weak count of 0, because the variable leaf is now the only reference to the Rc<Node> again.

All of the logic that manages the counts and value dropping is built into Rc<T> and Weak<T> and their implementations of the Drop trait. By specifying that the relationship from a child to its parent should be a Weak<T> reference in the definition of Node, we’re able to have parent nodes point to child nodes and vice versa without creating a reference cycle and memory leaks.

Summary

This chapter covered how to use smart pointers to make different guarantees and trade-offs than those Rust makes by default with regular references. The Box<T> type has a known size and points to data allocated on the heap. The Rc<T> type keeps track of the number of references to data on the heap, so that data can have multiple owners. The RefCell<T> type with its interior mutability gives us a type that we can use when we need an immutable type but need to change an inner value of that type; it also enforces the borrowing rules at runtime instead of at compile time.

Also discussed were the Deref and Drop traits that enable a lot of the functionality of smart pointers. We explored reference cycles that can cause memory leaks and how to prevent them using Weak<T>.

If this chapter has piqued your interest and you want to implement your own smart pointers, check out “The Rustonomicon” at https://doc.rust-lang.org/stable/nomicon/ for more useful information.

Next, we’ll talk about concurrency in Rust. You’ll even learn about a few new smart pointers.

Fearless Concurrency

Handling concurrent programming safely and efficiently is another of Rust’s major goals. Concurrent programming, where different parts of a program execute independently, and parallel programming, where different parts of a program execute at the same time, are becoming increasingly important as more computers take advantage of their multiple processors. Historically, programming in these contexts has been difficult and error prone: Rust hopes to change that.

Initially, the Rust team thought that ensuring memory safety and preventing concurrency problems were two separate challenges to be solved with different methods. Over time, the team discovered that the ownership and type systems are a powerful set of tools to help manage memory safety and concurrency problems! By leveraging ownership and type checking, many concurrency errors are compile time errors in Rust rather than runtime errors. Therefore, rather than you spending lots of time trying to reproduce the exact circumstances under which a runtime concurrency bug occurs, incorrect code will refuse to compile and present an error explaining the problem. As a result, you can fix your code while you’re working on it rather than potentially after it has been shipped to production. We’ve nicknamed this aspect of Rust fearless concurrency. Fearless concurrency allows you to write code that is free of subtle bugs and is easy to refactor without introducing new bugs.

Note: For simplicity’s sake, we’ll refer to many of the problems as concurrent rather than being more precise by saying concurrent and/or parallel. If this book was specifically about concurrency and/or parallelism, we’d be more. specific. For this chapter, please mentally substitute concurrent and/or parallel whenever we use concurrent.

Many languages are dogmatic about the solutions they offer for handling concurrent problems. For example, Erlang has elegant functionality for message passing concurrency but has only obscure ways to share state between threads. Supporting only a subset of possible solutions is a reasonable strategy for higher-level languages, because a higher-level language promises benefits from giving up some control to gain abstractions. However, lower-level languages are expected to provide the solution with the best performance in any given situation and have fewer abstractions over the hardware. Therefore, Rust offers a variety of tools for modeling problems in whatever way is appropriate for your situation and requirements.

Here are the topics we’ll cover in this chapter:

  • How to create threads to run multiple pieces of code at the same time
  • Message passing concurrency, where channels send messages between threads
  • Shared state concurrency, where multiple threads have access to some piece of data
  • The Sync and Send traits, which extend Rust’s concurrency guarantees to user-defined types as well as types provided by the standard library

Using Threads to Run Code Simultaneously

In most current operating systems, an executed program’s code is run in a process, and the operating system manages multiple processes at once. Within your program, you can also have independent parts that run simultaneously. The feature that runs these independent parts is called threads.

Splitting the computation in your program into multiple threads can improve performance because the program does multiple tasks at the same time, but it also adds complexity. Because threads can run simultaneously, there’s no inherent guarantee about the order in which parts of your code on different threads will run. This can lead to problems, such as:

  • Race conditions, where threads are accessing data or resources in an inconsistent order
  • Deadlocks, where two threads are waiting for each other to finish using a resource the other thread has, preventing both threads from continuing
  • Bugs that only happen in certain situations and are hard to reproduce and fix reliably

Rust attempts to mitigate the negative effects of using threads. Programming in a multithreaded context still takes careful thought and requires a code structure that is different from programs that run in a single thread.

Programming languages implement threads in a few different ways. Many operating systems provide an API for creating new threads. This model where a language calls the operating system APIs to create threads is sometimes called 1:1, one operating system thread per one language thread.

Many programming languages provide their own special implementation of threads. Programming language-provided threads are known as green threads, and languages that use these green threads will execute them in the context of a different number of operating system threads. For this reason, the green threaded model is called the M:N model: M green threads per N operating system threads, where M and N are not necessarily the same number.

Each model has its own advantages and trade-offs, and the trade-off most important to Rust is runtime support. Runtime is a confusing term and can have different meanings in different contexts.

In this context, by runtime we mean code that is included by the language in every binary. This code can be large or small depending on the language, but every non-assembly language will have some amount of runtime code. For that reason, colloquially when people say a language has “no runtime,” they often mean “small runtime.” Smaller runtimes have fewer features but have the advantage of resulting in smaller binaries, which make it easier to combine the language with other languages in more contexts. Although many languages are okay with increasing the runtime size in exchange for more features, Rust needs to have nearly no runtime and cannot compromise on being able to call into C to maintain performance.

The green threading M:N model requires a larger language runtime to manage threads. As such, the Rust standard library only provides an implementation of 1:1 threading. Because Rust is such a low-level language, there are crates that implement M:N threading if you would rather trade overhead for aspects such as more control over which threads run when and lower costs of context switching, for example.

Now that we’ve defined threads in Rust, let’s explore how to use the thread-related API provided by the standard library.

Creating a New Thread with spawn

To create a new thread, we call the thread::spawn function and pass it a closure (we talked about closures in Chapter 13) containing the code we want to run in the new thread. The example in Listing 16-1 prints some text from a main thread and other text from a new thread:

Filename: src/main.rs

use std::thread;
use std::time::Duration;

fn main() {
    thread::spawn(|| {
        for i in 1..10 {
            println!("hi number {} from the spawned thread!", i);
            thread::sleep(Duration::from_millis(1));
        }
    });

    for i in 1..5 {
        println!("hi number {} from the main thread!", i);
        thread::sleep(Duration::from_millis(1));
    }
}

Listing 16-1: Creating a new thread to print one thing while the main thread prints something else

Note that with this function, the new thread will be stopped when the main thread ends, whether or not it has finished running. The output from this program might be a little different every time, but it will look similar to the following:

hi number 1 from the main thread!
hi number 1 from the spawned thread!
hi number 2 from the main thread!
hi number 2 from the spawned thread!
hi number 3 from the main thread!
hi number 3 from the spawned thread!
hi number 4 from the main thread!
hi number 4 from the spawned thread!
hi number 5 from the spawned thread!

The calls to thread::sleep force a thread to stop its execution for a short duration, which allows a different thread to run. The threads will probably take turns, but that isn’t guaranteed: it depends on how your operating system schedules the threads. In this run, the main thread printed first, even though the print statement from the spawned thread appears first in the code. And even though we told the spawned thread to print until i is 9, it only got to 5 before the main thread shut down.

If you run this code and only see output from the main thread, or don’t see any overlap, try increasing the numbers in the ranges to create more opportunities for the operating system to switch between the threads.

Waiting for All Threads to Finish Using join Handles

The code in Listing 16-1 not only stops the spawned thread prematurely most of the time due to the main thread ending, but there is no guarantee that the spawned thread will get to run at all. The reason is that there is no guarantee on the order in which threads run!

We can fix the problem of the spawned thread not getting to run, or not getting to run completely, by saving the return value of thread::spawn in a variable. The return type of thread::spawn is JoinHandle. A JoinHandle is an owned value that, when we call the join method on it, will wait for its thread to finish. Listing 16-2 shows how to use the JoinHandle of the thread we created in Listing 16-1 and call join to make sure the spawned thread finishes before main exits:

Filename: src/main.rs

use std::thread;
use std::time::Duration;

fn main() {
    let handle = thread::spawn(|| {
        for i in 1..10 {
            println!("hi number {} from the spawned thread!", i);
            thread::sleep(Duration::from_millis(1));
        }
    });

    for i in 1..5 {
        println!("hi number {} from the main thread!", i);
        thread::sleep(Duration::from_millis(1));
    }

    handle.join().unwrap();
}

Listing 16-2: Saving a JoinHandle from thread::spawn to guarantee the thread is run to completion

Calling join on the handle blocks the thread currently running until the thread represented by the handle terminates. Blocking a thread means that thread is prevented from performing work or exiting. Because we’ve put the call to join after the main thread’s for loop, running Listing 16-2 should produce output similar to this:

hi number 1 from the main thread!
hi number 2 from the main thread!
hi number 1 from the spawned thread!
hi number 3 from the main thread!
hi number 2 from the spawned thread!
hi number 4 from the main thread!
hi number 3 from the spawned thread!
hi number 4 from the spawned thread!
hi number 5 from the spawned thread!
hi number 6 from the spawned thread!
hi number 7 from the spawned thread!
hi number 8 from the spawned thread!
hi number 9 from the spawned thread!

The two threads continue alternating, but the main thread waits because of the call to handle.join() and does not end until the spawned thread is finished.

But let’s see what happens when we instead move handle.join() before the for loop in main, like this:

Filename: src/main.rs

use std::thread;
use std::time::Duration;

fn main() {
    let handle = thread::spawn(|| {
        for i in 1..10 {
            println!("hi number {} from the spawned thread!", i);
            thread::sleep(Duration::from_millis(1));
        }
    });

    handle.join().unwrap();

    for i in 1..5 {
        println!("hi number {} from the main thread!", i);
        thread::sleep(Duration::from_millis(1));
    }
}

The main thread will wait for the spawned thread to finish and then run its for loop, so the output won’t be interleaved anymore, as shown here:

hi number 1 from the spawned thread!
hi number 2 from the spawned thread!
hi number 3 from the spawned thread!
hi number 4 from the spawned thread!
hi number 5 from the spawned thread!
hi number 6 from the spawned thread!
hi number 7 from the spawned thread!
hi number 8 from the spawned thread!
hi number 9 from the spawned thread!
hi number 1 from the main thread!
hi number 2 from the main thread!
hi number 3 from the main thread!
hi number 4 from the main thread!

Thinking about such a small detail as where to call join can affect whether or not your threads run at the same time.

Using move Closures with Threads

The move closure, which we mentioned briefly in Chapter 13, is often used alongside thread::spawn because it allows us to use data from one thread in another thread.

In Chapter 13, we said that “If we want to force the closure to take ownership of the values it uses in the environment, we can use the move keyword before the parameter list. This technique is mostly useful when passing a closure to a new thread to move the data so it’s owned by the new thread.”

Now that we’re creating new threads, we’ll talk about capturing values in closures.

Notice in Listing 16-1 that the closure we pass to thread::spawn takes no arguments: we’re not using any data from the main thread in the spawned thread’s code. To do so, the spawned thread’s closure must capture the values it needs. Listing 16-3 shows an attempt to create a vector in the main thread and use it in the spawned thread. However, this won’t yet work, as you’ll see in a moment:

Filename: src/main.rs

use std::thread;

fn main() {
    let v = vec![1, 2, 3];

    let handle = thread::spawn(|| {
        println!("Here's a vector: {:?}", v);
    });

    handle.join().unwrap();
}

Listing 16-3: Attempting to use a vector created by the main thread in another thread

The closure uses v, so it will capture v and make it part of the closure’s environment. Because thread::spawn runs this closure in a new thread, we should be able to access v inside that new thread. But when we compile this example, we get the following error:

error[E0373]: closure may outlive the current function, but it borrows `v`,
which is owned by the current function
 --> src/main.rs:6:32
  |
6 |     let handle = thread::spawn(|| {
  |                                ^^ may outlive borrowed value `v`
7 |         println!("Here's a vector: {:?}", v);
  |                                           - `v` is borrowed here
  |
help: to force the closure to take ownership of `v` (and any other referenced
variables), use the `move` keyword
  |
6 |     let handle = thread::spawn(move || {
  |                                ^^^^^^^

Rust infers how to capture v, and because println! only needs a reference to v, the closure tries to borrow v. However, there’s a problem: Rust can’t tell how long the spawned thread will run, so it doesn’t know if the reference to v will always be valid.

Listing 16-4 provides a scenario that’s more likely to have a reference to v that won’t be valid:

Filename: src/main.rs

use std::thread;

fn main() {
    let v = vec![1, 2, 3];

    let handle = thread::spawn(|| {
        println!("Here's a vector: {:?}", v);
    });

    drop(v); // oh no!

    handle.join().unwrap();
}

Listing 16-4: A thread with a closure that attempts to capture a reference to v from a main thread that drops v

If we were allowed to run this code, there’s a possibility the spawned thread will be immediately put in the background without running at all. The spawned thread has a reference to v inside, but the main thread immediately drops v, using the drop function we discussed in Chapter 15. Then, when the spawned thread starts to execute, v is no longer valid, so a reference to it is also invalid. Oh no!

To fix the compiler error in Listing 16-3, we can use the error message’s advice:

help: to force the closure to take ownership of `v` (and any other referenced
variables), use the `move` keyword
  |
6 |     let handle = thread::spawn(move || {
  |                                ^^^^^^^

By adding the move keyword before the closure, we force the closure to take ownership of the values it’s using rather than allowing Rust to infer that it should borrow the values. The modification to Listing 16-3 shown in Listing 16-5 will compile and run as we intend:

Filename: src/main.rs

use std::thread;

fn main() {
    let v = vec![1, 2, 3];

    let handle = thread::spawn(move || {
        println!("Here's a vector: {:?}", v);
    });

    handle.join().unwrap();
}

Listing 16-5: Using the move keyword to force a closure to take ownership of the values it uses

What would happen to the code in Listing 16-4 where the main thread called drop if we use a move closure? Would move fix that case? Unfortunately, no; we would get a different error because what Listing 16-4 is trying to do isn’t allowed for a different reason. If we add move to the closure, we would move v into the closure’s environment, and we could no longer call drop on it in the main thread. We would get this compiler error instead:

error[E0382]: use of moved value: `v`
  --> src/main.rs:10:10
   |
6  |     let handle = thread::spawn(move || {
   |                                ------- value moved (into closure) here
...
10 |     drop(v); // oh no!
   |          ^ value used here after move
   |
   = note: move occurs because `v` has type `std::vec::Vec<i32>`, which does
   not implement the `Copy` trait

Rust’s ownership rules have saved us again! We got an error from the code in Listing 16-3 because Rust was being conservative and only borrowing v for the thread, which meant the main thread could theoretically invalidate the spawned thread’s reference. By telling Rust to move ownership of v to the spawned thread, we’re guaranteeing Rust that the main thread won’t use v anymore. If we change Listing 16-4 in the same way, we’re then violating the ownership rules when we try to use v in the main thread. The move keyword overrides Rust’s conservative default of borrowing; it doesn’t let us violate the ownership rules.

With a basic understanding of threads and the thread API, let’s look at what we can do with threads.

Message Passing to Transfer Data Between Threads

One increasingly popular approach to ensuring safe concurrency is message passing, where threads or actors communicate by sending each other messages containing data. Here’s the idea in a slogan from the Go language documentation:

Do not communicate by sharing memory; instead, share memory by communicating.

--Effective Go

One major tool Rust has for accomplishing message sending concurrency is the channel, a programming concept that Rust’s standard library provides an implementation of. You can imagine a channel in programming like a channel of water, such as a stream or a river. If you put something like a rubber duck or a boat into a stream, it will travel downstream to the end of the river.

A channel in programming has two halves: a transmitter and a receiver. The transmitter half is the upstream location where we put rubber ducks into the river, and the receiver half is where the rubber duck ends up downstream. One part of our code calls methods on the transmitter with the data we want to send, and another part checks the receiving end for arriving messages. A channel is said to be closed if either the transmitter or receiver half is dropped.

Here, we’ll work up to a program that has one thread to generate values and send them down a channel, and another thread that will receive the values and print them out. We’ll be sending simple values between threads using a channel to illustrate the feature. Once you’re familiar with the technique, you could use channels to implement a chat system or a system where many threads perform parts of a calculation and send the parts to one thread that aggregates the results.

First, in Listing 16-6, we’ll create a channel but not do anything with it. Note that this won’t compile yet because Rust can’t tell what type of values we want to send over the channel:

Filename: src/main.rs

use std::sync::mpsc;

fn main() {
    let (tx, rx) = mpsc::channel();
#     tx.send(()).unwrap();
}

Listing 16-6: Creating a channel and assigning the two halves to tx and rx

We create a new channel using the mpsc::channel function; mpsc stands for multiple producer, single consumer. In short, the way Rust’s standard library implements channels means a channel can have multiple sending ends that produce values but only one receiving end that consumes those values. Imagine multiple rivers and streams flowing together into one big river: everything sent down any of the streams will end up in one river at the end. We’ll start with a single producer for now, but we’ll add multiple producers when we get this example working.

The mpsc::channel function returns a tuple, the first element of which is the sending end and the second element is the receiving end. The abbreviations tx and rx are traditionally used in many fields for transmitter and receiver respectively, so we name our variables as such to indicate each end. We’re using a let statement with a pattern that destructures the tuples; we’ll discuss the use of patterns in let statements and destructuring in Chapter 18. Using a let statement this way is a convenient approach to extract the pieces of the tuple returned by mpsc::channel.

Let’s move the transmitting end into a spawned thread and have it send one string so the spawned thread is communicating with the main thread, as shown in Listing 16-7. This is like putting a rubber duck in the river upstream or sending a chat message from one thread to another:

Filename: src/main.rs

use std::thread;
use std::sync::mpsc;

fn main() {
    let (tx, rx) = mpsc::channel();

    thread::spawn(move || {
        let val = String::from("hi");
        tx.send(val).unwrap();
    });
}

Listing 16-7: Moving tx to a spawned thread and sending “hi”

Again, we’re using thread::spawn to create a new thread and then using move to move tx into the closure so the spawned thread owns tx. The spawned thread needs to own the transmitting end of the channel to be able to send messages through the channel.

The transmitting end has a send method that takes the value we want to send. The send method returns a Result<T, E> type, so if the receiving end has already been dropped and there’s nowhere to send a value, the send operation will return an error. In this example, we’re calling unwrap to panic in case of an error. But in a real application, we would handle it properly: return to Chapter 9 to review strategies for proper error handling.

In Listing 16-8, we’ll get the value from the receiving end of the channel in the main thread. This is like retrieving the rubber duck from the water at the end of the river or like getting a chat message:

Filename: src/main.rs

use std::thread;
use std::sync::mpsc;

fn main() {
    let (tx, rx) = mpsc::channel();

    thread::spawn(move || {
        let val = String::from("hi");
        tx.send(val).unwrap();
    });

    let received = rx.recv().unwrap();
    println!("Got: {}", received);
}

Listing 16-8: Receiving the value “hi” in the main thread and printing it

The receiving end of a channel has two useful methods: recv and try_recv. We’re using recv, short for receive, which will block the main thread’s execution and wait until a value is sent down the channel. Once a value is sent, recv will return it in a Result<T, E>. When the sending end of the channel closes, recv will return an error to signal that no more values will be coming.

The try_recv method doesn’t block, but will instead return a Result<T, E> immediately: an Ok value holding a message if one is available and an Err value if there aren’t any messages this time. Using try_recv is useful if this thread has other work to do while waiting for messages: we could write a loop that calls try_recv every so often, handles a message if one is available, and otherwise does other work for a little while until checking again.

We’ve used recv in this example for simplicity; we don’t have any other work for the main thread to do other than wait for messages, so blocking the main thread is appropriate.

When we run the code in Listing 16-8, we’ll see the value printed from the main thread:

Got: hi

Perfect!

Channels and Ownership Transference

The ownership rules play a vital role in message sending because they help us write safe, concurrent code. Preventing errors in concurrent programming is the advantage we get by making the trade-off of having to think about ownership throughout our Rust programs. Let’s do an experiment to show how channels and ownership work together to prevent problems: we’ll try to use a val value in the spawned thread after we’ve sent it down the channel. Try compiling the code in Listing 16-9:

Filename: src/main.rs

use std::thread;
use std::sync::mpsc;

fn main() {
    let (tx, rx) = mpsc::channel();

    thread::spawn(move || {
        let val = String::from("hi");
        tx.send(val).unwrap();
        println!("val is {}", val);
    });

    let received = rx.recv().unwrap();
    println!("Got: {}", received);
}

Listing 16-9: Attempting to use val after we’ve sent it down the channel

Here, we try to print val after we’ve sent it down the channel via tx.send. Allowing this would be a bad idea: once the value has been sent to another thread, that thread could modify or drop it before we try to use the value again. Potentially, the other thread's modifications could cause errors or unexpected results due to inconsistent or nonexistent data. However, Rust gives us an error if we try to compile the code in Listing 16-9:

error[E0382]: use of moved value: `val`
  --> src/main.rs:10:31
   |
9  |         tx.send(val).unwrap();
   |                 --- value moved here
10 |         println!("val is {}", val);
   |                               ^^^ value used here after move
   |
   = note: move occurs because `val` has type `std::string::String`, which does
not implement the `Copy` trait

Our concurrency mistake has caused a compile time error. The send function takes ownership of its parameter, and when the value is moved, the receiver takes ownership of it. This stops us from accidentally using the value again after sending it; the ownership system checks that everything is okay.

Sending Multiple Values and Seeing the Receiver Waiting

The code in Listing 16-8 compiled and ran, but it didn’t clearly show us that two separate threads were talking to each other over the channel. In Listing 16-10 we’ve made some modifications that will prove the code in Listing 16-8 is running concurrently: the spawned thread will now send multiple messages and pause for a second between each message:

Filename: src/main.rs

use std::thread;
use std::sync::mpsc;
use std::time::Duration;

fn main() {
    let (tx, rx) = mpsc::channel();

    thread::spawn(move || {
        let vals = vec![
            String::from("hi"),
            String::from("from"),
            String::from("the"),
            String::from("thread"),
        ];

        for val in vals {
            tx.send(val).unwrap();
            thread::sleep(Duration::from_secs(1));
        }
    });

    for received in rx {
        println!("Got: {}", received);
    }
}

Listing 16-10: Sending multiple messages and pausing between each one

This time, the spawned thread has a vector of strings that we want to send to the main thread. We iterate over them, sending each individually, and pause between each by calling the thread::sleep function with a Duration value of one second.

In the main thread, we’re not calling the recv function explicitly anymore: instead, we’re treating rx as an iterator. For each value received, we’re printing it. When the channel is closed, iteration will end.

When running the code in Listing 16-10, you should see the following output with a one second pause in between each line:

Got: hi
Got: from
Got: the
Got: thread

Because we don’t have any code that pauses or delays in the for loop in the main thread, we can tell that the main thread is waiting to receive values from the spawned thread.

Creating Multiple Producers by Cloning the Transmitter

Earlier we mentioned that mpsc was an acronym for multiple producer, single consumer. Let’s put mpsc to use and expand the code in Listing 16-10 to create multiple threads that all send values to the same receiver. We can do so by cloning the transmitting half of the channel, as shown in Listing 16-11:

Filename: src/main.rs

# use std::thread;
# use std::sync::mpsc;
# use std::time::Duration;
#
# fn main() {
// --snip--

let (tx, rx) = mpsc::channel();

let tx1 = mpsc::Sender::clone(&tx);
thread::spawn(move || {
    let vals = vec![
        String::from("hi"),
        String::from("from"),
        String::from("the"),
        String::from("thread"),
    ];

    for val in vals {
        tx1.send(val).unwrap();
        thread::sleep(Duration::from_secs(1));
    }
});

thread::spawn(move || {
    let vals = vec![
        String::from("more"),
        String::from("messages"),
        String::from("for"),
        String::from("you"),
    ];

    for val in vals {
        tx.send(val).unwrap();
        thread::sleep(Duration::from_secs(1));
    }
});

for received in rx {
    println!("Got: {}", received);
}

// --snip--
# }

Listing 16-11: Sending multiple messages from multiple producers

This time, before we create the first spawned thread, we call clone on the sending end of the channel. This will give us a new sending handle we can pass to the first spawned thread. We pass the original sending end of the channel to a second spawned thread. This gives us two threads, each sending different messages to the receiving end of the channel.

When you run the code, you’ll probably see output like this:

Got: hi
Got: more
Got: from
Got: messages
Got: for
Got: the
Got: thread
Got: you

You might see the values in another order; it depends on your system. This is what makes concurrency interesting as well as difficult. If you experiment with thread::sleep, giving it various values in the different threads, each run will be more non-deterministic and create different output each time.

Now that we’ve looked at how channels work, let’s look at a different method of concurrency.

Shared State Concurrency

Message passing is a fine way of handling concurrency, but it’s not the only one. Consider this part of the slogan from the Go language documentation again: “communicate by sharing memory.”

What would communicating by sharing memory look like? In addition, why would message passing enthusiasts not use it and do the opposite instead?

In a way, channels in any programming language are similar to single ownership, because once you transfer a value down a channel, you should no longer use that value. Shared memory concurrency is like multiple ownership: multiple threads can access the same memory location at the same time. As you saw in Chapter 15 where smart pointers made multiple ownership possible, multiple ownership can add additional complexity because these different owners need managing. Rust’s type system and ownership rules greatly assist in getting this management correct. For an example, let’s look at mutexes, one of the more common concurrency primitives for shared memory.

Mutexes Allow Access to Data from One Thread at a Time

A mutex is an abbreviation for “mutual exclusion,” as in, it only allows one thread to access some data at any given time. To access the data in a mutex, a thread must first signal that it wants access by asking to acquire the mutex’s lock. The lock is a data structure that is part of the mutex that keeps track of who currently has exclusive access to the data. Therefore, we describe the mutex as guarding the data it holds via the locking system.

Mutexes have a reputation for being difficult to use because you have to remember two rules:

  1. You must attempt to acquire the lock before using the data.
  2. When you’re done with the data that the mutex guards, you must unlock the data so other threads can acquire the lock.

For a real-world metaphor of a mutex, imagine a panel discussion at a conference with only one microphone. Before a panelist can speak, they have to ask or signal that they want to use the microphone. When they get the microphone, they can talk for as long as they want to and then hand the microphone to the next panelist who requests to speak. If a panelist forgets to hand the microphone off when they’re finished with it, no one else is able to speak. If management of the shared microphone goes wrong, the panel wouldn’t work as planned!

Management of mutexes can be incredibly tricky to get right, which is why so many people are enthusiastic about channels. However, thanks to Rust’s type system and ownership rules, we can’t get locking and unlocking wrong.

The API of Mutex<T>

As an example of how to use a mutex, let’s start by using a mutex in a single-threaded context, as shown in Listing 16-12:

Filename: src/main.rs

use std::sync::Mutex;

fn main() {
    let m = Mutex::new(5);

    {
        let mut num = m.lock().unwrap();
        *num = 6;
    }

    println!("m = {:?}", m);
}

Listing 16-12: Exploring the API of Mutex<T> in a single-threaded context for simplicity

As with many types, we create a Mutex<T> using the associated function new. To access the data inside the mutex, we use the lock method to acquire the lock. This call will block the current thread so it can’t do any work until it’s our turn to have the lock.

The call to lock would fail if another thread holding the lock panicked. In that case, no one would ever be able to get the lock, so we’ve chosen to unwrap and have this thread panic if we’re in that situation.

After we’ve acquired the lock, we can treat the return value, named num in this case, as a mutable reference to the data inside. The type system ensures that we acquire a lock before using the value in m: Mutex<i32> is not an i32, so we must acquire the lock to be able to use the i32 value. We can’t forget; the type system won’t let us access the inner i32 otherwise.

As you might suspect, Mutex<T> is a smart pointer. More accurately, the call to lock returns a smart pointer called MutexGuard. This smart pointer implements Deref to point at our inner data; the smart pointer also has a Drop implementation that releases the lock automatically when a MutexGuard goes out of scope, which happens at the end of the inner scope in Listing 16-12. As a result, we don’t risk forgetting to release the lock and blocking the mutex from being used by other threads because the lock release happens automatically.

After dropping the lock, we can print the mutex value and see that we were able to change the inner i32 to 6.

Sharing a Mutex<T> Between Multiple Threads

Now, let’s try to share a value between multiple threads using Mutex<T>. We’ll spin up 10 threads and have them each increment a counter value by 1, so the counter goes from 0 to 10. Note that the next few examples will have compiler errors, and we’ll use those errors to learn more about using Mutex<T> and how Rust helps us use it correctly. Listing 16-13 has our starting example:

Filename: src/main.rs

use std::sync::Mutex;
use std::thread;

fn main() {
    let counter = Mutex::new(0);
    let mut handles = vec![];

    for _ in 0..10 {
        let handle = thread::spawn(move || {
            let mut num = counter.lock().unwrap();

            *num += 1;
        });
        handles.push(handle);
    }

    for handle in handles {
        handle.join().unwrap();
    }

    println!("Result: {}", *counter.lock().unwrap());
}

Listing 16-13: Ten threads each increment a counter guarded by a Mutex<T>

We’re creating a counter variable to hold an i32 inside a Mutex<T>, as we did in Listing 16-12. Next, we’re creating 10 threads by mapping over a range of numbers. We use thread::spawn and give all the threads the same closure, one that moves the counter into the thread, acquires a lock on the Mutex<T> by calling the lock method, and then adds 1 to the value in the mutex. When a thread finishes running its closure, num will go out of scope and release the lock so another thread can acquire it.

In the main thread, we collect all the join handles, as we did in Listing 16-2, and then call join on each to make sure all the threads finish. At that point, the main thread will acquire the lock and print the result of this program.

We hinted that this example won’t compile, now let’s find out why!

error[E0382]: capture of moved value: `counter`
  --> src/main.rs:10:27
   |
9  |         let handle = thread::spawn(move || {
   |                                    ------- value moved (into closure) here
10 |             let mut num = counter.lock().unwrap();
   |                           ^^^^^^^ value captured here after move
   |
   = note: move occurs because `counter` has type `std::sync::Mutex<i32>`,
   which does not implement the `Copy` trait

error[E0382]: use of moved value: `counter`
  --> src/main.rs:21:29
   |
9  |         let handle = thread::spawn(move || {
   |                                    ------- value moved (into closure) here
...
21 |     println!("Result: {}", *counter.lock().unwrap());
   |                             ^^^^^^^ value used here after move
   |
   = note: move occurs because `counter` has type `std::sync::Mutex<i32>`,
   which does not implement the `Copy` trait

error: aborting due to 2 previous errors

The error message states that the counter value is moved into the closure and then is captured when we call lock. That description sounds like what we wanted, but it’s not allowed!

Let’s figure this out by simplifying the program. Instead of making 10 threads in a for loop, let’s just make two threads without a loop and see what happens. Replace the first for loop in Listing 16-13 with this code instead:

let handle = thread::spawn(move || {
    let mut num = counter.lock().unwrap();

    *num += 1;
});
handles.push(handle);

let handle2 = thread::spawn(move || {
    let mut num2 = counter.lock().unwrap();

    *num2 += 1;
});
handles.push(handle2);

We make two threads and change the variable names used with the second thread to handle2 and num2. When we run the code this time, compiling gives us the following:

error[E0382]: capture of moved value: `counter`
  --> src/main.rs:16:24
   |
8  |     let handle = thread::spawn(move || {
   |                                ------- value moved (into closure) here
...
16 |         let mut num2 = counter.lock().unwrap();
   |                        ^^^^^^^ value captured here after move
   |
   = note: move occurs because `counter` has type `std::sync::Mutex<i32>`,
   which does not implement the `Copy` trait

error[E0382]: use of moved value: `counter`
  --> src/main.rs:26:29
   |
8  |     let handle = thread::spawn(move || {
   |                                ------- value moved (into closure) here
...
26 |     println!("Result: {}", *counter.lock().unwrap());
   |                             ^^^^^^^ value used here after move
   |
   = note: move occurs because `counter` has type `std::sync::Mutex<i32>`,
   which does not implement the `Copy` trait

error: aborting due to 2 previous errors

Aha! The first error message indicates that counter is moved into the closure for the thread associated with handle. That move is preventing us from capturing counter when we try to call lock on it and store the result in num2 in the second thread! So Rust is telling us that we can’t move ownership of counter into multiple threads. This was hard to see earlier because our threads were in a loop, and Rust can’t point to different threads in different iterations of the loop. Let’s fix the compiler error with a multiple-ownership method we discussed in Chapter 15.

Multiple Ownership with Multiple Threads

In Chapter 15, we gave a value multiple owners by using the smart pointer Rc<T> to create a reference-counted value. Let’s do the same here and see what happens. We’ll wrap the Mutex<T> in Rc<T> in Listing 16-14 and clone the Rc<T> before moving ownership to the thread. Now that we’ve seen the errors, we’ll also switch back to using the for loop, and we’ll keep the move keyword with the closure:

Filename: src/main.rs

use std::rc::Rc;
use std::sync::Mutex;
use std::thread;

fn main() {
    let counter = Rc::new(Mutex::new(0));
    let mut handles = vec![];

    for _ in 0..10 {
        let counter = Rc::clone(&counter);
        let handle = thread::spawn(move || {
            let mut num = counter.lock().unwrap();

            *num += 1;
        });
        handles.push(handle);
    }

    for handle in handles {
        handle.join().unwrap();
    }

    println!("Result: {}", *counter.lock().unwrap());
}

Listing 16-14: Attempting to use Rc<T> to allow multiple threads to own the Mutex<T>

Once again, we compile and get... different errors! The compiler is teaching us a lot.

error[E0277]: the trait bound `std::rc::Rc<std::sync::Mutex<i32>>:
std::marker::Send` is not satisfied in `[closure@src/main.rs:11:36:
15:10
counter:std::rc::Rc<std::sync::Mutex<i32>>]`
  --> src/main.rs:11:22
   |
11 |         let handle = thread::spawn(move || {
   |                      ^^^^^^^^^^^^^ `std::rc::Rc<std::sync::Mutex<i32>>`
cannot be sent between threads safely
   |
   = help: within `[closure@src/main.rs:11:36: 15:10
counter:std::rc::Rc<std::sync::Mutex<i32>>]`, the trait `std::marker::Send` is
not implemented for `std::rc::Rc<std::sync::Mutex<i32>>`
   = note: required because it appears within the type
`[closure@src/main.rs:11:36: 15:10
counter:std::rc::Rc<std::sync::Mutex<i32>>]`
   = note: required by `std::thread::spawn`

Wow, that error message is very wordy! Here are some important parts to focus on: the first inline error says `std::rc::Rc<std::sync::Mutex<i32>>` cannot be sent between threads safely. The reason for this is in the next important part to focus on, the error message. The distilled error message says the trait bound `Send` is not satisfied. We’ll talk about Send in the next section: it’s one of the traits that ensures the types we use with threads are meant for use in concurrent situations.

Unfortunately, Rc<T> is not safe to share across threads. When Rc<T> manages the reference count, it adds to the count for each call to clone and subtracts from the count when each clone is dropped. But it doesn’t use any concurrency primitives to make sure that changes to the count can’t be interrupted by another thread. This could lead to wrong counts—subtle bugs that could in turn lead to memory leaks or a value being dropped before we’re done with it. What we need is a type exactly like Rc<T> but one that makes changes to the reference count in a thread-safe way.

Atomic Reference Counting with Arc<T>

Fortunately, Arc<T> is a type like Rc<T> that is safe to use in concurrent situations. The ‘a’ stands for atomic, meaning it’s an atomically reference counted type. Atomics are an additional kind of concurrency primitive that we won’t cover in detail here: see the standard library documentation for std::sync::atomic for more details. At this point, you just need to know that atomics work like primitive types but are safe to share across threads.

You might then wonder why all primitive types aren’t atomic and why standard library types aren’t implemented to use Arc<T> by default. The reason is that thread safety comes with a performance penalty that you only want to pay when you really need to. If you’re just performing operations on values within a single thread, your code can run faster if it doesn’t have to enforce the guarantees atomics provide.

Let’s return to our example: Arc<T> and Rc<T> have the same API, so we fix our program by changing the use line and the call to new. The code in Listing 16-15 will finally compile and run:

Filename: src/main.rs

use std::sync::{Mutex, Arc};
use std::thread;

fn main() {
    let counter = Arc::new(Mutex::new(0));
    let mut handles = vec![];

    for _ in 0..10 {
        let counter = Arc::clone(&counter);
        let handle = thread::spawn(move || {
            let mut num = counter.lock().unwrap();

            *num += 1;
        });
        handles.push(handle);
    }

    for handle in handles {
        handle.join().unwrap();
    }

    println!("Result: {}", *counter.lock().unwrap());
}

Listing 16-15: Using an Arc<T> to wrap the Mutex<T> to be able to share ownership across multiple threads

This code will print the following:

Result: 10

We did it! We counted from 0 to 10, which may not seem very impressive, but it did teach us a lot about Mutex<T> and thread safety. You could also use this program’s structure to do more complicated operations than just incrementing a counter. Using this strategy, you can divide a calculation into independent parts, split those parts across threads, then use a Mutex<T> to have each thread update the final result with its part.

Similarities Between RefCell<T>/Rc<T> and Mutex<T>/Arc<T>

You might have noticed that counter is immutable, but we could get a mutable reference to the value inside it; this means Mutex<T> provides interior mutability, like the Cell family does. In the same way we used RefCell<T> in Chapter 15 to allow us to mutate contents inside an Rc<T>, we use Mutex<T> to mutate contents inside an Arc<T>.

Another detail to note is that Rust can’t protect us from all kinds of logic errors when we use Mutex<T>. Recall in Chapter 15 that using Rc<T> came with the risk of creating reference cycles, where two Rc<T> values refer to each other, causing memory leaks. Similarly, Mutex<T> comes with the risk of creating deadlocks. These occur when an operation needs to lock two resources and two threads have each acquired one of the locks, causing them to wait for each other forever. If you’re interested in deadlocks, try creating a Rust program that has a deadlock; then research deadlock mitigation strategies for mutexes in any language and have a go at implementing them in Rust. The standard library API documentation for Mutex<T> and MutexGuard offers useful information.

We’ll round out this chapter by talking about the Send and Sync traits, and how we can use them with custom types.

Extensible Concurrency with the Sync and Send Traits

Interestingly, the Rust language has very few concurrency features. Almost every concurrency feature we’ve talked about so far in this chapter has been part of the standard library, not the language. Our options for handling concurrency are not limited to the language or the standard library; we can write our own concurrency features or use those written by others.

However, two concurrency concepts are embedded in the language: the std::marker traits Sync and Send.

Allowing Transference of Ownership Between Threads with Send

The Send marker trait indicates that ownership of the type implementing Send can be transferred between threads. Almost every Rust type is Send, but there are some exceptions, including Rc<T>: this cannot be Send because if we cloned an Rc<T> value and tried to transfer ownership of the clone to another thread, both threads might update the reference count at the same time. For this reason, Rc<T> is implemented for use in single-threaded situations where you don’t want to pay the thread-safe performance penalty.

Therefore, Rust’s type system and trait bounds ensure that we can never accidentally send an Rc<T> value across threads unsafely. When we tried to do this in Listing 16-14, we got the error the trait Send is not implemented for Rc<Mutex<i32>>. When we switched to Arc<T>, which is Send, the code compiled.

Any type composed entirely of Send types is automatically marked as Send as well. Almost all primitive types are Send, aside from raw pointers, which we’ll discuss in Chapter 19.

Allowing Access from Multiple Threads with Sync

The Sync marker trait indicates that it is safe for the type implementing Sync to be referenced from multiple threads. In other words, any type T is Sync if &T (a reference to T) is Send, meaning the reference can be sent safely to another thread. Similar to Send, primitive types are Sync and types composed entirely of types that are Sync are also Sync.

The smart pointer Rc<T> is also not Sync for the same reasons that it’s not Send. The RefCell<T> type (which we talked about in Chapter 15) and the family of related Cell<T> types are not Sync. The implementation of borrow checking that RefCell<T> does at runtime is not thread-safe. The smart pointer Mutex<T> is Sync and can be used to share access with multiple threads, as you saw in the “Sharing a Mutex<T> Between Multiple Threads” section.

Implementing Send and Sync Manually Is Unsafe

Because types that are made up of Send and Sync traits are automatically also Send and Sync, we don’t have to implement those traits manually. As marker traits, they don’t even have any methods to implement. They’re just useful for enforcing invariants related to concurrency.

Manually implementing these traits involves implementing unsafe Rust code. We’ll talk about using unsafe Rust code in Chapter 19; for now, the important information is that building new concurrent types not made up of Send and Sync parts requires careful thought to uphold the safety guarantees. The Rustonomicon has more information about these guarantees and how to uphold them.

Summary

This isn’t the last you’ll see of concurrency in this book: the project in Chapter 20 will use the concepts examined in this chapter in a more realistic situation than the smaller examples discussed here.

As mentioned earlier, because very little of how Rust handles concurrency is part of the language, many concurrency solutions are implemented as crates. These evolve more quickly than the standard library, so be sure to search online for the current, state-of-the-art crates to use in multithreaded situations.

The Rust standard library provides channels for message passing and smart pointer types, such as Mutex<T> and Arc<T>, that are safe to use in concurrent contexts. The type system and the borrow checker ensure that the code using these solutions won’t end up with data races or invalid references. Once we get our code to compile, we can rest assured that it will happily run on multiple threads without the kinds of hard-to-track-down bugs common in other languages. Concurrent programming is no longer a concept to be afraid of: go forth and make your programs concurrent, fearlessly!

Next, we’ll talk about idiomatic ways to model problems and structure solutions as your Rust programs get bigger. In addition, we’ll discuss how Rust’s idioms relate to those you might be familiar with from object oriented programming.

Is Rust an Object-Oriented Programming Language?

Object-Oriented Programming is a way of modeling programs that originated with Simula in the 1960s and became popular with C++ in the 1990s. There are many competing definitions for what counts as OOP, and under some definitions, Rust is object-oriented; under other definitions, it is not. In this chapter, we’ll explore some characteristics that are commonly considered to be object-oriented and how those characteristics translate to idiomatic Rust. We’ll then show you how to implement an object-oriented design pattern in Rust and discuss the tradeoffs of doing so versus implementing a solution using some of Rust’s strengths instead.

What Does Object-Oriented Mean?

There’s no consensus in the programming community about what features a language needs in order to be called object-oriented. Rust is influenced by many different programming paradigms including OOP; we explored, for example, the features that came from functional programming in Chapter 13. Arguably, object-oriented programming languages do tend to share certain common characteristics, namely objects, encapsulation, and inheritance. Let’s take a look at what each of those mean and whether Rust supports them.

Objects Contain Data and Behavior

The book “Design Patterns: Elements of Reusable Object-Oriented Software,” colloquially referred to as “The Gang of Four book,” is a catalog of object-oriented design patterns. It defines object-oriented programming in this way:

Object-oriented programs are made up of objects. An object packages both data and the procedures that operate on that data. The procedures are typically called methods or operations.

Under this definition, then, Rust is object-oriented: structs and enums have data and impl blocks provide methods on structs and enums. Even though structs and enums with methods aren’t called objects, they provide the same functionality, under the Gang of Four’s definition of objects.

Encapsulation that Hides Implementation Details

Another aspect commonly associated with object-oriented programming is the idea of encapsulation: that the implementation details of an object aren’t accessible to code using that object. The only way to interact with an object therefore is through its public API; code using the object should not be able to reach into the object’s internals and change data or behavior directly. This enables the programmer to change and refactor an object’s internals without needing to change the code that uses the object.

We discussed an example of this in Chapter 7: We can use the pub keyword to decide what modules, types, functions, and methods in our code should be public, and by default everything else is private. For example, we can define a struct AveragedCollection that has a field containing a vector of i32 values. The struct can also have a field that contains the average of the values in the vector, meaning the average doesn’t have to be computed on-demand whenever anyone needs it. In other words, AveragedCollection will cache the calculated average for us. Listing 17-1 has the definition of the AveragedCollection struct:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub struct AveragedCollection {
    list: Vec<i32>,
    average: f64,
}
#}

Listing 17-1: An AveragedCollection struct that maintains a list of integers and the average of the items in the collection.

The struct itself is marked pub so that other code may use it, but the fields within the struct remain private. This is important in this case because we want to ensure that whenever a value is added or removed from the list, the average is also updated. We do this by implementing add, remove, and average methods on the struct as shown in Listing 17-2:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub struct AveragedCollection {
#     list: Vec<i32>,
#     average: f64,
# }
impl AveragedCollection {
    pub fn add(&mut self, value: i32) {
        self.list.push(value);
        self.update_average();
    }

    pub fn remove(&mut self) -> Option<i32> {
        let result = self.list.pop();
        match result {
            Some(value) => {
                self.update_average();
                Some(value)
            },
            None => None,
        }
    }

    pub fn average(&self) -> f64 {
        self.average
    }

    fn update_average(&mut self) {
        let total: i32 = self.list.iter().sum();
        self.average = total as f64 / self.list.len() as f64;
    }
}
#}

Listing 17-2: Implementations of the public methods add, remove, and average on AveragedCollection

The public methods add, remove, and average are the only way to modify an instance of AveragedCollection. When an item is added to list using the add method or removed using the remove method, the implementations of each call the private update_average method that takes care of updating the average field as well.

We leave the list and average fields private so that there’s no way for external code to add or remove items to the list field directly, otherwise the average field might become out of sync when the list changes. The average method returns the value in the average field, allowing external code to read the average but not modify it.

Because we’ve encapsulated the implementation details of AveragedCollection, we can easily change aspects like the data structure in the future. For instance, we could use a HashSet instead of a Vec for the list field. As long as the signatures of the add, remove, and average public methods stay the same, code using AveragedCollection wouldn’t need to change. If we made list public instead, this wouldn’t necessarily be the case: HashSet and Vec have different methods for adding and removing items, so the external code would likely have to change if it was modifying list directly.

If encapsulation is a required aspect for a language to be considered object-oriented, then Rust meets that requirement. The option to use pub or not for different parts of code enables encapsulation of implementation details.

Inheritance as a Type System and as Code Sharing

Inheritance is a mechanism whereby an object can inherit from another object’s definition, thus gaining the parent object’s data and behavior without you having to define them again.

If a language must have inheritance to be an object-oriented language, then Rust is not. There is no way to define a struct that inherits the parent struct’s fields and method implementations. However, if you’re used to having inheritance in your programming toolbox, there are other solutions in Rust depending on your reason for reaching for inheritance in the first place.

There are two main reasons to choose inheritance. The first is for re-use of code: you can implement particular behavior for one type, and inheritance enables you to re-use that implementation for a different type. Rust code can be shared using default trait method implementations instead, which we saw in Listing 10-15 when we added a default implementation of the summary method on the Summarizable trait. Any type implementing the Summarizable trait would have the summary method available on it without any further code. This is similar to a parent class having an implementation of a method, and an inheriting child class then also having the implementation of the method. We can also choose to override the default implementation of the summary method when we implement the Summarizable trait, similar to a child class overriding the implementation of a method inherited from a parent class.

The second reason to use inheritance relates to the type system: to enable a child type to be used in the same places as the parent type. This is also called polymorphism, which means that multiple objects can be substituted for each other at runtime if they share certain characteristics.

Polymorphism

To many people, polymorphism is synonymous with inheritance. But it’s actually a more general concept that refers to code that can work with data of multiple types. For inheritance, those types are generally subclasses. Rust instead uses generics to abstract over different possible types, and trait bounds to impose constraints on what those types must provide. This is sometimes called bounded parametric polymorphism.

Inheritance has recently fallen out of favor as a programming design solution in many programming languages because it’s often at risk of sharing more code than needs be. Subclasses shouldn’t always share all characteristics of their parent class, but will do so with inheritance. This can make a program’s design less flexible, and introduces the possibility of calling methods on subclasses that don’t make sense or that cause errors because the methods don’t actually apply to the subclass. Some languages will also only allow a subclass to inherit from one class, further restricting the flexibility of a program’s design.

For these reasons, Rust chose to take a different approach, using trait objects instead of inheritance. Let’s take a look at how trait objects enable polymorphism in Rust.

Using Trait Objects that Allow for Values of Different Types

In Chapter 8, we mentioned that one limitation of vectors is that they can only store elements of one type. We created a workaround in Listing 8-10 where we defined a SpreadsheetCell enum that had variants to hold integers, floats, and text. This meant we could store different types of data in each cell and still have a vector that represented a row of cells. This is a perfectly good solution when our interchangeable items are a fixed set of types that we know when our code gets compiled.

Sometimes, however, we want the user of our library to be able to extend the set of types that are valid in a particular situation. To show how we might achieve this, we’ll create an example Graphical User Interface tool that iterates through a list of items, calling a draw method on each one to drawn it to the screen; a common technique for GUI tools. We’re going to create a library crate containing the structure of a GUI library called rust_gui. This crate might include some types for people to use, such as Button or TextField. On top of these, users of rust_gui will want to create their own types that can be drawn on the screen: for instance, one programmer might add an Image, another might add a SelectBox.

We won’t implement a fully-fledged GUI library for this example, but will show how the pieces would fit together. At the time of writing the library, we can’t know and define all the types other programmers will want to create. What we do know is that rust_gui needs to keep track of a bunch of values that are of different types, and it needs to be able to call a draw method on each of these differently-typed values. It doesn’t need to know exactly what will happen when we call the draw method, just that the value will have that method available for us to call.

To do this in a language with inheritance, we might define a class named Component that has a method named draw on it. The other classes like Button, Image, and SelectBox would inherit from Component and thus inherit the draw method. They could each override the draw method to define their custom behavior, but the framework could treat all of the types as if they were Component instances and call draw on them. But Rust doesn’t have inheritance, so we need another way.

Defining a Trait for Common Behavior

To implement the behavior we want rust_gui to have, we’ll define a trait named Draw that will have one method named draw. Then we can define a vector that takes a trait object. A trait object points to an instance of a type that implements the trait we specify. We create a trait object by specifying some sort of pointer, such as a & reference or a Box<T> smart pointer, and then specifying the relevant trait (we’ll talk about the reason trait objects have to use a pointer in Chapter 19 in the section on Dynamically Sized Types). We can use trait objects in place of a generic or concrete type. Wherever we use a trait object, Rust’s type system will ensure at compile-time that any value used in that context will implement the trait object’s trait. This way we don’t need to know all the possible types at compile time.

We’ve mentioned that in Rust we refrain from calling structs and enums “objects” to distinguish them from other languages’ objects. In a struct or enum, the data in the struct fields and the behavior in impl blocks is separated, whereas in other languages the data and behavior combined into one concept is often labeled an object. Trait objects, though, are more like objects in other languages, in the sense that they combine both data and behavior. However, trait objects differ from traditional objects in that we can’t add data to a trait object. Trait objects aren’t as generally useful as objects in other languages: their specific purpose is to allow abstraction across common behavior.

Listing 17-3 shows how to define a trait named Draw with one method named draw:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub trait Draw {
    fn draw(&self);
}
#}

Listing 17-3: Definition of the Draw trait

This should look familiar from our discussions on how to define traits in Chapter 10. Next comes something new: Listing 17-4 defines a struct named Screen that holds a vector named components. This vector is of type Box<Draw>, which is a trait object: it’s a stand-in for any type inside a Box that implements the Draw trait.

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub trait Draw {
#     fn draw(&self);
# }
#
pub struct Screen {
    pub components: Vec<Box<Draw>>,
}
#}

Listing 17-4: Definition of the Screen struct with a components field holding a vector of trait objects that implement the Draw trait

On the Screen struct, we’ll define a method named run that will call the draw method on each of its components, as shown in Listing 17-5:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub trait Draw {
#     fn draw(&self);
# }
#
# pub struct Screen {
#     pub components: Vec<Box<Draw>>,
# }
#
impl Screen {
    pub fn run(&self) {
        for component in self.components.iter() {
            component.draw();
        }
    }
}
#}

Listing 17-5: Implementing a run method on Screen that calls the draw method on each component

This works differently to defining a struct that uses a generic type parameter with trait bounds. A generic type parameter can only be substituted with one concrete type at a time, while trait objects allow for multiple concrete types to fill in for the trait object at runtime. For example, we could have defined the Screen struct using a generic type and a trait bound as in Listing 17-6:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub trait Draw {
#     fn draw(&self);
# }
#
pub struct Screen<T: Draw> {
    pub components: Vec<T>,
}

impl<T> Screen<T>
    where T: Draw {
    pub fn run(&self) {
        for component in self.components.iter() {
            component.draw();
        }
    }
}
#}

Listing 17-6: An alternate implementation of the Screen struct and its run method using generics and trait bounds

This restricts us to a Screen instance that has a list of components all of type Button or all of type TextField. If you’ll only ever have homogeneous collections, using generics and trait bounds is preferable since the definitions will be monomorphized at compile time to use the concrete types.

With the method using trait objects, on the other hand, one Screen instance can hold a Vec that contains a Box<Button> as well as a Box<TextField>. Let’s see how that works, and then talk about the runtime performance implications.

Implementing the Trait

Now we’ll add some types that implement the Draw trait. We’re going to provide the Button type. Again, actually implementing a GUI library is out of scope of this book, so the draw method won’t have any useful implementation in its body. To imagine what the implementation might look like, a Button struct might have fields for width, height, and label, as shown in Listing 17-7:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub trait Draw {
#     fn draw(&self);
# }
#
pub struct Button {
    pub width: u32,
    pub height: u32,
    pub label: String,
}

impl Draw for Button {
    fn draw(&self) {
        // Code to actually draw a button
    }
}
#}

Listing 17-7: A Button struct that implements the Draw trait

The width, height, and label fields on Button will differ from the fields on other components, such as a TextField type that might have those plus a placeholder field instead. Each of the types we want to draw on the screen will implement the Draw trait, with different code in the draw method to define how to draw that particular type, like Button has here (without the actual GUI code that’s out of scope of this chapter). Button, for instance, might have an additional impl block containing methods related to what happens if the button is clicked. These kinds of methods won’t apply to types like TextField.

Someone using our library has decided to implement a SelectBox struct that has width, height, and options fields. They implement the Draw trait on the SelectBox type as well, as shown in Listing 17-8:

Filename: src/main.rs

extern crate rust_gui;
use rust_gui::Draw;

struct SelectBox {
    width: u32,
    height: u32,
    options: Vec<String>,
}

impl Draw for SelectBox {
    fn draw(&self) {
        // Code to actually draw a select box
    }
}

Listing 17-8: Another crate using rust_gui and implementing the Draw trait on a SelectBox struct

The user of our library can now write their main function to create a Screen instance. To this they can add a SelectBox and a Button by putting each in a Box<T> to become a trait object. They can then call the run method on the Screen instance, which will call draw on each of the components. Listing 17-9 shows this implementation:

Filename: src/main.rs

use rust_gui::{Screen, Button};

fn main() {
    let screen = Screen {
        components: vec![
            Box::new(SelectBox {
                width: 75,
                height: 10,
                options: vec![
                    String::from("Yes"),
                    String::from("Maybe"),
                    String::from("No")
                ],
            }),
            Box::new(Button {
                width: 50,
                height: 10,
                label: String::from("OK"),
            }),
        ],
    };

    screen.run();
}

Listing 17-9: Using trait objects to store values of different types that implement the same trait

When we wrote the library, we didn’t know that someone would add the SelectBox type someday, but our Screen implementation was able to operate on the new type and draw it because SelectBox implements the Draw type, which means it implements the draw method.

This concept---of being concerned only with the messages a value responds to, rather than the value’s concrete type---is similar to a concept in dynamically typed languages called duck typing: if it walks like a duck, and quacks like a duck, then it must be a duck! In the implementation of run on Screen in Listing 17-5, run doesn’t need to know what the concrete type of each component is. It doesn’t check to see if a component is an instance of a Button or a SelectBox, it just calls the draw method on the component. By specifying Box<Draw> as the type of the values in the components vector, we’ve defined Screen to need values that we can call the draw method on.

The advantage of using trait objects and Rust’s type system to do something similar to duck typing is that we never have to check that a value implements a particular method at runtime or worry about getting errors if a value doesn’t implement a method but we call it anyway. Rust won’t compile our code if the values don’t implement the traits that the trait objects need.

For example, Listing 17-10 shows what happens if we try to create a Screen with a String as a component:

Filename: src/main.rs

extern crate rust_gui;
use rust_gui::Screen;

fn main() {
    let screen = Screen {
        components: vec![
            Box::new(String::from("Hi")),
        ],
    };

    screen.run();
}

Listing 17-10: Attempting to use a type that doesn’t implement the trait object’s trait

We’ll get this error because String doesn’t implement the rust_gui::Draw trait:

error[E0277]: the trait bound `std::string::String: rust_gui::Draw` is not satisfied
  -->
   |
 4 |             Box::new(String::from("Hi")),
   |             ^^^^^^^^^^^^^^^^^^^^^^^^^^^^ the trait `rust_gui::Draw` is not
   implemented for `std::string::String`
   |
   = note: required for the cast to the object type `rust_gui::Draw`

This lets us know that either we’re passing something to Screen we didn’t mean to pass, and we should pass a different type, or implement Draw on String so that Screen is able to call draw on it.

Trait Objects Perform Dynamic Dispatch

Recall from Chapter 10 our discussion on the monomorphization process performed by the compiler when we use trait bounds on generics: the compiler generates non-generic implementations of functions and methods for each concrete type that we use in place of a generic type parameter. The code that results from monomorphization is doing static dispatch. Static dispatch is when the compiler knows what method you’re calling at compile time. This is opposed to dynamic dispatch, when the compiler can’t tell at compile time which method you’re calling. In these cases, the compiler emits code that will figure out at runtime which method to call.

When we use trait objects, Rust has to use dynamic dispatch. The compiler doesn’t know all the types that might be used with the code using trait objects, so it doesn’t know which method implemented on which type to call. Instead, Rust uses the pointers inside of the trait object at runtime to know which specific method to call. There’s a runtime cost when this lookup happens, compared to static dispatch. Dynamic dispatch also prevents the compiler from choosing to inline a method’s code which in turn prevents some optimizations. We did get extra flexibility in the code that we wrote and were able to support, though, so it’s a tradeoff to consider.

Object Safety is Required for Trait Objects

Only object safe traits can be made into trait objects. There are some complex rules around all the properties that make a trait object safe, but in practice, there are only two rules that are relevant. A trait is object safe if all of the methods defined in the trait have the following properties:

  • The return type isn’t Self
  • There aren’t any generic type parameters

The Self keyword is an alias for the type we’re implementing traits or methods on. Object safety is required for trait objects because once you have a trait object, you no longer know what the concrete type implementing that trait is. If a trait method returns the concrete Self type, but a trait object forgets the exact type that it is, there’s no way that the method can use the original concrete type that it’s forgotten. Same with generic type parameters that are filled in with concrete type parameters when the trait is used: the concrete types become part of the type that implements the trait. When the type is erased by the use of a trait object, there’s no way to know what types to fill in the generic type parameters with.

An example of a trait whose methods are not object safe is the standard library’s Clone trait. The signature for the clone method in the Clone trait looks like this:


# #![allow(unused_variables)]
#fn main() {
pub trait Clone {
    fn clone(&self) -> Self;
}
#}

String implements the Clone trait, and when we call the clone method on an instance of String we get back an instance of String. Similarly, if we call clone on an instance of Vec, we get back an instance of Vec. The signature of clone needs to know what type will stand in for Self, since that’s the return type.

The compiler will tell you if you’re trying to do something that violates the rules of object safety in regards to trait objects. For example, if we had tried to implement the Screen struct in Listing 17-4 to hold types that implement the Clone trait instead of the Draw trait, like this:

pub struct Screen {
    pub components: Vec<Box<Clone>>,
}

We’ll get this error:

error[E0038]: the trait `std::clone::Clone` cannot be made into an object
 -->
  |
2 |     pub components: Vec<Box<Clone>>,
  |     ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^ the trait `std::clone::Clone` cannot be
  made into an object
  |
  = note: the trait cannot require that `Self : Sized`

This means you can’t use this trait as a trait object in this way. If you’re interested in more details on object safety, see Rust RFC 255.

Implementing an Object-Oriented Design Pattern

The state pattern is an object-oriented design pattern. The crux of the pattern is that a value has some internal state, represented by a set of state objects, and the value’s behavior changes based on the internal state. The state objects share functionality--in Rust, of course, we use structs and traits rather than objects and inheritance. Each state object representing the state is responsible for its own behavior and for governing when it should change into another state. The value that holds a state object knows nothing about the different behavior of the states or when to transition between states.

Using the state pattern means when the business requirements of the program change, we won’t need to change the code of the value holding the state or the code that uses the value. We’ll only need to update the code inside one of the state objects to change its rules, or perhaps add more state objects. Let’s look at an example of the state design pattern and how to use it in Rust.

To explore this idea, we’ll implement a blog post workflow in an incremental way. The blog’s final functionality will look like this:

  1. A blog post starts as an empty draft.
  2. Once the draft is done, a review of the post is requested.
  3. Once the post is approved, it gets published.
  4. Only published blog posts return content to print, so unapproved posts can’t accidentally be published.

Any other changes attempted on a post should have no effect. For example, if we try to approve a draft blog post before we’ve requested a review, the post should stay an unpublished draft.

Listing 17-11 shows this workflow in code form. This is an example usage of the API we’re going to implement in a library crate named blog:

Filename: src/main.rs

extern crate blog;
use blog::Post;

fn main() {
    let mut post = Post::new();

    post.add_text("I ate a salad for lunch today");
    assert_eq!("", post.content());

    post.request_review();
    assert_eq!("", post.content());

    post.approve();
    assert_eq!("I ate a salad for lunch today", post.content());
}

Listing 17-11: Code that demonstrates the desired behavior we want our blog crate to have

We want to allow the user to create a new draft blog post with Post::new. Then, we want to allow text to be added to the blog post while it’s in the draft state. If we try to get the post’s content immediately, before approval, nothing should happen because the post is still a draft. We’ve added an assert_eq! here for demonstration purposes. An excellent unit test for this would be to assert that a draft blog post returns an empty string from the content method, but we’re not going to write tests for this example.

Next, we want to enable a request for a review of the post, and we want content to return an empty string while waiting for the review. Lastly, when the post receives approval, it should get published, meaning the text of the post will be returned when content is called.

Notice that the only type we’re interacting with from the crate is the Post type. This type will use the state pattern and will hold a value that will be one of three state objects representing the various states a post can be in---draft, waiting for review, or published. Changing from one state to another will be managed internally within the Post type. The states change in response to the methods users of our library call on the Post instance, but they don’t have to manage the state changes directly. This also means users can’t make a mistake with the states, like publishing a post before it is reviewed.

Defining Post and Creating a New Instance in the Draft State

Let’s get started on the implementation of the library! We know we need a public Post struct that holds some content, so let’s start with the definition of the struct and an associated public new function to create an instance of Post, as shown in Listing 17-12. We’ll also make a private State trait. Then Post will hold a trait object of Box<State> inside an Option in a private field named state. We’ll see why the Option is necessary in a bit.

The State trait defines the behavior shared by different post states, and the Draft, PendingReview, and Published states will all implement the State trait. For now, the trait does not have any methods, and we’re going to start by defining just the Draft state since that’s the state we want a post to start in:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub struct Post {
    state: Option<Box<State>>,
    content: String,
}

impl Post {
    pub fn new() -> Post {
        Post {
            state: Some(Box::new(Draft {})),
            content: String::new(),
        }
    }
}

trait State {}

struct Draft {}

impl State for Draft {}
#}

Listing 17-12: Definition of a Post struct and a new function that creates a new Post instance, a State trait, and a Draft struct

When we create a new Post, we set its state field to a Some value that holds a Box. This Box points to a new instance of the Draft struct. This ensures whenever we create a new instance of Post, it’ll start out as a draft. Because the state field of Post is private, there’s no way to create a Post in any other state!

Storing the Text of the Post Content

In the Post::new function, we set the content field to a new, empty String. Listing 17-11 showed that we want to be able to call a method named add_text and pass it a &str that’s then added to the text content of the blog post. We implement this as a method rather than exposing the content field as pub. This means we can implement a method later that will control how the content field’s data is read. The add_text method is pretty straightforward, so let’s add the implementation in Listing 17-13 to the impl Post block:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub struct Post {
#     content: String,
# }
#
impl Post {
    // --snip--
    pub fn add_text(&mut self, text: &str) {
        self.content.push_str(text);
    }
}
#}

Listing 17-13: Implementing the add_text method to add text to a post’s content

add_text takes a mutable reference to self, since we’re changing the Post instance that we’re calling add_text on. We then call push_str on the String in content and pass the text argument to add to the saved content. This behavior doesn’t depend on the state the post is in so it’s not part of the state pattern. The add_text method doesn’t interact with the state field at all, but it is part of the behavior we want to support.

Ensuring the Content of a Draft Post is Empty

Even after we’ve called add_text and added some content to our post, we still want the content method to return an empty string slice since the post is still in the draft state, as shown on line 8 of Listing 17-11. For now, let’s implement the content method with the simplest thing that will fulfill this requirement: always returning an empty string slice. We’re going to change this later once we implement the ability to change a post’s state so it can be published. So far, though, posts can only be in the draft state, so the post content should always be empty. Listing 17-14 shows this placeholder implementation:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub struct Post {
#     content: String,
# }
#
impl Post {
    // --snip--
    pub fn content(&self) -> &str {
        ""
    }
}
#}

Listing 17-14: Adding a placeholder implementation for the content method on Post that always returns an empty string slice

With this added content method, everything in Listing 17-11 up to line 8 works as we intend.

Requesting a Review of the Post Changes its State

Next up we need to add functionality to request a review of a post, which should change its state from Draft to PendingReview. We want to give Post a public method named request_review that will take a mutable reference to self. Then we’re going to call an internal request_review method on the current state of Post, and this second request_review method will consume the current state and return a new state. Listing 17-15 shows this code:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub struct Post {
#     state: Option<Box<State>>,
#     content: String,
# }
#
impl Post {
    // --snip--
    pub fn request_review(&mut self) {
        if let Some(s) = self.state.take() {
            self.state = Some(s.request_review())
        }
    }
}

trait State {
    fn request_review(self: Box<Self>) -> Box<State>;
}

struct Draft {}

impl State for Draft {
    fn request_review(self: Box<Self>) -> Box<State> {
        Box::new(PendingReview {})
    }
}

struct PendingReview {}

impl State for PendingReview {
    fn request_review(self: Box<Self>) -> Box<State> {
        self
    }
}
#}

Listing 17-15: Implementing request_review methods on Post and the State trait

We’ve added the request_review method to the State trait; all types that implement the trait will now need to implement the request_review method. Note that rather than having self, &self, or &mut self as the first parameter of the method, we have self: Box<Self>. This syntax means the method is only valid when called on a Box holding the type. This syntax takes ownership of Box<Self>, invalidating the old state so that the state value of the Post can transform itself into a new state.

To consume the old state, the request_review method needs to take ownership of the state value. This is where the Option in the state field of Post comes in: we call the take method to take the Some value out of the state field and leave a None in its place, since Rust doesn’t let us have unpopulated fields in structs. This lets us move the state value out of Post rather than borrowing it. Then we’ll set the post’s state value to the result of this operation.

We need to set state to None temporarily, rather than code like self.state = self.state.request_review(); that would set the state field directly, to get ownership of the state value. This ensures Post can’t use the old state value after we’ve transformed it into a new state.

The request_review method on Draft needs to return a new, boxed instance of a new PendingReview struct, which represents the state when a post is waiting for a review. The PendingReview struct also implements the request_review method, but doesn’t do any transformations. Rather, it returns itself, since when we request a review on a post already in the PendingReview state, it should stay in the PendingReview state.

Now we can start seeing the advantages of the state pattern: the request_review method on Post is the same no matter its state value. Each state is responsible for its own rules.

We’re going to leave the content method on Post as it is, returning an empty string slice. We can now have a Post in the PendingReview state as well as the Draft state, but we want the same behavior in the PendingReview state. Listing 17-11 now works up until line 11!

Adding the approve Method that Changes the Behavior of content

The approve method will be similar to the request_review method: it will set state to the value that the current state says it should have when that state is approved, shown in Listing 17-16.

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub struct Post {
#     state: Option<Box<State>>,
#     content: String,
# }
#
impl Post {
    // --snip--
    pub fn approve(&mut self) {
        if let Some(s) = self.state.take() {
            self.state = Some(s.approve())
        }
    }
}

trait State {
    fn request_review(self: Box<Self>) -> Box<State>;
    fn approve(self: Box<Self>) -> Box<State>;
}

struct Draft {}

impl State for Draft {
#     fn request_review(self: Box<Self>) -> Box<State> {
#         Box::new(PendingReview {})
#     }
#
    // --snip--
    fn approve(self: Box<Self>) -> Box<State> {
        self
    }
}

struct PendingReview {}

impl State for PendingReview {
#     fn request_review(self: Box<Self>) -> Box<State> {
#         self
#     }
#
    // --snip--
    fn approve(self: Box<Self>) -> Box<State> {
        Box::new(Published {})
    }
}

struct Published {}

impl State for Published {
    fn request_review(self: Box<Self>) -> Box<State> {
        self
    }

    fn approve(self: Box<Self>) -> Box<State> {
        self
    }
}
#}

Listing 17-16: Implementing the approve method on Post and the State trait

We add the approve method to the State trait, and add a new struct that implements State, the Published state.

Similar to request_review, if we call the approve method on a Draft, it will have no effect since it will return self. When we call approve on PendingReview, it returns a new, boxed instance of the Published struct. The Published struct implements the State trait, and for both the request_review method and the approve method, it returns itself, since the post should stay in the Published state in those cases.

Now to update the content method on Post: if the state is Published we want to return the value in the post’s content field; otherwise we want to return an empty string slice, as shown in Listing 17-17:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# trait State {
#     fn content<'a>(&self, post: &'a Post) -> &'a str;
# }
# pub struct Post {
#     state: Option<Box<State>>,
#     content: String,
# }
#
impl Post {
    // --snip--
    pub fn content(&self) -> &str {
        self.state.as_ref().unwrap().content(&self)
    }
    // --snip--
}
#}

Listing 17-17: Updating the content method on Post to delegate to a content method on State

Because the goal is to keep all these rules inside the structs that implement State, we call a content method on the value in state and pass the post instance (that is, self) as an argument. Then we return the value that’s returned from using the content method on the state value.

We call the as_ref method on the Option because we want a reference to the value inside the Option rather than ownership of it. Because state is an Option<Box<State>>, calling as_ref returns an Option<&Box<State>>. If we didn’t call as_ref, we’d get an error because we can’t move state out of the borrowed &self of the function parameter.

We’re then calling the unwrap method, which we know will never panic, because we know the methods on Post ensure that state will always contain a Some value when those methods are done. This is one of the cases we talked about in Chapter 12 when we know that a None value is never possible, even though the compiler isn’t able to understand that.

So then we have a &Box<State>, and when we call the content on it, deref coercion will take effect on the & and the Box so that the content method will ultimately be called on the type that implements the State trait.

That means we need to add content to the State trait definition, and that’s where we’ll put the logic for what content to return depending on which state we have, as shown in Listing 17-18:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub struct Post {
#     content: String
# }
trait State {
    // --snip--
    fn content<'a>(&self, post: &'a Post) -> &'a str {
        ""
    }
}

// --snip--
struct Published {}

impl State for Published {
    // --snip--
    fn content<'a>(&self, post: &'a Post) -> &'a str {
        &post.content
    }
}
#}

Listing 17-18: Adding the content method to the State trait

We add a default implementation for the content method that returns an empty string slice. That means we don’t need to implement content on the Draft and PendingReview structs. The Published struct will override the content method and return the value in post.content.

Note that we need lifetime annotations on this method, like we discussed in Chapter 10. We’re taking a reference to a post as an argument, and returning a reference to part of that post, so the lifetime of the returned reference is related to the lifetime of the post argument.

And we’re done-- all of Listing 17-11 now works! We’ve implemented the state pattern with the rules of the blog post workflow. The logic around the rules lives in the state objects rather than scattered throughout Post.

Tradeoffs of the State Pattern

We’ve shown that Rust is capable of implementing the object-oriented state pattern to encapsulate the different kinds of behavior a post should have in each state. The methods on Post know nothing about the different kinds of behavior. The way this code is organized, we only have to look in one place to know the different ways a published post can behave: the implementation of the State trait on the Published struct.

If we were to create an alternative implementation that didn’t use the state pattern we might use match statements in the methods on Post, or even in the main code that checks the state of the post and changes behavior in those places instead. That would mean we’d have to look in a lot of places to understand all the implications of a post being in the published state! This would only increase the more states we added: each of those match statements would need another arm.

With the state pattern, the Post methods and the places we use Post don’t need match statements, and to add a new state we would only need to add a new struct and implement the trait methods on that one struct.

This implementation is easy to extend to add more functionality. To see the simplicity of maintaining code that uses this patterns, try out a few of these suggestions:

  • Allow users to add text content only when a post is in the Draft state
  • Add a reject method that changes the post’s state from PendingReview back to Draft
  • Require two calls to approve before the state can be changed to Published

One downside of the state pattern is that, because the states implement the transitions between states, some of the states are coupled to each other. If we add another state between PendingReview and Published, such as Scheduled, we would have to change the code in PendingReview to transition to Scheduled instead. It would be less work if PendingReview wouldn’t need to change with the addition of a new state, but that would mean switching to another design pattern.

Another downside is that we find ourselves with a few bits of duplicated logic. To eliminate this, we might try to make default implementations for the request_review and approve methods on the State trait that return self, but this would violate object safety, since the trait doesn’t know what the concrete self will be exactly. We want to be able to use State as a trait object, so we need its methods to be object safe.

The other duplication is the similar implementations of the request_review and approve methods on Post. Both methods delegate to the implementation of the same method on the value in the state field of Option, and set the new value of the state field to the result. If we had a lot of methods on Post that followed this pattern, we might consider defining a macro to eliminate the repetition (see Appendix D on macros).

By implementing this pattern exactly as it’s defined for object-oriented languages, we’re not taking full advantage of Rust’s strengths as much as we could. Let’s take a look at some changes we can make to this code that can make invalid states and transitions into compile time errors.

Encoding States and Behavior as Types

We’re going to show how to rethink the state pattern to get a different set of tradeoffs. Rather than encapsulating the states and transitions completely so that outside code has no knowledge of them, we’re going to encode the states into different types. Like this, Rust’s type checking system will make attempts to use draft posts where only published posts are allowed into a compiler error.

Let’s consider the first part of main from Listing 17-11:

Filename: src/main.rs

fn main() {
    let mut post = Post::new();

    post.add_text("I ate a salad for lunch today");
    assert_eq!("", post.content());
}

We still enable the creation of new posts in the draft state using Post::new, and the ability to add text to the post’s content. But instead of having a content method on a draft post that returns an empty string, we’ll make it so that draft posts don’t have the content method at all. That way, if we try to get a draft post’s content, we’ll get a compiler error telling us the method doesn’t exist. This will make it impossible for us to accidentally display draft post content in production, since that code won’t even compile. Listing 17-19 shows the definition of a Post struct, a DraftPost struct, and methods on each:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub struct Post {
    content: String,
}

pub struct DraftPost {
    content: String,
}

impl Post {
    pub fn new() -> DraftPost {
        DraftPost {
            content: String::new(),
        }
    }

    pub fn content(&self) -> &str {
       &self.content
    }
}

impl DraftPost {
    pub fn add_text(&mut self, text: &str) {
        self.content.push_str(text);
    }
}
#}

Listing 17-19: A Post with a content method and a DraftPost without a content method

Both the Post and DraftPost structs have a private content field that stores the blog post text. The structs no longer have the state field since we’re moving the encoding of the state to the types of the structs. Post will represent a published post, and it has a content method that returns the content.

We still have a Post::new function, but instead of returning an instance of Post, it returns an instance of DraftPost. Because content is private, and there aren’t any functions that return Post, it’s not possible to create an instance of Post right now.

DraftPost has an add_text method so we can add text to content as before, but note that DraftPost does not have a content method defined! So now the program ensures all posts start as draft posts, and draft posts don’t have their content available for display. Any attempt to get around these constraints will result in a compiler error.

Implementing Transitions as Transformations into Different Types

So how do we get a published post then? We want to enforce the rule that a draft post has to be reviewed and approved before it can be published. A post in the pending review state should still not display any content. Let’s implement these constraints by adding another struct, PendingReviewPost, defining the request_review method on DraftPost to return a PendingReviewPost, and defining an approve method on PendingReviewPost to return a Post as shown in Listing 17-20:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub struct Post {
#     content: String,
# }
#
# pub struct DraftPost {
#     content: String,
# }
#
impl DraftPost {
    // --snip--

    pub fn request_review(self) -> PendingReviewPost {
        PendingReviewPost {
            content: self.content,
        }
    }
}

pub struct PendingReviewPost {
    content: String,
}

impl PendingReviewPost {
    pub fn approve(self) -> Post {
        Post {
            content: self.content,
        }
    }
}
#}

Listing 17-20: A PendingReviewPost that gets created by calling request_review on DraftPost, and an approve method that turns a PendingReviewPost into a published Post

The request_review and approve methods take ownership of self, thus consuming the DraftPost and PendingReviewPost instances and transforming them into a PendingReviewPost and a published Post, respectively. This way, we won’t have any DraftPost instances lingering around after we’ve called request_review on them, and so forth. PendingReviewPost doesn’t have a content method defined on it, so attempting to read its content results in a compiler error, as with DraftPost. Because the only way to get a published Post instance that does have a content method defined is to call the approve method on a PendingReviewPost, and the only way to get a PendingReviewPost is to call the request_review method on a DraftPost, we’ve now encoded the blog post workflow into the type system.

This does mean we have to make some small changes to main. The request_review and approve methods return new instances rather than modifying the struct they’re called on, so we need to add more let post = shadowing assignments to save the returned instances. We also can’t have the assertions about the draft and pending review post’s contents being empty strings, nor do we need them: we can’t compile code that tries to use the content of posts in those states any longer. The updated code in main is shown in Listing 17-21:

Filename: src/main.rs

extern crate blog;
use blog::Post;

fn main() {
    let mut post = Post::new();

    post.add_text("I ate a salad for lunch today");

    let post = post.request_review();

    let post = post.approve();

    assert_eq!("I ate a salad for lunch today", post.content());
}

Listing 17-21: Modifications to main to use the new implementation of the blog post workflow

These changes we need to make to main to reassign post means this implementation doesn’t quite follow the object-oriented state pattern anymore: the transformations between the states are no longer encapsulated entirely within the Post implementation. However, our gain is that invalid states are now impossible because of the type system and the type checking that happens at compile time! This ensures that certain bugs, such as the content of an unpublished post being displayed, will be discovered before they make it to production.

Try the tasks suggested for additional requirements that we mentioned at the start of this section on this code, to see how working with this version of the code feels.

We’ve seen that even though Rust is capable of implementing object-oriented design patterns, other patterns like encoding state into the type system are also available in Rust. These patterns have different tradeoffs. While you may be very familiar with object-oriented patterns, rethinking the problem in order to take advantage of Rust’s features can provide benefits like preventing some bugs at compile-time. Object-oriented patterns won’t always be the best solution in Rust, because of the features like ownership that object-oriented languages don’t have.

Summary

No matter whether you think Rust is an object-oriented language or not after reading this chapter, you’ve now seen that trait objects are a way to get some object-oriented features in Rust. Dynamic dispatch can give your code some flexibility in exchange for a bit of runtime performance. This flexibility can be used to implement object-oriented patterns that can help with the maintainability of your code. Rust also has other different features, like ownership, that object-oriented languages don’t have. An object-oriented pattern won’t always be the best way to take advantage of Rust’s strengths, but is an available option.

Next, let’s look at another feature of Rust that enables lots of flexibility: patterns. We’ve looked at them briefly throughout the book, but haven’t seen everything they’re capable of yet. Let’s go!

Patterns and Matching

Patterns are a special syntax in Rust for matching against the structure of types, both complex and simple. Using patterns in conjunction with match expressions and other constructs gives you more control over the control flow of a program. A pattern is made up of some combination of:

  • literals
  • destructured arrays, enums, structs, or tuples
  • variables
  • wildcards
  • placeholders

These pieces describe the shape of the data we’re working with, which we then match against values to determine whether our program has the correct data to continue running a particular bit of code.

To use a pattern we compare it to some value. If the pattern matches our value, we use the value parts in our code. Recall our match expressions from Chapter 6 that used patterns like a coin sorting machine. If the value fits the shape of the pattern, we can use the named pieces. If it doesn’t, the code associated with the pattern won’t run.

This chapter is a reference on all things related to patterns. We’ll cover the valid places to use patterns, the difference between refutable and irrefutable patterns, and the different kinds of pattern syntax that you might see. By the end, you’ll see how to use patterns to create powerful and clear code.

All the Places Patterns May be Used

Patterns pop up in a number of places in Rust, and you’ve been using them a lot without realizing it! This section is a reference to all the places where patterns are valid.

match Arms

As we discussed in Chapter 6, patterns are used in the arms of match expressions. Formally, match expressions are defined as the keyword match, a value to match on, and one or more match arms that consist of a pattern and an expression to run if the value matches that arm’s pattern:

match VALUE {
    PATTERN => EXPRESSION,
    PATTERN => EXPRESSION,
    PATTERN => EXPRESSION,
}

match expressions are required to be exhaustive, in the sense that all possibilities for the value in the match expression must be accounted for. One way to ensure you have every possibility covered is to have a catch-all pattern for the last arm---for example, a variable name matching any value can never fail and thus covers every case remaining.

There’s a particular pattern _ that will match anything, but never binds to a variable, and so is often used in the last match arm. This can be useful when you want to ignore any value not specified, for example. We’ll cover this in more detail later in this chapter.

Conditional if let Expressions

In Chapter 6 we discussed how if let expressions are used mainly as a shorter way to write the equivalent of a match that only cares about matching one case. Optionally,if let can have a corresponding else with code to run if the pattern in the if let doesn’t match.

Listing 18-1 shows that it’s also possible to mix and match if let, else if, and else if let expressions. This gives us more flexibility than a match expression where we can only express one value to compare with the patterns; the conditions in a series of if let/else if/else if let arms aren’t required to have any relation to each other.

The code in Listing 18-1 shows a series of checks for a bunch of different conditions that decide what the background color should be. For the purposes of the example, we’ve created variables with hardcoded values that a real program might get by asking the user.

If the user has specified a favorite color, that is used as the background color. If today is Tuesday, the background color will be green. If the user has specified their age as a string and we can parse it as a number successfully, we’ll use either purple or orange depending on the value of the parsed number. Finally, if none of these conditions apply, the background color will be blue:

Filename: src/main.rs

fn main() {
    let favorite_color: Option<&str> = None;
    let is_tuesday = false;
    let age: Result<u8, _> = "34".parse();

    if let Some(color) = favorite_color {
        println!("Using your favorite color, {}, as the background", color);
    } else if is_tuesday {
        println!("Tuesday is green day!");
    } else if let Ok(age) = age {
        if age > 30 {
            println!("Using purple as the background color");
        } else {
            println!("Using orange as the background color");
        }
    } else {
        println!("Using blue as the background color");
    }
}

Listing 18-1: Mixing if let, else if, else if let, and else

This conditional structure lets us support complex requirements. With the hardcoded values we have here, this example will print Using purple as the background color.

We can see that if let can also introduce shadowed variables, in the same way that match arms can: if let Ok(age) = age introduces a new shadowed age variable that contains the value inside the Ok variant. This means we need to place the if age > 30 condition within that block; we can’t combine these two conditions into if let Ok(age) = age && age > 30 because the shadowed age we want to compare to 30 isn’t valid until the new scope starts with the curly brace.

The downside of using if let expressions in this way is that exhaustiveness is not checked by the compiler, whereas with match expressions it is. If we left off the last else block and so missed handling some cases, the compiler would not alert us of the possible logic bug.

while let Conditional Loops

Similar in construction to if let, the while let conditional loop allows your while loop to run for as long as a pattern continues to match. The example in Listing 18-2 shows a while let loop that uses a vector as a stack and prints out the values in the vector in the opposite order they were pushed in:


# #![allow(unused_variables)]
#fn main() {
let mut stack = Vec::new();

stack.push(1);
stack.push(2);
stack.push(3);

while let Some(top) = stack.pop() {
    println!("{}", top);
}
#}

Listing 18-2: Using a while let loop to print out values for as long as stack.pop() returns Some

This example will print 3, 2, then 1. The pop method takes the last element out of the vector and returns Some(value). If the vector is empty, it returns None. The while loop will continue running the code in its block as long as pop is returning Some. Once it returns None, the loop stops. We can use while let to pop every element off our stack.

for Loops

In Chapter 3 we mentioned that the for loop is the most common loop construction in Rust code, but we haven’t yet discussed the pattern that for takes. In a for loop, the pattern is the value that directly follows the keyword for, so the x in for x in y.

Listing 18-3 demonstrates how to use a pattern in a for loop to destructure, or break apart, a tuple as part of the for loop:


# #![allow(unused_variables)]
#fn main() {
let v = vec!['a', 'b', 'c'];

for (index, value) in v.iter().enumerate() {
    println!("{} is at index {}", value, index);
}
#}

Listing 18-3: Using a pattern in a for loop to destructure a tuple

This will print:

a is at index 0
b is at index 1
c is at index 2

We use the enumerate method to adapt an iterator to produce a value and that value’s index in the iterator, placed into a tuple. The first call to enumerate produces the tuple (0, 'a'). When this value is matched to the pattern (index, value), index will be 0 and value will be 'a', printing our first line of output.

let Statements

Before this chapter, we’d only explicitly discussed using patterns with match and if let, but in fact we’ve used patterns in other places too, including let statements. For example, consider this straightforward variable assignment with let:


# #![allow(unused_variables)]
#fn main() {
let x = 5;
#}

We’ve done this hundreds of times throughout this book, and though you may not have realized it, you were using patterns! A let statement looks like this, more formally:

let PATTERN = EXPRESSION;

In statements like let x = 5; with a variable name in the PATTERN slot, the variable name is just a particularly humble form of pattern. We compare the expression against the pattern, and assign any names we find. So for our let x = 5; example, x is a pattern that says “bind what matches here to the variable x.” And since the name x is the whole pattern, this pattern effectively means “bind everything to the variable x, whatever the value is.”

To see the pattern matching aspect of let a bit more clearly, consider Listing 18-4 where we’re using a pattern with let to destructure a tuple:


# #![allow(unused_variables)]
#fn main() {
let (x, y, z) = (1, 2, 3);
#}

Listing 18-4: Using a pattern to destructure a tuple and create three variables at once

Here, we match a tuple against a pattern. Rust compares the value (1, 2, 3) to the pattern (x, y, z) and sees that the value matches the pattern, so will bind 1 to x, 2 to y, and 3 to z. You can think of this tuple pattern as nesting three individual variable patterns inside of it.

If the number of elements in the pattern don’t match the number of elements in the tuple, the overall type won’t match and we’ll get a compiler error. For example, Listing 18-5 shows an attempt to destructure into two variables a tuple with three elements that won’t work:

let (x, y) = (1, 2, 3);

Listing 18-5: Incorrectly constructing a pattern whose variables don’t match the number of elements in the tuple

Attempting to compile this code gives us this type error:

error[E0308]: mismatched types
 --> src/main.rs:2:9
  |
2 |     let (x, y) = (1, 2, 3);
  |         ^^^^^^ expected a tuple with 3 elements, found one with 2 elements
  |
  = note: expected type `({integer}, {integer}, {integer})`
             found type `(_, _)`

If we wanted to ignore one or more of the values in the tuple, we could use _ or .. as we’ll see in the “Ignoring Values in a Pattern” section. If the problem was that we had too many variables in the pattern, the solution would be to make the types match by removing variables so that the number of variables is equal to the number of elements in the tuple.

Function Parameters

Function parameters can also be patterns. The code in Listing 18-6, declaring a function named foo that takes one parameter named x of type i32, should by now look familiar:


# #![allow(unused_variables)]
#fn main() {
fn foo(x: i32) {
    // code goes here
}
#}

Listing 18-6: A function signature uses patterns in the parameters

The x part is a pattern! Like we did with let, we could match a tuple in a function’s arguments to the pattern. Listing 18-7 splits apart the values in a tuple as we pass it to a function:

Filename: src/main.rs

fn print_coordinates(&(x, y): &(i32, i32)) {
    println!("Current location: ({}, {})", x, y);
}

fn main() {
    let point = (3, 5);
    print_coordinates(&point);
}

Listing 18-7: A function with parameters that destructure a tuple

This will print Current location: (3, 5). The values &(3, 5) match the pattern &(x, y), so x gets the value 3, and y gets the value 5.

We can use patterns in closure parameter lists in the same way, too, because closures are similar to functions, as we discussed in Chapter 13.

We’ve seen several ways of using patterns now, but patterns do not work the same in every place we can use them; in some places, the patterns must be irrefutable, meaning they must match any value provided. In other circumstances, they may be refutable. Let’s discuss that next.

Refutability: Whether a Pattern Might Fail to Match

Patterns come in two forms: refutable and irrefutable. Patterns that will match for any possible value passed are said to be irrefutable. An example would be x in the statement let x = 5; because x matches anything and so cannot fail to match. Patterns that may fail to match for some possible value are said to be refutable. An example of this would be Some(x) in the expression if let Some(x) = a_value; if the value in the a_value variable is None rather than Some, then the Some(x) pattern would not match.

let statements, function parameters, and for loops can only accept irrefutable patterns, because the program cannot do anything meaningful with values that don’t match. The if let and while let expressions are restricted to only accept refutable patterns, because by definition they’re intended to handle possible failure---the functionality of a conditional is in its ability to perform differently upon success and failure.

In general, you shouldn’t have to worry about the distinction between refutable and irrefutable patterns, but you do need to be familiar with the concept of refutability so you can respond when you see it in an error message. In those cases, you’ll need to change either the pattern or the construct you’re using the pattern with, depending on your intentions for the behavior of the code.

Let’s look at an example of what happens if we try to use a refutable pattern where Rust requires an irrefutable pattern and vice versa. In Listing 18-8, we have a let statement, but for the pattern we’ve specified Some(x), a refutable pattern. As you might expect, this will error:

let Some(x) = some_option_value;

Listing 18-8: Attempting to use a refutable pattern with let

If some_option_value was a None value, it would fail to match the pattern Some(x), meaning the pattern is refutable. The let statement, however, can only accept an irrefutable patterns because there’s nothing valid the code could do with a None value. At compile time, Rust will complain that we’ve tried to use a refutable pattern where an irrefutable pattern is required:

error[E0005]: refutable pattern in local binding: `None` not covered
 --> <anon>:3:5
  |
3 | let Some(x) = some_option_value;
  |     ^^^^^^^ pattern `None` not covered

We didn’t cover (and couldn’t cover!) every valid value with the pattern Some(x), so Rust will rightfully complain.

To fix the case where we have a refutable pattern in a place where an irrefutable pattern is needed, we can change the code that uses the pattern: instead of using let, we can use if let. That way, if the pattern doesn’t match, the code will just skip the code in the curly brackets, giving it a way to continue validly. Listing 18-9 shows how to fix the code in Listing 18-8.


# #![allow(unused_variables)]
#fn main() {
# let some_option_value: Option<i32> = None;
if let Some(x) = some_option_value {
    println!("{}", x);
}
#}

Listing 18-9: Using if let and a block with refutable patterns instead of let

We’ve given the code an out! This code is perfectly valid, though does now of course mean we cannot use an irrefutable pattern without receiving an error. If we give if let a pattern that will always match, such as x as shown in Listing 18-10, it will error:

if let x = 5 {
    println!("{}", x);
};

Listing 18-10: Attempting to use an irrefutable pattern with if let

Rust complains that it doesn’t make sense to use if let with an irrefutable pattern:

error[E0162]: irrefutable if-let pattern
 --> <anon>:2:8
  |
2 | if let x = 5 {
  |        ^ irrefutable pattern

For this reason, match arms must use refutable patterns, except for the last arm that should match any remaining values with an irrefutable pattern. Using an irrefutable pattern in a match with only one arm is allowed, but isn’t particularly useful and could be replaced with a simpler let statement.

Now that we’ve discussed where patterns can be used and the difference between refutable and irrefutable patterns, let’s go over all the syntax we can use to create patterns.

All the Pattern Syntax

We’ve seen examples of many different kinds of patterns throughout the book, so we’ll gather all the syntax valid in patterns in one place here, and why you might want to use each of them.

Matching Literals

As we saw in Chapter 6, you can match patterns against literals directly. This following code gives some examples:


# #![allow(unused_variables)]
#fn main() {
let x = 1;

match x {
    1 => println!("one"),
    2 => println!("two"),
    3 => println!("three"),
    _ => println!("anything"),
}
#}

This prints one since the value in x is 1. This is useful when you want to take some action if you get a concrete value in particular.

Matching Named Variables

Named variables are irrefutable patterns that match any value, which we have used many times before. There is a complication, however, when used in match expressions. Because match starts a new scope, variables declared as part of a pattern inside the match expression will shadow those with the same name outside the match construct---as is the case with all variables. In Listing 18-11, we declare a variable named x with the value Some(5) and a variable y with the value 10. We then create a match expression on the value x. Take a look at the patterns in the match arms and println! at the end, and try to figure out what will be printed before running this code or reading further:

Filename: src/main.rs

fn main() {
    let x = Some(5);
    let y = 10;

    match x {
        Some(50) => println!("Got 50"),
        Some(y) => println!("Matched, y = {:?}", y),
        _ => println!("Default case, x = {:?}", x),
    }

    println!("at the end: x = {:?}, y = {:?}", x, y);
}

Listing 18-11: A match statement with an arm that introduces a shadowed variable y

Let’s walk through what happens when the match statement runs. The pattern in the first match arm does not match the defined value of x, so we continue.

The pattern in the second match arm introduces a new variable name y that will match any value inside a Some value. Because we’re in a new scope inside the match expression, this is a new variable, and not the y we declared at the beginning with the value 10. This new y binding will match any value inside a Some, which is what we have in x. Therefore this y binds to the inner value of the Some in x. That value is 5, and so the expression for that arm executes and prints Matched, y = 5.

If x had been a None value instead of Some(5), the patterns in the first two arms would not have matched, so we would have matched to the underscore. We did not introduce the x variable in the pattern of that arm, so the x in the expression is still the outer x that has not been shadowed. In this hypothetical case, the match would print Default case, x = None.

Once the match expression is over, its scope ends, and so does the scope of the inner y. The last println! produces at the end: x = Some(5), y = 10.

To create a match expression that compares the values of the outer x and y, rather than introducing a shadowed variable, we would need to use a match guard conditional instead. We’ll be talking about match guards later in this section.

Multiple Patterns

In match expressions you can match multiple patterns using the | syntax, which means or. For example, the following code matches the value of x against the match arms, the first of which has an or option, meaning if the value of x matches either of the values in that arm, it will run:


# #![allow(unused_variables)]
#fn main() {
let x = 1;

match x {
    1 | 2 => println!("one or two"),
    3 => println!("three"),
    _ => println!("anything"),
}
#}

This code will print one or two.

Matching Ranges of Values with ...

The ... syntax allows you to match to an inclusive range of values. In the following code, when a pattern matches any of the values within the range, that arm will execute:


# #![allow(unused_variables)]
#fn main() {
let x = 5;

match x {
    1 ... 5 => println!("one through five"),
    _ => println!("something else"),
}
#}

If x is 1, 2, 3, 4, or 5, the first arm will match. This is more convenient than using the | operator to express the same idea; instead of 1 ... 5 we would have to specify 1 | 2 | 3 | 4 | 5 using |. Specifying a range instead is much shorter, especially if we wanted to match, say, any number between 1 and 1,000!

Ranges are only allowed with numeric values or char values, because the compiler checks that the range isn’t empty at compile time. char and numeric values are the only types that Rust knows how to tell if a range is empty or not.

Here’s an example using ranges of char values:


# #![allow(unused_variables)]
#fn main() {
let x = 'c';

match x {
    'a' ... 'j' => println!("early ASCII letter"),
    'k' ... 'z' => println!("late ASCII letter"),
    _ => println!("something else"),
}
#}

Rust can tell that c is within the first pattern’s range, and this will print early ASCII letter.

Destructuring to Break Apart Values

We can also use patterns to destructure structs, enums, tuples, and references in order to use different parts of these values. Let’s go through each of those!

Destructuring Structs

Listing 18-12 shows a Point struct with two fields, x and y, that we can break apart using a pattern with a let statement:

Filename: src/main.rs

struct Point {
    x: i32,
    y: i32,
}

fn main() {
    let p = Point { x: 0, y: 7 };

    let Point { x: a, y: b } = p;
    assert_eq!(0, a);
    assert_eq!(7, b);
}

Listing 18-12: Destructuring a struct’s fields into separate variables

This code creates the variables a and b that match the values of the x and y fields of the p variable.

This example shows that the names of the variable names in the pattern don’t have to match the field names of the struct, but it’s common to want the variable names to match the field names to make it easier to remember which variables came from which fields. Because having variable names match the fields is common, and because writing let Point { x: x, y: y } = p; contains a lot of duplication, there’s a shorthand for patterns that match struct fields: you only need to list the name of the struct field, and the variables created from the pattern will have the same names. Listing 18-13 shows code that behaves in the same way as the code in Listing 18-12, but the variables created in the let pattern are x and y instead of a and b:

Filename: src/main.rs

struct Point {
    x: i32,
    y: i32,
}

fn main() {
    let p = Point { x: 0, y: 7 };

    let Point { x, y } = p;
    assert_eq!(0, x);
    assert_eq!(7, y);
}

Listing 18-13: Destructuring struct fields using struct field shorthand

This code creates the variables x and y that match the x and y of the p variable. The outcome is that the variables x and y contain the values from the p struct.

We can also destructure with literal values as part of the struct pattern rather than creating variables for all of the fields. This allows us to test some of the fields for particular values while creating variables to destructure the other fields.

Listing 18-14 shows a match statement that separates Point values into three cases: points that lie directly on the x axis (which is true when y = 0), on the y axis (x = 0), or neither:

Filename: src/main.rs

# struct Point {
#     x: i32,
#     y: i32,
# }
#
fn main() {
    let p = Point { x: 0, y: 7 };

    match p {
        Point { x, y: 0 } => println!("On the x axis at {}", x),
        Point { x: 0, y } => println!("On the y axis at {}", y),
        Point { x, y } => println!("On neither axis: ({}, {})", x, y),
    }
}

Listing 18-14: Destructuring and matching literal values in one pattern

The first arm will match any point that lies on the x axis by specifying that the y field matches if its value matches the literal 0. The pattern still creates an x variable that we can use in the code for this arm. Similarly, the second arm matches any point on the y axis by specifying that the x field matches if its value is 0, and creates a variable y for the value of the y field. The third arm doesn’t specify any literals, so it matches any other Point and creates variables for both the x and y fields.

In this example, the value p matches the second arm by virtue of x containing a 0, so this will print On the y axis at 7.

Destructuring Enums

We’ve destructured enums before in this book, like in Listing 6-5 in Chapter 6 when we destructured an Option<i32>. One detail we haven’t mentioned explicitly is that the pattern to destructure an enum should correspond to the way the data stored within the enum is defined. For example, let’s take the Message enum from Listing 6-2 and write a match with patterns that will destructure each inner value in Listing 18-15:

Filename: src/main.rs

enum Message {
    Quit,
    Move { x: i32, y: i32 },
    Write(String),
    ChangeColor(i32, i32, i32),
}

fn main() {
    let msg = Message::ChangeColor(0, 160, 255);

    match msg {
        Message::Quit => {
            println!("The Quit variant has no data to destructure.")
        },
        Message::Move { x, y } => {
            println!(
                "Move in the x direction {} and in the y direction {}",
                x,
                y
            );
        }
        Message::Write(text) => println!("Text message: {}", text),
        Message::ChangeColor(r, g, b) => {
            println!(
                "Change the color to red {}, green {}, and blue {}",
                r,
                g,
                b
            )
        }
    }
}

Listing 18-15: Destructuring enum variants that hold different kinds of values

This code will print Change the color to red 0, green 160, and blue 255. Try changing the value of msg to see the code from the other arms run.

For enum variants without any data like Message::Quit, we can’t destructure the value any further. We can only match on the literal Message::Quit value, and there are no variables in that pattern.

For struct-like enum variants such as Message::Move, we can use a pattern similar to the pattern we specify to match structs. After the variant name, we place curly brackets and then list the fields with variables so that we break apart the pieces to use in the code for this arm. Here we use the shorthand form as shown in Listing 18-13.

For tuple-like enum variants like Message::Write, that holds a tuple with one element, and Message::ChangeColor that holds a tuple with three elements, the pattern is similar to the pattern we specify to match tuples. The number of variables in the pattern must match the number of elements in the variant we’re matching.

Destructuring References

When the value we’re matching to our pattern contains a reference, we need to destructure the reference from the value, which we can do by specifying a & in the pattern. This lets us get a variable holding the value that the reference points to rather than getting a variable that holds the reference.

This is especially useful in closures where we have iterators that iterate over references, but we want to use the values in the closure rather than the references.

The example in Listing 18-16 iterates over references to Point instances in a vector, and destructures both the reference and the struct so we can perform calculations on the x and y values easily:


# #![allow(unused_variables)]
#fn main() {
# struct Point {
#     x: i32,
#     y: i32,
# }
#
let points = vec![
    Point { x: 0, y: 0 },
    Point { x: 1, y: 5 },
    Point { x: 10, y: -3 },
];

let sum_of_squares: i32 = points
    .iter()
    .map(|&Point { x, y }| x * x + y * y)
    .sum();
#}

Listing 18-16: Destructuring a reference to a struct into the struct field values

This code results in the value 135 in the variable sum_of_squares, which is the result from squaring the x value and the y value, adding those together, and then adding the result for each Point in the points vector to get one number.

If we had not included the & in &Point { x, y } we’d get a type mismatch error, because iter would then iterate over references to the items in the vector rather than the values themselves. The error would look like this:

error[E0308]: mismatched types
  -->
   |
14 |         .map(|Point { x, y }| x * x + y * y)
   |               ^^^^^^^^^^^^ expected &Point, found struct `Point`
   |
   = note: expected type `&Point`
              found type `Point`

This tells us that Rust was expecting our closure to match &Point, but we tried to match directly to a Point value, and not a reference to a Point.

Destructuring Structs and Tuples

We can mix, match, and nest destructuring patterns in even more complex way. Here’s an example of a complicated destructure, where we nest structs and tuples inside a tuple, and destructure all the primitive values out:


# #![allow(unused_variables)]
#fn main() {
# struct Point {
#     x: i32,
#     y: i32,
# }
#
let ((feet, inches), Point {x, y}) = ((3, 10), Point { x: 3, y: -10 });
#}

This lets us break complex types into their component parts so that we can use the values we’re interested in separately.

Destructuring with patterns is a convenient way to use pieces of values, such as the value from each field in a struct, separately from each other.

Ignoring Values in a Pattern

We’ve seen that it’s sometimes useful to ignore values in a pattern, such as in the last arm of a match to give us a catch-all that doesn’t actually do anything, but does account for all remaining possible values. There are a few ways to ignore entire values or parts of values in a pattern: using the _ pattern (which we’ve seen), using the _ pattern within another pattern, using a name that starts with an underscore, or using .. to ignore remaining parts of a value. Let’s explore how and why to do each of these.

Ignoring an Entire Value with _

We’ve used the underscore as a wildcard pattern that will match any value but not bind to the value. While the underscore pattern is especially useful as the last arm in a match expression, we can use it in any pattern, including function parameters, as shown in Listing 18-17:

Filename: src/main.rs

fn foo(_: i32, y: i32) {
    println!("This code only uses the y parameter: {}", y);
}

fn main() {
    foo(3, 4);
}

Listing 18-17: Using _ in a function signature

This code will completely ignore the value passed as the first argument, 3, and will print out This code only uses the y parameter: 4. In most cases when you no longer need a particular function parameter, you would change the signature so it doesn’t include the unused parameter.

Ignoring a function parameter can be especially useful in some cases, such as when implementing a trait, when you need a certain type signature but the function body in your implementation doesn’t need one of the parameters. The compiler will then not warn about unused function parameters, as it would if we used a name instead.

Ignoring Parts of a Value with a Nested _

We can also use _ inside of another pattern to ignore just part of a value, when we only want to test for part of a value but have no use for the other parts in the corresponding code we want to run. Listing 18-18 shows code responsible for giving a setting a value. The business requirements are that the user should not be allowed to overwrite an existing customization of a setting, but can unset the setting and can give the setting a value if it is currently unset.


# #![allow(unused_variables)]
#fn main() {
let mut setting_value = Some(5);
let new_setting_value = Some(10);

match (setting_value, new_setting_value) {
    (Some(_), Some(_)) => {
        println!("Can't overwrite an existing customized value");
    }
    _ => {
        setting_value = new_setting_value;
    }
}

println!("setting is {:?}", setting_value);
#}

Listing 18-18: Using an underscore within patterns that match Some variants when we don’t need to use the value inside the Some

This code will print Can't overwrite an existing customized value and then setting is Some(5). In the first match arm, we don’t need to match on or use the values inside either Some variant; the important part we need to test for is the case when both setting_value and new_setting_value are the Some variant. In that case, we want to print out why we’re not changing setting_value, and we don’t change it.

In all other cases (if either setting_value or new_setting_value are None), which is expressed by the _ pattern in the second arm, we do want to allow new_setting_value to become setting_value.

We can also use underscores in multiple places within one pattern to ignore particular values, as shown in Listing 18-19 where we’re ignoring the second and fourth values in a tuple of five items:


# #![allow(unused_variables)]
#fn main() {
let numbers = (2, 4, 8, 16, 32);

match numbers {
    (first, _, third, _, fifth) => {
        println!("Some numbers: {}, {}, {}", first, third, fifth)
    },
}
#}

Listing 18-19: Ignoring multiple parts of a tuple

This will print Some numbers: 2, 8, 32, and the values 4 and 16 will be ignored.

Ignoring an Unused Variable by Starting its Name with an Underscore

If you create a variable but don’t use it anywhere, Rust will usually issue a warning, since that could be a bug. Sometimes, though, it’s useful to create a variable you won’t use yet, like if you’re prototyping or just starting a project. In this situation you’ll want to tell Rust not to warn you about the unused variable, which you can do by starting the name of the variable with an underscore. In Listing 18-20 we create two unused variables, but when we run this code we should only get a warning about one of them.

Filename: src/main.rs

fn main() {
    let _x = 5;
    let y = 10;
}

Listing 18-20: Starting a variable name with an underscore in order to not get unused variable warnings

Here we get a warning about not using the variable y, but not about not using the variable preceded by the underscore.

Note that there is a subtle difference between using only _ and using a name that starts with an underscore. Something like _x still binds the value to the variable, whereas _ doesn’t bind at all. To show a case where this distinction matters, Listing 18-21 will provide us with an error.

let s = Some(String::from("Hello!"));

if let Some(_s) = s {
    println!("found a string");
}

println!("{:?}", s);

Listing 18-21: An unused variable starting with an underscore still binds the value, which may take ownership of the value

We’ll receive an error because the s value will still be moved into _s, which prevents us from using s again. Using the underscore by itself, however, doesn’t ever bind to the value. Listing 18-22 will compile without any errors since s does not get moved into _:


# #![allow(unused_variables)]
#fn main() {
let s = Some(String::from("Hello!"));

if let Some(_) = s {
    println!("found a string");
}

println!("{:?}", s);
#}

Listing 18-22: Using underscore does not bind the value

This works just fine; because we never bind s to anything, it isn’t moved.

Ignoring Remaining Parts of a Value with ..

With values that have many parts, we can use the .. syntax to use only a few parts and ignore the rest, while avoiding having to list underscores for each ignored value. The .. pattern will ignore any parts of a value that we haven’t explicitly matched in the rest of the pattern. In Listing 18-23, we have a Point struct that holds a coordinate in three dimensional space. In the match expression, we want to operate only on the x coordinate and ignore the values in the y and z fields:


# #![allow(unused_variables)]
#fn main() {
struct Point {
    x: i32,
    y: i32,
    z: i32,
}

let origin = Point { x: 0, y: 0, z: 0 };

match origin {
    Point { x, .. } => println!("x is {}", x),
}
#}

Listing 18-23: Ignoring all fields of a Point except for x by using ..

We list the x value, and then just include the .. pattern. This is quicker than having to list out y: _ and z: _, particularly when working with structs that have lots of fields, in situations where only one or two fields are relevant.

.. will expand to as many values as it needs to be. Listing 18-24 shows a use of .. with a tuple:

Filename: src/main.rs

fn main() {
    let numbers = (2, 4, 8, 16, 32);

    match numbers {
        (first, .., last) => {
            println!("Some numbers: {}, {}", first, last);
        },
    }
}

Listing 18-24: Matching only the first and last values in a tuple and ignoring all other values

Here, we have the first and last value matched with first and last. The .. will match and ignore everything in the middle.

Using .. must be unambiguous, however. If it is not clear which values are intended for matching, and which to be ignored, Rust will error. Listing 18-25 shows an example of using .. ambiguously that will not compile due to this ambiguity:

Filename: src/main.rs

fn main() {
    let numbers = (2, 4, 8, 16, 32);

    match numbers {
        (.., second, ..) => {
            println!("Some numbers: {}", second)
        },
    }
}

Listing 18-25: An attempt to use .. in a way that is ambiguous

If we compile this example, we get this error:

error: `..` can only be used once per tuple or tuple struct pattern
 --> src/main.rs:5:22
  |
5 |         (.., second, ..) => {
  |                      ^^

It’s not possible for Rust to determine how many values in the tuple to ignore before matching a value with second, and then how many further values to ignore after that. This code could mean that we intend to ignore 2, bind second to 4, then ignore 8, 16, and 32; or we could mean that we want to ignore 2 and 4, bind second to 8, then ignore 16 and 32, and so forth. The variable name second doesn’t mean anything special to Rust, so we get a compiler error since using .. in two places like this is ambiguous.

ref and ref mut to Create References in Patterns

Here we’ll look at using ref to make references so ownership of the values isn’t moved to variables in the pattern. Usually, when you match against a pattern, the variables introduced by the pattern are bound to a value. Rust’s ownership rules mean the value will be moved into the match, or wherever you’re using the pattern. Listing 18-26 shows an example of a match that has a pattern with a variable, and then another usage of the entire value after the match. This will fail to compile because ownership of part of the robot_name value is transferred to the name variable in the pattern of the first match arm:

let robot_name = Some(String::from("Bors"));

match robot_name {
    Some(name) => println!("Found a name: {}", name),
    None => (),
}

println!("robot_name is: {:?}", robot_name);

Listing 18-26: Creating a variable in a match arm pattern takes ownership of the value

This example will fail because the value inside Some in robot_name is moved to within the match when name binds to that value. Because ownership of part of robot_name has been moved to name, we can no longer use robot_name in the println! after the match because robot_name no longer has ownership.

In order to fix this code, we want to have the Some(name) pattern borrow that part of robot_name rather than taking ownership. Outside of patterns, we’ve seen that the way to borrow a value is to create a reference using &, so you may think the solution is changing Some(name) to Some(&name).

However, we saw in the “Destructuring to Break Apart Values” section that & in patterns does not create a reference, it matches an existing reference in the value. Because & already has that meaning in patterns, we can’t use & to create a reference in a pattern.

Instead, to create a reference in a pattern, we do this by using the ref keyword before the new variable, as shown in Listing 18-27:


# #![allow(unused_variables)]
#fn main() {
let robot_name = Some(String::from("Bors"));

match robot_name {
    Some(ref name) => println!("Found a name: {}", name),
    None => (),
}

println!("robot_name is: {:?}", robot_name);
#}

Listing 18-27: Creating a reference so that a pattern variable does not take ownership of a value

This example will compile because the value in the Some variant in robot_name is not moved into the match; the match only took a reference to the data in robot_name rather than moving it.

To create a mutable reference in order to be able to mutate a value matched in a pattern, use ref mut instead of &mut for the same reason that we use ref instead of &: &mut in patterns is for matching existing mutable references, not creating new ones. Listing 18-28 shows an example of a pattern creating a mutable reference:


# #![allow(unused_variables)]
#fn main() {
let mut robot_name = Some(String::from("Bors"));

match robot_name {
    Some(ref mut name) => *name = String::from("Another name"),
    None => (),
}

println!("robot_name is: {:?}", robot_name);
#}

Listing 18-28: Creating a mutable reference to a value as part of a pattern using ref mut

This example will compile and print robot_name is: Some("Another name"). Because name is a mutable reference, we need to dereference within the match arm code using the * operator in order to be able to mutate the value.

Extra Conditionals with Match Guards

A match guard is an additional if condition specified after the pattern in a match arm that also must match if the pattern matches in order for that arm to be chosen. Match guards are useful for expressing more complex ideas than a pattern alone allows.

The condition can use variables created in the pattern. Listing 18-29 shows a match where the first arm has the pattern Some(x) and then also has a match guard of if x < 5:


# #![allow(unused_variables)]
#fn main() {
let num = Some(4);

match num {
    Some(x) if x < 5 => println!("less than five: {}", x),
    Some(x) => println!("{}", x),
    None => (),
}
#}

Listing 18-29: Adding a match guard to a pattern

This example will print less than five: 4. When num is compared to the pattern in the first arm, it matches since Some(4) matches Some(x). Then the match guard checks to see if the value in x is less than 5, and because 4 is less than 5, the first arm is selected.

If num had been Some(10) instead, the match guard in the first arm would have been false since 10 is not less than 5. Rust would then go to the second arm, which would match because the second arm does not have a match guard and therefore matches any Some variant.

There’s no way to express the if x < 5 condition within a pattern, so the match guard has given us the ability to express this logic.

In Listing 18-11, we mentioned that we could use match guards to solve our pattern shadowing problem, where a new variable was created inside the pattern in the match expression instead of using the variable outside the match. That new variable meant we couldn’t test against the value that the outer variable had. Listing 18-30 shows how we can use a match guard to fix this:

Filename: src/main.rs

fn main() {
    let x = Some(5);
    let y = 10;

    match x {
        Some(50) => println!("Got 50"),
        Some(n) if n == y => println!("Matched, n = {:?}", n),
        _ => println!("Default case, x = {:?}", x),
    }

    println!("at the end: x = {:?}, y = {:?}", x, y);
}

Listing 18-30: Using a match guard to test for equality with an outer variable

This will now print Default case, x = Some(5). The pattern in the second match arm is now not introducing a new variable y that would shadow the outer y, meaning we can use the outer y in the match guard. Instead of specifying the pattern as Some(y), which would have shadowed the outer y, we specify Some(n). This creates a new variable n that does not shadow anything because there is no n variable outside the match.

In the match guard, if n == y, this is not a pattern and therefore does not introduce new variables. This y is the outer y rather than a new shadowed y, and we can express the idea that we’re looking for a value that has the same value as the outer y by comparing n to y.

You can also use the or operator | in a match guard to specify multiple patterns, and the match guard condition will apply to all of the patterns. Listing 18-31 shows the precedence of combining a match guard with a pattern that uses |. The important part of this example is that the if y match guard applies to 4, 5, and 6, even though it might look like if y only applies to 6:


# #![allow(unused_variables)]
#fn main() {
let x = 4;
let y = false;

match x {
    4 | 5 | 6 if y => println!("yes"),
    _ => println!("no"),
}
#}

Listing 18-31: Combining multiple patterns with a match guard

The match condition states that the arm only matches if the value of x is equal to 4, 5, or 6 and if y is true. What happens when this code runs is that the pattern of the first arm matches because x is 4, but the match guard if y is false, so the first arm is not chosen. The code moves on to the second arm, which does match, and this program prints no.

This is because the if condition applies to the whole pattern 4 | 5 | 6, and not only to the last value 6. In other words, the precedence of a match guard in relation to a pattern behaves like this:

(4 | 5 | 6) if y => ...

rather than this:

4 | 5 | (6 if y) => ...

We can tell this from what happened when we ran the code: if the match guard was only applied to the final value in the list of values specified using the | operator, the arm would have matched and the program would have printed yes.

@ Bindings

The at operator, @, lets us create a variable that holds a value at the same time we’re testing that value to see if it matches a pattern. Listing 18-32 shows an example where we want to test that a Message::Hello id field is within the range 3...7 but also be able to bind the value to the variable id_variable so that we can use it in the code associated with the arm. We could have named id_variable id, the same as the field, but for the purposes of this example we’ve chosen to give it a different name:


# #![allow(unused_variables)]
#fn main() {
enum Message {
    Hello { id: i32 },
}

let msg = Message::Hello { id: 5 };

match msg {
    Message::Hello { id: id_variable @ 3...7 } => {
        println!("Found an id in range: {}", id_variable)
    },
    Message::Hello { id: 10...12 } => {
        println!("Found an id in another range")
    },
    Message::Hello { id } => {
        println!("Found some other id: {}", id)
    },
}
#}

Listing 18-32: Using @ to bind to a value in a pattern while also testing it

This example will print Found an id in range: 5. By specifying id_variable @ before the range 3...7, we’re capturing whatever value matched the range while also testing that the value matched the range pattern.

In the second arm where we only have a range specified in the pattern, the code associated with the arm doesn’t have a variable that contains the actual value of the id field. The id field’s value could have been 10, 11, or 12 but the code that goes with that pattern doesn’t know which one and isn’t able to use the value from the id field, because we haven’t saved the id value in a variable.

In the last arm where we’ve specified a variable without a range, we do have the value available to use in the arm’s code in a variable named id because we’ve used the struct field shorthand syntax. We haven’t applied any test to the value in the id field in this arm, though, like the first two arms did: any value would match this pattern.

Using @ lets us test a value and save it in a variable within one pattern.

Summary

Patterns are a useful feature of Rust that help distinguish between different kinds of data. When used in match statements, Rust makes sure your patterns cover every possible value, or your program will not compile. Patterns in let statements and function parameters make those constructs more powerful, enabling the destructuring of values into smaller parts at the same time as assigning to variables. We can create simple or complex patterns to suit our needs.

Now, for the penultimate chapter of the book, let’s take a look at some advanced parts of a variety of Rust’s features.

Advanced Features

We’ve come a long way! By now, you’ve learned 99% of the things you’ll need to know when writing Rust. Before we do one more project in Chapter 20, let’s talk about a few things you may run into that last 1% of the time. Feel free to use this chapter as a reference for when you run into something unknown in the wild; the features you’ll learn to use here are useful in very specific situations. We don’t want to leave these features out, but you won’t find yourself reaching for them often.

In this chapter, we’re going to cover:

  • Unsafe Rust: for when you need to opt out of some of Rust’s guarantees and make yourself responsible for upholding the guarantees instead
  • Advanced Lifetimes: syntax for complex lifetime situations
  • Advanced Traits: Associated Types, default type parameters, fully qualified syntax, supertraits, and the newtype pattern in relation to traits
  • Advanced Types: some more about the newtype pattern, type aliases, the “never” type, and dynamically sized types
  • Advanced Functions and Closures: function pointers and returning closures

It’s a panoply of Rust features with something for everyone! Let’s dive in!

Unsafe Rust

All the code we’ve discussed so far has had Rust’s memory safety guarantees enforced at compile time. However, Rust has a second language hiding inside of it that does not enforce these memory safety guarantees: unsafe Rust. This works just like regular Rust, but gives you extra superpowers.

Unsafe Rust exists because, by nature, static analysis is conservative. When the compiler is trying to determine if code upholds the guarantees or not, it’s better for it to reject some programs that are valid than accept some programs that are invalid. That inevitably means there are some times when your code might be okay, but Rust thinks it’s not! In these cases, you can use unsafe code to tell the compiler, “trust me, I know what I’m doing.” The downside is that you’re on your own; if you get unsafe code wrong, problems due to memory unsafety, like null pointer dereferencing, can occur.

There’s another reason Rust has an unsafe alter ego: the underlying hardware of computers is inherently not safe. If Rust didn’t let you do unsafe operations, there would be some tasks that you simply could not do. Rust needs to allow you to do low-level systems programming like directly interacting with your operating system, or even writing your own operating system! That’s one of the goals of the language. Let’s see what you can do with unsafe Rust, and how to do it.

Unsafe Superpowers

To switch into unsafe Rust we use the unsafe keyword, and then we can start a new block that holds the unsafe code. There are four actions that you can take in unsafe Rust that you can’t in safe Rust that we call “unsafe superpowers.” Those superpowers are the ability to:

  1. Dereference a raw pointer
  2. Call an unsafe function or method
  3. Access or modify a mutable static variable
  4. Implement an unsafe trait

It’s important to understand that unsafe doesn’t turn off the borrow checker or disable any other of Rust’s safety checks: if you use a reference in unsafe code, it will still be checked. The unsafe keyword only gives you access to these four features that are then not checked by the compiler for memory safety. You still get some degree of safety inside of an unsafe block!

Furthermore, unsafe does not mean the code inside the block is necessarily dangerous or that it will definitely have memory safety problems: the intent is that you as the programmer will ensure the code inside an unsafe block will access memory in a valid way.

People are fallible, and mistakes will happen, but by requiring these four unsafe operations to be inside blocks annotated with unsafe, you’ll know that any errors related to memory safety must be within an unsafe block. Keep unsafe blocks small and you’ll thank yourself later when you go to investigate memory bugs.

To isolate unsafe code as much as possible, it’s a good idea to enclose unsafe code within a safe abstraction and provide a safe API, which we’ll be discussing once we get into unsafe functions and methods. Parts of the standard library are implemented as safe abstractions over unsafe code that has been audited. This technique prevents uses of unsafe from leaking out into all the places that you or your users might want to make use of the functionality implemented with unsafe code, because using a safe abstraction is safe.

Let’s talk about each of the four unsafe superpowers in turn, and along the way we’ll look at some abstractions that provide a safe interface to unsafe code.

Dereferencing a Raw Pointer

Way back in Chapter 4, in the “Dangling References” section, we covered that the compiler ensures references are always valid. Unsafe Rust has two new types similar to references called raw pointers. Just like with references, raw pointers can be immutable or mutable, written as *const T and *mut T, respectively. The asterisk isn’t the dereference operator; it’s part of the type name. In the context of raw pointers, “immutable” means that the pointer can’t be directly assigned to after being dereferenced.

Different from references and smart pointers, keep in mind that raw pointers:

  • Are allowed to ignore the borrowing rules and have both immutable and mutable pointers, or multiple mutable pointers to the same location
  • Aren’t guaranteed to point to valid memory
  • Are allowed to be null
  • Don’t implement any automatic clean-up

By opting out of having Rust enforce these guarantees, you are able to make the tradeoff of giving up guaranteed safety to gain performance or the ability to interface with another language or hardware where Rust’s guarantees don’t apply.

Listing 19-1 shows how to create both an immutable and a mutable raw pointer from references.


# #![allow(unused_variables)]
#fn main() {
let mut num = 5;

let r1 = &num as *const i32;
let r2 = &mut num as *mut i32;
#}

Listing 19-1: Creating raw pointers from references

Notice we don’t include the unsafe keyword here---you can create raw pointers in safe code, you just can’t dereference raw pointers outside of an unsafe block, as we’ll see in a bit.

We’ve created raw pointers by using as to cast an immutable and a mutable reference into their corresponding raw pointer types. Because we created them directly from references that are guaranteed to be valid, we can know that these particular raw pointers are valid, but we can’t make that assumption about just any raw pointer.

Next we’ll create a raw pointer whose validity we can’t be so certain of. Listing 19-2 shows how to create a raw pointer to an arbitrary location in memory. Trying to use arbitrary memory is undefined: there may be data at that address or there may not, the compiler might optimize the code so that there is no memory access, or your program might segfault. There’s not usually a good reason to be writing code like this, but it is possible:


# #![allow(unused_variables)]
#fn main() {
let address = 0x012345usize;
let r = address as *const i32;
#}

Listing 19-2: Creating a raw pointer to an arbitrary memory address

Remember that we said you can create raw pointers in safe code, but you can’t dereference raw pointers and read the data being pointed to. We’ll do so now using the dereference operator, *, on a raw pointer, which does require an unsafe block, as shown in Listing 19-3:


# #![allow(unused_variables)]
#fn main() {
let mut num = 5;

let r1 = &num as *const i32;
let r2 = &mut num as *mut i32;

unsafe {
    println!("r1 is: {}", *r1);
    println!("r2 is: {}", *r2);
}
#}

Listing 19-3: Dereferencing raw pointers within an unsafe block

Creating a pointer can’t do any harm; it’s only when accessing the value that it points at that you might end up dealing with an invalid value.

Note also that in Listing 19-1 and 19-3 we created *const i32 and *mut i32 raw pointers that both pointed to the same memory location, that of num. If instead we’d tried to create an immutable and a mutable reference to num, this would not have compiled because Rust’s ownership rules don’t allow a mutable reference at the same time as any immutable references. With raw pointers, we are able to create a mutable pointer and an immutable pointer to the same location, and change data through the mutable pointer, potentially creating a data race. Be careful!

With all of these dangers, why would we ever use raw pointers? One major use case is when interfacing with C code, as we’ll see in the next section on unsafe functions. Another case is when building up safe abstractions that the borrow checker doesn’t understand. Let’s introduce unsafe functions then look at an example of a safe abstraction that uses unsafe code.

Calling an Unsafe Function or Method

The second type of operation that requires an unsafe block is calls to unsafe functions. Unsafe functions and methods look exactly like regular functions and methods, but they have an extra unsafe out front. That unsafe indicates the function has requirements we as programmers need to uphold when we call this function, because Rust can’t guarantee we’ve met these requirements. By calling an unsafe function within an unsafe block, we are saying that we’ve read this function’s documentations and take responsibility for upholding the function’s contracts ourselves.

Here’s an unsafe function named dangerous that doesn’t do anything in its body:


# #![allow(unused_variables)]
#fn main() {
unsafe fn dangerous() {}

unsafe {
    dangerous();
}
#}

We must call the dangerous function within a separate unsafe block. If we try to call dangerous without the unsafe block, we’ll get an error:

error[E0133]: call to unsafe function requires unsafe function or block
 -->
  |
4 |     dangerous();
  |     ^^^^^^^^^^^ call to unsafe function

By inserting the unsafe block around our call to dangerous, we’re asserting to Rust that we’ve read the documentation for this function, we understand how to use it properly, and we’ve verified that everything is correct.

Bodies of unsafe functions are effectively unsafe blocks, so to perform other unsafe operations within an unsafe function, we don’t need to add another unsafe block.

Creating a Safe Abstraction Over Unsafe Code

Just because a function contains unsafe code doesn’t mean the whole function needs to be marked as unsafe. In fact, wrapping unsafe code in a safe function is a common abstraction. As an example, let’s check out a function from the standard library, split_at_mut, that requires some unsafe code and explore how we might implement it. This safe method is defined on mutable slices: it takes one slice and makes it into two by splitting the slice at the index given as an argument. Using split_at_mut is demonstrated in Listing 19-4:


# #![allow(unused_variables)]
#fn main() {
let mut v = vec![1, 2, 3, 4, 5, 6];

let r = &mut v[..];

let (a, b) = r.split_at_mut(3);

assert_eq!(a, &mut [1, 2, 3]);
assert_eq!(b, &mut [4, 5, 6]);
#}

Listing 19-4: Using the safe split_at_mut function

This function can’t be implemented using only safe Rust. An attempt might look something like Listing 19-5, which will not compile. For simplicity, we’re implementing split_at_mut as a function rather than a method, and only for slices of i32 values rather than for a generic type T.

fn split_at_mut(slice: &mut [i32], mid: usize) -> (&mut [i32], &mut [i32]) {
    let len = slice.len();

    assert!(mid <= len);

    (&mut slice[..mid],
     &mut slice[mid..])
}

Listing 19-5: An attempted implementation of split_at_mut using only safe Rust

This function first gets the total length of the slice, then asserts that the index given as a parameter is within the slice by checking that it’s less than or equal to the length. The assertion means that if we pass an index that’s greater than the index to split the slice at, the function will panic before it attempts to use that index.

Then we return two mutable slices in a tuple: one from the start of the original slice to the mid index, and another from mid to the end of the slice.

If we try to compile this, we’ll get an error:

error[E0499]: cannot borrow `*slice` as mutable more than once at a time
 -->
  |
6 |     (&mut slice[..mid],
  |           ----- first mutable borrow occurs here
7 |      &mut slice[mid..])
  |           ^^^^^ second mutable borrow occurs here
8 | }
  | - first borrow ends here

Rust’s borrow checker can’t understand that we’re borrowing different parts of the slice; it only knows that we’re borrowing from the same slice twice. Borrowing different parts of a slice is fundamentally okay because our two slices aren’t overlapping, but Rust isn’t smart enough to know this. When we know something is okay, but Rust doesn’t, it’s time to reach for unsafe code.

Listing 19-6 shows how to use an unsafe block, a raw pointer, and some calls to unsafe functions to make the implementation of split_at_mut work:


# #![allow(unused_variables)]
#fn main() {
use std::slice;

fn split_at_mut(slice: &mut [i32], mid: usize) -> (&mut [i32], &mut [i32]) {
    let len = slice.len();
    let ptr = slice.as_mut_ptr();

    assert!(mid <= len);

    unsafe {
        (slice::from_raw_parts_mut(ptr, mid),
         slice::from_raw_parts_mut(ptr.offset(mid as isize), len - mid))
    }
}
#}

Listing 19-6: Using unsafe code in the implementation of the split_at_mut function

Recall from the “Slices” section in Chapter 4 that slices are a pointer to some data and the length of the slice. We use the len method to get the length of a slice, and the as_mut_ptr method to access the raw pointer of a slice. In this case, because we have a mutable slice to i32 values, as_mut_ptr returns a raw pointer with the type *mut i32, which we’ve stored in the variable ptr.

We keep the assertion that the mid index is within the slice. Then we get to the unsafe code: the slice::from_raw_parts_mut function takes a raw pointer and a length and creates a slice. We use this function to create a slice that starts from ptr and is mid items long. Then we call the offset method on ptr with mid as an argument to get a raw pointer that starts at mid, and we create a slice using that pointer and the remaining number of items after mid as the length.

The function slice::from_raw_parts_mut is unsafe because it takes a raw pointer and must trust that this pointer is valid. The offset method on raw pointers is also unsafe, because it must trust that the offset location is also a valid pointer. We therefore had to put an unsafe block around our calls to slice::from_raw_parts_mut and offset to be allowed to call them. We can tell, by looking at the code and by adding the assertion that mid must be less than or equal to len, that all the raw pointers used within the unsafe block will be valid pointers to data within the slice. This is an acceptable and appropriate use of unsafe.

Note that we don’t need to mark the resulting split_at_mut function as unsafe, and we can call this function from safe Rust. We’ve created a safe abstraction to the unsafe code with an implementation of the function that uses unsafe code in a safe way because it creates only valid pointers from the data this function has access to.

In contrast, the use of slice::from_raw_parts_mut in Listing 19-7 would likely crash when the slice is used. This code takes an arbitrary memory location and creates a slice ten thousand items long:


# #![allow(unused_variables)]
#fn main() {
use std::slice;

let address = 0x012345usize;
let r = address as *mut i32;

let slice = unsafe {
    slice::from_raw_parts_mut(r, 10000)
};
#}

Listing 19-7: Creating a slice from an arbitrary memory location

We don’t own the memory at this arbitrary location, and there’s no guarantee that the slice this code creates contains valid i32 values. Attempting to use slice as if it was a valid slice would result in undefined behavior.

Using extern Functions to Call External Code

Sometimes, your Rust code may need to interact with code written in another language. For this, Rust has a keyword, extern, that facilitates the creation and use of a Foreign Function Interface (FFI). A Foreign Function Interface is a way for a programming language to define functions and enable a different (foreign) programming language to call those functions.

Listing 19-8 demonstrates how to set up an integration with the abs function from the C standard library. Functions declared within extern blocks are always unsafe to call from Rust code, because other languages don`t enforce Rust's rules and guarantees and Rust can't check them, so responsibility falls on the programmer to ensure safety:

Filename: src/main.rs

extern "C" {
    fn abs(input: i32) -> i32;
}

fn main() {
    unsafe {
        println!("Absolute value of -3 according to C: {}", abs(-3));
    }
}

Listing 19-8: Declaring and calling an extern function defined in another language

Within the extern "C" block, we list the names and signatures of external functions from another language we want to be able to call. The "C" part defines which application binary interface (ABI) the external function uses---the ABI defines how to call the function at the assembly level. The "C" ABI is the most common, and follows the C programming language’s ABI.

Calling Rust Functions from Other Languages

You can also use extern to create an interface that allows other languages to call Rust functions. Instead of an extern block, we add the extern keyword and specify the ABI to use just before the fn keyword. We also need to add a #[no_mangle] annotation to tell the Rust compiler not to mangle the name of this function. Mangling is when a compiler changes the name we’ve given a function to a different name that contains more information for other parts of the compilation process to consume but is less human readable. Every programming language compiler mangles names slightly differently, so for a Rust function to be nameable from other languages, we have to disable the Rust compiler’s name mangling.

In this example we make the call_from_c function accessible from C code, once it’s compiled to a shared library and linked from C:


# #![allow(unused_variables)]
#fn main() {
#[no_mangle]
pub extern "C" fn call_from_c() {
    println!("Just called a Rust function from C!");
}
#}

This usage of extern does not require unsafe.

Accessing or Modifying a Mutable Static Variable

We’ve managed to go this entire book without talking about global variables, which Rust does support, but which can be problematic with Rust’s ownership rules. If you have two threads accessing the same mutable global variable, it can cause a data race.

Global variables are called static variables in Rust. Listing 19-9 shows an example declaration and use of a static variable with a string slice as a value:

Filename: src/main.rs

static HELLO_WORLD: &str = "Hello, world!";

fn main() {
    println!("name is: {}", HELLO_WORLD);
}

Listing 19-9: Defining and using an immutable static variable

static variables are similar to constants, which we discussed in the “Differences Between Variables and Constants” section in Chapter 3. The names of static variables are in SCREAMING_SNAKE_CASE by convention, and we must annotate the variable’s type, which is &'static str in this case. Static variables may only store references with the 'static lifetime, which means the Rust compiler can figure out the lifetime by itself and we don’t need to annotate it explicitly. Accessing an immutable static variable is safe.

Constants and immutable static variables may seem similar, but a subtle difference is that values in a static variable have a fixed address in memory. Using the value will always access the same data. Constants, on the other hand, are allowed to duplicate their data whenever they are used.

Another difference between constants and static variables is that static variables can be mutable. Both accessing and modifying mutable static variables is unsafe. Listing 19-10 shows how to declare, access, and modify a mutable static variable named COUNTER:

Filename: src/main.rs

static mut COUNTER: u32 = 0;

fn add_to_count(inc: u32) {
    unsafe {
        COUNTER += inc;
    }
}

fn main() {
    add_to_count(3);

    unsafe {
        println!("COUNTER: {}", COUNTER);
    }
}

Listing 19-10: Reading from or writing to a mutable static variable is unsafe

Just like with regular variables, we specify mutability using the mut keyword. Any code that reads or writes from COUNTER must be within an unsafe block. This code compiles and prints COUNTER: 3 as we would expect because it’s single threaded. Having multiple threads access COUNTER would likely result in data races.

With mutable data that’s globally accessible, it’s difficult to ensure there are no data races, which is why Rust considers mutable static variables to be unsafe. Where possible, it’s preferable to use the concurrency techniques and thread-safe smart pointers we discussed in Chapter 16, so the compiler checks that data accessed from different threads is done safely.

Implementing an Unsafe Trait

Finally, the last action that only works with unsafe is implementing an unsafe trait. A trait is unsafe when at least one of its methods has some invariant that the compiler can’t verify. We can declare that a trait is unsafe by adding the unsafe keyword before trait, and then implementation of the trait must be marked as unsafe too, as shown in Listing 19-11:


# #![allow(unused_variables)]
#fn main() {
unsafe trait Foo {
    // methods go here
}

unsafe impl Foo for i32 {
    // method implementations go here
}
#}

Listing 19-11: Defining and implementing an unsafe trait

By using unsafe impl, we’re promising that we’ll uphold the invariants that the compiler can’t verify.

As an example, recall the Sync and Send marker traits from the “Extensible Concurrency with the Sync and Send Traits” section of Chapter 16, and that the compiler implements these automatically if our types are composed entirely of Send and Sync types. If we implement a type that contains something that’s not Send or Sync, such as raw pointers, and we want to mark that type as Send or Sync, we must use unsafe. Rust can’t verify that our type upholds the guarantees that it can be safely sent across threads or accessed from multiple threads, so we need to do those checks ourselves and indicate as such with unsafe.

When to Use Unsafe Code

Using unsafe to take one of these four actions isn’t wrong or even frowned upon, but it is trickier to get unsafe code correct because the compiler isn’t able to help uphold memory safety. When you have a reason to use unsafe code, it is possible to do so, and having the explicit unsafe annotation makes it easier to track down the source of problems if they occur.

Advanced Lifetimes

Back in Chapter 10 in the “Validating References with Lifetimes” section, we learned how to annotate references with lifetime parameters to tell Rust how lifetimes of different references relate. We saw how every reference has a lifetime but, most of the time, Rust will let you elide lifetimes. Here we’ll look at three advanced features of lifetimes that we haven’t covered yet:

  • Lifetime subtyping, a way to ensure that one lifetime outlives another lifetime
  • Lifetime bounds, to specify a lifetime for a reference to a generic type
  • Trait object lifetimes, how they’re inferred, and when they need to be specified

Lifetime Subtyping Ensures One Lifetime Outlives Another

Lifetime subtyping is a way to specify that one lifetime should outlive another lifetime. To explore lifetime subtyping, imagine we want to write a parser. We’ll have a structure called Context that holds a reference to the string we’re parsing. We’ll write a parser that will parse this string and return success or failure. The parser will need to borrow the context to do the parsing. Implementing this would look like the code in Listing 19-12, except this code doesn’t have the required lifetime annotations so it won’t compile:

Filename: src/lib.rs

struct Context(&str);

struct Parser {
    context: &Context,
}

impl Parser {
    fn parse(&self) -> Result<(), &str> {
        Err(&self.context.0[1..])
    }
}

Listing 19-12: Defining a parser without lifetime annotations

Compiling the code results in errors saying that Rust expected lifetime parameters on the string slice in Context and the reference to a Context in Parser.

For simplicity’s sake, our parse function returns a Result<(), &str>. That is, it will do nothing on success, and on failure will return the part of the string slice that didn’t parse correctly. A real implementation would have more error information than that, and would actually return something when parsing succeeds, but we’ll leave those off because they aren’t relevant to the lifetimes part of this example.

To keep this code simple, we’re not going to actually write any parsing logic. It’s very likely that somewhere in parsing logic we’d handle invalid input by returning an error that references the part of the input that’s invalid, and this reference is what makes the code example interesting with regards to lifetimes. So we’re going to pretend that the logic of our parser is that the input is invalid after the first byte. Note that this code may panic if the first byte is not on a valid character boundary; again, we’re simplifying the example in order to concentrate on the lifetimes involved.

To get this code compiling, we need to fill in the lifetime parameters for the string slice in Context and the reference to the Context in Parser. The most straightforward way to do this is to use the same lifetime everywhere, as shown in Listing 19-13:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
struct Context<'a>(&'a str);

struct Parser<'a> {
    context: &'a Context<'a>,
}

impl<'a> Parser<'a> {
    fn parse(&self) -> Result<(), &str> {
        Err(&self.context.0[1..])
    }
}
#}

Listing 19-13: Annotating all references in Context and Parser with the same lifetime parameter

This compiles fine, and tells Rust that a Parser holds a reference to a Context with lifetime 'a, and that Context holds a string slice that also lives as long as the reference to the Context in Parser. Rust’s compiler error message said lifetime parameters were required for these references, and we have now added lifetime parameters.

Next, in Listing 19-14, let’s add a function that takes an instance of Context, uses a Parser to parse that context, and returns what parse returns. This won’t quite work:

Filename: src/lib.rs

fn parse_context(context: Context) -> Result<(), &str> {
    Parser { context: &context }.parse()
}

Listing 19-14: An attempt to add a parse_context function that takes a Context and uses a Parser

We get two quite verbose errors when we try to compile the code with the addition of the parse_context function:

error[E0597]: borrowed value does not live long enough
  --> src/lib.rs:14:5
   |
14 |     Parser { context: &context }.parse()
   |     ^^^^^^^^^^^^^^^^^^^^^^^^^^^^ does not live long enough
15 | }
   | - temporary value only lives until here
   |
note: borrowed value must be valid for the anonymous lifetime #1 defined on the function body at 13:1...
  --> src/lib.rs:13:1
   |
13 | / fn parse_context(context: Context) -> Result<(), &str> {
14 | |     Parser { context: &context }.parse()
15 | | }
   | |_^

error[E0597]: `context` does not live long enough
  --> src/lib.rs:14:24
   |
14 |     Parser { context: &context }.parse()
   |                        ^^^^^^^ does not live long enough
15 | }
   | - borrowed value only lives until here
   |
note: borrowed value must be valid for the anonymous lifetime #1 defined on the function body at 13:1...
  --> src/lib.rs:13:1
   |
13 | / fn parse_context(context: Context) -> Result<(), &str> {
14 | |     Parser { context: &context }.parse()
15 | | }
   | |_^

These errors are saying that both the Parser instance that’s created and the context parameter live only from when the Parser is created until the end of the parse_context function, but they both need to live for the entire lifetime of the function.

In other words, Parser and context need to outlive the entire function and be valid before the function starts as well as after it ends in order for all the references in this code to always be valid. Both the Parser we’re creating and the context parameter go out of scope at the end of the function, though (because parse_context takes ownership of context).

To figure out why we’re getting these errors, let’s look at the definitions in Listing 19-13 again, specifically the references in the signature of the parse method:

    fn parse(&self) -> Result<(), &str> {

Remember the elision rules? If we annotate the lifetimes of the references rather than eliding, the signature would be:

    fn parse<'a>(&'a self) -> Result<(), &'a str> {

That is, the error part of the return value of parse has a lifetime that is tied to the lifetime of the Parser instance (that of &self in the parse method signature). That makes sense: the returned string slice references the string slice in the Context instance held by the Parser, and the definition of the Parser struct specifies that the lifetime of the reference to Context and the lifetime of the string slice that Context holds should be the same.

The problem is that the parse_context function returns the value returned from parse, so the lifetime of the return value of parse_context is tied to the lifetime of the Parser as well. But the Parser instance created in the parse_context function won’t live past the end of the function (it’s temporary), and context will go out of scope at the end of the function (parse_context takes ownership of it).

Rust thinks we’re trying to return a reference to a value that goes out of scope at the end of the function, because we annotated all the lifetimes with the same lifetime parameter. That told Rust the lifetime of the string slice that Context holds is the same as that of the lifetime of the reference to Context that Parser holds.

The parse_context function can’t see that within the parse function, the string slice returned will outlive both Context and Parser, and that the reference parse_context returns refers to the string slice, not to Context or Parser.

By knowing what the implementation of parse does, we know that the only reason the return value of parse is tied to the Parser is because it’s referencing the Parser’s Context, which is referencing the string slice, so it’s really the lifetime of the string slice that parse_context needs to care about. We need a way to tell Rust that the string slice in Context and the reference to the Context in Parser have different lifetimes and that the return value of parse_context is tied to the lifetime of the string slice in Context.

First we’ll try giving Parser and Context different lifetime parameters as shown in Listing 19-15. We’ll use 's and 'c as lifetime parameter names to be clear about which lifetime goes with the string slice in Context and which goes with the reference to Context in Parser. Note that this won’t completely fix the problem, but it’s a start and we’ll look at why this isn’t sufficient when we try to compile.

Filename: src/lib.rs

struct Context<'s>(&'s str);

struct Parser<'c, 's> {
    context: &'c Context<'s>,
}

impl<'c, 's> Parser<'c, 's> {
    fn parse(&self) -> Result<(), &'s str> {
        Err(&self.context.0[1..])
    }
}

fn parse_context(context: Context) -> Result<(), &str> {
    Parser { context: &context }.parse()
}

Listing 19-15: Specifying different lifetime parameters for the references to the string slice and to Context

We’ve annotated the lifetimes of the references in all the same places that we annotated them in Listing 19-13, but used different parameters depending on whether the reference goes with the string slice or with Context. We’ve also added an annotation to the string slice part of the return value of parse to indicate that it goes with the lifetime of the string slice in Context.

The following is the error we get now when we try to compile:

error[E0491]: in type `&'c Context<'s>`, reference has a longer lifetime than the data it references
 --> src/lib.rs:4:5
  |
4 |     context: &'c Context<'s>,
  |     ^^^^^^^^^^^^^^^^^^^^^^^^
  |
note: the pointer is valid for the lifetime 'c as defined on the struct at 3:1
 --> src/lib.rs:3:1
  |
3 | / struct Parser<'c, 's> {
4 | |     context: &'c Context<'s>,
5 | | }
  | |_^
note: but the referenced data is only valid for the lifetime 's as defined on the struct at 3:1
 --> src/lib.rs:3:1
  |
3 | / struct Parser<'c, 's> {
4 | |     context: &'c Context<'s>,
5 | | }
  | |_^

Rust doesn’t know of any relationship between 'c and 's. In order to be valid, the referenced data in Context with lifetime 's needs to be constrained, to guarantee that it lives longer than the reference with lifetime 'c. If 's is not longer than 'c, the reference to Context might not be valid.

Which gets us to the point of this section: the Rust feature lifetime subtyping is a way to specify that one lifetime parameter lives at least as long as another one. In the angle brackets where we declare lifetime parameters, we can declare a lifetime 'a as usual, and declare a lifetime 'b that lives at least as long as 'a by declaring 'b with the syntax 'b: 'a.

In our definition of Parser, in order to say that 's (the lifetime of the string slice) is guaranteed to live at least as long as 'c (the lifetime of the reference to Context), we change the lifetime declarations to look like this:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# struct Context<'a>(&'a str);
#
struct Parser<'c, 's: 'c> {
    context: &'c Context<'s>,
}
#}

Now, the reference to Context in the Parser and the reference to the string slice in the Context have different lifetimes, and we’ve ensured that the lifetime of the string slice is longer than the reference to the Context.

That was a very long-winded example, but as we mentioned at the start of this chapter, these features are pretty niche. You won’t often need this syntax, but it can come up in situations like this one, where you need to refer to something you have a reference to.

Lifetime Bounds on References to Generic Types

In the “Trait Bounds” section of Chapter 10, we discussed using trait bounds on generic types. We can also add lifetime parameters as constraints on generic types, and these are called lifetime bounds. Lifetime bounds help Rust verify that references in generic types won’t outlive the data they’re referencing.

For an example, consider a type that is a wrapper over references. Recall the RefCell<T> type from the “RefCell<T> and the Interior Mutability Pattern” section of Chapter 15: its borrow and borrow_mut methods return the types Ref and RefMut, respectively. These types are wrappers over references that keep track of the borrowing rules at runtime. The definition of the Ref struct is shown in Listing 19-16, without lifetime bounds for now:

Filename: src/lib.rs

struct Ref<'a, T>(&'a T);

Listing 19-16: Defining a struct to wrap a reference to a generic type; without lifetime bounds to start

Without explicitly constraining the lifetime 'a in relation to the generic parameter T, Rust will error because it doesn’t know how long the generic type T will live:

error[E0309]: the parameter type `T` may not live long enough
 --> src/lib.rs:1:19
  |
1 | struct Ref<'a, T>(&'a T);
  |                   ^^^^^^
  |
  = help: consider adding an explicit lifetime bound `T: 'a`...
note: ...so that the reference type `&'a T` does not outlive the data it points at
 --> src/lib.rs:1:19
  |
1 | struct Ref<'a, T>(&'a T);
  |                   ^^^^^^

Because T can be any type, T could itself be a reference or a type that holds one or more references, each of which could have their own lifetimes. Rust can’t be sure T will live as long as 'a.

Fortunately, that error gave us helpful advice on how to specify the lifetime bound in this case:

consider adding an explicit lifetime bound `T: 'a` so that the reference type
`&'a T` does not outlive the data it points at

Listing 19-17 shows how to apply this advice by specifying the lifetime bound when we declare the generic type T.


# #![allow(unused_variables)]
#fn main() {
struct Ref<'a, T: 'a>(&'a T);
#}

Listing 19-17: Adding lifetime bounds on T to specify that any references in T live at least as long as 'a

This code now compiles because the T: 'a syntax specifies that T can be any type, but if it contains any references, the references must live at least as long as 'a.

We could solve this in a different way, shown in the definition of a StaticRef struct in Listing 19-18, by adding the 'static lifetime bound on T. This means if T contains any references, they must have the 'static lifetime:


# #![allow(unused_variables)]
#fn main() {
struct StaticRef<T: 'static>(&'static T);
#}

Listing 19-18: Adding a 'static lifetime bound to T to constrain T to types that have only 'static references or no references

Because 'static means the reference must live as long as the entire program, a type that contains no references meets the criteria of all references living as long as the entire program (because there are no references). For the borrow checker concerned about references living long enough, there’s no real distinction between a type that has no references and a type that has references that live forever; both of them are the same for the purpose of determining whether or not a reference has a shorter lifetime than what it refers to.

Inference of Trait Object Lifetimes

In Chapter 17 in the “Using Trait Objects that Allow for Values of Different Types” section, we discussed trait objects, consisting of a trait behind a reference, that allow us to use dynamic dispatch. We haven’t yet discussed what happens if the type implementing the trait in the trait object has a lifetime of its own. Consider Listing 19-19, where we have a trait Red and a struct Ball. Ball holds a reference (and thus has a lifetime parameter) and also implements trait Red. We want to use an instance of Ball as the trait object Box<Red>:

Filename: src/main.rs

trait Red { }

struct Ball<'a> {
    diameter: &'a i32,
}

impl<'a> Red for Ball<'a> { }

fn main() {
    let num = 5;

    let obj = Box::new(Ball { diameter: &num }) as Box<Red>;
}

Listing 19-19: Using a type that has a lifetime parameter with a trait object

This code compiles without any errors, even though we haven’t said anything explicit about the lifetimes involved in obj. This works because there are rules having to do with lifetimes and trait objects:

  • The default lifetime of a trait object is 'static.
  • With &'a Trait or &'a mut Trait, the default lifetime is 'a.
  • With a single T: 'a clause, the default lifetime is 'a.
  • With multiple T: 'a-like clauses, there is no default; we must be explicit.

When we must be explicit, we can add a lifetime bound on a trait object like Box<Red> with the syntax Box<Red + 'a> or Box<Red + 'static>, depending on what’s needed. Just as with the other bounds, this means that any implementor of the Red trait that has references inside must have the same lifetime specified in the trait object bounds as those references.

Next, let’s take a look at some other advanced features dealing with traits!

Advanced Traits

We first covered traits in the “Traits: Defining Shared Behavior” section of Chapter 10 but, like lifetimes, we didn’t get to some of the more advanced details. Now that we know more Rust, we can get into the nitty-gritty.

Associated Types Specify Placeholder Types in Trait Definitions

Associated types are a way of associating a type placeholder with a trait such that the trait method definitions can use these placeholder types in their signatures. The implementor of a trait will specify the concrete type to be used in this type’s place for the particular implementation. That way, we can define a trait that uses some types without needing to know exactly what those types are until the trait is implemented.

We’ve described most of the things in this chapter as being needed very rarely. Associated types are somewhere in the middle; they’re used more rarely than the rest of the book, but more commonly than many of the things in this chapter.

One example of a trait with an associated type is the Iterator trait provided by the standard library. This has an associated type named Item that stands in for the type of the values it’s iterating over. In “The Iterator Trait and the next Method” section of Chapter 13, we mentioned that the definition of the Iterator trait is as shown in Listing 19-20:


# #![allow(unused_variables)]
#fn main() {
pub trait Iterator {
    type Item;
    fn next(&mut self) -> Option<Self::Item>;
}
#}

Listing 19-20: The definition of the Iterator trait that has an associated type Item

The Iterator trait has an associated type named Item. This is a placeholder type, and the next method will return values of type Option<Self::Item>. Implementors of this trait will specify the concrete type for Item, and the next method will return an Option containing a value of that concrete type.

Associated Types Versus Generics

This may seem like a similar concept to generics, in that it allows us to define a function without specifying what types it can deal with. So why use associated types?

Let’s examine the difference with an example that implements the Iterator trait on the Counter struct from Chapter 13. In Listing 13-21, we specified that the Item type was u32:

Filename: src/lib.rs

impl Iterator for Counter {
    type Item = u32;

    fn next(&mut self) -> Option<Self::Item> {
        // --snip--

This feels similar to generics. So why not just define the Iterator trait with generics as shown in Listing 19-21?


# #![allow(unused_variables)]
#fn main() {
pub trait Iterator<T> {
    fn next(&mut self) -> Option<T>;
}
#}

Listing 19-21: A hypothetical definition of the Iterator trait using generics

The difference lies in the fact that when using generics like in Listing 19-21, we have to annotate the types in each implementation. This is because we can also implement Iterator<String> for Counter, or any other type, which would give us multiple implementations of Iterator for Counter. In other words, when a trait has a generic parameter, it can be implemented for a type multiple times, changing the concrete types of the generic type parameters each time. When we use the next method on Counter, we’d then have to provide type annotations to indicate which implementation of Iterator we wanted to use.

With associated types, we don’t need to annotate types because we can’t implement a trait on a type multiple times. With Listing 19-20, we can only choose once what the type of Item will be, because there can only be one impl Iterator for Counter. We don’t have to specify that we want an iterator of u32 values everywhere that we call next on Counter.

Default Generic Type Parameters and Operator Overloading

When we use generic type parameters, we can specify a default concrete type for the generic type. This eliminates the need for implementors of the trait to specify a concrete type if the default type works. The syntax for specifying a default type for a generic type is to put <PlaceholderType=ConcreteType> when declaring the generic type.

A great example of a situation where this is useful is with operator overloading. Operator overloading is customizing the behavior of an operator (like +) in particular situations.

Rust does not allow you to create your own operators or overload arbitrary operators, but you can overload the operations and corresponding traits listed in std::ops by implementing the traits associated with the operator. For example, in Listing 19-22 we overload the + operator to add two Point instances together. We do this by implementing the Add trait on a Point struct:

Filename: src/main.rs

use std::ops::Add;

#[derive(Debug,PartialEq)]
struct Point {
    x: i32,
    y: i32,
}

impl Add for Point {
    type Output = Point;

    fn add(self, other: Point) -> Point {
        Point {
            x: self.x + other.x,
            y: self.y + other.y,
        }
    }
}

fn main() {
    assert_eq!(Point { x: 1, y: 0 } + Point { x: 2, y: 3 },
               Point { x: 3, y: 3 });
}

Listing 19-22: Implementing the Add trait to overload the + operator for Point instances

The add method adds the x values of two Point instances together and the y values of two Point instances together to create a new Point. The Add trait has an associated type named Output that determines the type returned from the add method.

The default generic type here is within the Add trait. Here’s its definition:


# #![allow(unused_variables)]
#fn main() {
trait Add<RHS=Self> {
    type Output;

    fn add(self, rhs: RHS) -> Self::Output;
}
#}

This should look generally familiar, as a trait with one method and an associated type. The new part here is the RHS=Self in the angle brackets: this syntax is called default type parameters. The RHS generic type parameter---short for “right hand side”---that’s used to define the type of the rhs parameter in the add method. If we don’t specify a concrete type for RHS when we implement the Add trait, the type of RHS will default to Self, which will be the type we’re implementing Add on.

When we implemented Add for Point, we made use of the default for RHS because we wanted to add two Point instances together. Let’s look at an example of implementing the Add trait where we want to customize the RHS type rather than using the default.

We have two structs holding values in different units, Millimeters and Meters. We want to be able to add values in millimeters to values in meters, and have the implementation of Add do the conversion correctly. We can implement Add for Millimeters with Meters as the right hand side as shown in Listing 19-23:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
use std::ops::Add;

struct Millimeters(u32);
struct Meters(u32);

impl Add<Meters> for Millimeters {
    type Output = Millimeters;

    fn add(self, other: Meters) -> Millimeters {
        Millimeters(self.0 + (other.0 * 1000))
    }
}
#}

Listing 19-23: Implementing the Add trait on Millimeters to be able to add Millimeters to Meters

To be able to add Millimeters and Meters, we specify impl Add<Meters> to set the value of the RHS type parameter instead of using the default of Self.

Default type parameters are used in two main ways:

  1. To extend a type without breaking existing code.
  2. To allow customization in specific cases most users won’t need.

The standard library’s Add trait is an example of the second purpose: most of the time, you’re adding two like types together, but it gives the ability for customizing beyond that. Using a default type parameter in the Add trait definition means you don’t have to specify the extra parameter most of the time. In other words, a little bit of implementation boilerplate isn’t needed, making it easier to use the trait.

The first purpose is similar, but in reverse: if we want to add a type parameter to an existing trait, we can give it a default to let us extend the functionality of the trait without breaking the existing implementation code.

Fully Qualified Syntax for Disambiguation: Calling Methods with the Same Name

Nothing in Rust prevents a trait from having a method with the same name as another trait’s method, nor can it prevent us from implementing both of these traits on one type. It’s also possible to have a method implemented directly on the type with the same name as methods from traits as well!

When calling methods with the same name, then, we need to tell Rust which one we want to use. Consider the code in Listing 19-24 where we’ve defined two traits, Pilot and Wizard, that both have a method called fly. We then implement both traits on a type Human that itself already has a method named fly implemented on it. Each fly method does something different:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
trait Pilot {
    fn fly(&self);
}

trait Wizard {
    fn fly(&self);
}

struct Human;

impl Pilot for Human {
    fn fly(&self) {
        println!("This is your captain speaking.");
    }
}

impl Wizard for Human {
    fn fly(&self) {
        println!("Up!");
    }
}

impl Human {
    fn fly(&self) {
        println!("*waving arms furiously*");
    }
}
#}

Listing 19-24: Two traits defined to have a fly method, and implementations of those traits on the Human type in addition to a fly method on Human directly

When we call fly on an instance of Human, the compiler defaults to calling the method that is directly implemented on the type, as shown in Listing 19-25:

Filename: src/main.rs

# trait Pilot {
#     fn fly(&self);
# }
#
# trait Wizard {
#     fn fly(&self);
# }
#
# struct Human;
#
# impl Pilot for Human {
#     fn fly(&self) {
#         println!("This is your captain speaking.");
#     }
# }
#
# impl Wizard for Human {
#     fn fly(&self) {
#         println!("Up!");
#     }
# }
#
# impl Human {
#     fn fly(&self) {
#         println!("*waving arms furiously*");
#     }
# }
#
fn main() {
    let person = Human;
    person.fly();
}

Listing 19-25: Calling fly on an instance of Human

Running this will print out *waving arms furiously*, which shows that Rust called the fly method implemented on Human directly.

In order to call the fly methods from either the Pilot trait or the Wizard trait, we need to use more explicit syntax in order to specify which fly method we mean. This syntax is demonstrated in Listing 19-26:

Filename: src/main.rs

# trait Pilot {
#     fn fly(&self);
# }
#
# trait Wizard {
#     fn fly(&self);
# }
#
# struct Human;
#
# impl Pilot for Human {
#     fn fly(&self) {
#         println!("This is your captain speaking.");
#     }
# }
#
# impl Wizard for Human {
#     fn fly(&self) {
#         println!("Up!");
#     }
# }
#
# impl Human {
#     fn fly(&self) {
#         println!("*waving arms furiously*");
#     }
# }
#
fn main() {
    let person = Human;
    Pilot::fly(&person);
    Wizard::fly(&person);
    person.fly();
}

Listing 19-26: Specifying which trait’s fly method we want to call

Specifying the trait name before the method name clarifies to Rust which implementation of fly we want to call. We could also choose to write Human::fly(&person), which is equivalent to person.fly() that we had in Listing 19-26, but is a bit longer to write if we don’t need to disambiguate.

Running this code will print:

This is your captain speaking.
Up!
*waving arms furiously*

Because the fly method takes a self parameter, if we had two types that both implement one trait, Rust can figure out which implementation of a trait to use based on the type of self.

However, associated functions that are part of traits don’t have a self parameter. When two types in the same scope implement that trait, Rust can’t figure out which type we mean unless we use fully qualified syntax. For example, take the Animal trait in Listing 19-27 that has the associated function baby_name, the implementation of Animal for the struct Dog, and the associated function baby_name defined on Dog directly:

Filename: src/main.rs

trait Animal {
    fn baby_name() -> String;
}

struct Dog;

impl Dog {
    fn baby_name() -> String {
        String::from("Spot")
    }
}

impl Animal for Dog {
    fn baby_name() -> String {
        String::from("puppy")
    }
}

fn main() {
    println!("A baby dog is called a {}", Dog::baby_name());
}

Listing 19-27: A trait with an associated function and a type that has an associated function with the same name that also implements the trait

This code is for an animal shelter where they want to give all puppies the name Spot, which is implemented in the baby_name associated function that is defined on Dog. The Dog type also implements the trait Animal, which describes characteristics that all animals have. Baby dogs are called puppies, and that is expressed in the implementation of the Animal trait on Dog in the baby_name function associated with the Animal trait.

In main, we’re calling the Dog::baby_name function, which calls the associated function defined on Dog directly. This code prints:

A baby dog is called a Spot

This isn’t what we wanted. We want to call the baby_name function that’s part of the Animal trait that we implemented on Dog so that we print A baby dog is called a puppy. The technique we used in Listing 19-26 doesn’t help here; if we change main to be the code in Listing 19-28, we’ll get a compilation error:

Filename: src/main.rs

fn main() {
    println!("A baby dog is called a {}", Animal::baby_name());
}

Listing 19-28: Attempting to call the baby_name function from the Animal trait, but Rust doesn’t know which implementation to use

Because Animal::baby_name is an associated function rather than a method, and thus doesn’t have a self parameter, Rust has no way to figure out which implementation of Animal::baby_name we want. We’ll get this compiler error:

error[E0283]: type annotations required: cannot resolve `_: Animal`
  --> src/main.rs:20:43
   |
20 |     println!("A baby dog is called a {}", Animal::baby_name());
   |                                           ^^^^^^^^^^^^^^^^^
   |
   = note: required by `Animal::baby_name`

To disambiguate and tell Rust that we want to use the implementation of Animal for Dog, we need to use fully qualified syntax, which is the most specific we can be when calling a function. Listing 19-29 demonstrates how to use fully qualified syntax:

Filename: src/main.rs

# trait Animal {
#     fn baby_name() -> String;
# }
#
# struct Dog;
#
# impl Dog {
#     fn baby_name() -> String {
#         String::from("Spot")
#     }
# }
#
# impl Animal for Dog {
#     fn baby_name() -> String {
#         String::from("puppy")
#     }
# }
#
fn main() {
    println!("A baby dog is called a {}", <Dog as Animal>::baby_name());
}

Listing 19-29: Using fully qualified syntax to specify that we want to call the baby_name function from the Animal trait as implemented on Dog

We’re providing Rust with a type annotation within the angle brackets, and we’re specifying that we want to call the baby_name method from the Animal trait as implemented on Dog by saying that we want to treat the Dog type as an Animal for this function call. This code will now print what we want:

A baby dog is called a puppy

In general, fully qualified syntax is defined as:

<Type as Trait>::function(receiver_if_method, next_arg, ...);

For associated functions, there would not be a receiver, there would only be the list of other arguments. We could choose to use fully qualified syntax everywhere that we call functions or methods. However, we’re allowed to leave out any part of this syntax that Rust is able to figure out from other information in the program. We only need to use this more verbose syntax in cases where there are multiple implementations that use the same name and Rust needs help in order to know which implementation we want to call.

Using Supertraits to Require One Trait’s Functionality Within Another Trait

Sometimes, we may need one trait to use another trait’s functionality. In this case, we need to be able to rely on the dependent trait also being implemented. The trait we’re relying on is a supertrait of the trait we’re implementing.

For example, let’s say we want to make an OutlinePrint trait with an outline_print method that will print out a value framed in asterisks. That is, given a Point struct that implements Display to result in (x, y), when we call outline_print on a Point instance that has 1 for x and 3 for y, it should print the following:

**********
*        *
* (1, 3) *
*        *
**********

In the implementation of outline_print, we want to use the Display trait’s functionality. We therefore need to specify that the OutlinePrint trait will only work for types that also implement Display and therefore provide the functionality that OutlinePrint needs. We can do that in the trait definition by specifying OutlinePrint: Display. This is similar to adding a trait bound to the trait. Listing 19-30 shows an implementation of the OutlinePrint trait:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
use std::fmt;

trait OutlinePrint: fmt::Display {
    fn outline_print(&self) {
        let output = self.to_string();
        let len = output.len();
        println!("{}", "*".repeat(len + 4));
        println!("*{}*", " ".repeat(len + 2));
        println!("* {} *", output);
        println!("*{}*", " ".repeat(len + 2));
        println!("{}", "*".repeat(len + 4));
    }
}
#}

Listing 19-30: Implementing the OutlinePrint trait that requires the functionality from Display

Because we’ve specified that OutlinePrint requires the Display trait, we can use the to_string function that’s automatically implemented for any type that implements Display. If we tried to use to_string without adding: Display after the trait name we’d get an error saying that no method named to_string was found for the type &Self in the current scope.

Let’s see what happens if we try to implement OutlinePrint on a type that doesn’t implement Display, such as the Point struct:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# trait OutlinePrint {}
struct Point {
    x: i32,
    y: i32,
}

impl OutlinePrint for Point {}
#}

We’ll get an error saying that Display is required but not implemented:

error[E0277]: the trait bound `Point: std::fmt::Display` is not satisfied
  --> src/main.rs:20:6
   |
20 | impl OutlinePrint for Point {}
   |      ^^^^^^^^^^^^ `Point` cannot be formatted with the default formatter;
   try using `:?` instead if you are using a format string
   |
   = help: the trait `std::fmt::Display` is not implemented for `Point`

Once we implement Display on Point and satisfy the constraint that OutlinePrint requires, like so:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# struct Point {
#     x: i32,
#     y: i32,
# }
#
use std::fmt;

impl fmt::Display for Point {
    fn fmt(&self, f: &mut fmt::Formatter) -> fmt::Result {
        write!(f, "({}, {})", self.x, self.y)
    }
}
#}

Then, implementing the OutlinePrint trait on Point will compile successfully and we can call outline_print on a Point instance to display it within an outline of asterisks.

The Newtype Pattern to Implement External Traits on External Types

In Chapter 10 in the “Implementing a Trait on a Type” section, we mentioned the orphan rule that says we’re allowed to implement a trait on a type as long as either the trait or the type are local to our crate. It is possible to get around this restriction using the newtype pattern, which involves creating a new type in a tuple struct (we covered tuple structs in the “Tuple Structs without Named Fields to Create Different Types” section of Chapter 5). The tuple struct will have one field and will be a thin wrapper around the type we want to implement a trait for. Then the wrapper type is local to our crate, and we can implement the trait on the wrapper. “Newtype” is a term originating from the Haskell programming language. There’s no runtime performance penalty for using this pattern, and the wrapper type is elided at compile time.

As an example, we want to implement Display on Vec, which the orphan rule prevents us from doing directly because the Display trait and the Vec type are both defined outside of our crate. We can make a Wrapper struct that holds an instance of Vec, then we can implement Display on Wrapper and use the Vec value as shown in Listing 19-31:

Filename: src/main.rs

use std::fmt;

struct Wrapper(Vec<String>);

impl fmt::Display for Wrapper {
    fn fmt(&self, f: &mut fmt::Formatter) -> fmt::Result {
        write!(f, "[{}]", self.0.join(", "))
    }
}

fn main() {
    let w = Wrapper(vec![String::from("hello"), String::from("world")]);
    println!("w = {}", w);
}

Listing 19-31: Creating a Wrapper type around Vec<String> to be able to implement Display

The implementation of Display uses self.0 to access the inner Vec, because Wrapper is a tuple struct and the Vec is the item at index 0 in the tuple. Then we can use the functionality of the Display type on Wrapper.

The downside of this method is that, because Wrapper is a new type, it doesn’t have the methods of the value it’s holding; we’d have to implement all the methods of Vec directly on Wrapper, so that it can delegate to self.0--- this allows us to treat Wrapper exactly like a Vec. If we wanted the new type to have every single method that the inner type has, implementing the Deref trait (discussed in Chapter 15 in the “Treating Smart Pointers like Regular References with the Deref Trait” section) on the wrapper to return the inner type can be a solution. If we don’t want the wrapper type to have all the methods of the inner type, in order to restrict the wrapper type’s behavior for example, we’d have to implement just the methods we do want ourselves.

That’s how the newtype pattern is used in relation to traits; it’s also a useful pattern without having traits involved. Let’s switch focus now to talk about some advanced ways to interact with Rust’s type system.

Advanced Types

The Rust type system has some features that we’ve mentioned in this book but haven’t yet discussed. We’ll start our discussion on advanced types with a more general discussion about why newtypes are useful as types. We’ll then move to type aliases, a feature similar to newtypes but with slightly different semantics. We’ll also discuss the ! type and dynamically sized types.

Using the Newtype Pattern for Type Safety and Abstraction

This section assumes you’ve read the newtype pattern section in the “Advanced Traits” section.

The newtype pattern is useful for other things beyond what we’ve discussed so far, including statically enforcing that values are never confused, and as indication of the units of a value. We actually had an example of this in Listing 19-23: the Millimeters and Meters structs both wrap u32 values in a newtype. If we write a function with a parameter of type Millimeters, we won’t be able to compile a program that accidentally tries to call that function with a value of type Meters or a plain u32.

Another use is in abstracting away some implementation details of a type: the wrapper type can expose a public API that’s different to the API of the private inner type, if we used it directly to restrict the available functionality, for example.

Newtypes can also hide internal generic types. For example, we could provide a People type to wrap a HashMap<i32, String> that stores a person’s ID associated with their name. Code using People would only interact with the public API we provide, such as a method to add a name string to the People collection, and that code wouldn’t need to know that we assign an i32 ID to names internally. The newtype pattern is a lightweight way to achieve encapsulation to hide implementation details that we discussed in the “Encapsulation that Hides Implementation Details” section of Chapter 17.

Type Aliases Create Type Synonyms

Alongside the newtype pattern, Rust provides the ability to declare a type alias to give an existing type another name. For this we use the type keyword. For example, we can create the alias Kilometers to i32 like so:


# #![allow(unused_variables)]
#fn main() {
type Kilometers = i32;
#}

This means Kilometers is a synonym for i32; unlike the Millimeters and Meters types we created in Listing 19-23, Kilometers is not a separate, new type. Values that have the type Kilometers will be treated exactly the same as values of type i32:


# #![allow(unused_variables)]
#fn main() {
type Kilometers = i32;

let x: i32 = 5;
let y: Kilometers = 5;

println!("x + y = {}", x + y);
#}

Because Kilometers and i32, are the same type, we can add values of both types, and we can also pass Kilometers values to functions that take i32 parameters. With this method, though, we don’t get the type checking benefits that we get from the newtype pattern discussed in the previous section.

The main use case for type synonyms is to reduce repetition. For example, we may have a lengthy type like this:

Box<Fn() + Send + 'static>

Writing this out in function signatures and as type annotations all over the place can be tiresome and error-prone. Imagine having a project full of code like that in Listing 19-32:


# #![allow(unused_variables)]
#fn main() {
let f: Box<Fn() + Send + 'static> = Box::new(|| println!("hi"));

fn takes_long_type(f: Box<Fn() + Send + 'static>) {
    // --snip--
}

fn returns_long_type() -> Box<Fn() + Send + 'static> {
    // --snip--
#     Box::new(|| ())
}
#}

Listing 19-32: Using a long type in many places

A type alias makes this code more manageable by reducing the repetition. Here, we’ve introduced an alias named Thunk for the verbose type, and can replace all uses of the type with the shorter Thunk as shown in Listing 19-33:


# #![allow(unused_variables)]
#fn main() {
type Thunk = Box<Fn() + Send + 'static>;

let f: Thunk = Box::new(|| println!("hi"));

fn takes_long_type(f: Thunk) {
    // --snip--
}

fn returns_long_type() -> Thunk {
    // --snip--
#     Box::new(|| ())
}
#}

Listing 19-33: Introducing a type alias Thunk to reduce repetition

Much easier to read and write! Choosing a good name for a type alias can help communicate your intent as well (thunk is a word for code to be evaluated at a later time, so it’s an appropriate name for a closure that gets stored).

Type aliases are also commonly used with the Result<T, E> type for reducing repetition. Consider the std::io module in the standard library. I/O operations often return a Result<T, E> to handle situations when operations fail to work. This library has a std::io::Error struct that represents all possible I/O errors. Many of the functions in std::io will be returning Result<T, E> where the E is std::io::Error, such as these functions in the Write trait:


# #![allow(unused_variables)]
#fn main() {
use std::io::Error;
use std::fmt;

pub trait Write {
    fn write(&mut self, buf: &[u8]) -> Result<usize, Error>;
    fn flush(&mut self) -> Result<(), Error>;

    fn write_all(&mut self, buf: &[u8]) -> Result<(), Error>;
    fn write_fmt(&mut self, fmt: fmt::Arguments) -> Result<(), Error>;
}
#}

We have Result<..., Error> repeated a lot. As such, std::io has this type alias declaration:

type Result<T> = Result<T, std::io::Error>;

Because this is in the std::io module, we can use the fully qualified alias std::io::Result<T>; that is, a Result<T, E> with the E filled in as std::io::Error. The Write trait function signatures end up looking like this:

pub trait Write {
    fn write(&mut self, buf: &[u8]) -> Result<usize>;
    fn flush(&mut self) -> Result<()>;

    fn write_all(&mut self, buf: &[u8]) -> Result<()>;
    fn write_fmt(&mut self, fmt: Arguments) -> Result<()>;
}

The type alias helps in two ways: this is easier to write and it gives us a consistent interface across all of std::io. Because it’s an alias, it is just another Result<T, E>, which means we can use any methods that work on Result<T, E> with it, as well as special syntax like ?.

The ! Never Type that Never Returns

Rust has a special type named ! that’s known in type theory lingo as the empty type, because it has no values. We prefer to call it the never type, because it stands in the place of the return type when a function will never return. For example:

fn bar() -> ! {
    // --snip--
}

This is read as “the function bar returns never.” Functions that return never are called diverging functions. We can’t create values of the type !, so bar can never possibly return.

But what use is a type you can never create values for? If you think all the way back to Chapter 2, we had some code that looked like the code we’ve reproduced here in Listing 19-34:


# #![allow(unused_variables)]
#fn main() {
# let guess = "3";
# loop {
let guess: u32 = match guess.trim().parse() {
    Ok(num) => num,
    Err(_) => continue,
};
# break;
# }
#}

Listing 19-34: A match with an arm that ends in continue

At the time, we skipped over some details in this code. In Chapter 6 in “The match Control Flow Operator” section, we covered that match arms must all return the same type. This, for example, doesn’t work:

let guess = match guess.trim().parse()  {
    Ok(_) => 5,
    Err(_) => "hello",
}

The type of guess here would have to be both an integer and a string, and Rust requires that guess can only have one type. So what does continue return? How were we allowed to return a u32 from one arm and have another arm that ends with continue in Listing 19-34?

As you may have guessed, continue has a value of !. That is, when Rust goes to compute the type of guess, it looks at both of the match arms, the former with a value of u32, and the latter a value of !. Because ! can never have a value, Rust decides that the type of guess is u32.

The formal way of describing this behavior is that expressions of type ! can be coerced into any other type. We’re allowed to end this match arm with continue because continue doesn’t actually return a value; it instead moves control back to the top of the loop, so in the Err case, we never actually assign a value to guess.

The never type is also useful with panic!. Remember the unwrap function that we call on Option<T> values to produce a value or panic? Here’s its definition:

impl<T> Option<T> {
    pub fn unwrap(self) -> T {
        match self {
            Some(val) => val,
            None => panic!("called `Option::unwrap()` on a `None` value"),
        }
    }
}

Here, the same thing happens as in the match in Listing 19-34: we know that val has the type T, and panic! has the type !, so the result of the overall match expression is T. This works because panic! doesn’t produce a value; it ends the program. In the None case, we won’t be returning a value from unwrap, so this code is valid.

One final expression that has the type ! is a loop:

print!("forever ");

loop {
    print!("and ever ");
}

Here, the loop never ends, so the value of the expression is !. This wouldn’t be true if we included a break, however, as the loop would terminate when it got to the break.

Dynamically Sized Types & Sized

Due to Rust’s need to know things like how much space to allocate for a value of a particular type, there’s a corner of its type system that can be confusing: the concept of dynamically sized types. Sometimes referred to as ‘DSTs’ or ‘unsized types’, these types let us talk about types whose size we can only know at runtime.

Let’s dig into the details of a dynamically sized type that we’ve been using this whole book: str. That’s right, not &str, but str on its own, is a DST. We can’t know how long the string is until runtime, meaning we can’t create a variable of type str, nor can we take an argument of type str. Consider this code, which does not work:

let s1: str = "Hello there!";
let s2: str = "How's it going?";

Rust needs to know how much memory to allocate for any value of a particular type, and all values of a type must use the same amount of memory. If we were allowed to write this code, that would mean these two str values would need to take up the exact same amount of space, but they have different lengths: s1 needs 12 bytes of storage, and s2 needs 15. This is why it’s not possible to create a variable holding a dynamically sized type.

So what to do? You already know the answer in this case: we make the types of s1 and s2 a &str rather than str. If you think back to the “String Slices” section of Chapter 4, we said that the slice data structure stores the starting position and the length of the slice.

So while a &T is a single value that stores the memory address of where the T is located, a &str is two values: the address of the str and its length. As such, a &str has a size we can know at compile time: it’s two times the size of a usize in length. That is, we always know the size of a &str, no matter how long the string it refers to is. This is the general way in which dynamically sized types are used in Rust; they have an extra bit of metadata that stores the size of the dynamic information. This leads us to the golden rule of dynamically sized types: we must always put values of dynamically sized types behind a pointer of some kind.

We can combine str with all kinds of pointers: Box<str>, for example, or Rc<str>. In fact, you’ve seen this before, but with a different dynamically sized type: traits. Every trait is a dynamically sized type we can refer to by using the name of the trait. In Chapter 17 in the “Using Trait Objects that Allow for Values of Different Types” section, we mentioned that in order to use traits as trait objects, we have to put them behind a pointer like &Trait or Box<Trait> (Rc<Trait> would work too). Traits being dynamically sized is the reason we have to do that!

The Sized Trait

To work with DSTs, Rust has a particular trait to determine if a type’s size is known at compile time or not: the Sized trait. This trait is automatically implemented for everything whose size is known at compile time. In addition, Rust implicitly adds a bound on Sized to every generic function. That is, a generic function definition like this:

fn generic<T>(t: T) {
    // --snip--
}

is actually treated as if we had written this:

fn generic<T: Sized>(t: T) {
    // --snip--
}

By default, generic functions will only work on types that have a known size at compile time. There is, however, special syntax you can use to relax this restriction:

fn generic<T: ?Sized>(t: &T) {
    // --snip--
}

A trait bound on ?Sized is the opposite of a trait bound on Sized; that is, we would read this as “T may or may not be Sized”. This syntax is only available for Sized, no other traits.

Also note we switched the type of the t parameter from T to &T: because the type might not be Sized, we need to use it behind some kind of pointer. In this case, we’ve chosen a reference.

Next let’s talk about functions and closures!

Advanced Functions & Closures

Finally, let’s discuss some advanced features related to functions and closures: function pointers, diverging functions, and returning closures.

Function Pointers

We’ve talked about how to pass closures to functions; you can also pass regular functions to functions! This is useful when we want to pass a function we’ve already defined rather than defining a new closure. We do this using function pointers to allow us to use functions as arguments to other functions. Functions coerce to the type fn, with a lower case ‘f’ not to be confused with the Fn closure trait. The fn type is called a function pointer. The syntax for specifying that a parameter is a function pointer is similar to that of closures, as shown in Listing 19-35:

Filename: src/main.rs

fn add_one(x: i32) -> i32 {
    x + 1
}

fn do_twice(f: fn(i32) -> i32, arg: i32) -> i32 {
    f(arg) + f(arg)
}

fn main() {
    let answer = do_twice(add_one, 5);

    println!("The answer is: {}", answer);
}

Listing 19-35: Using the fn type to accept a function pointer as an argument

This prints The answer is: 12. We specify that the parameter f in do_twice is an fn that takes one parameter of type i32 and returns an i32. We can then call f in the body of do_twice. In main, we can pass the function name add_one as the first argument to do_twice.

Unlike closures, fn is a type rather than a trait, so we specify fn as the parameter type directly, rather than declaring a generic type parameter with one of the Fn traits as a trait bound.

Function pointers implement all three of the closure traits (Fn, FnMut, and FnOnce), so we can always pass a function pointer as an argument for a function that expects a closure. Prefer to write functions using a generic type and one of the closure traits, so that your functions can accept either functions or closures.

An example of a case where you’d want to only accept fn and not closures is when interfacing with external code that doesn’t have closures: C functions can accept functions as arguments, but C doesn’t have closures.

For an example where we can use either a closure defined inline or a named function, let’s look at a use of map. To use the map function to turn a vector of numbers into a vector of strings, we could use a closure:


# #![allow(unused_variables)]
#fn main() {
let list_of_numbers = vec![1, 2, 3];
let list_of_strings: Vec<String> = list_of_numbers
    .iter()
    .map(|i| i.to_string())
    .collect();
#}

Or we could name a function as the argument to map instead of the closure:


# #![allow(unused_variables)]
#fn main() {
let list_of_numbers = vec![1, 2, 3];
let list_of_strings: Vec<String> = list_of_numbers
    .iter()
    .map(ToString::to_string)
    .collect();
#}

Note that we do have to use the fully qualified syntax that we talked about in the “Advanced Traits” section because there are multiple functions available named to_string; here, we’re using the to_string function defined in the ToString trait, which the standard library has implemented for any type that implements Display.

Some people prefer this style, some people prefer to use closures. They end up with the same code, so use whichever feels more clear to you.

Returning Closures

Closures are represented by traits, which means we can’t return closures directly. In most cases where we may want to return a trait, we can instead use the concrete type that implements the trait as the return value of the function. We can’t do that with closures, though, because they don’t have a concrete type that’s returnable; we’re not allowed to use the function pointer fn as a return type, for example.

This code that tries to return a closure directly won’t compile:

fn returns_closure() -> Fn(i32) -> i32 {
    |x| x + 1
}

The compiler error is:

error[E0277]: the trait bound `std::ops::Fn(i32) -> i32 + 'static:
std::marker::Sized` is not satisfied
 -->
  |
1 | fn returns_closure() -> Fn(i32) -> i32 {
  |                         ^^^^^^^^^^^^^^ `std::ops::Fn(i32) -> i32 + 'static`
  does not have a constant size known at compile-time
  |
  = help: the trait `std::marker::Sized` is not implemented for
  `std::ops::Fn(i32) -> i32 + 'static`
  = note: the return type of a function must have a statically known size

Our error references the Sized trait again! Rust doesn’t know how much space it will need to store the closure. We saw a solution to this in the previous section: we can use a trait object:


# #![allow(unused_variables)]
#fn main() {
fn returns_closure() -> Box<Fn(i32) -> i32> {
    Box::new(|x| x + 1)
}
#}

This code will compile just fine. For more about trait objects, refer back to the “Trait Objects” section in Chapter 17.

Summary

Whew! Now we’ve gone over features of Rust that aren’t used often, but are available if you need them in very particular circumstances. We’ve introduced a lot of complex topics so that, when you encounter them in error message suggestions or in others’ code, you’ll at least have seen these concepts and syntax once before. You can use this chapter as a reference to guide you to your solutions.

Now, let’s put everything we’ve learned throughout the book into practice with one more project!

Final Project: Building a Multithreaded Web Server

It’s been a long journey, but here we are! It’s the end of the book. Parting is such sweet sorrow. But before we go, let’s build one more project together, to show off some of the things we learned in these final chapters, as well as re-cap some of the earlier ones.

Here’s what we’re going to make: a web server that says hello:

hello from rust

To do this, we will:

  1. Learn a little bit about TCP and HTTP
  2. Listen for TCP connections on a socket
  3. Parse a tiny number of HTTP requests
  4. Create a proper HTTP response
  5. Improve the throughput of our server with a thread pool

Before we get started, however, there’s one thing we should mention: if you were writing this code in production, there are a lot of better ways to write it. Specifically, there are a number of robust crates on crates.io that provide much more complete web server and thread pool implementations than we are going to build.

However, for this chapter, our intention is to learn, not to take the easy route. Since Rust is a systems programming language, we’re able to choose what level of abstraction we want to work with. We’re able to go to a lower level than is possible or practical in other languages if we so choose. So we’ll be writing a basic HTTP server and thread pool ourselves in order to learn the general ideas and techniques behind the crates we might use in the future.

A Single Threaded Web Server

First, let’s get a single threaded web server working. We’re going to work with the raw bytes of TCP and HTTP requests and responses to send HTML from our server to a web browser. Let’s start with a quick overview of the protocols involved.

The Hypertext Transfer Protocol (HTTP) that powers the web is built on top of the Transmission Control Protocol (TCP). We won’t get into the details too much, but here’s a short overview: TCP is a low-level protocol, and HTTP builds a higher-level protocol on top of TCP. Both protocols are what’s called a request-response protocol, that is, there is a client that initiates requests, and a server that listens to requests and provides a response to the client. The contents of those requests and responses are defined by the protocols themselves.

TCP describes the low-level details of how information gets from one server to another, but doesn’t specify what that information is; it’s just a bunch of ones and zeroes. HTTP builds on top of TCP by defining what the content of the requests and responses should be. As such, it’s technically possible to use HTTP with other protocols, but in the vast majority of cases, HTTP sends its data over TCP.

So the first thing we need to build for our web server is to be able to listen to a TCP connection. The standard library has a std::net module that lets us do this. Let’s make a new project:

$ cargo new hello --bin
     Created binary (application) `hello` project
$ cd hello

And put the code in Listing 20-1 in src/main.rs to start. This code will listen at the address 127.0.0.1:8080 for incoming TCP streams. When it gets an incoming stream, it will print Connection established!:

Filename: src/main.rs

use std::net::TcpListener;

fn main() {
    let listener = TcpListener::bind("127.0.0.1:8080").unwrap();

    for stream in listener.incoming() {
        let stream = stream.unwrap();

        println!("Connection established!");
    }
}

Listing 20-1: Listening for incoming streams and printing a message when we receive a stream

A TcpListener allows us to listen for TCP connections. We’ve chosen to listen to the address 127.0.0.1:8080. The part before the colon is an IP address representing our own computer, and 8080 is the port. We’ve chosen this port because HTTP is normally accepted on port 80, but connecting to port 80 requires administrator privileges. Regular users can listen on ports higher than 1024; 8080 is easy to remember since it’s the HTTP port 80 repeated.

The bind function is sort of like new in that it returns a new TcpListener instance, but bind is a more descriptive name that fits with the domain terminology. In networking, people will often talk about “binding to a port”, so the function that the standard library defined to create a new TcpListener is called bind.

The bind function returns a Result<T, E>. Binding may fail, for example, if we had tried to connect to port 80 without being an administrator. Another example of a case when binding would fail is if we tried to have two programs listening to the same port, which would happen if we ran two instances of our program. Since we’re writing a basic server here, we’re not going to worry about handling these kinds of errors, and unwrap lets us just stop the program if they happen.

The incoming method on TcpListener returns an iterator that gives us a sequence of streams (more specifically, streams of type TcpStream). A stream represents an open connection between the client and the server. A connection is the name for the full request/response process when a client connects to the server, the server generates a response, and the server closes the connection. As such, the TcpStream will let us read from itself to see what the client sent, and we can write our response to it. So this for loop will process each connection in turn and produce a series of streams for us to handle.

For now, handling a stream means calling unwrap to terminate our program if the stream has any errors, then printing a message. Errors can happen because we’re not actually iterating over connections, we’re iterating over connection attempts. The connection might not work for a number of reasons, many of them operating-system specific. For example, many operating systems have a limit to the number of simultaneous open connections; new connection attempts will then produce an error until some of the open connections are closed.

Let’s try this code out! First invoke cargo run in the terminal, then load up 127.0.0.1:8080 in a web browser. The browser will show an error message that will say something similar to “Connection reset”, since we’re not currently sending any data back. If we look at our terminal, though, we’ll see a bunch of messages that were printed when the browser connected to the server!

     Running `target/debug/hello`
Connection established!
Connection established!
Connection established!

We got multiple messages printed out for one browser request; these connections might be the browser making a request for the page and a request for a favicon.ico icon that appears in the browser tab, or the browser might be retrying the connection. Our browser is expecting to speak HTTP, but we aren’t replying with anything, just closing the connection by moving on to the next loop iteration. When stream goes out of scope and dropped at the end of the loop, its connection gets closed as part of the drop implementation for TcpStream. Browsers sometimes deal with closed connections by retrying, since the problem might be temporary. The important thing is that we’ve successfully gotten a handle on a TCP connection!

Remember to stop the program with ctrl-C when you’re done running a particular version of the code, and restart cargo run after you’ve made each set of code changes in order to be running the newest code.

Reading the Request

Let’s read in the request from our browser! Since we’re adding more functionality that has the purpose of handling the connection, let’s start a new function to have a nice separation of the concerns around setting up the server and connections versus processing each connection. In this new handle_connection function, we’ll read data from the stream and print it out in order to see the data that the browser is sending us. Change the code to look like Listing 20-2:

Filename: src/main.rs

use std::io::prelude::*;
use std::net::TcpListener;
use std::net::TcpStream;

fn main() {
    let listener = TcpListener::bind("127.0.0.1:8080").unwrap();

    for stream in listener.incoming() {
        let stream = stream.unwrap();

        handle_connection(stream);
    }
}

fn handle_connection(mut stream: TcpStream) {
    let mut buffer = [0; 512];

    stream.read(&mut buffer).unwrap();

    println!("Request: {}", String::from_utf8_lossy(&buffer[..]));
}

Listing 20-2: Reading from the TcpStream and printing out the data

We added std::io::prelude to the beginning in order to bring traits into scope that let us read from and write to the stream. Instead of printing a message that we got a connection in the for loop in main, we’re calling the new handle_connection function and passing the stream to it.

In handle_connection, we made the stream parameter mutable with the mut keyword. As we read from a stream, the TcpStream instance might read more than what we ask for into a buffer. Internally, it keeps track of what data it has returned to us. It needs to be mut because of that state changing, so even though we usually think of “reading” as not needing mutation, in this case, we do need to use the mut keyword.

Next, we need to actually read from the stream. We do this in two steps: first, we declare a buffer on the stack to hold the data that we read in. We’ve made the buffer 512 bytes in size, which is big enough to hold the data of a basic request. That’s sufficient for our purposes in this chapter. If we wanted to handle requests of an arbitrary size, managing the buffer would need to be more complicated, but we’re keeping it simple for now. We then pass the buffer to stream.read, which will read bytes from the TcpStream and put them in the buffer.

Then we convert the bytes in the buffer to a string and print out that string. The String::from_utf8_lossy function takes a &[u8] and produces a String. The ‘lossy’ part of the name comes from the behavior when this function sees invalid UTF-8 sequences: it replaces the invalid sequences with �, U+FFFD REPLACEMENT CHARACTER. You might see the replacement characters for remaining characters in the buffer that aren’t filled by request data.

Let’s give this a try! Start up the program and make a request in a web browser again. Note that we’ll still get an error page in the browser, but the output of our program in the terminal will now look similar to this:

$ cargo run
   Compiling hello v0.1.0 (file:///projects/hello)
    Finished dev [unoptimized + debuginfo] target(s) in 0.42 secs
     Running `target/debug/hello`
Request: GET / HTTP/1.1
Host: 127.0.0.1:8080
User-Agent: Mozilla/5.0 (Windows NT 10.0; WOW64; rv:52.0) Gecko/20100101
Firefox/52.0
Accept: text/html,application/xhtml+xml,application/xml;q=0.9,*/*;q=0.8
Accept-Language: en-US,en;q=0.5
Accept-Encoding: gzip, deflate
Connection: keep-alive
Upgrade-Insecure-Requests: 1
������������������������������������

You’ll probably get slightly different output depending on your browser. You also might see this request repeated again. Now that we’re printing out the request data, we can see why we’re getting multiple connections from one browser request by looking at the path after Request: GET. If the repeated connections are all requesting /, we know the browser is trying to fetch / repeatedly since it’s not getting a response from us.

Let’s break down this request data to understand what the browser is asking of us. HTTP is a text-based protocol, and a request takes this format:

Method Request-URI HTTP-Version CRLF
headers CRLF
message-body

The first line is called the request line, and it holds information about what the client is requesting. The first part of the request line is a method, like GET or POST, that describes how the client is making this request.

Then comes the request’s URI, which stands for Uniform Resource Identifier. URIs are almost, but not quite the same as URLs (Uniform Resource Locators), which is what we typically call the addresses that we enter into a web browser. The HTTP spec uses the term URI, and the difference between URIs and URLs isn’t important for our purposes of this chapter, so we can just mentally substitute URL for URI here.

Next, we have the HTTP version that the client used, and then the request line ends in a CRLF sequence. The CRLF sequence can also be written as \r\n: \r is a carriage return and \n is a line feed. These terms come from the typewriter days! The CRLF sequence separates the request line from the rest of the request data.

Taking a look at the request line data we saw printed out by our code:

GET / HTTP/1.1

GET is the method, / is the Request URI, and HTTP/1.1 is the version.

The remaining lines starting from Host: onward are headers; GET requests have no body.

Try making a request from a different browser, or asking for a different address like 127.0.0.1:8080/test to see how the request data changes, if you’d like.

Now that we know what the browser is asking for, let’s send some data back!

Writing a Response

Let’s send data back to our browser in response to its request. Responses have this format:

HTTP-Version Status-Code Reason-Phrase CRLF
headers CRLF
message-body

The first line is called a status line and contains the HTTP version used in the response, a numeric status code that summarizes the result of the request, and a reason phrase that provides a text description of the status code. After the CRLF sequence comes any headers, another CRLF sequence, and the body of the response.

Here’s an example response that uses version 1.1 of HTTP, has a status code of 200, a reason phrase of OK, no headers, and no body:

HTTP/1.1 200 OK\r\n\r\n

This text is a tiny successful HTTP response. Let’s write this to the stream! Remove the println! that was printing the request data, and add the code in Listing 20-3 in its place:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# use std::io::prelude::*;
# use std::net::TcpStream;
fn handle_connection(mut stream: TcpStream) {
    let mut buffer = [0; 512];

    stream.read(&mut buffer).unwrap();

    let response = "HTTP/1.1 200 OK\r\n\r\n";

    stream.write(response.as_bytes()).unwrap();
    stream.flush().unwrap();
}
#}

Listing 20-3: Writing a tiny successful HTTP response to the stream

The first new line defines the response variable that holds the data of the tiny success response we’re sending back. Then, we call as_bytes on our response because the write method on stream takes a &[u8] and sends those bytes directly down the connection.

The write operation could fail, so write returns a Result<T, E>; we’re continuing to use unwrap to make progress on the core ideas in this chapter rather than error handling. Finally, flush will wait until all of the bytes are written to the connection; TcpStream contains an internal buffer to minimize calls into the underlying operating system.

With these changes, let’s run our code and make a request! We’re no longer printing any data to the terminal, so we won’t see any output there other than the output from Cargo. When we load 127.0.0.1:8080 in a web browser, though, we get a blank page instead of an error. How exciting! You’ve just hand-coded an HTTP request and response.

Returning Real HTML

Let’s return more than a blank page. Create a new file, hello.html, in the root of your project directory, that is, not in the src directory. You can put any HTML you want in it; Listing 20-4 shows what the authors used for theirs:

Filename: hello.html

<!DOCTYPE html>
<html lang="en">
  <head>
    <meta charset="utf-8">
    <title>Hello!</title>
  </head>
  <body>
    <h1>Hello!</h1>
    <p>Hi from Rust</p>
  </body>
</html>

Listing 20-4: A sample HTML file to return in a response

This is a minimal HTML 5 document with a heading and a little paragraph. Let’s modify handle_connection as shown in Listing 20-5 to read the HTML file, add it to the response as a body, and send it:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# use std::io::prelude::*;
# use std::net::TcpStream;
use std::fs::File;

// --snip--

fn handle_connection(mut stream: TcpStream) {
    let mut buffer = [0; 512];
    stream.read(&mut buffer).unwrap();

    let mut file = File::open("hello.html").unwrap();

    let mut contents = String::new();
    file.read_to_string(&mut contents).unwrap();

    let response = format!("HTTP/1.1 200 OK\r\n\r\n{}", contents);

    stream.write(response.as_bytes()).unwrap();
    stream.flush().unwrap();
}
#}

Listing 20-5: Sending the contents of hello.html as the body of the response

We’ve added a line at the top to bring the standard library’s File into scope, and the file opening and reading code should look familiar since we had similar code in Chapter 12 when we read the contents of a file for our I/O project in Listing 12-4.

Next, we’re using format! to add the file’s contents as the body of the success response that we write to the stream.

Run it with cargo run, load up 127.0.0.1:8080 in your browser, and you should see your HTML rendered!

Note that we’re currently ignoring the request data in buffer and sending back the contents of the HTML file unconditionally. Try requesting 127.0.0.1:8080/something-else in your browser and you’ll get back your HTML for that request too. Sending back the same response for all requests is pretty limited and not what most web servers do; let’s examine the request and only send back the HTML file for a well-formed request to /.

Validating the Request and Selectively Responding

Right now, our web server will return the HTML in the file no matter what the client requested. Let’s check that the browser is requesting /, and instead return an error if the browser requests anything else. Let’s modify handle_connection as shown in Listing 20-6, which adds part of the code we’ll need. This part checks the content of the request we received against what we know a request for / looks like and adds if and else blocks where we’ll add code to treat requests differently:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# use std::io::prelude::*;
# use std::net::TcpStream;
# use std::fs::File;
// --snip--

fn handle_connection(mut stream: TcpStream) {
    let mut buffer = [0; 512];
    stream.read(&mut buffer).unwrap();

    let get = b"GET / HTTP/1.1\r\n";

    if buffer.starts_with(get) {
        let mut file = File::open("hello.html").unwrap();

        let mut contents = String::new();
        file.read_to_string(&mut contents).unwrap();

        let response = format!("HTTP/1.1 200 OK\r\n\r\n{}", contents);

        stream.write(response.as_bytes()).unwrap();
        stream.flush().unwrap();
    } else {
        // some other request
    }
}
#}

Listing 20-6: Matching the request against the content we expect for a request to / and setting up conditionally handling requests to / differently than other requests

Here, we hardcoded the data corresponding to the request that we’re looking for in the variable get. Because we’re reading raw bytes into the buffer, we use a byte string, created with b"", to make get a byte string too. Then, we check to see if buffer starts with the bytes in get. If it does, we’ve gotten a well-formed request to /, which is the success case that we want to handle in the if block. The if block contains the code we added in Listing 20-5 that returns the contents of our HTML file.

If buffer does not start with the bytes in get, we’ve gotten some other request. We’ll respond to all other requests using the code we’re about to add in the else block.

If you run this code and request 127.0.0.1:8080, you’ll get the HTML that’s in hello.html. If you make any other request, such as 127.0.0.1:8080/something-else, you’ll get a connection error like we saw when running the code in Listing 20-1 and Listing 20-2.

Let’s add code to the else block as shown in Listing 20-7 to return a response with the status code 404, which signals that the content for the request was not found. We’ll also return HTML for a page to render in the browser indicating as such to the end user:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# use std::io::prelude::*;
# use std::net::TcpStream;
# use std::fs::File;
# fn handle_connection(mut stream: TcpStream) {
# if true {
// --snip--

} else {
    let status_line = "HTTP/1.1 404 NOT FOUND\r\n\r\n";
    let mut file = File::open("404.html").unwrap();
    let mut contents = String::new();

    file.read_to_string(&mut contents).unwrap();

    let response = format!("{}{}", status_line, contents);

    stream.write(response.as_bytes()).unwrap();
    stream.flush().unwrap();
}
# }
#}

Listing 20-7: Responding with status code 404 and an error page if anything other than / was requested

Here, our response has a status line with status code 404 and the reason phrase NOT FOUND. We still aren’t returning any headers, and the body of the response will be the HTML in the file 404.html. Also create a 404.html file next to hello.html for the error page; again feel free to use any HTML you’d like or use the example HTML in Listing 20-8:

Filename: 404.html

<!DOCTYPE html>
<html lang="en">
  <head>
    <meta charset="utf-8">
    <title>Hello!</title>
  </head>
  <body>
    <h1>Oops!</h1>
    <p>Sorry, I don't know what you're asking for.</p>
  </body>
</html>

Listing 20-8: Sample content for the page to send back with any 404 response

With these changes, try running your server again. Requesting 127.0.0.1:8080 should return the contents of hello.html, and any other request, like 127.0.0.1:8080/foo, should return the error HTML from 404.html!

There’s a lot of repetition between the code in the if and the else blocks: they’re both reading files and writing the contents of the files to the stream. The only differences between the two cases are the status line and the filename. Let’s pull those differences out into an if and else of one line each that will assign the values of the status line and the filename to variables; we can then use those variables unconditionally in the code to read the file and write the response. The resulting code after this refactoring is shown in Listing 20-9:

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
# use std::io::prelude::*;
# use std::net::TcpStream;
# use std::fs::File;
// --snip--

fn handle_connection(mut stream: TcpStream) {
#     let mut buffer = [0; 512];
#     stream.read(&mut buffer).unwrap();
#
#     let get = b"GET / HTTP/1.1\r\n";
    // --snip--

    let (status_line, filename) = if buffer.starts_with(get) {
        ("HTTP/1.1 200 OK\r\n\r\n", "hello.html")
    } else {
        ("HTTP/1.1 404 NOT FOUND\r\n\r\n", "404.html")
    };

    let mut file = File::open(filename).unwrap();
    let mut contents = String::new();

    file.read_to_string(&mut contents).unwrap();

    let response = format!("{}{}", status_line, contents);

    stream.write(response.as_bytes()).unwrap();
    stream.flush().unwrap();
}
#}

Listing 20-9: Refactoring so that the if and else blocks only contain the code that differs between the two cases

Here, the only thing the if and else blocks do is return the appropriate values for the status line and filename in a tuple; we then use destructuring to assign these two values to status_line and filename using a pattern in the let statement like we discussed in Chapter 18.

The duplicated code to read the file and write the response is now outside the if and else blocks, and uses the status_line and filename variables. This makes it easier to see exactly what’s different between the two cases, and makes it so that we only have one place to update the code if we want to change how the file reading and response writing works. The behavior of the code in Listing 20-9 will be exactly the same as that in Listing 20-8.

Awesome! We have a simple little web server in about 40 lines of Rust code that responds to one request with a page of content and responds to all other requests with a 404 response.

Since this server runs in a single thread, though, it can only serve one request at a time. Let’s see how that can be a problem by simulating some slow requests.

How Slow Requests Affect Throughput

Right now, the server will process each request in turn. That works for services like ours that aren’t expected to get very many requests, but as applications get more complex, this sort of serial execution isn’t optimal.

Because our current program processes connections sequentially, it won’t process a second connection until it’s completed processing the first. If we get one request that takes a long time to process, requests coming in during that time will have to wait until the long request is finished, even if the new requests can be processed quickly. Let’s see this in action.

Simulating a Slow Request in the Current Server Implementation

Let’s see the effect of a request that takes a long time to process on requests made to our current server implementation. Listing 20-10 shows the code to respond to another request, /sleep, that will cause the server to sleep for five seconds before responding. This will simulate a slow request so that we can see that our server processes requests serially.

Filename: src/main.rs


# #![allow(unused_variables)]
#fn main() {
use std::thread;
use std::time::Duration;
# use std::io::prelude::*;
# use std::net::TcpStream;
# use std::fs::File;
// --snip--

fn handle_connection(mut stream: TcpStream) {
#     let mut buffer = [0; 512];
#     stream.read(&mut buffer).unwrap();
    // --snip--

    let get = b"GET / HTTP/1.1\r\n";
    let sleep = b"GET /sleep HTTP/1.1\r\n";

    let (status_line, filename) = if buffer.starts_with(get) {
        ("HTTP/1.1 200 OK\r\n\r\n", "hello.html")
    } else if buffer.starts_with(sleep) {
        thread::sleep(Duration::from_secs(5));
        ("HTTP/1.1 200 OK\r\n\r\n", "hello.html")
    } else {
        ("HTTP/1.1 404 NOT FOUND\r\n\r\n", "404.html")
    };

    // --snip--
}
#}

Listing 20-10: Simulating a slow request by recognizing /sleep and sleeping for 5 seconds

This code is a bit messy, but it’s good enough for our simulation purposes! We created a second request sleep, whose data we’ll recognize. We added an else if after the if block to check for the request to /sleep, and when we see that request, we’ll sleep for five seconds before rendering the hello page.

You can really see how primitive our server is here; real libraries would handle the recognition of multiple requests in a less verbose way!

Start the server with cargo run, and then open up two browser windows: one for http://localhost:8080/ and one for http://localhost:8080/sleep. If you hit / a few times, as before, you’ll see it respond quickly. But if you hit /sleep, and then load up /, you’ll see that / waits until sleep has slept for its full five seconds before going on.

There are multiple ways we could change how our web server works in order to avoid having all requests back up behind a slow request; the one we’re going to implement is a thread pool.

Improving Throughput with a Thread Pool

A thread pool is a group of spawned threads that are ready to handle some task. When the program receives a new task, one of the threads in the pool will be assigned the task and will go off and process it. The remaining threads in the pool are available to handle any other tasks that come in while the first thread is processing. When the first thread is done processing its task, it gets returned to the pool of idle threads ready to handle a new task.

A thread pool will allow us to process connections concurrently: we can start processing a new connection before an older connection is finished. This increases the throughput of our server.

Here’s what we’re going to implement: instead of waiting for each request to process before starting on the next one, we’ll send the processing of each connection to a different thread. The threads will come from a pool of four threads that we’ll spawn when we start our program. The reason we’re limiting the number of threads to a small number is that if we created a new thread for each request as the requests come in, someone making ten million requests to our server could create havoc by using up all of our server’s resources and grinding the processing of all requests to a halt.

Rather than spawning unlimited threads, we’ll have a fixed number of threads waiting in the pool. As requests come in, we’ll send the requests to the pool for processing. The pool will maintain a queue of incoming requests. Each of the threads in the pool will pop a request off of this queue, handle the request, and then ask the queue for another request. With this design, we can process N requests concurrently, where N is the number of threads. This still means that N long-running requests can cause requests to back up in the queue, but we’ve increased the number of long-running requests we can handle before that point from one to N.

This design is one of many ways to improve the throughput of our web server. This isn’t a book about web servers, though, so it’s the one we’re going to cover. Other options are the fork/join model and the single threaded async I/O model. If you’re interested in this topic, you may want to read more about other solutions and try to implement them in Rust; with a low-level language like Rust, all of these options are possible.

Designing the Thread Pool Interface

Let’s talk about what using the pool should look like. The authors often find that when trying to design some code, writing the client interface first can really help guide your design. Write the API of the code to be structured in the way you’d want to call it, then implement the functionality within that structure rather than implementing the functionality then designing the public API.

Similar to how we used Test Driven Development in the project in Chapter 12, we’re going to use Compiler Driven Development here. We’re going to write the code that calls the functions we wish we had, then we’ll lean on the compiler to tell us what we should change next. The compiler error messages will guide our implementation.

Code Structure if We Could Use thread::spawn

First, let’s explore what the code to create a new thread for every connection could look like. This isn’t our final plan due to the problems with potentially spawning an unlimited number of threads that we talked about earlier, but it’s a start. Listing 20-11 shows the changes to main to spawn a new thread to handle each stream within the for loop:

Filename: src/main.rs

# use std::thread;
# use std::io::prelude::*;
# use std::net::TcpListener;
# use std::net::TcpStream;
#
fn main() {
    let listener = TcpListener::bind("127.0.0.1:8080").unwrap();

    for stream in listener.incoming() {
        let stream = stream.unwrap();

        thread::spawn(|| {
            handle_connection(stream);
        });
    }
}
# fn handle_connection(mut stream: TcpStream) {}

Listing 20-11: Spawning a new thread for each stream

As we learned in Chapter 16, thread::spawn will create a new thread and then run the code in the closure in it. If you run this code and load /sleep and then / in two browser tabs, you’ll indeed see the request to / doesn’t have to wait for /sleep to finish. But as we mentioned, this will eventually overwhelm the system since we’re making new threads without any limit.

Creating a Similar Interface for ThreadPool

We want our thread pool to work in a similar, familiar way so that switching from threads to a thread pool doesn’t require large changes to the code we want to run in the pool. Listing 20-12 shows the hypothetical interface for a ThreadPool struct we’d like to use instead of thread::spawn:

Filename: src/main.rs

# use std::thread;
# use std::io::prelude::*;
# use std::net::TcpListener;
# use std::net::TcpStream;
# struct ThreadPool;
# impl ThreadPool {
#    fn new(size: u32) -> ThreadPool { ThreadPool }
#    fn execute<F>(&self, f: F)
#        where F: FnOnce() + Send + 'static {}
# }
#
fn main() {
    let listener = TcpListener::bind("127.0.0.1:8080").unwrap();
    let pool = ThreadPool::new(4);

    for stream in listener.incoming() {
        let stream = stream.unwrap();

        pool.execute(|| {
            handle_connection(stream);
        });
    }
}
# fn handle_connection(mut stream: TcpStream) {}

Listing 20-12: How we want to be able to use the ThreadPool we’re going to implement

We use ThreadPool::new to create a new thread pool with a configurable number of threads, in this case four. Then, in the for loop, pool.execute will work in a similar way to thread::spawn.

Compiler Driven Development to Get the API Compiling

Go ahead and make the changes in Listing 20-12 to src/main.rs, and let’s use the compiler errors to drive our development. Here’s the first error we get:

$ cargo check
   Compiling hello v0.1.0 (file:///projects/hello)
error[E0433]: failed to resolve. Use of undeclared type or module `ThreadPool`
  --> src\main.rs:10:16
   |
10 |     let pool = ThreadPool::new(4);
   |                ^^^^^^^^^^^^^^^ Use of undeclared type or module
   `ThreadPool`

error: aborting due to previous error

Great, we need a ThreadPool. Let’s switch the hello crate from a binary crate to a library crate to hold our ThreadPool implementation, since the thread pool implementation will be independent of the particular kind of work that we’re doing in our web server. Once we’ve got the thread pool library written, we could use that functionality to do whatever work we want to do, not just serve web requests.

So create src/lib.rs that contains the simplest definition of a ThreadPool struct that we can have for now:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub struct ThreadPool;
#}

Then create a new directory, src/bin, and move the binary crate rooted in src/main.rs into src/bin/main.rs. This will make the library crate be the primary crate in the hello directory; we can still run the binary in src/bin/main.rs using cargo run though. After moving the main.rs file, edit it to bring the library crate in and bring ThreadPool into scope by adding this at the top of src/bin/main.rs:

Filename: src/bin/main.rs

extern crate hello;
use hello::ThreadPool;

And try again in order to get the next error that we need to address:

$ cargo check
   Compiling hello v0.1.0 (file:///projects/hello)
error: no associated item named `new` found for type `hello::ThreadPool` in the
current scope
  --> src\main.rs:13:16
   |
13 |     let pool = ThreadPool::new(4);
   |                ^^^^^^^^^^^^^^^
   |

Cool, the next thing is to create an associated function named new for ThreadPool. We also know that new needs to have one parameter that can accept 4 as an argument, and new should return a ThreadPool instance. Let’s implement the simplest new function that will have those characteristics:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub struct ThreadPool;

impl ThreadPool {
    pub fn new(size: u32) -> ThreadPool {
        ThreadPool
    }
}
#}

We picked u32 as the type of the size parameter, since we know that a negative number of threads makes no sense. u32 is a solid default. Once we actually implement new for real, we’ll reconsider whether this is the right choice for what the implementation needs, but for now, we’re just working through compiler errors.

Let’s check the code again:

$ cargo check
   Compiling hello v0.1.0 (file:///projects/hello)
warning: unused variable: `size`, #[warn(unused_variables)] on by default
 --> src/lib.rs:4:16
  |
4 |     pub fn new(size: u32) -> ThreadPool {
  |                ^^^^

error: no method named `execute` found for type `hello::ThreadPool` in the
current scope
  --> src/main.rs:18:14
   |
18 |         pool.execute(|| {
   |              ^^^^^^^

Okay, a warning and an error. Ignoring the warning for a moment, the error is because we don’t have an execute method on ThreadPool. Let’s define one, and we need it to take a closure. If you remember from Chapter 13, we can take closures as arguments with three different traits: Fn, FnMut, and FnOnce. What kind of closure should we use? Well, we know we’re going to end up doing something similar to thread::spawn; what bounds does the signature of thread::spawn have on its argument? Let’s look at the documentation, which says:

pub fn spawn<F, T>(f: F) -> JoinHandle<T>
    where
        F: FnOnce() -> T + Send + 'static,
        T: Send + 'static

F is the parameter we care about here; T is related to the return value and we’re not concerned with that. Given that spawn uses FnOnce as the trait bound on F, it’s probably what we want as well, since we’ll eventually be passing the argument we get in execute to spawn. We can be further confident that FnOnce is the trait that we want to use since the thread for running a request is only going to execute that request’s closure one time.

F also has the trait bound Send and the lifetime bound 'static, which also make sense for our situation: we need Send to transfer the closure from one thread to another, and 'static because we don’t know how long the thread will execute. Let’s create an execute method on ThreadPool that will take a generic parameter F with these bounds:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub struct ThreadPool;
impl ThreadPool {
    // --snip--

    pub fn execute<F>(&self, f: F)
        where
            F: FnOnce() + Send + 'static
    {

    }
}
#}

The FnOnce trait still needs the () after it since this FnOnce is representing a closure that takes no parameters and doesn’t return a value. Just like function definitions, the return type can be omitted from the signature, but even if we have no parameters, we still need the parentheses.

Again, since we’re working on getting the interface compiling, we’re adding the simplest implementation of the execute method, which does nothing. Let’s check again:

$ cargo check
   Compiling hello v0.1.0 (file:///projects/hello)
warning: unused variable: `size`, #[warn(unused_variables)] on by default
 --> src/lib.rs:4:16
  |
4 |     pub fn new(size: u32) -> ThreadPool {
  |                ^^^^

warning: unused variable: `f`, #[warn(unused_variables)] on by default
 --> src/lib.rs:8:30
  |
8 |     pub fn execute<F>(&self, f: F)
  |                              ^

Only warnings now! It compiles! Note that if you try cargo run and making a request in the browser, though, you’ll see the errors in the browser again that we saw in the beginning of the chapter. Our library isn’t actually calling the closure passed to execute yet!

A saying you might hear about languages with strict compilers like Haskell and Rust is “if the code compiles, it works.” This is a good time to remember that this is just a phrase and a feeling people sometimes have, it’s not actually universally true. Our project compiles, but it does absolutely nothing! If we were building a real, complete project, this would be a great time to start writing unit tests to check that the code compiles and has the behavior we want.

Creating the Thread Pool and Storing Threads

The warnings are because we aren’t doing anything with the parameters to new and execute. Let’s implement the bodies of both of these with the actual behavior we want.

Validating the Number of Threads in the Pool

To start, let’s think about new. We mentioned before that we picked an unsigned type for the size parameter since a pool with a negative number of threads makes no sense. However, a pool with zero threads also makes no sense, yet zero is a perfectly valid u32. Let’s check that size is greater than zero before we return a ThreadPool instance and panic if we get zero by using the assert! macro as shown in Listing 20-13:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# pub struct ThreadPool;
impl ThreadPool {
    /// Create a new ThreadPool.
    ///
    /// The size is the number of threads in the pool.
    ///
    /// # Panics
    ///
    /// The `new` function will panic if the size is zero.
    pub fn new(size: u32) -> ThreadPool {
        assert!(size > 0);

        ThreadPool
    }

    // --snip--
}
#}

Listing 20-13: Implementing ThreadPool::new to panic if size is zero

We’ve taken this opportunity to add some documentation for our ThreadPool with doc comments. Note that we followed good documentation practices and added a section that calls out the situations in which our function can panic as we discussed in Chapter 14. Try running cargo doc --open and clicking on the ThreadPool struct to see what the generate docs for new look like!

Instead of adding the use of the assert! macro as we’ve done here, we could make new return a Result instead like we did with Config::new in the I/O project in Listing 12-9, but we’ve decided in this case that trying to create a thread pool without any threads should be an unrecoverable error. If you’re feeling ambitious, try to write a version of new with this signature to see how you feel about both versions:

fn new(size: u32) -> Result<ThreadPool, PoolCreationError> {

Storing Threads in the Pool

Now that we know we have a valid number of threads to store in the pool, we can actually create that many threads and store them in the ThreadPool struct before returning it.

This raises a question: how do we “store” a thread? Let’s take another look at the signature of thread::spawn:

pub fn spawn<F, T>(f: F) -> JoinHandle<T>
    where
        F: FnOnce() -> T + Send + 'static,
        T: Send + 'static

spawn returns a JoinHandle<T>, where T is the type that’s returned from the closure. Let’s try using JoinHandle too and see what happens. In our case, the closures we’re passing to the thread pool will handle the connection and not return anything, so T will be the unit type ().

This won’t compile yet, but let’s consider the code shown in Listing 20-14. We’ve changed the definition of ThreadPool to hold a vector of thread::JoinHandle<()> instances, initialized the vector with a capacity of size, set up a for loop that will run some code to create the threads, and returned a ThreadPool instance containing them:

Filename: src/lib.rs

use std::thread;

pub struct ThreadPool {
    threads: Vec<thread::JoinHandle<()>>,
}

impl ThreadPool {
    // --snip--
    pub fn new(size: u32) -> ThreadPool {
        assert!(size > 0);

        let mut threads = Vec::with_capacity(size);

        for _ in 0..size {
            // create some threads and store them in the vector
        }

        ThreadPool {
            threads
        }
    }

    // --snip--
}

Listing 20-14: Creating a vector for ThreadPool to hold the threads

We’ve brought std::thread into scope in the library crate, since we’re using thread::JoinHandle as the type of the items in the vector in ThreadPool.

After we have a valid size, we’re creating a new vector that can hold size items. We haven’t used with_capacity in this book yet; it does the same thing as Vec::new, but with an important difference: it pre-allocates space in the vector. Since we know that we need to store size elements in the vector, doing this allocation up-front is slightly more efficient than only writing Vec::new, since Vec::new resizes itself as elements get inserted. Since we’ve created a vector the exact size that we need up front, no resizing of the underlying vector will happen while we populate the items.

That is, if this code works, which it doesn’t quite yet! If we check this code, we get an error:

$ cargo check
   Compiling hello v0.1.0 (file:///projects/hello)
error[E0308]: mismatched types
  --> src\main.rs:70:46
   |
70 |         let mut threads = Vec::with_capacity(size);
   |                                              ^^^^ expected usize, found u32

error: aborting due to previous error

size is a u32, but Vec::with_capacity needs a usize. We have two options here: we can change our function’s signature, or we can cast the u32 as a usize. If you remember when we defined new, we didn’t think too hard about what number type made sense, we just chose one. Let’s give it some more thought now. Given that size is the length of a vector, usize makes a lot of sense. They even almost share a name! Let’s change the signature of new, which will get the code in Listing 20-14 to compile:

fn new(size: usize) -> ThreadPool {

If run cargo check again, you’ll get a few more warnings, but it should succeed.

We left a comment in the for loop in Listing 20-14 regarding the creation of threads. How do we actually create threads? This is a tough question. What should go in these threads? We don’t know what work they need to do at this point, since the execute method takes the closure and gives it to the pool.

Let’s refactor slightly: instead of storing a vector of JoinHandle<()> instances, let’s create a new struct to represent the concept of a worker. A worker will be what receives a closure in the execute method, and it will take care of actually calling the closure. In addition to letting us store a fixed size number of Worker instances that don’t yet know about the closures they’re going to be executing, we can also give each worker an id so we can tell the different workers in the pool apart when logging or debugging.

Let’s make these changes:

  1. Define a Worker struct that holds an id and a JoinHandle<()>
  2. Change ThreadPool to hold a vector of Worker instances
  3. Define a Worker::new function that takes an id number and returns a Worker instance with that id and a thread spawned with an empty closure, which we’ll fix soon
  4. In ThreadPool::new, use the for loop counter to generate an id, create a new Worker with that id, and store the worker in the vector

If you’re up for a challenge, try implementing these changes on your own before taking a look at the code in Listing 20-15.

Ready? Here’s Listing 20-15 with one way to make these modifications:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
use std::thread;

pub struct ThreadPool {
    workers: Vec<Worker>,
}

impl ThreadPool {
    // --snip--
    pub fn new(size: usize) -> ThreadPool {
        assert!(size > 0);

        let mut workers = Vec::with_capacity(size);

        for id in 0..size {
            workers.push(Worker::new(id));
        }

        ThreadPool {
            workers
        }
    }
    // --snip--
}

struct Worker {
    id: usize,
    thread: thread::JoinHandle<()>,
}

impl Worker {
    fn new(id: usize) -> Worker {
        let thread = thread::spawn(|| {});

        Worker {
            id,
            thread,
        }
    }
}
#}

Listing 20-15: Modifying ThreadPool to hold Worker instances instead of threads directly

We’ve chosen to change the name of the field on ThreadPool from threads to workers since we’ve changed what we’re holding, which is now Worker instances instead of JoinHandle<()> instances. We use the counter in the for loop as an argument to Worker::new, and we store each new Worker in the vector named workers.

The Worker struct and its new function are private since external code (like our server in src/bin/main.rs) doesn’t need to know the implementation detail that we’re using a Worker struct within ThreadPool. The Worker::new function uses the given id and stores a JoinHandle<()> created by spawning a new thread using an empty closure.

This code compiles and is storing the number of Worker instances that we specified as an argument to ThreadPool::new, but we’re still not processing the closure that we get in execute. Let’s talk about how to do that next.

Sending Requests to Threads Via Channels

The next problem to tackle is that our closures do absolutely nothing. We’ve been working around the problem that we get the actual closure we want to execute in the execute method, but it feels like we need to know the actual closures when we create the ThreadPool.

Let’s think about what we really want to do though: we want the Worker structs that we just created to fetch jobs from a queue that the ThreadPool holds, and run those jobs in a thread.

In Chapter 16, we learned about channels. Channels are a great way to communicate between two threads, and they’re perfect for this use-case. The channel will function as the queue of jobs, and execute will send a job from the ThreadPool to the Worker instances that are checking for jobs in the thread they’ve spawned. Here’s the plan:

  1. ThreadPool will create a channel and hold on to the sending side.
  2. Each Worker will hold on to the receiving side of the channel.
  3. A new Job struct will hold the closures we want to send down the channel.
  4. The execute method of ThreadPool will send the job it wants to execute down the sending side of the channel.
  5. In a thread, the Worker will loop over its receiving side of the channel and execute the closures of any jobs it receives.

Let’s start by creating a channel in ThreadPool::new and holding the sending side in the ThreadPool instance, as shown in Listing 20-16. Job is the type of item we’re going to be sending down the channel; it’s a struct that doesn’t hold anything for now:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# use std::thread;
// --snip--
use std::sync::mpsc;

pub struct ThreadPool {
    workers: Vec<Worker>,
    sender: mpsc::Sender<Job>,
}

struct Job;

impl ThreadPool {
    // --snip--
    pub fn new(size: usize) -> ThreadPool {
        assert!(size > 0);

        let (sender, receiver) = mpsc::channel();

        let mut workers = Vec::with_capacity(size);

        for id in 0..size {
            workers.push(Worker::new(id));
        }

        ThreadPool {
            workers,
            sender,
        }
    }
    // --snip--
}
#
# struct Worker {
#     id: usize,
#     thread: thread::JoinHandle<()>,
# }
#
# impl Worker {
#     fn new(id: usize) -> Worker {
#         let thread = thread::spawn(|| {});
#
#         Worker {
#             id,
#             thread,
#         }
#     }
# }
#}

Listing 20-16: Modifying ThreadPool to store the sending end of a channel that sends Job instances

In ThreadPool::new, we create our new channel, and then have the pool hang on to the sending end. This will successfully compile, still with warnings.

Let’s try passing a receiving end of the channel into each worker when the thread pool creates them. We know we want to use the receiving end of the channel in the thread that the workers spawn, so we’re going to reference the receiver parameter in the closure. The code shown here in Listing 20-17 won’t quite compile yet:

Filename: src/lib.rs

impl ThreadPool {
    // --snip--
    pub fn new(size: usize) -> ThreadPool {
        assert!(size > 0);

        let (sender, receiver) = mpsc::channel();

        let mut workers = Vec::with_capacity(size);

        for id in 0..size {
            workers.push(Worker::new(id, receiver));
        }

        ThreadPool {
            workers,
            sender,
        }
    }
    // --snip--
}

// --snip--

impl Worker {
    fn new(id: usize, receiver: mpsc::Receiver<Job>) -> Worker {
        let thread = thread::spawn(|| {
            receiver;
        });

        Worker {
            id,
            thread,
        }
    }
}

Listing 20-17: Passing the receiving end of the channel to the workers

These are small and straightforward changes: we pass in the receiving end of the channel into Worker::new, and then we use it inside of the closure.

If we try to check this, we get this error:

$ cargo check
   Compiling hello v0.1.0 (file:///projects/hello)
error[E0382]: use of moved value: `receiver`
  --> src/lib.rs:27:42
   |
27 |             workers.push(Worker::new(id, receiver));
   |                                          ^^^^^^^^ value moved here in
   previous iteration of loop
   |
   = note: move occurs because `receiver` has type
   `std::sync::mpsc::Receiver<Job>`, which does not implement the `Copy` trait

The code as written won’t quite work since it’s trying to pass receiver to multiple Worker instances. Recall from Chapter 16 that the channel implementation provided by Rust is multiple producer, single consumer, so we can’t just clone the consuming end of the channel to fix this. We also don’t want to clone the consuming end even if we wanted to; sharing the single receiver between all of the workers is the mechanism by which we’d like to distribute the jobs across the threads.

Additionally, taking a job off the channel queue involves mutating receiver, so the threads need a safe way to share receiver and be allowed to modify it. If the modifications weren’t thread-safe, we might get race conditions such as two threads executing the same job if they both take the same job off the queue at the same time.

So remembering the thread-safe smart pointers that we discussed in Chapter 16, in order to share ownership across multiple threads and allow the threads to mutate the value, we need to use Arc<Mutex<T>>. Arc will let multiple workers own the receiver, and Mutex will make sure that only one worker is getting a job from the receiver at a time. Listing 20-18 shows the changes we need to make:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# use std::thread;
# use std::sync::mpsc;
use std::sync::Arc;
use std::sync::Mutex;

// --snip--

# pub struct ThreadPool {
#     workers: Vec<Worker>,
#     sender: mpsc::Sender<Job>,
# }
# struct Job;
#
impl ThreadPool {
    // --snip--
    pub fn new(size: usize) -> ThreadPool {
        assert!(size > 0);

        let (sender, receiver) = mpsc::channel();

        let receiver = Arc::new(Mutex::new(receiver));

        let mut workers = Vec::with_capacity(size);

        for id in 0..size {
            workers.push(Worker::new(id, Arc::clone(&receiver)));
        }

        ThreadPool {
            workers,
            sender,
        }
    }

    // --snip--
}
# struct Worker {
#     id: usize,
#     thread: thread::JoinHandle<()>,
# }
#
impl Worker {
    fn new(id: usize, receiver: Arc<Mutex<mpsc::Receiver<Job>>>) -> Worker {
        // --snip--
#         let thread = thread::spawn(|| {
#            receiver;
#         });
#
#         Worker {
#             id,
#             thread,
#         }
    }
}
#}

Listing 20-18: Sharing the receiving end of the channel between the workers by using Arc and Mutex

In ThreadPool::new, we put the receiving end of the channel in an Arc and a Mutex. For each new worker, we clone the Arc to bump the reference count so the workers can share ownership of the receiving end.

With these changes, the code compiles! We’re getting there!

Let’s finally implement the execute method on ThreadPool. We’re also going to change the Job struct: instead of being a struct, Job is going to be a type alias for a trait object that holds the type of closure that execute receives. We discussed how type aliases can help make long types shorter, and this is such a case! Take a look at Listing 20-19:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
// --snip--
# pub struct ThreadPool {
#     workers: Vec<Worker>,
#     sender: mpsc::Sender<Job>,
# }
# use std::sync::mpsc;
# struct Worker {}

type Job = Box<FnOnce() + Send + 'static>;

impl ThreadPool {
    // --snip--

    pub fn execute<F>(&self, f: F)
        where
            F: FnOnce() + Send + 'static
    {
        let job = Box::new(f);

        self.sender.send(job).unwrap();
    }
}

// --snip--
#}

Listing 20-19: Creating a Job type alias for a Box that holds each closure, then sending the job down the channel

After creating a new Job instance using the closure we get in execute, we send that job down the sending end of the channel. We’re calling unwrap on send since sending may fail if the receiving end has stopped receiving new messages, which would happen if we stop all of our threads from executing. This isn’t possible right now, though, since our threads continue executing as long as the pool exists. We use unwrap since we know the failure case won’t happen even though the compiler can’t tell that, which is an appropriate use of unwrap as we discussed in Chapter 9.

Are we done yet? Not quite! In the worker, we’ve still got a closure being passed to thread::spawn that only references the receiving end of the channel. Instead, we need the closure to loop forever, asking the receiving end of the channel for a job, and running the job when it gets one. Let’s make the change shown in Listing 20-20 to Worker::new:

Filename: src/lib.rs

// --snip--

impl Worker {
    fn new(id: usize, receiver: Arc<Mutex<mpsc::Receiver<Job>>>) -> Worker {
        let thread = thread::spawn(move || {
            loop {
                let job = receiver.lock().unwrap().recv().unwrap();

                println!("Worker {} got a job; executing.", id);

                (*job)();
            }
        });

        Worker {
            id,
            thread,
        }
    }
}

Listing 20-20: Receiving and executing the jobs in the worker’s thread

Here, we first call lock on the receiver to acquire the mutex, then unwrap to panic on any errors. Acquiring a lock might fail if the mutex is in a state called poisoned, which can happen if some other thread panicked while holding the lock rather than releasing it. If this thread can’t get the lock for that reason, calling unwrap to have this thread panic is the correct action to take as well. Feel free to change this unwrap to an expect with an error message that is meaningful to you if you’d like.

If we get the lock on the mutex, then we call recv to receive a Job from the channel. A final unwrap moves past those errors as well. recv will return Err if the thread holding the sending side of the channel has shut down, similar to how the send method returns Err if the receiving side shuts down.

The call to recv blocks; that is, if there’s no job yet, this thread will sit here until a job becomes available. The Mutex<T> makes sure that only one Worker thread at a time is trying to request a job.

Theoretically, this code should compile. Unfortunately, the Rust compiler isn’t perfect yet, and we get this error:

error[E0161]: cannot move a value of type std::ops::FnOnce() +
std::marker::Send: the size of std::ops::FnOnce() + std::marker::Send cannot be
statically determined
  --> src/lib.rs:63:17
   |
63 |                 (*job)();
   |                 ^^^^^^

This error is fairly cryptic, and that’s because the problem is fairly cryptic. In order to call a FnOnce closure that is stored in a Box<T> (which is what our Job type alias is), the closure needs to be able to move itself out of the Box<T> since when we call the closure, it takes ownership of self. In general, moving a value out of a Box<T> isn’t allowed since Rust doesn’t know how big the value inside the Box<T> is going to be; recall in Chapter 15 that we used Box<T> precisely because we had something of an unknown size that we wanted to store in a Box<T> to get a value of a known size.

We saw in Chapter 17, Listing 17-15 that we can write methods that use the syntax self: Box<Self> so that the method takes ownership of a Self value that is stored in a Box<T>. That’s what we want to do here, but unfortunately the part of Rust that implements what happens when we call a closure isn’t implemented using self: Box<Self>. So Rust doesn’t yet understand that it could use self: Box<Self> in this situation in order to take ownership of the closure and move the closure out of the Box<T>.

In the future, the code in Listing 20-20 should work just fine. Rust is still a work in progress with places that the compiler could be improved. There are people just like you working to fix this and other issues! Once you’ve finished the book, we would love for you to join in.

But for now, let’s work around this problem. Luckily, there’s a trick that involves telling Rust explicitly that we’re in a case where we can take ownership of the value inside the Box<T> using self: Box<Self>, and once we have ownership of the closure, we can call it. This involves defining a new trait that has a method call_box that uses self: Box<Self> in its signature, defining that trait for any type that implements FnOnce(), changing our type alias to use the new trait, and changing Worker to use the call_box method. These changes are shown in Listing 20-21:

Filename: src/lib.rs

trait FnBox {
    fn call_box(self: Box<Self>);
}

impl<F: FnOnce()> FnBox for F {
    fn call_box(self: Box<F>) {
        (*self)()
    }
}

type Job = Box<FnBox + Send + 'static>;

// --snip--

impl Worker {
    fn new(id: usize, receiver: Arc<Mutex<mpsc::Receiver<Job>>>) -> Worker {
        let thread = thread::spawn(move || {
            loop {
                let job = receiver.lock().unwrap().recv().unwrap();

                println!("Worker {} got a job; executing.", id);

                job.call_box();
            }
        });

        Worker {
            id,
            thread,
        }
    }
}

Listing 20-21: Adding a new trait FnBox to work around the current limitations of Box<FnOnce()>

First, we create a new trait named FnBox. This trait has one method, call_box, similar to the call methods on the other Fn* traits, except this method takes self: Box<Self> in order to take ownership of self and move the value out of the Box<T>.

Next, we implement the FnBox trait for any type F that implements the FnOnce() trait. Effectively, this means that any FnOnce() closures can use our call_box method. The implementation of call_box uses (*self)() to move the closure out of the Box<T> and call the closure.

Instead of FnOnce(), we now want our Job type alias to be a Box of anything that implements our new trait FnBox. This will allow us to use call_box in Worker when we get a Job value. Because we implemented the FnBox trait for any FnOnce() closure, we don’t have to change anything about the actual values we’re sending down the channel.

Finally, in the closure run in the thread in Worker::new, we use call_box instead of invoking the closure directly. Now Rust is able to understand that what we want to do is fine.

This is a very sneaky, complicated trick. Don’t worry too much if it doesn’t make perfect sense; someday, it will be completely unnecessary.

With this trick, our thread pool is in a working state! Give it a cargo run, and make some requests:

$ cargo run
   Compiling hello v0.1.0 (file:///projects/hello)
warning: field is never used: `workers`
 --> src/lib.rs:7:5
  |
7 |     workers: Vec<Worker>,
  |     ^^^^^^^^^^^^^^^^^^^^
  |
  = note: #[warn(dead_code)] on by default

warning: field is never used: `id`
  --> src/lib.rs:61:5
   |
61 |     id: usize,
   |     ^^^^^^^^^
   |
   = note: #[warn(dead_code)] on by default

warning: field is never used: `thread`
  --> src/lib.rs:62:5
   |
62 |     thread: thread::JoinHandle<()>,
   |     ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^
   |
   = note: #[warn(dead_code)] on by default

    Finished dev [unoptimized + debuginfo] target(s) in 0.99 secs
     Running `target/debug/hello`
     Worker 0 got a job; executing.
Worker 2 got a job; executing.
Worker 1 got a job; executing.
Worker 3 got a job; executing.
Worker 0 got a job; executing.
Worker 2 got a job; executing.
Worker 1 got a job; executing.
Worker 3 got a job; executing.
Worker 0 got a job; executing.
Worker 2 got a job; executing.

Success! We now have a thread pool executing connections asynchronously. We never create more than four threads, so our system won’t get overloaded if the server gets a lot of requests. If we make a request to /sleep, the server will be able to serve other requests by having another thread run them.

What about those warnings, though? Don’t we use the workers, id, and thread fields? Well, right now, we’re using all three of these fields to hold onto some data, but we don’t actually do anything with the data once we’ve set up the thread pool and started running the code that sends jobs down the channel to the threads. If we didn’t hold onto these values, though, they’d go out of scope: for example, if we didn’t return the Vec<Worker> value as part of the ThreadPool, the vector would get cleaned up at the end of ThreadPool::new.

So are these warnings wrong? In one sense yes, the warnings are wrong, since we are using the fields to store data we need to keep around. In another sense, no, the warnings aren’t wrong, and they’re telling us that we’ve forgotten to do something: we never do anything to clean up our thread pool once it’s done being used, we just use ctrl-C to stop the program and let the operating system clean up after us. Let’s implement a graceful shutdown that cleans up everything we’ve created instead.

Graceful Shutdown and Cleanup

The code in Listing 20-21 is responding to requests asynchronously through the use of a thread pool, as we intended. We get some warnings about fields that we’re not using in a direct way, which are a reminder that we’re not cleaning anything up. When we use ctrl-C to halt the main thread, all the other threads are stopped immediately as well, even if they’re in the middle of serving a request.

We’re now going to implement the Drop trait for ThreadPool to call join on each of the threads in the pool so that the threads will finish the requests they’re working on. Then we’ll implement a way for the ThreadPool to tell the threads they should stop accepting new requests and shut down. To see this code in action, we’ll modify our server to only accept two requests before gracefully shutting down its thread pool.

Let’s start with implementing Drop for our thread pool. When the pool is dropped, we should join on all of our threads to make sure they finish their work. Listing 20-22 shows a first attempt at a Drop implementation; this code won’t quite work yet:

Filename: src/lib.rs

impl Drop for ThreadPool {
    fn drop(&mut self) {
        for worker in &mut self.workers {
            println!("Shutting down worker {}", worker.id);

            worker.thread.join().unwrap();
        }
    }
}

Listing 20-22: Joining each thread when the thread pool goes out of scope

We loop through each of the thread pool workers, using &mut because self is itself a mutable reference and we also need to be able to mutate worker. We print out a message saying that this particular worker is shutting down, and then we call join on that worker’s thread. If the call to join fails, we unwrap the error to panic and go into an ungraceful shutdown.

Here’s the error we get if we compile this code:

error[E0507]: cannot move out of borrowed content
  --> src/lib.rs:65:13
   |
65 |             worker.thread.join().unwrap();
   |             ^^^^^^ cannot move out of borrowed content

Because we only have a mutable borrow of each worker, we can’t call join: join takes ownership of its argument. In order to solve this, we need a way to move the thread out of the Worker instance that owns thread so that join can consume the thread. We saw a way to do this in Listing 17-15: if the Worker holds an Option<thread::JoinHandle<()> instead, we can call the take method on the Option to move the value out of the Some variant and leave a None variant in its place. In other words, a Worker that is running will have a Some variant in thread, and when we want to clean up a worker, we’ll replace Some with None so the worker doesn’t have a thread to run.

So we know we want to update the definition of Worker like this:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# use std::thread;
struct Worker {
    id: usize,
    thread: Option<thread::JoinHandle<()>>,
}
#}

Now let’s lean on the compiler to find the other places that need to change. We get two errors:

error: no method named `join` found for type
`std::option::Option<std::thread::JoinHandle<()>>` in the current scope
  --> src/lib.rs:65:27
   |
65 |             worker.thread.join().unwrap();
   |                           ^^^^

error[E0308]: mismatched types
  --> src/lib.rs:89:21
   |
89 |             thread,
   |             ^^^^^^ expected enum `std::option::Option`, found
   struct `std::thread::JoinHandle`
   |
   = note: expected type `std::option::Option<std::thread::JoinHandle<()>>`
              found type `std::thread::JoinHandle<_>`

The second error is pointing to the code at the end of Worker::new; we need to wrap the thread value in Some when we create a new Worker:

Filename: src/lib.rs

impl Worker {
    fn new(id: usize, receiver: Arc<Mutex<mpsc::Receiver<Job>>>) -> Worker {
        // --snip--

        Worker {
            id,
            thread: Some(thread),
        }
    }
}

The first error is in our Drop implementation, and we mentioned that we’ll be calling take on the Option value to move thread out of worker. Here’s what that looks like:

Filename: src/lib.rs

impl Drop for ThreadPool {
    fn drop(&mut self) {
        for worker in &mut self.workers {
            println!("Shutting down worker {}", worker.id);

            if let Some(thread) = worker.thread.take() {
                thread.join().unwrap();
            }
        }
    }
}

As we saw in Chapter 17, the take method on Option takes the Some variant out and leaves None in its place. We’re using if let to destructure the Some and get the thread, then call join on the thread. If a worker’s thread is already None, then we know this worker has already had its thread cleaned up so we don’t do anything in that case.

With this, our code compiles without any warnings. Bad news though, this code doesn’t function the way we want it to yet. The key is the logic in the closures that the spawned threads of the Worker instances run: calling join won’t shut down the threads since they loop forever looking for jobs. If we try to drop our ThreadPool with this implementation, the main thread will block forever waiting for the first thread to finish.

To fix this, we’re going to modify the threads to listen for either a Job to run or a signal that they should stop listening and exit the infinite loop. So instead of Job instances, our channel will send one of these two enum variants:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
# struct Job;
enum Message {
    NewJob(Job),
    Terminate,
}
#}

This Message enum will either be a NewJob variant that holds the Job the thread should run, or it will be a Terminate variant that will cause the thread to exit its loop and stop.

We need to adjust the channel to use values of type Message rather than type Job, as shown in Listing 20-23:

Filename: src/lib.rs

pub struct ThreadPool {
    workers: Vec<Worker>,
    sender: mpsc::Sender<Message>,
}

// --snip--

impl ThreadPool {
    // --snip--
    pub fn new(size: usize) -> ThreadPool {
        assert!(size > 0);

        let (sender, receiver) = mpsc::channel();

        // --snip--
    }

    pub fn execute<F>(&self, f: F)
        where
            F: FnOnce() + Send + 'static
    {
        let job = Box::new(f);

        self.sender.send(Message::NewJob(job)).unwrap();
    }
}

// --snip--

impl Worker {
    fn new(id: usize, receiver: Arc<Mutex<mpsc::Receiver<Message>>>) ->
        Worker {

        let thread = thread::spawn(move ||{
            loop {
                let message = receiver.lock().unwrap().recv().unwrap();

                match message {
                    Message::NewJob(job) => {
                        println!("Worker {} got a job; executing.", id);

                        job.call_box();
                    },
                    Message::Terminate => {
                        println!("Worker {} was told to terminate.", id);

                        break;
                    },
                }
            }
        });

        Worker {
            id,
            thread: Some(thread),
        }
    }
}

Listing 20-23: Sending and receiving Message values and exiting the loop if a Worker receives Message::Terminate

We need to change Job to Message in the definition of ThreadPool, in ThreadPool::new where we create the channel, and in the signature of Worker::new. The execute method of ThreadPool needs to send jobs wrapped in the Message::NewJob variant. Then, in Worker::new where we receive a Message from the channel, we’ll process the job if we get the NewJob variant and break out of the loop if we get the Terminate variant.

With these changes, the code will compile again and continue to function in the same way as it has been. We’ll get a warning, though, because we aren’t using the Terminate variant in any messages. Let’s change our Drop implementation to look like Listing 20-24:

Filename: src/lib.rs

impl Drop for ThreadPool {
    fn drop(&mut self) {
        println!("Sending terminate message to all workers.");

        for _ in &mut self.workers {
            self.sender.send(Message::Terminate).unwrap();
        }

        println!("Shutting down all workers.");

        for worker in &mut self.workers {
            println!("Shutting down worker {}", worker.id);

            if let Some(thread) = worker.thread.take() {
                thread.join().unwrap();
            }
        }
    }
}

Listing 20-24: Sending Message::Terminate to the workers before calling join on each worker thread

We’re now iterating over the workers twice, once to send one Terminate message for each worker, and once to call join on each worker’s thread. If we tried to send a message and join immediately in the same loop, it’s not guaranteed that the worker in the current iteration will be the one that gets the message from the channel.

To understand better why we need two separate loops, imagine a scenario with two workers. If we iterated through each worker in one loop, on the first iteration where worker is the first worker, we’d send a terminate message down the channel and call join on the first worker’s thread. If the first worker was busy processing a request at that moment, the second worker would pick up the terminate message from the channel and shut down. We’re waiting on the first worker to shut down, but it never will since the second thread picked up the terminate message. We’re now blocking forever waiting for the first worker to shut down, and we’ll never send the second message to terminate. Deadlock!

To prevent this, we first put all of our Terminate messages on the channel, and then we join on all the threads. Because each worker will stop receiving requests on the channel once it gets a terminate message, we can be sure that if we send the same number of terminate messages as there are workers, each worker will receive a terminate message before we call join on its thread.

In order to see this code in action, let’s modify main to only accept two requests before gracefully shutting the server down as shown in Listing 20-25:

Filename: src/bin/main.rs

fn main() {
    let listener = TcpListener::bind("127.0.0.1:8080").unwrap();
    let pool = ThreadPool::new(4);

    for stream in listener.incoming().take(2) {
        let stream = stream.unwrap();

        pool.execute(|| {
            handle_connection(stream);
        });
    }

    println!("Shutting down.");
}

Listing 20-25: Shut down the server after serving two requests by exiting the loop

Only serving two requests isn’t behavior you’d like a production web server to have, but this will let us see the graceful shutdown and cleanup working since we won’t be stopping the server with ctrl-C.

The .take(2) we added to listener.incoming() artificially limits the iteration to the first 2 items at most. This combinator works for any implementation of the Iterator trait. The ThreadPool will go out of scope at the end of main, and we’ll see the drop implementation run.

Start the server with cargo run, and make three requests. The third request should error, and in your terminal you should see output that looks like:

$ cargo run
   Compiling hello v0.1.0 (file:///projects/hello)
    Finished dev [unoptimized + debuginfo] target(s) in 1.0 secs
     Running `target/debug/hello`
Worker 0 got a job; executing.
Worker 3 got a job; executing.
Shutting down.
Sending terminate message to all workers.
Shutting down all workers.
Shutting down worker 0
Worker 1 was told to terminate.
Worker 2 was told to terminate.
Worker 0 was told to terminate.
Worker 3 was told to terminate.
Shutting down worker 1
Shutting down worker 2
Shutting down worker 3

You may get a different ordering, of course. We can see how this works from the messages: workers zero and three got the first two requests, and then on the third request, we stop accepting connections. When the ThreadPool goes out of scope at the end of main, its Drop implementation kicks in, and the pool tells all workers to terminate. The workers each print a message when they see the terminate message, and then the thread pool calls join to shut down each worker thread.

One interesting aspect of this particular execution: notice that we sent the terminate messages down the channel, and before any worker received the messages, we tried to join worker zero. Worker zero had not yet gotten the terminate message, so the main thread blocked waiting for worker zero to finish. In the meantime, each of the workers received the termination messages. Once worker zero finished, the main thread waited for the rest of the workers to finish, and they had all received the termination message and were able to shut down at that point.

Congrats! We now have completed our project, and we have a basic web server that uses a thread pool to respond asynchronously. We’re able to perform a graceful shutdown of the server, which cleans up all the threads in the pool. Here’s the full code for reference:

Filename: src/bin/main.rs

extern crate hello;
use hello::ThreadPool;

use std::io::prelude::*;
use std::net::TcpListener;
use std::net::TcpStream;
use std::fs::File;
use std::thread;
use std::time::Duration;

fn main() {
    let listener = TcpListener::bind("127.0.0.1:8080").unwrap();
    let pool = ThreadPool::new(4);

    for stream in listener.incoming().take(2) {
        let stream = stream.unwrap();

        pool.execute(|| {
            handle_connection(stream);
        });
    }

    println!("Shutting down.");
}

fn handle_connection(mut stream: TcpStream) {
    let mut buffer = [0; 512];
    stream.read(&mut buffer).unwrap();

    let get = b"GET / HTTP/1.1\r\n";
    let sleep = b"GET /sleep HTTP/1.1\r\n";

    let (status_line, filename) = if buffer.starts_with(get) {
        ("HTTP/1.1 200 OK\r\n\r\n", "hello.html")
    } else if buffer.starts_with(sleep) {
        thread::sleep(Duration::from_secs(5));
        ("HTTP/1.1 200 OK\r\n\r\n", "hello.html")
    } else {
        ("HTTP/1.1 404 NOT FOUND\r\n\r\n", "404.html")
    };

     let mut file = File::open(filename).unwrap();
     let mut contents = String::new();

     file.read_to_string(&mut contents).unwrap();

     let response = format!("{}{}", status_line, contents);

     stream.write(response.as_bytes()).unwrap();
     stream.flush().unwrap();
}

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
use std::thread;
use std::sync::mpsc;
use std::sync::Arc;
use std::sync::Mutex;

enum Message {
    NewJob(Job),
    Terminate,
}

pub struct ThreadPool {
    workers: Vec<Worker>,
    sender: mpsc::Sender<Message>,
}

trait FnBox {
    fn call_box(self: Box<Self>);
}

impl<F: FnOnce()> FnBox for F {
    fn call_box(self: Box<F>) {
        (*self)()
    }
}

type Job = Box<FnBox + Send + 'static>;

impl ThreadPool {
    /// Create a new ThreadPool.
    ///
    /// The size is the number of threads in the pool.
    ///
    /// # Panics
    ///
    /// The `new` function will panic if the size is zero.
    pub fn new(size: usize) -> ThreadPool {
        assert!(size > 0);

        let (sender, receiver) = mpsc::channel();

        let receiver = Arc::new(Mutex::new(receiver));

        let mut workers = Vec::with_capacity(size);

        for id in 0..size {
            workers.push(Worker::new(id, Arc::clone(&receiver)));
        }

        ThreadPool {
            workers,
            sender,
        }
    }

    pub fn execute<F>(&self, f: F)
        where
            F: FnOnce() + Send + 'static
    {
        let job = Box::new(f);

        self.sender.send(Message::NewJob(job)).unwrap();
    }
}

impl Drop for ThreadPool {
    fn drop(&mut self) {
        println!("Sending terminate message to all workers.");

        for _ in &mut self.workers {
            self.sender.send(Message::Terminate).unwrap();
        }

        println!("Shutting down all workers.");

        for worker in &mut self.workers {
            println!("Shutting down worker {}", worker.id);

            if let Some(thread) = worker.thread.take() {
                thread.join().unwrap();
            }
        }
    }
}

struct Worker {
    id: usize,
    thread: Option<thread::JoinHandle<()>>,
}

impl Worker {
    fn new(id: usize, receiver: Arc<Mutex<mpsc::Receiver<Message>>>) ->
        Worker {

        let thread = thread::spawn(move ||{
            loop {
                let message = receiver.lock().unwrap().recv().unwrap();

                match message {
                    Message::NewJob(job) => {
                        println!("Worker {} got a job; executing.", id);

                        job.call_box();
                    },
                    Message::Terminate => {
                        println!("Worker {} was told to terminate.", id);

                        break;
                    },
                }
            }
        });

        Worker {
            id,
            thread: Some(thread),
        }
    }
}
#}

There’s more we could do here! If you’d like to continue enhancing this project, here are some ideas:

  • Add more documentation to ThreadPool and its public methods
  • Add tests of the library’s functionality
  • Change calls to unwrap to more robust error handling
  • Use ThreadPool to perform some other task rather than serving web requests
  • Find a thread pool crate on crates.io and implement a similar web server using the crate instead and compare its API and robustness to the thread pool we implemented

Summary

Well done! You’ve made it to the end of the book! We’d like to thank you for joining us on this tour of Rust. You’re now ready to go out and implement your own Rust projects or help with other people’s. Remember there’s a community of other Rustaceans who would love to help you with any challenges you encounter on your Rust journey.

Appendix

The following sections contain reference material you may find useful in your Rust journey.

Appendix A: Keywords

The following keywords are reserved by the Rust language and may not be used as identifiers such as names of functions, variables, parameters, struct fields, modules, crates, constants, macros, static values, attributes, types, traits, or lifetimes.

Keywords Currently in Use

  • as - primitive casting, disambiguating the specific trait containing an item, or renaming items in use and extern crate statements
  • break - exit a loop immediately
  • const - constant items and constant raw pointers
  • continue - continue to the next loop iteration
  • crate - external crate linkage or a macro variable representing the crate in which the macro is defined
  • else - fallback for if and if let control flow constructs
  • enum - defining an enumeration
  • extern - external crate, function, and variable linkage
  • false - Boolean false literal
  • fn - function definition and function pointer type
  • for - iterator loop, part of trait impl syntax, and higher-ranked lifetime syntax
  • if - conditional branching
  • impl - inherent and trait implementation block
  • in - part of for loop syntax
  • let - variable binding
  • loop - unconditional, infinite loop
  • match - pattern matching
  • mod - module declaration
  • move - makes a closure take ownership of all its captures
  • mut - denotes mutability in references, raw pointers, and pattern bindings
  • pub - denotes public visibility in struct fields, impl blocks, and modules
  • ref - by-reference binding
  • return - return from function
  • Self - type alias for the type implementing a trait
  • self - method subject or current module
  • static - global variable or lifetime lasting the entire program execution
  • struct - structure definition
  • super - parent module of the current module
  • trait - trait definition
  • true - Boolean true literal
  • type - type alias and associated type definition
  • unsafe - denotes unsafe code, functions, traits, and implementations
  • use - import symbols into scope
  • where - type constraint clauses
  • while - conditional loop

Keywords Reserved for Future Use

These keywords do not have any functionality, but are reserved by Rust for potential future use.

  • abstract
  • alignof
  • become
  • box
  • do
  • final
  • macro
  • offsetof
  • override
  • priv
  • proc
  • pure
  • sizeof
  • typeof
  • unsized
  • virtual
  • yield

Appendix B: Operators and Symbols

Operators

The following lists the operators in Rust, an example of how the operator would appear in context, a short explanation, and whether that operator is overloadable. If an operator is overloadable, the relevant trait to use to overload that operator is listed.

  • ! (ident!(…), ident!{…}, ident![…]): denotes macro expansion.
  • ! (!expr): bitwise or logical complement. Overloadable (Not).
  • != (var != expr): nonequality comparison. Overloadable (PartialEq).
  • % (expr % expr): arithmetic remainder. Overloadable (Rem).
  • %= (var %= expr): arithmetic remainder and assignment. Overloadable (RemAssign).
  • & (&expr, &mut expr): borrow.
  • & (&type, &mut type, &'a type, &'a mut type): borrowed pointer type.
  • & (expr & expr): bitwise AND. Overloadable (BitAnd).
  • &= (var &= expr): bitwise AND and assignment. Overloadable (BitAndAssign).
  • && (expr && expr): logical AND.
  • * (expr * expr): arithmetic multiplication. Overloadable (Mul).
  • * (*expr): dereference.
  • * (*const type, *mut type): raw pointer.
  • *= (var *= expr): arithmetic multiplication and assignment. Overloadable (MulAssign).
  • + (trait + trait, 'a + trait): compound type constraint.
  • + (expr + expr): arithmetic addition. Overloadable (Add).
  • += (var += expr): arithmetic addition and assignment. Overloadable (AddAssign).
  • ,: argument and element separator.
  • - (- expr): arithmetic negation. Overloadable (Neg).
  • - (expr - expr): arithmetic subtraction. Overloadable (Sub).
  • -= (var -= expr): arithmetic subtraction and assignment. Overloadable (SubAssign).
  • -> (fn(…) -> type, |…| -> type): function and closure return type.
  • . (expr.ident): member access.
  • .. (.., expr.., ..expr, expr..expr): right-exclusive range literal.
  • .. (..expr): struct literal update syntax.
  • .. (variant(x, ..), struct_type { x, .. }): “and the rest” pattern binding.
  • ... (...expr, expr...expr) in an expression: inclusive range expression.
  • ... (expr...expr) in a pattern: inclusive range pattern.
  • / (expr / expr): arithmetic division. Overloadable (Div).
  • /= (var /= expr): arithmetic division and assignment. Overloadable (DivAssign).
  • : (pat: type, ident: type): constraints.
  • : (ident: expr): struct field initializer.
  • : ('a: loop {…}): loop label.
  • ;: statement and item terminator.
  • ; ([…; len]): part of fixed-size array syntax
  • << (expr << expr): left-shift. Overloadable (Shl).
  • <<= (var <<= expr): left-shift and assignment. Overloadable (ShlAssign).
  • < (expr < expr): less-than comparison. Overloadable (PartialOrd).
  • <= (var <= expr): less-than or equal-to comparison. Overloadable (PartialOrd).
  • = (var = expr, ident = type): assignment/equivalence.
  • == (var == expr): equality comparison. Overloadable (PartialEq).
  • => (pat => expr): part of match arm syntax.
  • > (expr > expr): greater-than comparison. Overloadable (PartialOrd).
  • >= (var >= expr): greater-than or equal-to comparison. Overloadable (PartialOrd).
  • >> (expr >> expr): right-shift. Overloadable (Shr).
  • >>= (var >>= expr): right-shift and assignment. Overloadable (ShrAssign).
  • @ (ident @ pat): pattern binding.
  • ^ (expr ^ expr): bitwise exclusive OR. Overloadable (BitXor).
  • ^= (var ^= expr): bitwise exclusive OR and assignment. Overloadable (BitXorAssign).
  • | (pat | pat): pattern alternatives.
  • | (|…| expr): closures.
  • | (expr | expr): bitwise OR. Overloadable (BitOr).
  • |= (var |= expr): bitwise OR and assignment. Overloadable (BitOrAssign).
  • || (expr || expr): logical OR.
  • _: “ignored” pattern binding. Also used to make integer-literals readable.
  • ? (expr?): Error propagation.

Non-operator Symbols

Standalone Syntax

  • 'ident: named lifetime or loop label
  • …u8, …i32, …f64, …usize, etc.: numeric literal of specific type.
  • "…": string literal.
  • r"…", r#"…"#, r##"…"##, etc.: raw string literal, escape characters are not processed.
  • b"…": byte string literal, constructs a [u8] instead of a string.
  • br"…", br#"…"#, br##"…"##, etc.: raw byte string literal, combination of raw and byte string literal.
  • '…': character literal.
  • b'…': ASCII byte literal.
  • |…| expr: closure.
  • !: always empty bottom type for diverging functions.

Path-related Syntax

  • ident::ident: namespace path.
  • ::path: path relative to the crate root (i.e. an explicitly absolute path).
  • self::path: path relative to the current module (i.e. an explicitly relative path).
  • super::path: path relative to the parent of the current module.
  • type::ident, <type as trait>::ident: associated constants, functions, and types.
  • <type>::…: associated item for a type which cannot be directly named (e.g. <&T>::…, <[T]>::…, etc.).
  • trait::method(…): disambiguating a method call by naming the trait which defines it.
  • type::method(…): disambiguating a method call by naming the type for which it’s defined.
  • <type as trait>::method(…): disambiguating a method call by naming the trait and type.

Generics

  • path<…> (e.g. Vec<u8>): specifies parameters to generic type in a type.
  • path::<…>, method::<…> (e.g. "42".parse::<i32>()): specifies parameters to generic type, function, or method in an expression. Often referred to as turbofish.
  • fn ident<…> …: define generic function.
  • struct ident<…> …: define generic structure.
  • enum ident<…> …: define generic enumeration.
  • impl<…> …: define generic implementation.
  • for<…> type: higher-ranked lifetime bounds.
  • type<ident=type> (e.g. Iterator<Item=T>): a generic type where one or more associated types have specific assignments.

Trait Bound Constraints

  • T: U: generic parameter T constrained to types that implement U.
  • T: 'a: generic type T must outlive lifetime 'a. When we say that a type ‘outlives’ the lifetime, we mean that it cannot transitively contain any references with lifetimes shorter than 'a.
  • T : 'static: The generic type T contains no borrowed references other than 'static ones.
  • 'b: 'a: generic lifetime 'b must outlive lifetime 'a.
  • T: ?Sized: allow generic type parameter to be a dynamically-sized type.
  • 'a + trait, trait + trait: compound type constraint.

Macros and Attributes

  • #[meta]: outer attribute.
  • #![meta]: inner attribute.
  • $ident: macro substitution.
  • $ident:kind: macro capture.
  • $(…)…: macro repetition.

Comments

  • //: line comment.
  • //!: inner line doc comment.
  • ///: outer line doc comment.
  • /*…*/: block comment.
  • /*!…*/: inner block doc comment.
  • /**…*/: outer block doc comment.

Tuples

  • (): empty tuple (a.k.a. unit), both literal and type.
  • (expr): parenthesized expression.
  • (expr,): single-element tuple expression.
  • (type,): single-element tuple type.
  • (expr, …): tuple expression.
  • (type, …): tuple type.
  • expr(expr, …): function call expression. Also used to initialize tuple structs and tuple enum variants.
  • ident!(…), ident!{…}, ident![…]: macro invocation.
  • expr.0, expr.1, …: tuple indexing.

Curly Brackets

  • {…}: block expression.
  • Type {…}: struct literal.

Square Brackets

  • […]: array literal.
  • [expr; len]: array literal containing len copies of expr.
  • [type; len]: array type containing len instances of type.
  • expr[expr]: collection indexing. Overloadable (Index, IndexMut).
  • expr[..], expr[a..], expr[..b], expr[a..b]: collection indexing pretending to be collection slicing, using Range, RangeFrom, RangeTo, RangeFull as the “index”.

C - Derivable Traits

In various places in the book, we discussed the derive attribute that is applied to a struct or enum. This attribute generates code that implements a trait on the annotated type with a default implementation. In this example, the #[derive(Debug)] attribute implements the Debug trait for the Point struct:


# #![allow(unused_variables)]
#fn main() {
#[derive(Debug)]
struct Point {
    x: i32,
    y: i32,
}
#}

The code that the compiler generates for the implementation of Debug is similar to this code:


# #![allow(unused_variables)]
#fn main() {
# struct Point {
#     x: i32,
#     y: i32,
# }
#
impl ::std::fmt::Debug for Point {
    fn fmt(&self, __arg_0: &mut ::std::fmt::Formatter) -> ::std::fmt::Result {
        match *self {
            Point { x: ref __self_0_0, y: ref __self_0_1 } => {
                let mut builder = __arg_0.debug_struct("Point");
                let _ = builder.field("x", &&(*__self_0_0));
                let _ = builder.field("y", &&(*__self_0_1));
                builder.finish()
            }
        }
    }
}
#}

The generated code implements sensible default behavior for the Debug trait’s fmt function: a match expression destructures a Point instance into its field values. Then it builds up a string containing the struct’s name and each field’s name and value. This means we’re able to use debug formatting on a Point instance to see what value each field has.

The generated code isn’t particularly easy to read because it’s only for the compiler to consume, rather than for programmers to read! The derive attribute and the default implementation of Debug has saved us all of the work of writing this code for every struct or enum that we want to be able to print using debug formatting.

The derive attribute has default implementations for the following traits provided by the standard library. If you want different behavior than what the derive attribute provides, consult the standard library documentation for each trait for the details needed for manual implementation of the traits.

Standard Library Traits that Can Be Derived

The following sections list all of the traits in the standard library that can be used with derive. Each section covers:

  • What operators and methods deriving this trait will enable
  • What the implementation of the trait provided by derive does
  • What implementing the trait signifies about the type
  • The conditions in which you’re allowed or not allowed to implement the trait
  • Examples of operations that require the trait

Debug for Programmer Output

The Debug trait enables debug formatting in format strings, indicated by adding :? within {} placeholders.

The Debug trait signifies that instances of a type may be printed by programmers in order to debug their programs by inspecting an instance of a type at a particular point in a program’s execution.

An example of when Debug is required is the assert_eq! macro, which prints the values of the instances given as arguments if the equality assertion fails so that programmers can see why the two instances weren’t equal.

PartialEq and Eq for Equality Comparisons

The PartialEq trait signifies that instances of a type can be compared to each other for equality, and enables use of the == and != operators.

Deriving PartialEq implements the eq method. When derived on structs, two instances are equal if all fields are equal, and not equal if any fields are not equal. When derived on enums, each variant is equal to itself and not equal to the other variants.

An example of when PartialEq is required is the assert_eq! macro, which needs to be able to compare two instances of a type for equality.

The Eq trait doesn’t have any methods. It only signals that for every value of the annotated type, the value is equal to itself. The Eq trait can only be applied to types that also implement PartialEq. An example of types that implements PartialEq but that cannot implement Eq are floating point number types: the implementation of floating point numbers says that two instances of the not-a-number value, NaN, are not equal to each other.

An example of when Eq is required is for keys in a HashMap so that the HashMap can tell whether two keys are the same.

PartialOrd and Ord for Ordering Comparisons

The PartialOrd trait signifies that instances of a type can be compared to each other to see which is larger than the other for sorting purposes. A type that implements PartialOrd may be used with the <, >, <=, and >= operators. The PartialOrd trait can only be applied to types that also implement PartialEq.

Deriving PartialOrd implements the partial_cmp method, which returns an Option<Ordering> that may be None if comparing the given values does not produce an ordering. When derived on structs, two instances of the struct are compared by comparing the value in each field in the order in which the fields appear in the struct definition. When derived on enums, variants of the enum declared earlier in the enum definition are greater than the variants listed later.

An example of when PartialOrd is required is the gen_range method in the rand crate that generates a random value in the range specified by a low value and a high value.

The Ord trait signifies that for any two value of the annotated type, a valid ordering exists. The Ord trait implements the cmp method, which returns an Ordering rather than an Option<Ordering> because a valid ordering will always be possible. The Ord trait can only be applied to types that also implement PartialOrd and Eq (and Eq requires PartialEq). When derived on structs and enums, cmp behaves the same way as the derived implementation for partial_cmp does with PartialOrd.

An example of when Ord is required is when storing values in a BTreeSet<T>, a data structure that stores data based on the sort order of the values.

Clone and Copy for Duplicating Values

The Clone trait signifies there is a way to explicitly create a duplicate of a value, and the duplication process might involve running arbitrary code. Deriving Clone implements the clone method. When derived, the implementation of clone for the whole type calls clone on each of the parts of the type, so all of the fields or values in the type must also implement Clone to derive Clone.

An example of when Clone is required is when calling the to_vec method on a slice containing instances of some type. The slice doesn’t own the instances but the vector returned from to_vec will need to own its instances, so the implementation of to_vec calls clone on each item. Thus, the type stored in the slice must implement Clone.

The Copy trait signifies that a value can be duplicated by only copying bits; no other code is necessary. The Copy trait does not define any methods to prevent programmers from overloading those methods violating the assumption that no arbitrary code is being run. You can derive Copy on any type whose parts all implement Copy. The Copy trait can only be applied to types that also implement Clone, as a type that implements Copy has a trivial implementation of Clone, doing the same thing as Copy.

Copy is rarely required; when types implement Copy, there are optimizations that can be applied and the code becomes nicer because you don’t have to call clone. Everything possible with Copy can also be accomplished with Clone, but the code might be slower or have to use clone in places.

Hash for Mapping a Value to a Value of Fixed Size

The Hash trait signifies there is a way to take an instance of a type that takes up an arbitrary amount of size and map that instance to a value of fixed size by using a hash function. Deriving Hash implements the hash method. When derived, the implementation of hash for the whole type combines the result of calling hash on each of the parts of the type, so all of the fields or values in the type must also implement Hash to derive Hash.

An example of when Hash is required is for keys in a HashMap so that the HashMap can store data efficiently.

Default for Default Values

The Default trait signifies there is a way to create a default value for a type. Deriving Default implements the default method. When derived, the implementation of Default for the whole type calls the default method on each of the parts of the type, so all of the fields or values in the type must also implement Default to derive Default.

A common use of Default::default is in combination with the struct update syntax discussed in the “Creating Instances From Other Instances With Struct Update Syntax” section in Chapter 5. You can customize a few fields of a struct and then use the default values for the rest by using ..Default::default().

An example of when Default is required is the unwrap_or_default method on Option<T> instances. If the Option<T> is None, the unwrap_or_default method will return the result of Default::default for the type T stored in the Option<T>.

Standard Library Traits that Can’t Be Derived

The rest of the traits defined in the standard library can’t be implemented on your types using derive. These traits don’t have a sensible default behavior they could have, so you are required to implement them in the way that makes sense for what you are trying to accomplish with your code.

An example of a trait that can’t be derived is Display, which handles formatting of a type for end users of your programs. You should put thought into the appropriate way to display a type to an end user: what parts of the type should an end user be allowed to see? What parts would they find relevant? What format of the data would be most relevant to them? The Rust compiler doesn’t have this insight into your application, so you must provide it.

Making Custom Traits Derivable

The above list is not comprehensive, however: libraries can implement derive for their own types! In this way, the list of traits you can use derive with is truly open-ended. Implementing derive involves using a procedural macro, which is covered in the next appendix, “Macros.”

D - Macros

We’ve used macros, such as println!, throughout this book. This appendix will explain:

  • What macros are and how they differ from functions
  • How to define a declarative macro to do metaprogramming
  • How to define a procedural macro to create custom derive traits

Macros are covered in an appendix because they’re still evolving. They have changed and will change more than the rest of the language and standard library since Rust 1.0, so this section will likely get out of date more than the rest of this book. The code shown here will still continue to work due to Rust’s stability guarantees, but there may be additional capabilities or easier ways to write macros that aren’t available at the time of this publication.

Macros are More Flexible and Complex than Functions

Fundamentally, macros are a way of writing code that writes other code, which is known as metaprogramming. In the previous appendix, we discussed the derive attribute, which generates an implementation of various traits for you. We’ve also used the println! and vec! macros. All of these macros expand to produce more code than what you’ve written in your source code.

Metaprogramming is useful to reduce the amount of code you have to write and maintain, which is also one of the roles of functions. However, macros have some additional powers that functions don’t have, as we discussed in Chapter 1. A function signature has to declare the number and type of parameters the function has. Macros can take a variable number of parameters: we can call println!("hello") with one argument, or println!("hello {}", name) with two arguments. Also, macros are expanded before the compiler interprets the meaning of the code, so a macro can, for example, implement a trait on a given type, whereas a function can’t because a function gets called at runtime and a trait needs to be implemented at compile time.

The downside to implementing a macro rather than a function is that macro definitions are more complex than function definitions. You’re writing Rust code that writes Rust code, and macro definitions are generally more difficult to read, understand, and maintain than function definitions.

Another difference between macros and functions is that macro definitions aren’t namespaced within modules like function definitions are. In order to prevent unexpected name clashes when using a crate, when bringing an external crate into the scope of your project, you have to explicitly bring the macros into the scope of your project as well with the #[macro_use] annotation. This example would bring all the macros defined in the serde crate into the scope of the current crate:

#[macro_use]
extern crate serde;

If extern crate also brought macros into scope by default, you wouldn’t be allowed to use two crates that happened to define macros with the same name. In practice this conflict doesn’t come up much, but the more crates you use, the more likely it is.

One last important difference between macros and functions: macros must be defined or brought into scope before they’re called in a file. Unlike functions, where we can define a function at the bottom of a file yet call it at the top, we always have to define macros before we’re able to call them.

Declarative Macros with macro_rules! for General Metaprogramming

The first form of macros in Rust, and the one that’s most widely used, is called declarative macros. These are also sometimes referred to as macros by example, macro_rules! macros, or just plain macros. At their core, declarative macros allow you to write something similar to a Rust match expression. As discussed in Chapter 6, match expressions are control structures that take an expression, compare the resulting value of the expression to patterns, and then choose the code specified with the matching pattern when the program runs. Macros also have a value that is compared to patterns that have code associated with them, but the value is the literal Rust code passed to the macro, the patterns match the structure of that source code, and the code associated with each pattern is the code that is generated to replace the code passed to the macro. This all happens during compilation.

To define a macro, you use the macro_rules! construct. Let’s explore how to use macro_rules! by taking a look at how the vec! macro is defined. Chapter 8 covered how we can use the vec! macro to create a new vector that holds particular values. For example, this macro creates a new vector with three integers inside:


# #![allow(unused_variables)]
#fn main() {
let v: Vec<u32> = vec![1, 2, 3];
#}

We can also use vec! to make a vector of two integers or a vector of five string slices. Because we don’t know the number or type of values, we can’t define a function that is able to create a new vector with the given elements like vec! can.

Let’s take a look at a slightly simplified definition of the vec! macro:


# #![allow(unused_variables)]
#fn main() {
#[macro_export]
macro_rules! vec {
    ( $( $x:expr ),* ) => {
        {
            let mut temp_vec = Vec::new();
            $(
                temp_vec.push($x);
            )*
            temp_vec
        }
    };
}
#}

Note: the actual definition of the vec! macro in the standard library also has code to pre-allocate the correct amount of memory up-front. That code is an optimization that we’ve chosen not to include here for simplicity.

The #[macro_export] annotation indicates that this macro should be made available when other crates import the crate in which we’re defining this macro. Without this annotation, even if someone depending on this crate uses the #[macro_use] annotation, this macro would not be brought into scope.

Macro definitions start with macro_rules! and the name of the macro we’re defining without the exclamation mark, which in this case is vec. This is followed by curly brackets denoting the body of the macro definition.

Inside the body is a structure similar to the structure of a match expression. This macro definition has one arm with the pattern ( $( $x:expr ),* ), followed by => and the block of code associated with this pattern. If this pattern matches, then the block of code will be emitted. Given that this is the only pattern in this macro, there’s only one valid way to match; any other will be an error. More complex macros will have more than one arm.

The pattern syntax valid in macro definitions is different than the pattern syntax covered in Chapter 18 because the patterns are for matching against Rust code structure rather than values. Let’s walk through what the pieces of the pattern used here mean; for the full macro pattern syntax, see the reference.

The $x:expr part of the pattern matches any Rust expression and gives the expression the name $x. The * specifies that the pattern matches zero or more of whatever precedes the *. In this case, * is preceded by $(), so this pattern matches zero or more of whatever is inside the parentheses, delimited by a comma. When we call this macro with vec![1, 2, 3];, the pattern matches the three expressions 1, 2, and 3.

In the body of the code associated with this arm, the $()* part is generated for each part that matches $() in the pattern, zero or more times depending on how many times the pattern matches. The $x in the code associated with the arm is replaced with each expression matched. When we call this macro with vec![1, 2, 3];, the code generated that replaces this macro call will be:

let mut temp_vec = Vec::new();
temp_vec.push(1);
temp_vec.push(2);
temp_vec.push(3);
temp_vec

We’ve defined a macro that can take any number of arguments of any type and can generate code to create a vector containing the specified elements.

Given that most Rust programmers will use macros more than write macros, that’s all we’ll discuss about macro_rules! in this book. To learn more about how to write macros, consult the online documentation or other resources such as The Little Book of Rust Macros.

Procedural Macros for Custom derive

The second form of macros is called procedural macros because they’re more like functions (which are a type of procedure). Procedural macros accept some Rust code as an input, operate on that code, and produce some Rust code as an output, rather than matching against patterns and replacing the code with other code as declarative macros do. Today, the only thing you can define procedural macros for is to allow your traits to be implemented on a type by specifying the trait name in a derive annotation.

Let’s create a crate named hello-world that defines a trait named HelloWorld with one associated function named hello_world. Rather than making users of our crate implement the HelloWorld trait for each of their types, we’d like users to be able to annotate their type with #[derive(HelloWorld)] to get a default implementation of the hello_world function associated with their type. The default implementation will print Hello world, my name is TypeName! where TypeName is the name of the type on which this trait has been defined.

In other words, we’re going to write a crate that enables another programmer to write code that looks like Listing A4-1 using our crate:

Filename: src/main.rs

extern crate hello_world;
#[macro_use]
extern crate hello_world_derive;

use hello_world::HelloWorld;

#[derive(HelloWorld)]
struct Pancakes;

fn main() {
    Pancakes::hello_world();
}

Listing A4-1: The code a user of our crate will be able to write when we’ve written the procedural macro

This code will print Hello world, my name is Pancakes! when we’re done. Let’s get started!

Let’s make a new library crate:

$ cargo new hello-world

First, we’ll define the HelloWorld trait and associated function:

Filename: src/lib.rs


# #![allow(unused_variables)]
#fn main() {
pub trait HelloWorld {
    fn hello_world();
}
#}

At this point, a user of our crate could implement the trait themselves to achieve the functionality we wanted to enable, like so:

extern crate hello_world;

use hello_world::HelloWorld;

struct Pancakes;

impl HelloWorld for Pancakes {
    fn hello_world() {
        println!("Hello world, my name is Pancakes!");
    }
}

fn main() {
    Pancakes::hello_world();
}

However, they would need to write out the implementation block for each type they wanted to be able to use with hello_world; we’d like to make using our trait more convenient for other programmers by saving them this work.

Additionally, we can’t provide a default implementation for the hello_world function that has the behavior we want of printing out the name of the type the trait is implemented on: Rust doesn’t have reflection capabilities, so we can’t look up the type’s name at runtime. We need a macro to generate code at compile time.

Defining Procedural Macros Requires a Separate Crate

The next step is to define the procedural macro. At the moment, procedural macros need to be in their own crate. Eventually, this restriction may be lifted, but for now, it’s required. As such, there’s a convention: for a crate named foo, a custom derive procedural macro crate is called foo-derive. Let’s start a new crate called hello-world-derive inside our hello-world project:

$ cargo new hello-world-derive

We’ve chosen to create the procedural macro crate within the directory of our hello-world crate because the two crates are tightly related: if we change the trait definition in hello-world, we’ll have to change the implementation of the procedural macro in hello-world-derive as well. The two crates will need to be published separately, and programmers using these crates will need to add both as dependencies and bring them both into scope. It’s possible to have the hello-world crate use hello-world-derive as a dependency and re-export the procedural macro code, but structuring the project this way makes it possible for programmers to easily decide they only want to use hello-world if they don’t want the derive functionality.

We need to declare that the hello-world-derive crate is a procedural macro crate. We also need to add dependencies on the syn and quote crates to get useful functionality for operating on Rust code. To do these two things, add the following to the Cargo.toml for hello-world-derive:

Filename: hello-world-derive/Cargo.toml

[lib]
proc-macro = true

[dependencies]
syn = "0.11.11"
quote = "0.3.15"

To start defining the procedural macro, place the code from Listing A4-2 in src/lib.rs for the hello-world-derive crate. Note that this won’t compile until we add a definition for the impl_hello_world function. We’ve split the code into functions in this way because the code in Listing A4-2 will be the same for almost every procedural macro crate; it’s code that makes writing a procedural macro more convenient. What you choose to do in the place where the impl_hello_world function is called will be different and depend on the purpose of your procedural macro.

Filename: hello-world-derive/src/lib.rs

extern crate proc_macro;
extern crate syn;
#[macro_use]
extern crate quote;

use proc_macro::TokenStream;

#[proc_macro_derive(HelloWorld)]
pub fn hello_world_derive(input: TokenStream) -> TokenStream {
    // Construct a string representation of the type definition
    let s = input.to_string();

    // Parse the string representation
    let ast = syn::parse_derive_input(&s).unwrap();

    // Build the impl
    let gen = impl_hello_world(&ast);

    // Return the generated impl
    gen.parse().unwrap()
}

Listing A4-2: Code that most procedural macro crates will need to have for processing Rust code

We have introduced three new crates: proc_macro, syn, and quote. The proc_macro crate comes with Rust, so we didn’t need to add that to the dependencies in Cargo.toml. The proc_macro crate allows us to convert Rust code into a string containing that Rust code. The syn crate parses Rust code from a string into a data structure that we can perform operations on. The quote crate takes syn data structures and turns them back into Rust code. These crates make it much simpler to parse any sort of Rust code we might want to handle: writing a full parser for Rust code is no simple task.

The hello_world_derive function is the code that will get called when a user of our library specifies the #[derive(HelloWorld)] annotation on a type because we’ve annotated the hello_world_derive function here with proc_macro_derive and specified the same name, HelloWorld. This name matches our trait named HelloWorld; that’s the convention most procedural macros follow.

The first thing this function does is convert the input from a TokenStream to a String by calling to_string. This String is a string representation of the Rust code for which we are deriving HelloWorld. In the example in Listing A4-1, s will have the String value struct Pancakes; because that’s the Rust code we added the #[derive(HelloWorld)] annotation to.

At the moment, the only thing you can do with a TokenStream is convert it to a string. A richer API will exist in the future.

What we really need is to be able to parse the Rust code String into a data structure that we can then interpret and perform operations on. This is where syn comes to play. The parse_derive_input function in syn takes a String and returns a DeriveInput struct representing the parsed Rust code. Here’s the relevant parts of the DeriveInput struct we get from parsing the string struct Pancakes;:

DeriveInput {
    // --snip--

    ident: Ident(
        "Pancakes"
    ),
    body: Struct(
        Unit
    )
}

The fields of this struct show that the Rust code we’ve parsed is a unit struct with the ident (identifier, meaning the name) of Pancakes. There are more fields on this struct for describing all sorts of Rust code; check the syn API docs for DeriveInput for more information.

We haven’t defined the impl_hello_world function; that’s where we’ll build the new Rust code we want to include. Before we get to that, the last part of this hello_world_derive function is using the quote crate’s parse function to turn the output of the impl_hello_world function back into a TokenStream. The returned TokenStream is added to the code that users of our crate write so that when they compile their crate, they get extra functionality we provide.

You may have noticed that we’re calling unwrap to panic if the calls to the parse_derive_input or parse functions fail because they’re unable to parse the TokenStream or generate a TokenStream. Panicking on errors is necessary in procedural macro code because proc_macro_derive functions must return TokenStream rather than Result in order to conform to the procedural macro API. We’ve chosen to keep this example simple by using unwrap; in production code you should provide more specific error messages about what went wrong by using expect or panic!.

Now that we have the code to turn the annotated Rust code from a TokenStream into a String and into a DeriveInput instance, let’s write the code that will generate the code implementing the HelloWorld trait on the annotated type:

Filename: hello-world-derive/src/lib.rs

fn impl_hello_world(ast: &syn::DeriveInput) -> quote::Tokens {
    let name = &ast.ident;
    quote! {
        impl HelloWorld for #name {
            fn hello_world() {
                println!("Hello, World! My name is {}", stringify!(#name));
            }
        }
    }
}

We are able to get an Ident struct instance containing the name (identifier) of the annotated type using ast.ident. With the code from Listing A4-1, name will be Ident("Pancakes").

The quote! macro from the quote crate lets us write up the Rust code that we wish to return and convert it into quote::Tokens. The quote! macro lets us use some really cool templating mechanics; we can write #name and quote! will replace it with the value in the variable named name. You can even do some repetition similar to the way regular macros work. Check out the quote crate’s docs for a thorough introduction.

What we want to do for our procedural macro is generate an implementation of our HelloWorld trait for the type the user of our crate has annotated, which we can get by using #name. The trait implementation has one function, hello_world, and the function body contains the functionality we want to provide: printing Hello, World! My name is and then the name of the type the user of our crate has annotated. The stringify! macro used here is built into Rust. It takes a Rust expression, such as 1 + 2, and at compile time turns the expression into a string literal, such as "1 + 2". This is different than format! or println!, which evaluate the expression and then turn the result into a String. There’s a possibility that #name would be an expression that we would want to print out literally, and stringify! also saves an allocation by converting #name to a string literal at compile time.

At this point, cargo build should complete successfully in both hello-world and hello-world-derive. Let’s hook these crates up to the code in Listing A4-1 to see it in action! Create a new binary project in your projects directory with cargo new --bin pancakes. We need to add both hello-world and hello-world-derive as dependencies in the pancakes crate’s Cargo.toml. If you’ve chosen to publish your versions of hello-world and hello-world-derive to https://crates.io they would be regular dependencies; if not, you can specify them as path dependencies as follows:

[dependencies]
hello_world = { path = "../hello-world" }
hello_world_derive = { path = "../hello-world/hello-world-derive" }

Put the code from Listing A4-1 into src/main.rs, and executing cargo run should print Hello, World! My name is Pancakes! The implementation of the HelloWorld trait from the procedural macro was included without the pancakes crate needing to implement it; the #[derive(HelloWorld)] took care of adding the trait implementation.

The Future of Macros

In the future, we’ll be expanding both declarative and procedural macros. A better declarative macro system will be used with the macro keyword, and we’ll add more types of procedural macros, for more powerful tasks than only derive. These systems are still under development at the time of publication; please consult the online Rust documentation for the latest information.

Appendix E: Translations of the Book

For resources in languages other than English. Most are still in progress; see the Translations label to help or let us know about a new translation!

Appendix F - Newest Features

This appendix documents features that have been added to stable Rust since the main part of the book was completed.

Field init shorthand

We can initialize a data structure (struct, enum, union) with named fields, by writing fieldname as a shorthand for fieldname: fieldname. This allows a compact syntax for initialization, with less duplication:

#[derive(Debug)]
struct Person {
    name: String,
    age: u8,
}

fn main() {
    let name = String::from("Peter");
    let age = 27;

    // Using full syntax:
    let peter = Person { name: name, age: age };

    let name = String::from("Portia");
    let age = 27;

    // Using field init shorthand:
    let portia = Person { name, age };

    println!("{:?}", portia);
}

Returning from loops

One of the uses of a loop is to retry an operation you know can fail, such as checking if a thread completed its job. However, you might need to pass the result of that operation to the rest of your code. If you add it to the break expression you use to stop the loop, it will be returned by the broken loop:

fn main() {
    let mut counter = 0;

    let result = loop {
        counter += 1;

        if counter == 10 {
            break counter * 2;
        }
    };

    assert_eq!(result, 20);
}